299 N.C. 191 | N.C. | 1980
In his brief defendant brings forward and argues 29 assignments of error. We find no merit in any of the assignments and will discuss only those which we consider important.
Defendant makes a two-pronged attack on the admissibility of evidence relating to statements he allegedly made to police officers at the sheriff’s offices on 6 March 1978. He argues that the statements were unconstitutionally obtained in that they were given (1) involuntarily as the products of psychological coercion, and (2) pursuant to an illegal arrest. We are not impressed with either argument.
Prior to admitting the challenged evidence, the court conducted an extensive voir dire hearing in the absence of the jury. Following the hearing the court made findings of fact which are fully supported by the evidence, consequently we are bound by the findings. 4 Strong’s N.C. Index 3d, Criminal Law § 76.10. The court also made conclusions of law which are fully supported by the findings of fact.
1. On or about 6 March 1978 Detective A. W. Oxendine and Sgt. Walter Sims of the Scotland County Sheriff’s Department were investigating the disappearance of Bobby Smith who allegedly disappeared on 28 August 1976. Det. Oxendine, after receiving information that defendant had made an offer to sell a CB radio to one James Larkin, asked Sgt. Sims to go with him to defendant’s home. They arrived at defendant’s residence around 8:30 a.m. Det. Oxendine blew the car horn and defendant, without a shirt on, came out of his residence. Det. Oxendine identified himself and told defendant that they would like to talk to him at the sheriff’s department. Defendant returned to the inside of his home and later came back to the police vehicle and entered the backseat. Neither officer at this time told defendant what they wanted to discuss with him. On the way to the sheriff’s department, there was no conversation between defendant and the officers. The officers did not have an arrest warrant.
2. The officers and defendant arrived at the sheriff’s department around 8:50 a.m. They went into a deputies’ office which is about 22 feet by 22 feet; the office has a window and there were several desks with chairs in the office; and there was also a telephone which was operational.
3. After the three of them entered the deputies’ office, the officers left temporarily and called S.B.I. Agent Van Parker who was also investigating the case. Upon returning to the office, Det. Oxendine and Sgt. Sims advised defendant that they had received information that defendant had tried to sell a CB radio to James Larkin; that the radio was similar to one that Bobby Smith had at the time he disappeared; and that they wanted to ask defendant some questions “about that matter”.
4. Det. Oxendine then advised defendant of his constitutional rights. Defendant appeared to understand his rights and said that he did not want a lawyer present. Defendant was advised of his rights around 9:00 a.m. and he signed a waiver of rights form in the presence of Oxendine and Sims.
5. Thereafter Officers Oxendine and Sims began to question defendant about the CB radio. Defendant gave several conflicting
6. At around 11:00 a.m., after Oxendine and Sims had alternated in asking defendant questions about the radio, Oxendine asked defendant if he wanted to leave or go to work and defendant replied that he was not going to work. Oxendine asked him if he wanted to call anybody and defendant replied that his wife knew where he was. The officers also told defendant that he was free to leave at any time he chose to do so.
7. Defendant declined to leave and Sims asked him again about the CB radio. He told defendant that he was not a “rogue” or “thief” and to tell him where the radio was. Sims also asked defendant if he wanted anything, and defendant replied that he wanted a Mountain Dew, some crackers and some cigarettes. Defendant gave Sims a dollar after which Sims went and purchased and brought to defendant the cigarettes, crackers and Mountain Dew which he requested.
8. Thereafter Sims left the room and Agent Parker and Det. Siler went in and questioned defendant. This questioning continued until about 2:00 p.m. A little later Sims returned to the room where defendant was alone and asked defendant again about the CB radio. Shortly thereafter, defendant gave the officers the incriminating statements hereinbefore summarized.
9. Defendant first made the incriminating statements shortly after 2:00 p.m. Thereafter, and until around 5:45 p.m., the officers engaged in the process of reducing their questions and defendant’s answers and statements to writing.
10. Defendant was 20 years of age and had a ninth grade education at the time the statements were allegedly made. He was in good physical and mental condition and while in the deputies’ office he was offered food and was also given permission to use the telephone to call anyone he desired.
11. Defendant was not under arrest at the time he was questioned by the officers and at the time he made his incriminating statements. He was free to leave at any time and was so advised by the officers. Defendant voluntarily, understandingly, knowingly and intelligently made the statements to Officers Oxendine, Sims and Parker.
Defendant points to the facts and circumstances surrounding his presence at the sheriff’s offices and urges this court to conclude that the totality of the attendant circumstances amounted to psychological coercion of a confession.
It is a basic principle of criminal law that an involuntary confession is inadmissible. Schneckloth v. Bustamonte, 412 U.S. 218, 36 L.Ed. 2d 854, 93 S.Ct. 2041 (1973); State v. Braxton, 294 N.C. 446, 242 S.E. 2d 769 (1978). A confession is involuntary when it is coerced, either by physical force, see e.g., Beecher v. Alabama, 408 U.S. 234, 33 L.Ed. 2d 317, 92 S.Ct. 2282 (1972) (per curiam); Clewis v. Texas, 386 U.S. 707, 18 L.Ed. 2d 423, 87 S.Ct. 1338 (1967), or by mental pressure, Lynumn v. Illinois, 372 U.S. 528, 9 L.Ed. 2d 922, 83 S.Ct. 917 (1963); State v. Chamberlain, 263 N.C. 406, 139 S.E. 2d 620 (1965). There is no suggestion or evidence in the present case that there was any physical force exerted against defendant. Our inquiry, therefore, is confined to the consideration of whether, from the totality of circumstances, see generally Cook, Constitutional Rights of the Accused: Trial Rights § 74 (1974), such mental or psychological pressure was brought to bear against defendant so as to overcome his will and thereby induce a confession that he was otherwise not disposed to make. We agree with the trial court that the officers in this case did not exert such pressure.
While it is true that defendant was questioned for a substantial period of time, before he first made his incriminating statement, approximately six hours, in a foreign environment, there is nothing in the record which indicates that he was subjected to deprivation or abuse in the course of the questioning.
Psychological coercion sufficient to render a confession involuntary manifests itself in a number of ways. See generally 3 Wharton’s Criminal Evidence §§ 674-685 (13th ed. 1973). Interrogation by law enforcement officers may be so prolonged as to
The use of multiple interrogators is a factor which may cause a confession to be deemed involuntary. See generally, Cook, Constitutional Rights of the Accused: Trial Rights § 74 (1974). In Ashcraft v. Tennessee, 322 U.S. 143, 88 L.Ed. 1192, 64 S.Ct. 921 (1944), the defendant was questioned continuously for thirty-six hours by relays of officers. The procedure was found to be so inherently coercive that it rendered the confession obtained from the accused to be involuntary. However, a careful consideration of the cases which have addressed this issue shows that the multiplicity of interrogators becomes an important factor in determining the voluntariness of a confession when the interrogation complained of extends over a prolonged period. See, e.g., Watts v. Indiana, 338 U.S. 49, 93 L.Ed. 1801, 69 S.Ct. 1347 (1949); Haley v. Ohio, 332 U.S. 596, 92 L.Ed. 224, 68 S.Ct. 302 (1948).
The period of time in which defendant was questioned in the case at hand was less than one-fourth the time the defendant was questioned in Ashcraft. We observed earlier that the interrogation was not so protracted that it resulted in an involuntary confession in light of the fact that defendant was informed that he was free to leave and go to work but instead elected to remain in the office and talk with the officers. While four different officers participated in questioning defendant, there is nothing in the record which indicates that their questioning was so relentless or overbearing that a valid objection to their conduct could be raised. There is evidence which indicates that the various officers went into the room in intervals, and different officers questioned defendant at different times. Nothing suggests, however, that at any time in the course of the questioning was defendant bullied by the presence and questioning of a group of interrogators.
A mere adjuration to a criminal suspect to speak the truth does not in and of itself render a subsequent confession involuntary. Sparf v. United States, 156 U.S. 51, 39 L.Ed. 343, 15 S.Ct.
In light of the foregoing discussion, we find no basis upon which to conclude that defendant’s statement was involuntarily given.
There is no validity in defendant’s claim that his incriminating statement resulted from an illegal arrest for the simple reason that he was not under arrest at the time he made the statement. An arrest occurs when law enforcement officers interrupt the activities of an individual and significantly restrict his freedom of action. Cf. Terry v. Ohio, 392 U.S. 1, 20 L.Ed. 2d 889, 88 S.Ct. 1868 (1968). Henry v. United States, 361 U.S. 98, 4 L.Ed. 2d 134, 80 S.Ct. 168 (1959). The dispositive issue is not the label which is appended to the encounter between law enforcement officers and an individual but whether the individual has been deprived of his freedom of action by way of a seizure. See generally 2 W. LaFave, Search and Seizure: A Treatise on the Fourth Amendment § 5.1(a) (1978). A person is not arrested if he is free to choose whether to enter or continue an encounter with law enforcement officers and elects to do so. United States v. Brunson, 549 F. 2d 348 (5th Cir.), cert. denied, 54 L.Ed. 107 (1977); see also United States v. Bailey, 447 F. 2d 735 (5th Cir. 1971) (A postman’s voluntary act in accompanying postal inspectors to post office when he had completed his day’s work did not constitute an arrest.); Doran v. United States, 421 F. 2d 865 (9th Cir. 1970). (There was no arrest where defendant voluntarily accompanied agents to the place where he was questioned in light of the fact that on two occasions he was informed that he was not under arrest and was free to leave.)
The case of United States v. Brunson, supra, is particularly instructive. In Brunson, the authorities were investigating the armed robbery of a post office and the murder of its postmistress. A witness heard several shots fired and saw two black men come
(1) In Brunson, there was evidence which showed that the investigators had not focused on Brunson as a suspect, let alone obtained sufficient information to constitute probable cause as to him individually. In the present case, the deputies only had information from a confidential informant that defendant had in his possession an unusual “CB” radio which he had been trying to sell. The radio was similar to the one which Bobby Smith kept at the produce stand. There was no evidence in their possession at that time which linked defendant to Bobby’s disappearance and death.
(2) In Brunson, there was evidence that the investigators wanted to talk with Brunson so that they might come to know the whereabouts of Glen Herman, upon whom the investigation had focused. Here, however, it will be remembered that the deputies had only minimal evidence which led them to desire to talk with
(3) In Brunson, the investigators told him that he was not under arrest; that they intended to drive him home after the interview; and that they wanted him to go with them voluntarily. In the present case, defendant was allowed to go back into his home unaccompanied to get dressed after first talking with the deputies. On one occasion during the interview, defendant was offered the opportunity to go to work, but he declined. Shortly thereafter, he was told that he was free to go, but he, instead, elected to remain at the sheriffs office and continue talking with the officers.
(4) Neither Brunson nor the present defendant were treated as though they were incarcerated. In neither case were the individuals frisked or handcuffed when they accompanied the officers. Not until after each had made an incriminating statement were they subjected to any sort of physical contact with law enforcement officers.
In summary, from all that appears in the record, defendant was not restrained in his freedom to walk away. It cannot be argued, therefore, that he was seized in the Fourth Amendment sense of that term.
Defendant refers this court to the recent decision of the United States Supreme Court in Dunaway v. New York, 60 L.Ed. 2d 824, 99 S.Ct. 2248 (1979), in support of his argument that his confession ought to have been suppressed as the fruit of an illegal arrest. Defendant’s reliance upon Dunaway is misplaced because it cannot be properly applied to the facts in this case. See State v. Reynolds, 298 N.C. 380, 259 S.E. 2d 843 (1979) (“While this decision . . . clearly has major ramifications with respect to the question of custodial interrogation on less than probable cause, we do not believe that it controls the case at bar.”)
Dunaway stands for the proposition that when a criminal defendant has been seized on less than probable cause and subsequently makes an incriminating statement, that statement must be suppressed as “the fruit of the poisonous tree” unless the effect of the illegal arrest has become sufficiently attenuated.
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Defendant contends that the trial court committed prejudicial error in admitting into evidence over his objection the opinion testimony of Dr. Page Hudson, Chief Medical Examiner of the State of North Carolina. The objection to Dr. Hudson’s testimony rests upon four separate grounds: (1) The questions of the district attorney were not framed in such a way that they might form a proper basis for the expression of an opinion; (2) the testimony of Dr. Hudson was not responsive to the questions propounded to him; (3) the testimony of Dr. Hudson was based upon inadequate data; and (4) the testimony of Dr. Hudson invaded the province of the jury. The contention is without merit.
Dr. Hudson testified on behalf of the state as an expert witness qualified in the field of forensic pathology. He stated that unattached bones constituting a partial human skeleton had been brought to him; that the bones could have been those of more than one person; that there was no soft tissue on the bones when they were brought to his office; that the bones had been damaged
On direct examination, the following exchange transpired.
Q. What did your examination of the skeletal remains themselves reveal, sir?
A. My examination revealed that there were — there was a major part of the tibia, which is the lower leg bone; a fibula, or two thigh bones; approximately half a dozen hand or foot bones; there were fourteen vertebrae; backbone; there was part of the sacrum, which is the bone at the end of the spine; a portion of the hip bone; collar bone; several small fragments of bone, including some from the scapula, or shoulder bones; sixteen ribs; and a skull, including the lower jaw. After examination of these, with several specific things in mind, I was able to recognize that they were all compatible with being from a single human being, and in my opinion — were from one in-diviudal, and in my opinion they were from a white male individual, whose age I evaluated as being somewhere between twenty and thirty, and whose height was approximately six feet tall, give or take approximately two inches.
Q. Dr. Hudson, did you come to any conclusion, based on your examination of these remains, as to what caused the death of that individual?
A. Yes, sir. On the basis of my examination of the material . . ., I did form an opinion as to the cause of death.
Q. And on what did you base — specifically, on what did you base this opinion?
A. On the presence of pellets imbedded in the shoulder bone and the scapula, and the presence of other pellets in this material, it was my opinion that the person probably died of a shotgun wound, shotgun blast.
(1) The questions of the district attorney were not framed in such a way that they might form a proper basis for the expression of an opinion.
It is settled law in North Carolina that an expert witness need not be interrogated by means of a hypotheical question which incorporates the relevant facts in evidence which counsel hopes the jury will accept as true when the facts upon which he bases his opinion are within his personal knowledge. State v. Abernathy, 295 N.C. 147, 244 S.E. 2d 373 (1978); State v. Griffin, 288 N.C. 437, 219 S.E. 2d 48 (1975), death sentence vacated, 49 L.Ed. 2d 1210 (1976); Huff v. Thornton, 287 N.C. 1, 213 S.E. 2d 198 (1975); see also 1 Stansbury’s North Carolina Evidence § 136 (Brandis rev. 1973). The evidence showed that Dr. Hudson had examined the remains himself. It naturally follows that he was competent to state an opinion concerning those remains without the intervention of a hypothetical question.
When the subject of a jury’s inquiry relates to cause and effect in a field where special knowledge is required to answer a question put to an expert witness, the purpose behind allowing expert testimony is likely to be thwarted or perverted unless the expert witness is allowed to express a positive opinion (if he has one) on the subject. Taylor v. Boger, 289 N.C. 560, 223 S.E. 2d 350 (1976); State v. Sparks, 285 N.C. 631, 207 S.E. 2d 712 (1974), death sentence vacated, 49 L.Ed. 2d 1212 (1976). As an expert in the field of forensic pathology, Dr. Hudson was qualified to state an opinion as to what probably caused the death of Bobby Smith without couching his testimony in terms of what might have or could have caused his death.
(2) The testimony of Dr. Hudson was not responsive to the questions propounded to him.
Defendant contends that even though the district attorney did not ask Dr. Hudson a question which called for the expression of an opinion in its answer, on two occasions he nevertheless offered his opinion. When asked by the district attorney what his examination of the skeletal remains revealed, Dr. Hudson answered that it was his opinion that the remains were those of a white male who was between twenty and thirty years old and
“Whether an answer is responsive to a question is not the ultimate test on a motion to strike. If an unresponsive question produces irrelevant facts, they may and should be stricken and withdrawn from the jury. However, if the answers bring forth relevant facts, they are nonetheless admissible [although] they are not specifically asked for or go beyond the scope of the question.” State v. Ferguson, 280 N.C. 95, 98, 185 S.E. 2d 119 (1971). In other words, if an answer states relevant and otherwise admissible evidence, it need not be stricken merely because it was not responsive to the question. In re Will of Taylor, 260 N.C. 232, 132 S.E. 2d 488 (1963); In re Will of Tatum, 233 N.C. 723, 65 S.E. 2d 351 (1951). The identification of the remains as well as the cause of death were relevant subjects of inquiry in the trial. That evidence pertaining to these two matters was not sought in the questions which nonetheless elicited these responses is immaterial.
(3) The testimony of Dr. Hudson was based upon inadequate data.
Defendant argues that the opinion testimony of Dr. Hudson was based upon inadequate data in that the only facts which were then in evidence were that human bones had been examined by him and that bird shot had been found among them. There was a sufficient foundation laid for Dr. Hudson’s testimony. Prior to stating any opinion, Dr. Hudson testified that he had examined the remains collectively and indiviudally, measuring, sorting and photographing them.
(4) The testimony of Dr. Hudson invaded the province of the jury.
Defendant argues that the testimony of Dr. Hudson invaded the province of the jury by containing an opinion as to what was
It has long been the rule in North Carolina that the cause of an individual’s death is the proper subject of expert testimony. State v. Hairston, 280 N.C. 220, 185 S.E. 2d 633 (1972); State v. Perry, 276 N.C. 339, 172 S.E. 2d 541 (1970); State v. Cole, 270 N.C. 382, 154 S.E. 2d 506 (1967); see generally 1 Stansbury’s North Carolina Evidence § 135 (Brandis Rev. 1973). There was no dispute as to the qualifications of Dr. Hudson. He had sufficient information upon which to base an opinion as to the cause of Bobby Smith’s death. See generally Comment, Expert Medical Testimony: Differences Between the North Carolina Rules and the Federal Rules of Evidence, 12 Wake Forest L. Rev. 833 (1976).
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Defendant contends that the district attorney exceeded the bounds of propriety in his argument to the jury and thereby deprived him of his right to a fair and impartial trial. Our examination of the record indicates that at the time of the district attorney’s argument, no objection of any kind was made to any portion of the jury argument. While it is true that counsel have wide lattitude in making their arguments to the jury, State v. Barfield, 298 N.C. 306, 259 S.E. 2d 510 (1979); State v. Monk, 286 N.C. 509, 212 S.E. 2d 125 (1975), counsel may not travel outside of the record and inject into his argument facts within his own knowledge, Jenkins v. Harvey C. Hines Co., 264 N.C. 83, 141 S.E. 2d 1 (1965), or facts outside of the evidence. Cuthrell v. Greene, 229 N.C. 475, 50 S.E. 2d 525 (1948). When counsel makes an improper remark in his argument to the jury, an exception must be taken before verdict or the alleged impropriety is waived. State v. Williams, 276 N.C. 703, 174 S.E. 2d 503 (1970), death sentence vacated, 29 L.Ed. 2d 860 (1971). However, a trial judge has the duty to act ex mero motu in those instances where such action is necessary to preserve in an unencumbered state the right of a defendant to a fair and impartial trial. See Lamborn & Co. v. Hollingsworth, 195 N.C. 350, 142 S.E. 19 (1928); McLaurin v. Williams, 175 N.C. 291, 95 S.E. 559 (1918); Massey v. Alston, 173 N.C. 215, 91 S.E. 964 (1917). In light of the serious penalty which has been imposed upon defendant, see State v. Williams, supra, we have carefully reviewed the argument of the district attorney even
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Defendant contends that the trial court erred in denying his motion to dismiss at the close of the state’s evidence and his motion to dismiss at the close of all the evidence. Defendant argues that the state, by introducing his confession in which he claimed the killing of Bobby Smith was an accident, is bound entirely by the purported truth of that statement. We disagree.
When the state introduces into evidence exculpatory statments of the defendant which are not contradicted or shown to be false by any other facts or circumstances in evidence, the state is bound by those statements. State v. Bruton, 264 N.C. 488, 142 S.E. 2d 169 (1965); State v. Gaines, 260 N.C. 228, 132 S.E. 2d 485 (1963). However, the introduction by the state of a defendant’s exculpatory statement does not preclude the state from showing the facts concerning the crime to be different, and does not require the granting of a motion to dismiss if the state contradicts or rebuts the defendant’s exculpatory statement. State v. May, 292 N.C. 644, 235 S.E. 2d 178, cert. denied, 54 L.Ed. 2d 288 (1977); State v. Carter, 289 N.C. 35, 220 S.E. 2d 313 (1975), death sentence vacated, 49 L.Ed. 2d 1211 (1976); State v. Hankerson, 288 N.C. 632, 220 S.E. 2d 575 (1975), rev’d on other grounds sub nom., 53 L.Ed. 306 (1977). On a motion to dismiss, all of the admitted evidence must be viewed in the light most favorable to the state, and the state must be given the benefit of every reasonable inference to be drawn therefrom. State v. Witherspoon, 293 N.C. 321, 237 S.E. 2d 822 (1977); State v. May, supra; State v. Poole, 285 N.C. 108, 203 S.E. 2d 786 (1974).
We hold that dismissal was properly denied in view of evidence which casts doubt on defendant’s statement that the killing was accidental. This evidence is to the effect that: (1) defendant had made up his mind to rob Bobby Smith and went to the produce stand for that purpose, although he kept changing his mind from time to time throughout the course of his activities on whether to go through with his intention; (2) defendant lied to
Taken together, the foregoing inconsistences in defendant’s statement are sufficient to present a jury question as to whether the killing was accidental or intentional. Therefore, the state is not bound by the exculpatory portions of defendant’s statement and is entitled to go to the jury on the issue of defendant’s guilt of the crime charged. See State v. Hankerson, supra.
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Defendant argues that the trial court committed prejudicial error in its charge with respect to death by accident. The charge excepted to by defendant contained the following language.
“The defendant contends that Bobby Smith’s death was accidental. If the killing was in fact accidental, the defendant would not be guilty of any crime, even though his acts were responsible for the victim’s death. A killing is accidental if it is unintentional, occurs during the course of lawful conduct, and does not involve criminal negligence. A killing cannot be intentional or criminally negligent if it was the result of an accident. When the defendant asserts that the victim’s death was the result of an accident, he is in effect denying the existence of those facts which the State must prove beyond a reasonable doubt in order to convict him. Therefore, the burden is on the State to prove those essential facts, and in so doing, disprove the defendant’s assertion of accidental death. The State must satisfy you beyond a reasonable doubt that the victim’s death was not accidental before you may return a verdict of guilty.
“Now, Members of the Jury, bearing in mind that the burden of proof rests upon the State to establish the guilt of the defendant beyond reasonable doubt, I charge that if you find*210 from this evidence that the killing of the deceased was accidental — that is, that Bobby Smith’s death was brought about by an unknown cause or that it was from an unusual or unexpected event, from a known cause, and you also find that the killing of the deceased was unintentional, that at the time of the homicide the defendant was engaged in the performance of a lawful act, without any intention to do harm, and that at the time he was using proper precaution to avoid danger; if you find these to be the facts, remembering that the burden is upon the State, then I charge you that the killing of the deceased was a homicide by misadventure and if you so find, it would be your duty to render a verdict of not guilty as to this defendant.”
Defendant contends that the instruction set out above is confusing in that it would permit the jury to conclude that it must find beyond a reasonable doubt from the evidence that the killing of Bobby Smith was accidental in order to acquit defendant. We disagree.
The first portion of the charge clearly and properly placed the burden on the state to prove each and every element of the crime charged beyond a reasonable doubt, thereby disproving defendant’s assertion of an accidental death. State v. Patterson, 297 N.C. 247, 254 S.E. 2d 604 (1979); State v. Jones, 287 N.C. 84, 214 S.E. 2d 24 (1975). The second portion of the charge which is set out above is identical to that which we approved in State v. Harris, 289 N.C. 275, 221 S.E. 2d 343 (1975). We are not disposed to reexamine our holding in Harris.
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We have carefully considered the other assignments of error brought forward in defendant’s brief and find no merit in any of them. Our deliberations impel the conclusion that defendant received a fair and impartial trial which was free from prejudicial error.
No error.