State v. MoralesState v. Morales
- Reporters:
- , ,
- Before:
- Callahan
Lead Opinion
Opinion
CALLAHAN, C. J.The sole issue in this appeal is whether a child1 who has been transferred, pursuant to
The following facts and procedural history are relevant to this appeal. When the defendant was fifteen years old, he was the driver of a vehicle involved in a gang related drive-by shooting in New Haven that resulted in the death of a sixteen year old male. As a result of the defendant’s involvement in the shooting, he was arrested by warrant and, in a petition of delinquency, charged with murder in violation of
Following the transfer of the defendant to the regular criminal docket, another probable cause hearing was held pursuant to
Thereafter, the defendant moved to have his case returned to the juvenile docket for further proceedings. The trial court denied the motion and sentenced the defendant to a term of incarceration of eighteen years, suspended after fourteen years, with five years probation. The defendant appealed to the Appellate Court, which affirmed the judgment of the trial court in a per curiam opinion based upon its decision in State v. Cuffee, 32 Conn. App. 759, 630 A.2d 621 (1993). State v. Morales, 40 Conn. App. 935, 671 A.2d 867 (1996). We granted the defendant’s petition for certification to determine: (1) whether, as a matter of statutory construction, a child who is transferred to the regular criminal docket pursuant to
We first consider the language of
The defendant asks us to find such an exception in the last sentence of
The defendant’s interpretation of
Our interpretation finds further support in the provision of
Only by intexpreting the phrase “the charge for which he was transfeixed” in the last sentence of
II
Having rejected the defendant’s statutory claim, we consider the defendant’s alternative argument that the statute, as we have construed it, violates his federal constitutional rights to equal protection and due process.12 Although unclear, the defendant’s equal protection argument appears to be that he is similarly situated to those children who are adjudged delinquent on the basis of findings in juvenile court that they have committed manslaughter in the first degree, and that there is no rational basis for subjecting him to more severe penalties than are imposed on those who are prosecuted in the juvenile court. We disagree.
In order to analyze the constitutionality of
The defendant’s argument appears to be that distinctions in sentencing of juvenile offenders cannot constitutionally be based upon a determination, in advance of trial, that there is probable cause to believe that a juvenile defendant has committed murder. We conclude, however, that even if we assume that the two categories of offender identified by the defendant, i.e., children charged with murder and those charged only with manslaughter, are similarly situated with respect to the statute, there is more than an adequate rational basis for treating them differently.
Our analysis of this claim is essentially the same as that in which we engage today in State v. Matos, 240 Conn. 743, 694 A.2d 775 (1997). As with the youthful offender scheme at issue in Matos, the legislature has provided a variety of benefits to juvenile defendants. Some of the benefits exist before and during trial, while others exist after the merits of a defendant’s case have been decided by a court. Regardless of the timing of the benefits, however, the legislature has chosen to bestow or withhold these benefits as a whole, rather than on a piecemeal basis. It is entirely possible that the legislature decided that, in the best interests of our open public court system, any defendant tried as an adult and exposed to the public for trial should be sentenced as an adult, regardless of the crimes of which he or she ultimately is convicted. The legislature could have reasoned that conferring postverdict benefits, such as more lenient sentencing and erasure of records, on a defendant who, in open court, had been tried as an adult and convicted of a serious crime would damage society’s perception of the fair administration of justice. See id. Because there exists a rational basis for this
Under the due process analysis in his brief, the defendant asserts that he “is entitled to the full protection of the statutory scheme governing the treatment of juvenile delinquents as set forth in [General Statutes] §§ 46b-126 and 46b-127. Pursuant to that scheme, he would not have been subject to punishment as an adult for the crime of manslaughter in the first degree under
The judgment of the Appellate Court is affirmed.
In this opinion the other justices concurred.
Notes
‘‘(b) No such transfer shall be valid unless, prior thereto, the court has made written findings, after a hearing, that there is probable cause to believe that, the child has committed the act for which he is charged. At such hearing, the child shall have the right to counsel and to confront the witnesses against him. The procedures provided in
“(c) If the court makes a finding of probable cause, any child referred pursuant to subdivision (2) of subsection (a) of this section may request an immediate hearing at which he shall have the right to present evidence that he should not be transferred to the regular criminal docket because (1) he is a person with mental retardation, as defined in section 1-lg, or (2) he suffers from a substantial mental disorder, as defined in section 17a-75 or (3) an alternative plan or placement within the juvenile justice system has been arranged that will protect the community from further criminal conduct by the child. If the court, after such hearing, finds that a factor specified in subdivision (1), (2) or (3) of this subsection has been proven by a preponderance of the evidence, it shall not transfer such child to the regular criminal docket.
“(d) Upon the effectuation of the transfer, such child shall stand trial and be sentenced, if convicted, as if he were sixteen years of age, except that no such child shall be placed in a correctional facility but shall be maintained in a facility for children and youth until he attains the age of sixteen years or until he is sentenced, whichever occurs first. Such child shall receive credit against any sentence imposed for time served in a juvenile facility prior to the effectuation of the transfer. A child who has been transferred may enter a guilty plea to a lesser offense if the court finds that such plea is made knowingly and voluntarily. Any child transferred to the regular criminal docket who pleads guilty to a lesser offense shall not resume his status as a juvenile regarding said offense. If the action is dismissed or nolled or if such child is found not guilty of the charge for which he was transferred, the child shall resume his status as a juvenile until he attains the age of sixteen years.”
“(c) Murder is punishable as a class A felony in accordance with subdivision (2) of section 53a-35a . . .
The defendant previously filed an unsuccessful appeal of the trial court’s finding of probable cause. See In re David M , 29 Conn. App. 499, 615 A.2d 1082 (1992).
That authority is subject only to the condition that, if probable cause for the transferred charge is found not to exist, the adult prosecution ends, and the juvenile is transferred back to the juvenile docket. State v. Torres, 206 Conn. 346, 358, 538 A.2d 185 (1988).
The defendant suggested at oral argument that, even under his construction of
The defendant curiously argues in his brief that the state’s construction of the statute would “impermissibly [burden] the common-law right to consideration of lesser included offenses . . . .”
The defendant provides no independent analysis under the state constitution and we, therefore, will undertake no such analysis in this case.
Concurrence Opinion
concurring. I agree with and join the majority opinion. I write separately only with regard to
It is axiomatic that the equal protection clause applies only where the litigant before the court first establishes that he is similarly situated, with respect to the statutory scheme claimed to violate the clause, to someone else who is treated differently from him under the statutory scheme. Blakeslee Arpaia Chapman, Inc. v. EI Constructors, Inc., 239 Conn. 708, 755, 687 A.2d 506 (1997). If he is so similarly situated, the court must then determine whether the classification effectuated by the statutory scheme survives the applicable level of scrutiny. Id., 755-57.
As the majority opinion makes clear, the defendant seeks to compare himself with those juveniles who are adjudged delinquent based on a finding in the Superior Court for Juvenile Matters that they have committed manslaughter in the first degree. The defendant, however, is not similarly situated, with respect to the juvenile statutes regarding the penal code homicide offenses, to those juveniles.
The appropriate time for this inquiry is not, as the defendant assumes, at the end of the process, when he was acquitted of murder but convicted of manslaughter. The appropriate time is at the beginning of the process because that is when the classification between him and the other juveniles was made. At that time, the state had evidence establishing probable cause that the defendant had committed not only manslaughter, but murder. A juvenile against whom there is sufficient
By joining the majority opinion, I also agree with and join its rational basis analysis. The purpose of this concurrence is simply to underscore my conclusion that it is not necessary to engage in that analysis.