State v. MonsonState v. Monson
This case involves the admissibility of a certified copy of a defendant's driving record to establish that the defendant's driver's license was suspended or revoked. Three issues are presented: (1) Does
On October 25, 1985, a state trooper stopped defendant on Interstate 405 after noticing that the car defendant was driving had expired license tabs. The officer ran a computer check on defendant and learned that his driver's license had been revoked. He cited defendant for driving while his driver's license was revoked or suspended and for driving a vehicle with expired tabs. At defendant's trial in Northeast District Court, the State sought to introduce as evidence a certified coрy of defendant's driving record obtained from the Department of Licensing in Olympia, in order to establish that defendant's driving privilege was revoked at the time he was cited. Defendant maintained that his license was not revoked.
Defendant objected to admission of the record, on the grounds that it constituted hearsay and that admission of the document would violate his right to confrontation. The trial court overruled the objection, and the record was admitted. The record consists of: (1) a cover letter which includes a certification by the legal custodian of driving records of this state that suсh records are official and maintained in the office of the Department of Licensing in Olympia, that the information in the record pertains to defendant, that two attached documents (an order of revocation and an abstract of driving record) are true and accurate copies of defendant's official record, and that after diligent search there is no document or other evidence in defendant's official record to indicate that as of October 25, 1985, the Department had reinstated defendant's driving privilege; (2) a copy of the order of license revocation dated September 30, 1985, which was mailed to defendant's last known address and informed him that on October 10, 1985,
Defendant filed an RALJ appeal; King County Superior Court upheld the conviction. He next sought discretionary review by the Court of Appeals, which also affirmed his conviction.
State v. Monson,
The first issue is whether
The certified copy of defendant's driving record is a hearsay statement. It is a written assertion made out of court and offered at trial to prove the truth of the matter asserted,
i.e.,
that at the time he was cited, defendant's driving privilege was revoked.
See generally
E. Cleary,
McCormick on Evidence
§ 246, at 729 (3d ed. 1984). The trial court admitted the document pursuant to
Copies of all records and documents on record or on file in the offices of the various departments of the United States and of this state, when duly certified by the respective officers having by law the custody thereof, under their respective seals where such officers have official seals, shall be admitted in evidence in the courts of this state.
The language of the statute has been the same since 1891. See Laws of 1891, ch. 19, § 16.
By its terms, the statute (1) describes the way in which a public record is authenticated, and (2) directs admission thereof into evidence despite its hearsay character. As to the first of these, the statute provides for authentication of public records by requiring that the document be duly certified by the respective officer having custody, under seal where the officer has an official seal. ER 902(d) also provides for self-authentication of certified copies of public
A copy of an official record or report or entry therein, or of a document authorized by law to be recorded or filed and actually recorded or filed in a public office, including data compilations in any form, certified as correct by the custodian or other person authorized to make the certification . . .
by certificate complying with the rule or applicable law of the United States or a state. ER 902(d). The comment to ER 902 explains that ER 902 is the same as the federal rule, but two subsections, including subsection (d), have been modified to adapt the rule to state practice. The comment to the rule explains that statutory methods of authentication are preserved, for example,
As can be seen, the statute, which long preceded the evidence rule, describes the method for self-authentication of public records, and, when adopted, the еvidence rule was modified to conform to the statute.
As to the second function of the statute, defendant claims that the statute is only a rule of authentication, and does not provide for admissibility of hearsay. This is incorrect. The language of the statute is clear: "Copies of all records . . . when duly certified . . . shall be admitted in evidence in the courts of this state."
Further, this court has treated the statute as a codification of the common law public records hearsay exception.
See, e.g., State v. Kelly,
In
Dibley,
Division Two further noted, though, that the statute has also been interpreted аs a codification of the public records exception to the hearsay rule, citing
Kaye v. Department of Licensing,
Contrary to Division Two's reasoning, there is no question about the interpretation of the statute as codifying the public records exception to the hearsay rule. When this court adopted the evidence rules it did not adopt as part of ER 803 a hearsay exception for рublic records and reports. Instead, ER 803(a)(8) states: "[Reserved. See
The other two cases relied upon by defendant do not compel a different result. In
Kaye,
at 133-34, the court expressly recognized that the statute has been interpreted as a codification of the public records hearsay exception. In
State v. Thompson,
We affirm the Court of Appeals holding that
The Court of Appeals correctly noted, however, that not every public record is automatically admissible under the statute. As this court held:
In order to be admissible, a report or document prepared by a public official must contain facts and not conclusions involving the exercise of judgment or discretion or the expression of opinion. The subject matter must relate to facts which are of a public nature, it must be retained for the benefit of the public and there must be express statutory authority to compile the report.
Steel v. Johnson,
The second issue is whether admission of the certified copy of defendant's driving record violated his right to confrontation. Defendant argues that admission of the record
The Sixth Amendment provides: "In all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him . . .".
Where the witness is unavailable to testify, the right of confrontation may be violated when an out-of-court statement is admitted.
Parris,
at 144. But the state and federal clauses do not require exclusion of all hearsay statements.
Ohio v. Roberts,
In Roberts, the United States Supreme Court examined admissibility of prior testimony under confrontation clause principles, and summarized its conclusion:
In sum, when a hearsay declarant is not presеnt for cross-examination at trial, the Confrontation Clause normally requires a showing that he is unavailable. Even then, his statement is admissible only if it bears adequate "indicia of reliability." Reliability can be inferred without more in a case where the evidence falls within a firmly rooted hearsay exception. In other cases, the evidence must be excluded, at leastabsent a showing of particularized guarantees of trustworthiness.
Roberts, at 66.
Defendant relies upon
Roberts
and this court's cases following
Roberts.
He points out that this court has recently stated that the confrontation clause restricts the range of admissible hearsay in two ways: by requiring a demonstration of the unavailability of the declarant if the declarant is not produced at trial, and by a showing that the statement bears adequate indicia of reliability.
See, e.g., State v. Terrovona,
The State argues, on the other hand, that a public document is not a witness and thus the confrontation clause is not applicable. In some cases this view is stated.
See State v. Kelly,
More recently, however, we have analyzed documentary evidence under hearsay and right to confrontation principles.
State v. Kreck,
Our decision in Kreck preceded that of the United States Supreme Court in Roberts, but, as will become apparent, Kreck is still sound.
In
Kreck,
the record at issue was a laboratory report of a blood test. This court said that
Contrary to defendant's argument,
Roberts
did not later establish a rule that unavailability must be shown in each instance for hearsay to be admissible. Instead, in
Roberts,
at 66, the court said that "when a hearsay declarant is not present for cross-examination at trial, the Confrontation Clause
normally
requires a showing that he is unavailable." (Italics ours.) That this is not an absolute requirement is shown by the Court's decision in
United States v. Inadi,
As the decisions in
Inadi
and
Bourjaily
make clear,
Roberts
does not require that we abandon our reasoning in
Kreck,
nor does it require that unavailability of the declarant be established in each instance before hearsay is admissible. While
Kreck
involved the business records hearsay exception, our analysis there is relevant here. As was true there, the declarants here would be extremely unlikely to remember the events recorded. For that reason, cross examination would not serve to enhance truth finding. In this regard, the Court's analysis in
Inadi
is instructive. The Court there reasoned that in the context of prior testimony, as in
Roberts,
the out-of-court statement is simply a weaker substitute for live testimony. If the declarant is available and the same information can he presented to the trier of fact as live testimony, with cross examination and the opportunity to observe the demeanor of the witness, there is little justification for relying on the prior testimony. The Court said that long-standing principles of the law of hearsay, as well as the confrontation clause, favor the better evidence. But if the declarant is unavailable, the
In contrast, the Court explained, the same principles do not apply in the case of out-of-court coconspirator statements. The Court reasoned that such statements often differ significantly from testimony at trial, given the circumstances in which coconspirator statements are made. They are therefore usually irreplаceable as substantive evidence, and admission of the statements "actually furthers the 'Confrontation Clause's very mission' which is to 'advance "the accuracy of the truth-determining process in criminal trials."'" Inadi, at 396.
The analysis in Kreck is consistent with this reasoning. Rather than providing constitutionally better testimony, the custodian of records, the signer of the letter of revocation, and the person certifying the mailing of that letter could add nothing to the substantive evidence in the certified copy of the driving record. The better evidence is thus not live testimony.
Moreover,
Washington's evidence rules illustrate this dichotomy.
Compare
ER 803
with
ER 804. As explained above, while this court did not adopt
The requirements we set forth in
Steel v. Johnson, supra,
when met, and
Further, the nature of public records is such that trustworthiness is found:
The special trustworthiness of official written statements is found in the declarant's official duty and the high probability that the duty to make an accurate report has been performed.
[Also] . . . given the volume of business in public offices, the official written statement will usually be more reliable than the official's present memory.
E. Cleary,
McCormick on Evidence
§ 315, at 889 (3d ed. 1984).
See also
5 J. Wigmore,
Evidence
§ 1632 (1974) (presumption that public officers do their duty). The Director of the Department of Licensing is obliged to prepare case records fоr all drivers, pursuant to
The special trustworthiness of official written statements, the fact that the reliability of the written statement is such that it will usually be more reliable than live testimony, and the inconvenience of requiring public officials to appear in court and testify (which "would . . . disrupt the administration of public affairs [and] almost certainly create a class of official witnesses") together are reasons why the public records hearsay exception does not depend upon a showing of unavailability of the declarant. E. Cleary § 315, at 889.
Based upon the reliability of public recоrds properly admitted under
The court held the document admissible as a public record, and held that its admission did not violate defendant's right to confrontation. The court concluded that the reliability and the trustworthiness of the record was sufficient to satisfy the confrontation clause. Leis, at 448. The court noted that a driving record contains historical facts and contains neither opinions nor conclusions. Leis, at 448. The court held that where there is no suggestion that the record is inaccurate, the State need not produce the record's preparer nor show that the preparer is unavailable. Leis, at 449.
In
People v. Smith,
As discussed above, the decision in
Smith,
rejecting an absolute unavailability rule, is supported on this point by
Defendant argues, however, that his driving record is difficult to read. He maintains that a witness from the Department of Licensing is needed to explain the record. Even if true, this does not implicate defendant's right to confrontation. Further, the copy of the letter revoking his privilege to drive and the driving abstract together clearly establish that when he was cited his driving privilege was revoked.
Also of significance, defendant does not challenge the accuracy of the record. As the trial court recognized, Report of Proceedings, at 9, a different question would be presented if defendant claimed the record was faulty.
Finally, defendant raised other issues in the Court of Appeals which he does not support by argument or authority in his petition for review. We therefore decline to address one,
see
RAP 10.3(a)(5);
State v. Adams,
In
White,
the trial judge admitted certain hospital and medical records under the Uniform Business Records as Evidence Act (
[a]lthough the Uniform Business Records as Evidence Act allows regularly kept business records in evidence when proof that their custody, control and making shows prima facie that they are maintained in the regular course of business, the statute ipso facto does not render admissible such parts of the records as are otherwise excludable under well-established rules of evidence. If regularly maintained under a prearranged and established scheme, business records may be admitted to show the occurrence of events, conditions, conduct and status of things existing or occurring contemporaneously with the making of the records, but they are not admissible as a narrative of occurrences antedating the making of the notations. In short, although the Uniform Business Records as Evidence Act establishes a statutory exception to the common-law rule against hearsay evidence, it does not in all respects render admissible evidence contained in the records which should ordinarily be excluded. The courts, in deciding what parts, if any, of the records offered shall be expunged, must analyze the probable effects of the hearsay. If the proof of the facts in issue is great and the hearsay merely cumulative and so incorporated into and interspersed with the records that its removal will substantially mutilate the records or deprive them of integrity and continuity, the admission may be considered nondamaging and the court may, rather than effectually destroy valuable evidence, receive the records in evidence.
If, however, the hearsay contents goes to the heart of an issue on trial so that when believed by a jury it could logically be regarded as proof of the affirmative or negative of an issue, the hearsay should be rejected or expunged, even if in doing sothe records must necessarily be mutilated or rendered incoherent.
It follows, of course, that not all hearsay evidence contained in records received under the Uniform Business Records as Evidence Act is grounds for reversal, even though admitted in error, for the concept of harmless error remains with the courts.
(Citations omitted.) White, at 530-31.
The second paragraph of this extensive quote contains the language lifted out of context. It has been regarded as meaning that if otherwise admissible hearsay evidence gоes to the heart of an issue at trial, so that if believed it could be regarded as proof on that issue, it must be excluded.
In its entirety, the court's language in White has quite a different meaning. The court recognized that business records admissible under the business records hearsay exception could contain evidence otherwise excludable under a recognized rule of evidence. The court explained that if the documents contain hearsay not encompassed within the business records exception (hearsay within hearsay), that hearsay is not admissible under the business records exception. (As the Court of Appeals below said, the reference to "hearsay contents" at the beginning of the second quoted paragraph refers to the child's narrative report contained in the hospital record.) If the inadmissible hearsay is merely cumulative of other evidence, and other proof of facts in issue is great, the hearsay will be allowed as necessary to avoid damaging valuable admissible evidence. On the other hand, if the inadmissible hearsay constitutes the "proof" on a matter, so that if believed it would resolve an issue in the case, the inadmissible hearsay must be expunged, even if mutilation of the record results.
The court did not hold that otherwise admissible hearsay must be excluded if it "goes to the heart" of an issue.
The cases relied upon by defendant rely upon
White. State v. Tharp,
As the Court of Appeals correctly noted in properly rejecting the "rule," defendant cites no treatises or cases from other jurisdictions. He cites no case not ultimately relying on White. We expressly reject the rule that otherwise admissible hearsay must be excluded if it "goes to the heart of an issue" at trial. Any case to the contrary is overruled insofar as it is inconsistent with this opinion.
The Court of Appeals is affirmed.
Callow, C.J., Utter, Dolliver, Dore, Andersen, Durham, and Smith, JJ., and Cone, J. Pro Tern., concur.
Notes
In
State v. Bolen,