State v. Mole (Slip Opinion)State v. Mole (Slip Opinion)
Lead Opinion
{¶ 1} In this appeal, we address the validity of a facial constitutional attack, on equal-protection grounds, against a subdivision of Ohio’s sexual-battery statute,
{¶ 2}
Relevant Background
{¶ 3} Appellee, Matthew Mole, was a police officer. He first encountered J.S. when J.S. initiated a conversation with Mole through the use of a dating application on his mobile phone.
{¶ 4} J.S. claimed to be 18 years old and a senior in high school. Mole was 35. Upon J.S.’s invitation, Mole came to J.S.’s house at 3:00 a.m. on December 19, 2011, and was led into an unlit sunroom at the back of the house. The two undressed and performed oral sex on each other in the dark. They were discovered by J.S.’s mother shortly after. At that point, Mole learned, for the first time, that J.S. was 14 years old.
{¶ 5} Mole was charged with one count of unlawful sexual conduct with a minor,
{¶ 6} Before trial, Mole moved the trial court to declare
{¶ 7} At trial, Mole elected to have the unlawful-sexual-conduct charge tried to the jury and the sexual-battery charge tried to the bench. The jury became deadlocked, the court declared a mistrial, and the state dismissed the indictment as to the charge under
{¶ 8} But the bench trial resulted in Mole’s conviction for sexual battery under
{¶ 9} Mole appealed to the Eighth District Court of Appeals, arguing that
Analysis
{¶ 10} At the outset, we are mindful of our duty to defer to the General Assembly:
A statute is presumed constitutional. “In enacting a statute, it is presumed that * * * [c]ompliance with the constitutions of the state and of the United States is intended.”R.C. 1.47(A) . See also State v. Carswell,114 Ohio St.3d 210 ,2007-Ohio-3723 ,871 N.E.2d 547 , ¶ 6. Courts have a duty to liberally construe statutes “to save them from constitutional infirmities.” Desenco, Inc. v. Akron,84 Ohio St.3d 535 , 538,706 N.E.2d 323 (1999).
Mahoning Edn. Assn. of Dev. Disabilities v. State Emp. Relations Bd.,
{¶ 11} The presumption of constitutionality is rebutted only when it appears beyond a reasonable doubt that the statute and the Constitution are clearly incompatible. Id.; State v. Hayden,
{¶ 12} With these principles in mind, we turn to the Constitutions and our analysis of
{¶ 14} Although this court previously recognized that the Equal Protection Clauses of the United States Constitution and the Ohio Constitution are substantively equivalent and that the same review is required, Am. Assn. of Univ. Professors, Cent. State Univ. Chapter v. Cent. State Univ.,
The United States Supreme Court has repeatedly reminded state courts that they are free to construe their state constitutions as providing different or even broader individual liberties than those provided under the federal Constitution. See, e.g., City of Mesquite v. Aladdin’s Castle, Inc. (1982),455 U.S. 283 , 293,102 S.Ct. 1070 , 1077,71 L.Ed.2d 152 , 162 (“ * * * [A] state court is entirely free to read its own State’s constitution more broadly than this Court reads the Federal Constitution, or to reject the mode of analysis used by this Court in favor of a different analysis of its corresponding constitutional guarantee.”); and California v. Greenwood (1988),486 U.S. 35 , 43,108 S.Ct. 1625 , 1630,100 L.Ed.2d 30 , 39 (“Individual States may surely construe their own constitutions as imposing more stringent constraints on police conduct than does the Federal Constitution.”). See, also, PruneYard Shopping Ctr. v. Robins (1980),447 U.S. 74 , 81,100 S.Ct. 2035 , 2040,64 L.Ed.2d 741 , 752. Further, in Michigan v. Long (1983),463 U.S. 1032 , 1041,103 S.Ct. 3469 , 3476-3477,77 L.Ed.2d 1201 , 1214-1215, the Supreme Court reinforced its comments in this area by declaring that the state courts’ interpretations of state constitutions are to be accepted as final, as long as the state court plainly states that its decision is based on independent and adequate state grounds.
Arnold at 41-42.
{¶ 15} Arnold stands as the court’s first clear embrace of Justice William J. Brennan’s watershed article, State Constitutions and the Protection of Individual Rights, 90 Harv.L.Rev. 489 (1977), which has been described as a “plea for a
{¶ 16} Notably, however, in the wake of Arnold, we have often, but inconsistently, heeded the hortatory call to the new federalism.
{¶ 17} Four years after our decision in Arnold, this court disavowed the “new federalism,” at least in the context of the constitutional rights protecting individuals from searches and seizures by the government. State v. Robinette,
{¶ 18} In 2003, we again embraced the new federalism, even in areas in which we had rejected it previously. In State v. Brown, we departed from Robinette’s disavowal of the new federalism and held that Article I, Section 14 of the Ohio Constitution “provides greater protection than the Fourth Amendment to the United States Constitution against warrantless arrests for minor misdemeanors.”
{¶ 19} Soon thereafter, we announced that Ohio’s Constitution protected Ohioans from government appropriation of their private property if the appropriation was based solely on the fact that it would provide an economic benefit to the community. Norwood v. Horney,
{¶ 21} We once again reaffirm that this court, the ultimate arbiter of the meaning of the Ohio Constitution, can and will interpret our Constitution to afford greater rights to our citizens when we believe that such an interpretation is both prudent and not inconsistent with the intent of the framers. We also reaffirm that we are not confined by the federal courts’ interpretations of similar provisions in the federal Constitution any more than we are confined by other states’ high courts’ interpretations of similar provisions in their states’ constitutions. As Judge Sutton has explained,
There is no reason to think, as an interpretive matter, that constitutional guarantees of independent sovereigns, even guarantees with the same or similar words, must be construed the same. Still less is there reason to think that a highly generalized guarantee, such as a prohibition on “unreasonable” searches, would have just one meaning for a range of differently situated sovereigns.
Sutton, What Does—and Does Not—Ail State Constitutional Law, 59 U.Kan.L.Rev. 687, 707 (2011). Federal opinions do not control our independent analyses in interpreting the Ohio Constitution, even when we look to federal precedent for guidance. See Doe v. State,
{¶ 22} We can and should borrow from well-reasoned and persuasive precedent from other states and the federal courts, but in so doing we cannot be compelled to parrot those interpretations. See Davenport v. Garcia,
{¶ 23} With these understandings in mind, we turn to the question before us, which arises in the realm of equal-protection principles under both the federal and Ohio Constitutions. As explained below, we hold that
Equal Protection
{¶ 24} An equal-protection analysis of any law centers upon the law’s classification of persons and whether the classification relates to a legitimate government interest. State ex rel. Doersam v. Indus. Comm.,
The equal protection clause, like the due process of law clause, is not susceptible of exact delimitation. No definite rule in respect of either, which automatically will solve the question in specific instances, can be formulated. Certain general principles, however, have been established, in the light of which the cases as they arise are to be considered. In the first place, it may be said generally that the equal protection clause means that*222 the rights of all persons must rest upon the same rule under similar circumstances, Kentucky Railroad Tax Cases,115 U.S. 321 , 337,6 S.Ct. 57 ,29 L.Ed. 414 [1885]; Magoun v. Illinois Trust & Savings Bank, 170 U.S. 283, 293,18 S.Ct. 594 ,42 L.Ed. 1037 [1898], and that it applies to the exercise of all the powers of the state which can affect the individual or his property * * *.
Louisville Gas & Elec. Co. v. Coleman,
{¶ 25} Although the federal Equal Protection Clause does not forbid classification, any classification must rest upon some ground of difference having a fair and substantial relation to the object of the legislation, so that all persons similarly circumstanced shall be treated alike. Id., citing Schlesinger v. Wisconsin,
The Classification at Issue
{¶26}
{¶ 27} Under a federal rational-basis analysis,
The appropriate standard of review is whether the difference in treatment between [the affected class and those outside the class] rationally furthers a legitimate state interest. In general, the Equal Protection Clause is satisfied so long as there is a plausible policy reason for the classification, see United States Railroad Retirement Bd. v. Fritz,449 U.S. 166 , 174, 179,101 S.Ct. 453 , 459, 461,66 L.Ed.2d 368 (1980), the legislative facts on which the classification is apparently based rationally may have been considered to be true by the governmental decisionmaker, see Minnesota v. Clover Leaf Creamery Co.,449 U.S. 456 , 464,101 S.Ct. 715 , 724,66 L.Ed.2d 659 (1981), and the relationship of the classification to its goal is not so attenuated as to render the distinction arbitrary or irrational, see Cleburne v. Cleburne Living Center, Inc., 473 U.S. [432] at 446, 105 S.Ct. [3249] at 3257 [87 L.Ed.2d 313 ].
Nordlinger v. Hahn,
“The rational-basis test, involves a two-step analysis. We must first identify a valid state interest. Second, we must determine whether the method or means by which the state has chosen to advance that interest is rational.” McCrone v. Bank One Corp.,107 Ohio St.3d 272 ,2005-Ohio-6505 ,839 N.E.2d 1 , ¶ 9, citing Buchman v. Wayne Trace Local School Dist. Bd. of Edn. (1995),73 Ohio St.3d 260 , 267,652 N.E.2d 952 .
“Under the rational-basis standard, a state has no obligation to produce evidence to sustain the rationality of a statutory classification.” Columbia Gas Transm. Corp. v. Levin,117 Ohio St.3d 122 ,2008-Ohio-511 ,882 N.E.2d 400 , ¶ 91, citing Am. Assn. of Univ. Professors, Cent. State Univ. Chapter,87 Ohio St.3d at 58, 60 ,717 N.E.2d 286 . “[Statutes are presumed to be constitutional and * * * courts have a duty to liberally construe statutes in order to save them from constitutional infirmities.” Eppley [v. Tri-Valley Local School Dist. Bd. of Edn.],122 Ohio St.3d 56 ,2009-Ohio-1970 ,908 N.E.2d 401 , ¶ 12, citing Desenco, Inc. v. Akron (1999),84 Ohio St.3d 535 , 538,706 N.E.2d 323 . The party challenging the constitutionality of a statute “bears the burden to negate every conceivable basis that might support the legislation.” Columbia Gas Transm. Corp. at ¶ 91, citing Lyons v. Limbach (1988),40 Ohio St.3d 92 , 94,532 N.E.2d 106 .
{¶ 28} Although the legislature has no obligation to justify or even state its reasons for making a particular classification, rational-basis review, whether under Ohio constitutional principles or federal ones, does not mean toothless scrutiny. Mathews v. Lucas,
{¶ 29} What, then, is the “object to be obtained” by
Historical Background of
{¶ 30} Legislative perspectives on laws proscribing sex between certain classes of people have been mutable over the decades as societal norms have changed. The law of consent is an example of an area affected by shifting standards.
{¶ 31} The original age of consent for sexual activity for females in the United States under the common law was ten years. Michael M. v. Superior Court of Sonoma Cty.,
{¶ 32} When enacting the new R.C. Chapter 2907, the General Assembly intended that private sexual conduct between consenting adults ought not to be criminalized but that the law ought to proscribe sexual conduct that is assaultive, that involves the young and immature, or that carries a significant risk of harm. Ohio Legislative Service Commission, Summary of Am.Sub.H.B. 511 13 (Dec. 1972).
{¶ 33} In accordance with these factors, the new R.C. Chapter 2907 increased the possibility of criminal liability for sexual conduct with prepubescent minors by removing the element of force that was previously required. Compare
(A) No person shall engage in sexual conduct with another, not the spouse of the offender, when any of the following apply:
(1) The offender knowingly coerces the other person to submit by any means that would prevent resistance by a person of ordinary resolution.
(2) The offender knows that the other person’s ability to appraise the nature of or control the other person’s own conduct is substantially impaired.
(3) The offender knows that the other person submits because the other person is unaware that the act is being committed.
(4) The offender knows that the other person submits because the other person mistakenly identifies the offender as the other person’s spouse.
(5) The offender is the other person’s natural or adoptive parent, or a stepparent, or guardian, custodian, or person in loco parentis of the other person.
(6) The other person is in custody of law or a patient in a hospital or other institution, and the offender has supervisory or disciplinary authority over the other person.
(7) The offender is a teacher, administrator, coach, or other person in authority employed by or serving in [an elementary or secondary school], the other person is enrolled in or attends that school, and the offender is not enrolled in and does not attend that school.
(8) The other person is a minor, the offender is a teacher, administrator, coach, or other person in authority employed by or serving in an institution of higher education, and the other person is enrolled in or attends that institution.
(9) The other person is a minor, and the offender is the other person’s athletic or other type of coach, is the other person’s instructor, is the leader of a scouting troop of which the other person is a member, or is a person with temporary or occasional disciplinary control over the other person.
*227 (10) The offender is a mental health professional, the other person is a mental health client or patient of the offender, and the offender induces the other person to submit by falsely representing to the other person that the sexual conduct is necessary for mental health treatment purposes.
(11) The other person is confined in a detention facility, and the offender is an employee of that detention facility.
(12) The other person is a minor, the offender is a cleric, and the other person is a member of, or attends, the church or congregation served by the cleric.
(13) The other person is a minor, the offender is a peace officer, and the offender is more than two years older than the other person.
(B) Whoever violates this section is guilty of sexual battery. Except as otherwise provided in this division, sexual battery is a felony of the third degree. * * *
{¶ 35} The first six subdivisions of
{¶ 36} For example, almost 20 years after the passage of Am.Sub.H.B. No. 511, the Ottawa County prosecutor unsuccessfully attempted to prosecute a high school teacher and coach for violating
{¶ 37} Directly after our decision in Noggle, the General Assembly amended
{¶ 38} The statute was next amended in an apparent response to outrage over cases in which psychologists had sex with their clients but received little to no punishment from their governing state boards of psychology. Ohio Senate Session, June 28, 2001, Part 1, available at http://www.OhioChannel.org/MediaLibrary/Media.aspx?fileId=111704, at 12:18 to 12:50. Initially, legislative efforts focused on criminalizing any sexual contact or conduct between mental-health professionals and their clients. Legislative Service Commission Bill Analysis of S.B. No. 9, as Introduced, 124th General Assembly. During the legislative debate, however, there were concerns about singling out one profession from the myriad of professions that serve vulnerable clients and about penalizing all consensual sexual activity between professionals and their clients regardless of the client’s mental state. Ohio Senate Session, May 23, 2000, available at http://www.ohiochannel.org/MediaLibrary/Media.aspx?fileId=111763, at 25:35 to 29:03. A much more limited version of the bill ultimately became
{¶ 39} The next two additions,
{¶ 40} Finally, the General Assembly added the statutory provision at issue today,
{¶ 41} Similarly to the Ottawa County prosecutor in Noggle, the Logan County prosecutor pursued sexual-battery charges under
{¶ 42} The case led to calls for modifying the law to add peace officers to the sexual-battery statute. See Ohio House Session, remarks of Rep. Anthony Core favoring adoption of H.B. No. 209, available at http://www.ohiochannel.org/video/house-session-may-7-2008 (May 7, 2008) at 44:10 to 45:21. The General Assembly responded. As enacted,
State Interests
{¶ 43} The foregoing history demonstrates that the purpose of
{¶ 44} The state asserts two reasons for the legislature’s classification of peace officers without regard to whether the peace officer uses his or her professional status to facilitate the forbidden sexual conduct: (1) holding peace officers to a higher standard to ensure integrity and to maintain the public trust and (2) protecting minors. We address each reason, mindful that whatever the legislative justification, we are obligated to consider any conceivable reason that the legislature might have had in enacting the classification. Columbia Gas Transm. Corp. v. Levin,
{¶ 45} The state asserts that because peace officers hold a special position in society, the government has a legitimate interest in imposing standards on them that are higher than those that apply to every other Ohioan. That interest is widely accepted as legitimate. See Warrensville Hts. v. Jennings,
{¶ 46} We agree that a peace officer occupies a unique position of public trust and authority that calls for special standards and penalties in many circumstances. See, e.g.,
{¶ 47} The sexual conduct at issue here was unrelated to Mole’s professional status. And the jury’s failure to convict him of unlawful sexual conduct with a minor makes clear that, but for his status as a peace officer, Mole would not be subject to criminal liability for the sexual conduct at issue in this case. Indeed, because the jury was unable to conclude that Mole had knowingly had sexual relations with a minor or that he was reckless in not ascertaining the minor’s age, see
{¶ 48} The state urges that peace officers should be above suspicion of violation of the very laws they are sworn to enforce, and peace officers are regularly subjected to restrictions in their employment that are not applicable to ordinary citizens. When peace officers violate the high standards imposed on them by their professions, they are subject to discipline, including discharge. These interests are, of course, legitimate. As seen from the list of statutes above, the interest in holding peace officers to a higher standard is embedded in Ohio law. See also
{¶ 49} But none of the cited authorities stand for the proposition that singling out the occupation of police officers for differential criminal treatment is rational when it is based on nothing more than the occupation itself. See, e.g., Kelley at 248 (noting that the personal-grooming regulations of police officers had a rational basis of ensuring a uniformity of appearance so that the officers are “readily recognizable to the members of the public” or fostering esprit de corps within the force through similarity of appearance). All of the restrictions that the high court has held permissible are directly tied to the officer’s conduct as an officer.
{¶ 50} To be sure, the kind of conduct criminalized by
{¶ 51} Peace officers must accept certain burdens as part of their employment in order to maintain the honor and privilege of being peace officers and to foster public trust. They do not lose all of their rights as ordinary citizens, including their constitutional right to be treated equally under the criminal law, simply because they have chosen the profession of peace officer. See Garrity v. New Jersey,
{¶ 52} Although the state’s interest in maintaining public trust and confidence in peace officers is considerable and undeniably legitimate,
The interest in protecting minors from sexual coercion
{¶ 53} The second interest offered by the state as justification for the classification of peace officers is the interest in “prohibiting peace officers from engaging in sex with children.” There is no dispute that the government has a legitimate, compelling interest in protecting the mental, emotional, and physical well-being of minors. See, e.g., Globe Newspaper Co. v. Norfolk Cty. Superior Court,
{¶ 54} Accordingly, the Supreme Court has sustained legislation aimed at protecting the physical and emotional well-being of youth even when the laws have operated in the sensitive area of constitutionally protected rights. See, e.g., Osborne v. Ohio,
{¶ 55} The decisive question is whether the statutory classification of peace officers is a rational means of advancing that interest.
{¶ 56} The state asserts that because
{¶ 57} There is no profession that per se makes its members more likely to engage in sexually predatory behavior, including sex with minors. Rather, federal studies show that three-quarters of child sexual abuse occurs at the hands of family members or others in the victim’s “circle of trust,” including their neighbors, teachers, coaches, scout leaders, youth-group volunteers, and doctors. Wingert, Priests Commit No More Abuse than Other Males, Newsweek (Apr. 7, 2010), available at http://www.newsweek.com/priests-commit-no-more-abuse-other-males-70625. And although a pedophile may seek employment in a capacity that permits contact with children or access to them, a number of professions afford those opportunities. In addition to other ways of gaining access to children, “[a] pedophile may also seek employment where he will be in contact with children {e.g., teacher, camp counselor, babysitter, school bus driver, coach) or where he can eventually specialize in working with children {e.g., physician, dentist, clergy member, photographer, social worker, law-enforcement officer).” Lanning, Child Molestors: A Behavioral Analysis (5th Ed.2010) 57, available at http://www.missingkids.org/en_US/publications/NC70.pdf. In other words, it is the access provided by the occupational relationship, and not the occupation by itself, that creates the risk of harm.
{¶ 58} Undeniably, the state has a valid, rational interest in proscribing the use of professional authority to sexually exploit minors or other vulnerable persons. And
{¶ 60} To obtain a conviction under
{¶ 61} “[E]qual protection requires * * * that reasonable grounds exist for making a distinction between those within and those without a designated class.” State v. Buckley,
{¶ 62} Moreover, we are cognizant that the failure to include the relationship element in
{¶ 63} There is some indication that the legislature’s omission of the relationship element might have been meant to ease the prosecutorial burden of proof. Ohio Senate Session, Dec. 16, 2008, available at http://www.ohiochannel.org/MediaLibrary/Media.aspx?fileId=117520, 39:10 to 39:20 (“the sponsor had some concerns with the prosecutors about the ability to prosecute under that section”). If that motive did in fact figure in the removal of that element, it may have been
{¶ 64} We must conclude that
{¶ 65} The state argues that in many other sexual encounters involving peace officers and minors, there will be such a connection, and that Mole therefore cannot prove that
{¶ 66} Ohio has codified the exception that dispenses with the necessity to prove scienter in sex offenses committed against victims under the age of consent. See, e.g.,
{¶ 67} But in
{¶ 68} The differential treatment of peace officers in this statutory scheme is based on an irrational classification. The statute not only fails to include any relationship or other element that justifies the omission of a scienter requirement but also disparately affects peace officers in a way that bears no rational relationship to the government’s interest in protecting minors from sexual coercion by people in positions of authority who use that authority to compel submission. Having carefully considered the compelling interests at play here, the constitutional protections afforded our citizens, and the strong presumption of constitutionality that can be overcome only by a showing that the statute clearly and unequivocally violates the Constitution, we are compelled to conclude that
Conclusion
{¶ 69} We do not condone the conduct of appellee. Nor do we easily reach our conclusion that
{¶ 70} Although the government has a compelling interest in protecting minors from sexual coercion and an interest in prohibiting peace officers from abusing their authority in order to sexually exploit minors, the government cannot punish a class of professionals without making a connection between the classification
Judgment affirmed.
Notes
. Although Judge Stewart concurred in judgment only and Judge Celebrezze dissented, Judge Stewart agreed that Mole’s conviction under
.
. Former
. For example, 1972 Am.Sub.H.B. No. 511 repealed statutes that had criminalized sexual conduct solely due to marital status, see former
. Mole resigned from his position at the Waite Hill Police Department immediately after he was criminally charged.
. The scout leader, for instance, must be the victim’s scout leader.
. We see no practical difficulty in proving the existence of an authoritative relationship. It should be a simple matter to prove that a peace officer’s acquaintance with or interactions with a particular minor arose from, or occurred during, the performance of the peace officer’s duties.
Dissenting Opinion
dissenting.
{¶ 73} Respectfully, I dissent. Since 1895, we have held that the Ohio Equal Protection Clause provides the same protection as the federal Equal Protection Clause. See State ex rel. Schwartz v. Ferris,
{¶ 74} Absent a textual or historical analysis that demonstrates that we should depart from our longstanding precedent, there is no reason to do so today. Because the federal and Ohio Equal Protection Clauses afford the same protec
I. Preliminary issues
{¶ 75} I agree with the lead opinion’s recitation of the facts. The lead opinion is also correct that the appropriate standard of review is the “rational-basis test” because
{¶ 76} I part with the lead opinion, however, in its declaration that Article I, Section 2 of the Ohio Constitution affords greater protection than the Fourteenth Amendment to the United States Constitution. I further disagree that
II. Analysis
A. The Ohio Equal Protection Clause does not afford greater protection than the federal Equal Protection Clause
{¶ 77} The lead opinion declares the statute unconstitutional on the bases of the federal and Ohio Equal Protection Clauses, then concludes that even if it is wrong about the application of the Fourteenth Amendment, the Ohio Constitution’s Equal Protection Clause “independently forbid[s] the disparate treatment of peace officers.” Lead opinion at ¶ 23.
{¶ 78} In support of its decision, the lead opinion relies on Arnold v. Cleveland,
{¶ 79} In Arnold, we examined the right to bear arms in light of Article I, Section 4 of the Ohio Constitution and the Second Amendment. We recognized that the Ohio Constitution contained language that is not included in the federal Constitution. Id. at 43. We noted that the additional language indicated that the people of Ohio chose “to go even further” than the Second Amendment’s focus on the preservation of a militia. Id. In securing to every person an individual right
{¶ 80} Arnold serves as the model for the type of the analysis this court should undertake when deciding whether the Ohio Constitution offers greater protection than the federal Constitution. However, this analytical framework is absent from the lead opinion.
{¶ 81} In lieu of a textual or historical analysis, the lead opinion cites five cases as authority for its position that this court “heeded the hortatory call to the new federalism.” Opinion at ¶ 16. I agree that those cases do indeed reflect the new federalism in that they conclude that a provision of the Ohio Constitution can afford greater protection than its federal counterpart. However, three of those cases involved a careful comparison and analysis of the text of the Ohio and federal provisions at issue, such as appeared in Arnold but not in today’s lead opinion. The other two cases cited by the lead opinion, State v. Brown,
{¶ 82} In the three cases in which we proactively interpreted the Ohio Constitution to provide greater protection than the federal Constitution, or at least reserved the power to do so, we engaged in an Arnold analysis by examining the text and history of the provision before taking the formidable step of declaring that a provision of the Ohio Constitution is more protective.
{¶ 83} In Simmons-Harris v. Goff, we examined the Establishment Clauses in the Ohio and federal Constitutions, and we concluded that the language in the Ohio clause is quite different from the federal.
{¶ 84} In Humphrey v. Lane, we concluded that the protection provided by the Ohio Constitution’s Free Exercise Clause goes beyond that provided by the federal Constitution’s Free Exercise Clause.
{¶ 85} Finally in Norwood v. Horney, we compared the Ohio Takings Clause with its federal counterpart.
{¶ 86} The lead opinion’s reliance on Farris and Browri is also misplaced. These two cases are highly distinguishable from the case at bar because both involved a reaffirmation of our view that the Ohio Constitution provides greater protection even after the United States Supreme Court narrowed the protections of the federal counterpart. Farris,
{¶ 87} In Farris, we examined the admissibility in a criminal trial of physical evidence seized as a result of unwarned statements. Farris at ¶ 48. While acknowledging that such evidence would be admissible under the Fifth Amendment, id. at ¶ 45, we held that Article I, Section 10 of the Ohio Constitution prohibited its admission. We concluded that the Ohio Constitution was more protective than the Fifth Amendment because “the overall administration of justice in Ohio requires a law-enforcement environment in which evidence is gathered in conjunction with Miranda, not in defiance of it.” Id. at ¶ 49. “[T]o hold otherwise would encourage law-enforcement officers to withhold Miranda warnings and would thus weaken Section 10, Article I of the Ohio Constitution.” Id.
{¶ 88} This holding was in response to the United States Supreme Court’s decision in United States v. Patane, in which the court held that the failure to give Miranda warnings does not require the suppression of physical evidence seized from a suspect as a result of the unwarned voluntary statements.
{¶ 90} Based on our precedent, in order to hold that the Ohio Constitution is more protective than the federal Constitution, the lead opinion needs to point to some language in Article I, Section 2 of the Ohio Constitution that is different from the language of the Fourteenth Amendment. The lead opinion is silent on this point.
{¶ 91} It appears that the lead opinion’s interpretation of Ohio’s Equal Protection Clause is not based on its text or history but on the lead opinion’s sense of judicial necessity. However, our constitutional interpretation should be guided exclusively by the language and history of the clause at issue.
{¶ 92} The lead opinion acknowledges that we have previously held that the federal and Ohio Equal Protection Clauses are to be construed and analyzed identically, citing Am. Assn. of Univ. Professors, Cent. State Univ. Chapter v. Cent. State Univ.,
{¶ 93} In State ex rel. Schwartz v. Ferris, we announced that the federal Equal Protection Clause was “not broader than the second section of our bill of rights.”
{¶ 94} Although the lead opinion ignores these cases, glaringly absent from the lead opinion is the rigorous three-step analysis required before this court may overturn a prior decision. Westfield Ins. Co. v. Galatis,
{¶ 95} Rejecting 120 years of precedent and without any of the analysis reflected in Arnold, the lead opinion invalidates
B.
1. Facial challenges are disfavored
{¶ 96} The lead opinion concludes that
{¶ 97} Facial challenges are “contrary to the fundamental principle of judicial restraint.” Washington State Grange v. Washington State Republican Party,
2.
{¶ 98} When a statute is challenged as facially unconstitutional and when, as here, the standard of review is the rational-basis standard, the court must conduct a two-step analysis: “We must first identify a valid state interest. Second, we must determine whether the method or means by which the state has chosen to advance that interest is rational.” McCrone v. Bank One Corp.,
{¶ 99} The second step in a rational-basis review requires us to determine whether the law is rationally related to a valid state interest. If a statute is challenged as facially unconstitutional, the challenger must demonstrate that the statute can never be applied in a manner that is rationally related to a valid state
Legislative enactments that do not involve a suspect classification are “presumptively rationally related to legitimate social and economic goals, unless the ‘varying treatment of different groups or persons is so unrelated to the achievement of any combination of legitimate purposes that we can only conclude that the legislature’s actions were irrational.’ ”
McCrone at ¶ 30, quoting State ex rel. Doersam v. Indus. Comm.,
{¶ 100} There is a “strong presumption of validity” that the United States Supreme Court has repeatedly applied when a statute, challenged as unconstitutional, does not involve fundamental rights or a suspect classification. Fed. Communications Comm. v. Beach Communications, Inc.,
{¶ 101} Like the United States Supreme Court, we too have held that it is not within the purview of rational-basis review to decide whether a statute is wise or misguided. We have observed:
The vast weight of authority requires that, when utilizing the “rational basis” test, the courts defer to the legislature on the issue of constitutionality. “We do not inquire whether this statute is wise or desirable * * *. * * * Misguided laws may nonetheless be constitutional.”
(¶ 102} Additionally, “ ‘courts are compelled under rational-basis review to accept a legislature’s generalizations even when there is an imperfect fit between means and ends.’ ” Pickaway Cty. Skilled Gaming,
{¶ 103} The lead opinion concludes that
{¶ 104} Criminalizing sexual conduct between a peace officer and a minor is rationally related to a legitimate state interest because it punishes peace officers for conduct that if discovered would diminish them in the eyes of the community. If a peace officer discovered after the fact that the person with whom he engaged in sexual conduct was a minor, he would have a strong incentive to do whatever is necessary to ensure that his employer never found out, even to the point of compromising his integrity. Moreover, there is the potential for blackmail, which could lead to corrupt behavior or worse. These considerations demonstrate how the statute is rationally related to a legitimate government interest of protecting the public trust in peace officers by criminalizing conduct that is not only immoral but is fraught with the potential for corruption and exploitation.
{¶ 105} The lead opinion’s argument at its core is simply that the statute is arbitrary because peace officers are held criminally liable for engaging in sexual
{¶ 106} Instead, the lead opinion focuses its analysis on why the statute is unconstitutional when applied to appellee and his circumstances. However, the lead opinion does not rebut the application of the statute to peace officers who do have some professional connection to the victim or to peace officers who meet a minor in the course of their duties as a peace officer after engaging in sexual conduct with the minor. The lead opinion merely states that the state is not required to prove a professional connection between the peace officer and victim because it is not an element of the offense.
{¶ 107} This reasoning fails because it shifts the burden of proving that the statute is unconstitutional in all circumstances from the party challenging the statute to the state. “[T]he challenger must establish that there exists no set of circumstances under which the statute would be valid.” Harrold,
{¶ 108} The lead opinion admits that the statute would be constitutional if the General Assembly had included a nexus between the peace officer’s professional status and the minor with whom he engages in sexual conduct. However, the statute criminalizes this category of conduct between peace officers and minors as part of its broad prohibition against sexual conduct between peace officers and minors. The lead opinion admits that the statute would achieve its legitimate state interest by a rational means and method if applied to a peace officer who uses his professional status to initiate sexual conduct with a minor. Under the lead opinion’s own reasoning, the statute is not “unconstitutional in all applications.” Oliver,
III. Conclusion
{¶ 109} Since 1895, we have held that the Ohio Equal Protection Clause provides the same protection as the federal Equal Protection Clause. Absent a
O’Donnell, J., concurs in the foregoing opinion.
Dissenting Opinion
dissenting.
{¶ 110} I dissent from the decision of a majority of this court that
{¶ 111} The lead opinion, while noting the presumption of constitutionality and deference afforded to legislative enactments under rational-basis review, has in fact applied an elevated level of judicial scrutiny. As the party invoking the extreme remedy of striking down an entire statute on its face, Mole must “negate every conceivable basis that might support the legislation.” Columbia Gas Transm. Corp. v. Levin,
{¶ 112} In its analysis, the lead opinion fails to consider applications of the statute that might support its validity, as rational-basis scrutiny requires. Instead, the lead opinion concludes that the imposition of criminal liability on peace officers under the circumstances in Mole’s case—“when there is no occupation-based relationship between the officer and the victim”—violates equal protection. Lead opinion at ¶ 2. But the General Assembly enacted this law in the wake of State v. Stout, 3d Dist. Logan No. 8-06-12,
{¶ 113} The Stout case demonstrates one set of circumstances falling under the legitimate sweep of the statute, that is, when a peace officer’s unlawful sexual conduct with a minor relates directly to the officer’s professional status. And because the statute has at least some valid application that is rationally related to a legitimate state interest, it must survive a facial challenge. Oliver v. Cleveland
{¶ 114} The lead opinion also concludes that
{¶ 115} Rational-basis review, however, does not demand “mathematical exactitude,” New Orleans v. Dukes,
{¶ 116} I would therefore conclude that
{¶ 117} I also dissent from the lead opinion’s conclusion that the Ohio Constitution provides an independent basis to invalidate
{¶ 118} Even more puzzling, after declaring that Article I, Section 2 of the Ohio Constitution affords greater protection than the federal Equal Protection Clause, the lead opinion does not articulate a new rule or standard for examining equal-protection claims under the Ohio Constitution. Rather, the lead opinion recites a substantially similar rational-basis test under both the Ohio and federal Constitutions. See lead opinion at ¶ 27. In the end, it is unclear what the lead opinion accomplishes with its declaration of independence from federal precedent, other than inviting parties to invoke the Ohio Constitution as an alternative basis for relief when they cannot obtain the desired outcome under the federal Constitution.
{¶ 119} For these reasons, I respectfully dissent.
O’Donnell, J., concurs in the foregoing opinion.
Concurrence Opinion
concurring in judgment only.
{¶ 71} “The decisions of the [United States Supreme] Court are not, and should not be, dispositive of questions regarding rights guaranteed by counterpart provisions of state law. Accordingly, such decisions are not mechanically applicable to state law issues, and state court judges and the members of the bar seriously err if they so treat them.” (Footnote omitted.) Brennan, State Constitutions and the Protection of Individual Rights, 90 Harv.L.Rev. 489, 502 (1977).
{¶ 72} Based on the analysis that the Ohio Constitution is a document of independent force, I join the lead opinion in judgment only.