Lead Opinion
This case is a consolidation of appeals of defendants Asipeli Mohi, Phillip Daniel Lundquist, and Daniel Rodrigo Chaides from interlocutory orders of the Third Judicial District and Fourth Judicial Circuit Courts. Defendants challenge the constitutionality of portions of Utah’s Juvenile Courts Act (the Act).
FACTS
Asipeli Mohi
The State alleges that on September 1, 1993, Asipeli Mohi (Mohi) intentionally or recklessly caused the death of Aaron Chapman with a firearm or facsimile thereof. Several witnesses have identified Mohi as the person who shot Chapman. A criminal information was filed against Mohi on September 8, 1993, pursuant to the direct-file provisions of Utah Code Ann. § 78-3a-25(6)(b). Mohi was born on January 3, 1976, and was thus approximately seventeen years and eight months of age at the time of the alleged crime, four months short of the age of majority.
Mohi has been represented by counsel since being charged. The direct-file statute under which Mohi was charged provided that when an information was filed in district or circuit court against a juvenile, the defendant or his or her guardian or representative could file a “recall motion” with the juvenile court within ten days of the original filing. See Utah Code Ann. § 78-3a-25(10). Neither Mohi nor his counsel filed a recall motion.
Mohi was bound over to stand trial in district court. In November and December of 1993, Mohi filed amended motions and supporting memoranda asking the court to rule the direct-file provision of Utah Code Ann. § 78-3a-25 unconstitutional pursuant to article I, sections 7 (due process) and 24 (uniform operation of laws) of the Utah Constitution. In January 1994, Judge Iwasaki entered findings of fact and conclusions of law upholding the constitutionality of the direct-file statutes. This court granted Mohi’s petition for an interlocutory appeal from that order.
Phillip Daniel Lundquist and Daniel Rodrigo Chaides
Phillip Daniel Lundquist (Lundquist) and Daniel Rodrigo Chaides (Chaides) were jointly charged by criminal information, filed March 17, 1994, with one count each of aggravated burglary, a first degree felony; aggravated robbery, a first degree felony; and theft of a vehicle, a second degree felony. Lundquist alone was charged with a fourth count, theft of a firearm, a second degree felony. The information noted the State’s intent to seek penalty enhancement on each of the aggravated burglary and aggravated robbery charges for use of a firearm or a facsimile of a firearm.
Lundquist and Chaides were initially held at a juvenile detention center. However, following a bond hearing in Fourth Judicial Circuit Court, both defendants were sent to the Utah County Jail rather than to the juvenile facility to await trial. On March 24, 1994, the circuit court heard arguments regarding the appropriate housing facility for juveniles charged as adults. After this hearing, defendants were returned to the Utah County Jail for further detention.
Lundquist and Chaides bring this appeal to challenge first the constitutionality of the amended direct-file statute and second the order placing them in the county jail rather than in a juvenile detention center. The direct-file provision used to charge Lund-quist and Chaides differs from the earlier version of the statute used to charge Mohi in that the amended statute did not, in this instance, allow for a recall hearing regarding the propriety of adult jurisdiction. Lund-quist and Chaides raise the same claims regarding the Act as Mohi does, with additional arguments that the amended statute deprives them of due process under both the state and
ANALYSIS
I. Standard of Review
All issues in this case present questions of law. We therefore review the trial courts’ conclusions for correctness. Erickson v. Schenkers Int’l Forwarders, Inc.,
II. Uniform Operation of Laws
Defendants attack the direct-file provision of the Act under article I, section 24 of the Utah Constitution, which states, “All laws of a general nature shall have uniform operation.” Utah Const, art. I, § 24. Defendants contend that section 78-3a-25 of the Code violates this provision by creating a scheme that treats one class of persons charged with a particular crime differently than another class of persons charged with the same crime. Defendants define the different “classes” created by the statute as (1) those accused of serious felony offenses who remain subject to the jurisdiction of the juvenile court and (2) those accused of identical offenses against whom the prosecutor files a criminal information in circuit or district court, or against whom a prosecutor obtains a criminal indictment. This arbitrary classification scheme is not reasonably related to any state interest, defendants argue, because the legislation is devoid of any reason for permitting identically situated juveniles to receive disparate treatment, resulting in one group that is eligible for rehabilitation in the juvenile system and another that faces the very different circumstances of the adult system. Defendants argue that no state interest is served by allowing such unreasonable disparity.
The State responds to these arguments first by claiming that defendants have not proven that the statute is applied in an uneven-handed way. Because the statute does not, according to the State, on its face create unreasonable classifications, defendants should have the burden of showing that the State actually afforded specific, like-situated juveniles different, more favorable treatment than that accorded these defendants. Because no such evidence was produced, the State contends, defendants’ challenge must fail. Furthermore, the State claims that contrary to defendants’ contentions, this court in State v. Bell,
We begin by clarifying the level of scrutiny used in deciding the constitutionality of the statutes in question under the state constitution. Defendants contend that the statute touches and concerns a “liberty” interest and therefore the legislature’s actions must be reasonable in relation to the state’s need to enact such statutes. The State contends, however, that being tried as a juvenile is not a constitutional right and therefore the legislature’s actions in adopting the ordinance must be only rationally related to the state’s interest in preserving the peace.
In State in re Clatterbuck,
Related questions were treated by this court in Bell. The State argues that Bell resolved the issues that are now before us. Defendants argue, on the other hand, that Bell spoke only to claims under the federal Equal Protection Clause and that their claims under article I, section 24 of the Utah Constitution have yet to be addressed. We agree with defendants that Bell did not fully resolve all issues now before the court.
Bell involved a juvenile convicted of aggravated robbery and attempted second degree murder. In part I of that opinion, a majority of this court set aside the defendant’s conviction of attempted second degree murder under the felony murder provision of the statute. In parts II and III of the Bell opinion, a constitutional challenge to section 78-3a-25 of the Code was discussed. It is critical to note, however, that these sections of the lead opinion in Bell failed to carry a majority of the court. Id. at 407 (Howe, Assoc. C.J., concurring; Stewart, J., concurring in the result; Durham & Zimmerman, JJ., dissenting). Therefore, those sections of the lead opinion discussing the direct-file provision of the Utah Juvenile Courts Act do not constitute binding precedent. Moreover, Bell analyzed the direct-file provisions only under the federal Equal Protection Clause. Id. at 395 n. 23. Thus, the state constitutional questions now raised by defendants have not yet been addressed by this court.
Although this provision is sometimes thought to have the same effect and impose the same legal standards on legislative action as the equal protection guarantee found in the Fourteenth Amendment to the United States Constitution, the language and history of the two provisions are entirely different, and even though there are important areas of overlap in the concepts embodied in the two provisions, the differences can produce different legal consequences.
Id. at 577. Utah’s uniform operation of laws provision establishes different requirements than does the federal Equal Protection Clause. The most important of these requirements, for the present analysis, is the requirement that “[f]or a law to be constitutional under [the provision], it is not enough that it be uniform on its face. What is critical is that the operation of the law be uniform. A law does not operate uniformly if ‘persons similarly situated’ are not ‘treated similarly’-” Id. (quoting Malan,
Analysis under Utah’s uniform operation of laws provision requires two assessments. “First, a law must apply equally to all persons within a class. Second, the statutory classifications and the different treatment given the classes must be based on differences that have a reasonable tendency to further the objectives of the statute.” Malan,
' Defendants claim, as set out above, that section 78-3a-25 of the Utah Code establishes at least two classes of similarly situated juvenile offenders: (1) sixteen- to seventeen-year-old juveniles accused of capital or first degree felonies over whom the juvenile court retains jurisdiction for all purposes, and (2) sixteen- to seventeen-year-old juveniles accused of capital or first degree felonies against whom a criminal information is filed in district or circuit court and over whom the district or circuit court retains jurisdiction. The State responds that the classes complained of are not created until the prosecutor decides how to proceed on a particular ease. Therefore, the State contends, the statute does not on its face contain a system of classification and any classes that result are created by the prosecutor, not the statute.
The State refers us to John E. No-wak et al., Constitutional Law 600 (1983) [hereinafter Nowak], for support of the argument that prosecutors, not the statute, “create” the challenged classes. Professor No-wak states that a statute creates a series of classes when “the law by its own terms classifies persons for different treatment.” Id. The State argues that the statute is facially neutral because it does not “by its own terms” segregate juvenile offenders into the classes complained of. We disagree.
The amended statute plainly states that a certain class of juveniles will be treated in one way (remain in juvenile jurisdiction) while another class of like-accused juveniles will be treated in another (singled out by prosecutors to be tried as adults). See Utah Code Ann. § 78-3a-25(6)-(7). Although a prosecutor’s decision triggers the assignment of any given defendant to one class or another, the statutory scheme itself contemplates the two classes. Even Professor Nowak’s treatise, relied on by the State, clarifies that
We next consider whether the law in question “applies equally” to all members within each class or subclass. Malan,
We agree with defendants that the present Act treats a certain subclass of juveniles nonuniformly. Juveniles against whom indictments or informations are filed are statutorily indistinguishable from those who remain in juvenile jurisdiction. By the very terms of the statute, they are accused of the same offenses and fall into the same age ranges. There is absolutely nothing in the statute to identify the juveniles to be tried as adults; it describes no distinctive characteristics to set them apart from juveniles in the other statutory class who remain in juvenile jurisdiction. However, there are critically important differences in the treatment of those juveniles tried as adults compared to those left in the juvenile system. For instance, cases tried in the juvenile court are considered civil rather than criminal proceedings. Utah Code Ann. § 78-3a-44(l). This has significant ramifications for an individual’s future criminal record. Moreover, any juvenile committed to a secure facility under the direction of the Division of Youth Corrections must be released at age twenty-one. Utah Code Ann. § 62A-7-108(l). Therefore, because section 78-3a-25 applies only to individuals sixteen years of age or older, a juvenile in the statutory class who is left in the juvenile system faces a maximum potential sentence of five years or less.
The foregoing scenario is a dramatic contrast to that facing another juvenile in the same statutory class who is charged as an adult. “The effect of certification is to conduct the proceedings in every way as if the juvenile were an adult.” State v. Strunk,
Section 78-3a-l of the Code states that the purpose of the Act is to
promote public safety and individual accountability by the imposition of appropriate sanctions on persons who have committed acts in violation of law [and];
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consistent with the ends of justice, strive to act in the best interests of the children in all cases and attempt to preserve and strengthen family ties where possible.
Utah Code Ann. § 78 — 3a—1(1), (7).
The State argues that the direct-file provision of the Act is reasonably related to the statute’s stated purpose because there is a legitimate need to try certain violent juveniles as adults. We agree with the State’s assertion of need but observe that the legislature has failed to specify which violent juveniles require such treatment, instead delegating that discretion to prosecutors who have no guidelines as to how it is to be exercised. Legitimacy of a goal cannot justify an arbitrary means. The State asserts that this problem is cured by the fact that prosecutors often have legitimate reasons for wanting to leave persons eligible for adult prosecution in juvenile court. But the statute does not require the prosecutor to have any reason, legitimate or otherwise, to support his or her decision of who stays in juvenile jurisdiction and who does not. Legitimacy in the purpose of the statute cannot make up for a deficiency in its design. Section 78-3a-25 is wholly without standards to guide or instruct prosecutors as to when they should or should not use such influential powers.
The parties in these cases have briefed this court at length on the use of direct-file statutes in other jurisdictions; pursuant to rule 24 of the Utah Rules of Appellate Procedure, both the State and Mohi filed supplemental briefs on this point. All parties contend that the use or nonuse of discretionary direct-file schemes in other jurisdictions should be persuasive on the question of the reasonableness
In his opening brief, Mohi alleged that only five jurisdictions in the United States employ impure direct-file acts
Having reviewed the applicable juvenile courts acts of all fifty states and the District of Columbia, together with any published opinions in which the constitutionality of such statutes has been treated, we conclude that Utah’s Act is unique in the amount of uncir-cumscribed discretion given to prosecutors.
Currently, only eight jurisdictions, including Utah, employ impure direct-file provisions to any degree.
In oral argument, the State claimed that “no other court in any jurisdiction had ever ruled any of the direct-file provisions unconstitutional on any grounds.” Close examination reveals, however, that this statement is not as forceful as it initially appears.
As indicated, there are only seven jurisdictions in addition to Utah that allow prosecutors discretion to select jurisdictions for juvenile offenders. In only two states has the constitutionality of these statutes been directly tested.
The State also cites Chapman v. State,
Having considered the authorities cited by all parties, we conclude that Utah’s Act, which grants prosecutors totally unguided discretion in deciding which members of the class of potential juveniles to actually try as adults, is unique among statutes currently in use in the United States. Our statutory scheme is at the extreme end of the spectrum of systems employing prosecutor discretion. While not dispositive, the fact that no other state has, at present, undertaken a process as arbitrary and unbridled as Utah’s contributes significantly to our conclusion that the statute goes too far. There is no rational connection between the legislature’s objective of balancing the needs of children with public protection and its decision to allow prosecutors total discretion in deciding which members of a potential class of juvenile offenders to single out for adult treatment. Such unguided discretion opens the door to abuse without any criteria for review or for insuring evenhanded decision making. No checks exist in this scheme to prevent such acts as a prosecutor’s singling out members of certain unpopular groups for harsher treatment in the adult system while protecting equally culpable juveniles to whom a particular prosecutor may feel some cultural loyalty or for whom there may be broader public sympathy. Furthermore, the State has offered no plausible explanation of the necessity for such open-ended discretion.
The type of discretion incorporated in the Act is unlike traditional prosecutor
Utah’s uniform operation of laws provision speaks directly to the type of discretion involved in section 78-3a-25, as opposed to the traditional discretion allotted prosecutors to determine what crime to charge. The challenged statute permits prosecutors to treat different offenders accused of the same erim-
We conclude that the provisions in section 78-3a-25 of the Code giving prosecutors undirected discretion to choose where to file charges against certain juvenile offenders are unconstitutional under article I, section 24 of the Utah Constitution.
III. Statutory Recall Provisions
Because we have already remanded the cases of these defendants for certification hearings in juvenile court, there may be no immediate need for a ruling on the use or the lack of an appropriate recall remedy. However, because this issue is likely to recur and because Lundquist and Chaides challenge the repeal of the recall provision in the amended statute, we nevertheless consider defendants’ claims concerning the need and use of recall procedures to reclaim juvenile jurisdiction for minors tried as adults.
Mohi individually attacks the recall provision of the Act effective when he was prosecuted. Specifically, he challenges the constitutionality of section 78-3a-25 (1993),
We have previously held that before a party can challenge the constitutionality of a statute, he must be adversely affected by its operation. State v. Hoffman,
Lundquist and Chaides challenge the amended Act in part on the ground that the legislature has removed the recall provision that Mohi claims was inadequate. They argue that by depriving them of a hearing to determine whether adult or juvenile court would be a proper forum for their cases, the amended statute denies them due process. This argument is also without merit. As stated above (and as conceded by all parties), juveniles have no constitutional right to be tried as juveniles. Bell,
IV. Juvenile Detention
Lundquist and Chaides argue that the district court erred when it ordered them to be detained in the Utah County Jail while awaiting trial rather than ordering their detention in the youth correctional facility. Both raised the issue of proper juvenile housing at the trial court. Following a hearing, Judge Dimick sent both juveniles back to the Utah County Jail.
Second, defendants’ argument is based on a peculiar reading of the statute that is not required by its plain language. Section 78-3a-30(9) states that a child “may be detained in jail or other place of detention used for adults charged with crime.” Id. (emphasis added). Defendants’ reading of the statute would allow judges to place juvenile offenders in either adult or juvenile detention. This reading is possible only by placing extreme emphasis on the word “may.” Defendants argue the statute means that a court may place a child in one of the available adult facilities but is not required to place the child in adult detention. The plain meaning of the language, however, gives the court only the option of county jail or another adult detention center. Because defendants have offered no support to their argument or any legislative history to indicate that the plain meaning of the statutory language should not be given effect, their argument fails.
Finally, defendants’ argument fails for lack of legal support. By claiming that the statute in question is unconstitutionally vague, defendants have the burden of coming forward with evidence to indicate that the statute is so ambiguous as to make reasonable minds guess as to its meaning. State v. Frampton,
CONCLUSION
On the basis of the foregoing analysis, we hold section 78-3a-25(6)(b) and (7) to violate article I, section 24 of the Utah Constitution. Consequently, the orders of the trial courts herein are reversed, and defendants are re
Notes
. Section 78-3a-25 was amended after Mohi was charged but before Lundquist and Chaides were
. Kent, the case upon which Clatterbuck is based, goes on to state:
[T]here is no place in our system of law for reaching a result of such tremendous consequences [trying juveniles as adults] without ceremony — without a hearing, without effective assistance of counsel, without a statement of reason. It is inconceivable that a court of justice dealing with adults would proceed in this manner. It would be extraordinaiy if society's special concern for children ... permitted this procedure. We hold that it does not.
Kent,
. The dissent correctly notes that the burden of overturning legislation on grounds of constitutionality is “a heavy one." However, the dissent goes on to state that this normally "heavy” burden is "particularly heavy in the present case because the statute at issue is a later version of the one addressed in State v. Bell,
First, as noted above, Bell is a plurality opinion; it does not establish precedent. Second, Bell addressed only the federal constitution. It made no "holdings,” whether by a majority of the court or otherwise, regarding the state constitutional issues raised today. Finally, an amended version of a statute previously ruled upon is not subject to any type of deference from this court, because it may in fact be the amendments which render the statute troublesome. Therefore, the claims brought today against the amended statute under the state constitution are not affected by Bell. While defendants’ burden is indeed “heavy,” it is not made more so by the existence of a plurality opinion based on different legal theories but arising from similar facts.
.Somewhat confusingly, the lead opinion in Bell specified that "we treat [Bell's] claims as based only upon federal constitutional provisions,” 785
. For a complete statement of the purposes of the juvenile courts, see Utah Code Ann. § 78-3 a-1.
. We note that this power is appropriately vested in the courts in section 78-3a-25(l)(a)(iii), which allows district courts to impose juvenile sentences when appropriate and allows juvenile courts to certify juveniles into adult jurisdiction. Significantly, this section specifies fairly extensive guidelines for making such determinations.
. In several places, the dissent argues that the guarantees of article I, section 24 are satisfied by Utah's direct-file scheme because members of each subgroup created by section 78-3a-25 are treated equally. That is, the dissent argues that all juveniles who are chosen to be prosecuted as adults are treated alike and, likewise, all juveniles kept in the juvenile system are treated alike. Therefore, the dissent claims, there is no disparate treatment of like-situated individuals. The dissent repeats this argument by pointing out that all juveniles within the group of potential direct-file cases are possible subjects of prosecutor discretion and, therefore, because all were exposed to the risk of prosecutor selection, those actually chosen for removal have not been treated differently from those left in the juvenile system. Such reasoning, however, would justify the numerous "separate but equal” systems that have long been rejected as impermissible. A scheme which prosecuted all Caucasians in one way and all minorities in another could not be justified on the basis that all Caucasians were treated alike and all minorities were treated alike. Therefore, the dissent's argument ignores the core protection of article I, section 24, that persons similarly situated (such as all sixteen-year-old juveniles accused of murder) must be treated alike.
. There are at least three types of statutory schemes that allow juveniles to be prosecuted as adults: (1) "pure” direct-file schemes, which automatically send certain juveniles to the adult criminal system on the basis of specific and articulated indicia, (2) "impure” direct-file schemes, which allow a prosecutor at least some discretion to choose which of similarly situated juveniles to remove from juvenile jurisdiction into the adult criminal system, and (3) Kent hearing schemes, taken from the case of Kent v. United. States,
. The five states cited by Mohi are Arkansas, Colorado, Louisiana, Michigan, and Utah.
. The thirteen jurisdictions cited by the State are Arkansas, Colorado, District of Columbia, Florida, Georgia, Louisiana, Michigan, Minnesota, Nebraska, New York, Utah, Vermont, and Wyoming.
. The eight jurisdictions are (1) Arkansas, see Ark.Code Ann. § 9-27-318 (Michie 1993); (2) Colorado, see CoIo.Rev.Stat. § 19-2-805 (Supp.1994); (3) Florida, see Fla.Stat. ch. 39.047 (1993); (4) Louisiana, see La.Child.Code Ann. art. 305 (Supp. 1994); (5) Michigan, see Mich. Comp.Laws § 600.606 (1993); (6) Nebraska, see Neb.Rev.Stat. §§ 43-247, -276 (1988); (7) Utah, see Utah Code Ann. § 78-3a-25 (Supp.1994); and (8) Wyoming, see Wyo.Stat. § 14-6-203(f) (1994).
The remaining five statutes characterized by the State as discretionary, which we consider to be either pure or Kent certification statutes, can be quickly distinguished from the other eight statutes listed above:
(1)District of Columbia, D.C.Code Ann. § 16-2301(3) (Supp.1989). We do not consider this an impure scheme because the code defines all persons sixteen and above as adult. See id. Therefore, statutorily, all violent offenders sixteen years old or older, rather than only those selected by the prosecutor, would be tried as adults.
(2) Georgia, Ga.Code Ann. § 15-11-5 (Supp. 1994). The Georgia statute allows prosecutors discretion only in deciding which juveniles who would otherwise be tried as adults to remove into the juvenile system. No discretion is allowed in determining which juveniles to prosecute as adults. Therefore, Georgia's scheme functions primarily as do New York's and Vermont’s, discussed below.
(3) Minnesota, Minn.Stat. § 260.131(4) (1994). This statute gives prosecutors only the discretion to label a case "extended juvenile jurisdiction,” which allows the court to consider both adult and juvenile penalties. This is not comparable to an impure statute. Ultimately, the discretion of which system to follow lies with the court, not with the prosecutor. See Minn.Stat. § 260.126 (1984).
(4) New York, N.Y.Crim.Proc.Law § 180.75 (McKinney 1993). This statute requires juveniles sixteen years old and older who are accused of certain crimes to be tried as adults unless the district attorney requests that the case be tried in juvenile court. Here, any prosecutor discretion is limited to selecting juveniles to remain in family court; there is no prosecutor discretion as to which juveniles to place into the adult scheme. Moreover, it is not clear that a court would be bound to accept a prosecutor’s recommendation even in this limited instance. Therefore, this statute is also free of the discretion employed in the statutes we are considering today.
(5) Vermont, Vt.Stat.Ann. tit. 33, § 5505 (1991). Like Georgia’s and New York's schemes, Vermont’s statute only allows prosecutors to select certain cases which would otherwise be tried in adult court to be tried in juvenile court. This scheme, which we note is further limited by
.Florida, Nebraska, and Wyoming. We note that the dissent questions our inclusion of Florida in the list of states giving guidance to prosecutors. The dissent argues, citing Fla.Stat. § 39.047, that Florida prosecutors are given a report with procedural recommendations from a case manager but are nevertheless free to disregard the report and file charges wherever they choose. However, the dissent ignores that ultimately it is “the court [that] shall receive and consider [the] report” and that "[a]fter considering the ... report, the court shall ... determine” "the suitability or nonsuitability” of rendering juveniles eligible for adult sanctions. Fla.Stat. § 39.059(7)(a)-(c) (1993) (emphasis added). Therefore, we consider these reports significant. It is also worth noting that Florida has since amended its juvenile transfer scheme to remove even more discretion from the hands of its prosecutors following criticism that the scheme employed excessive prosecutor discretion. See Donna M. Bishop & Charles E. Frazier, Transfer of Juveniles to Criminal Court: A Case Study and Analysis of Prosecutorial Waiver, 1991 Notre Dame J.L. Ethics & Pub. Pol'y 281, 289; Fla. Stat. § 39.0587 (Supp.1994).
. Arkansas, Louisiana, and Michigan.
. Nor may the statement be completely accurate. See, e.g., Kelley v. Kaiser,
. Colorado and Louisiana.
. We note that other cases are cited, primarily by the State, as being indicative of constitutional soundness of the various schemes. These have
The State also cites Jahnke v. State,
. Colorado has in fact since altered its juvenile charging scheme. The statute now limits the amount of prosecutor discretion by requiring certain prerequisites before juvenile offenders may be charged in the adult system. Colo.Rev. Stat. § 19-2-805 (Supp.1994). Therefore, Thorpe upholds a statute that has since been amended.
. The dissent argues that choice of arena, criminal or juvenile, is long-recognized prosecutor discretion. It bases this assertion on three cases: In re Criminal Investigation, 7th Dist. Court Case No. CS-1,
Carter and Garcia both stand for the proposition that the decision of which crime, if any, to charge against a person under a given set of facts is left to the prosecutor. Carter,
The dissent’s reliance on In re Criminal Investigation is also misplaced. At issue there was the constitutionality of the Subpoena Powers Act. The petitioners there claimed that because the attorney general had the option of using a grand jury investigative scheme or the subpoena powers scheme to investigate criminal suspects, the discretion to choose between the two methods violated the suspects’ constitutional right to equal treatment. A crucial difference between the facts in that case and the facts confronting us today is that a defendant has a recognized and a "critically important” liberty interest in the sentencing phase of his prosecution, but a suspect does not have a liberty interest in which of two acceptable means of investigation is used to investigate his case. Therefore, the holding in In re Criminal Investigation has no bearing in this case that clearly does affect one of the defendants’ recognized liberty interests. See Clatter-buck,
. Whether the legislature can try all juveniles as adults without any opportunity for review may raise federal constitutional questions. See, e.g., Kelley v. Kaiser,
. There are other circumstances in which similar offenses can be charged and prosecuted in different jurisdictions. There is overlapping jurisdiction for some misdemeanor offenses, for example, in the justice courts and the circuit courts. See Utah Code Ann. § 78-5-104. However, in some of these cases, there are separate governmental systems authorizing the prosecutions — e.g., city ordinances permitting prosecution of municipal code violations in circuit court and county ordinances permitting enforcement of the same laws in justice courts. In those cases, different governments have defined criminal offenses in similar ways, which is entirely permissible. More important, the potential penalties for these offenses are identical notwithstanding the jurisdiction in which they are adjudicated. The jurisdictions of the two possible courts are not only concurrent, they are also coextensive. That is, regardless of which court tries a case, the defendant will be subject to substantially similar treatment and exposed to substantially similar penalties as another like-accused defendant tried in a different jurisdiction. In this case, however, a singular state offense becomes justiciable and punishable in entirely different ways because the jurisdictions of the juvenile and district courts are not co-extensive.
. Defendants have also challenged the direct-file provisions under state and federal due process and separation of powers claims. Because we invalidate the challenged sections of the statute under the uniform operation of laws provision of the state constitution, we do not reach defendants’ other constitutional challenges, and we express no opinion on the merits of those contentions.
We also note that the severability clause which existed in the previous version of section 78-3 a-25(11) was removed from the amended version of the statute. See Utah Code Ann. § 78-3a-25 (Supp.1994). Nonetheless, our decision today affects only those parts of the statute that grant discretion to prosecutors to choose where to file first degree or capital felony charges against juveniles aged sixteen years or older. See Utah Code Ann. § 78-3a-25(6)-(8) (Supp.1994). Thus, our decision leaves in place the provisions of section 78-3a-25 that allow the prosecution of juveniles as adults following a certification hearing. See id. § 78-3a-25(l)-(5) (Supp.1994).
.The dissent implies that this is the first time a statute has been held constitutional under the federal equal protection clause but unconstitutional under the state uniform operation clause. Again, this assertion is based on the erroneous conclusion that Bell, a plurality opinion, "held” this statute to be constitutional under the federal equal protection clause. However, even if Bell could be read as making a legal holding, the dissent’s observation ignores this court’s previous statements that the federal equal protection clause and Utah’s uniform operation of laws clauses contain separate and independent guarantees. See, e.g., Lee,
. We note that our decision will not leave unanswered an important constitutional question regarding Utah’s Juvenile Courts Act because the provision Mohi attacks has been subsequently removed from the Act.
. But cf. Kelley,
. This observation does not undermine our analysis in part II of this opinion. Even though the Act's objectives, Utah Code Ann. § 78-3a-l, have been read into subsequent sections of the Act, prosecutors are still statutorily unguided as to which juveniles are proper subjects of an adult criminal prosecution. We note that Salas indicated that the guidelines contained within the section assist courts in exercising their discretion.
. Nonetheless, defendants’ arguments do raise an issue that should be at the forefront of judges’ minds when making certification decisions. Because juveniles tried as adults will be housed with adults and, if convicted, incarcerated with adults, courts should consider the particular needs and circumstances of individual defendants regarding housing while making final determinations of appropriate jurisdiction.
Concurrence Opinion
concurring and dissenting:
While I fully agree with the majority’s analysis and result in part III, “Statutory Recall Provisions,” and part IV, “Juvenile Detention,” I strongly disagree with the majority’s analysis and result in part II, “Uniform Operation of Laws.” In part II, the majority addresses Utah Code Ann. § 78-3a-25, which grants prosecutors discretion in cases involving a juvenile offender to file either criminal charges in “adult” court
I. PROSECUTORIAL DISCRETION GENERALLY
To place the prosecutorial discretion granted by Utah Code Ann. § 78-3a-25 in its proper perspective, it is important to first examine the breadth of discretion generally given to prosecutors. It is well established that a prosecutor’s decision to charge or not to charge an individual with a criminal violation is protected by traditional notions of prosecutorial discretion. See Bordenkircher v. Hayes,
In our system, so long as the prosecutor has probable cause to believe that the accused committed an offense defined by statute, the decision whether or not to prosecute, and what charge to file or bring before a grand jury, generally rests within his discretion. Within the limits set by the legislature’s constitutionally valid definition of chargeable offenses, “the conscious exercise of some selectivity in enforcement is not in itself a federal constitutional violation” so long as “the selection was [not] deliberately based upon an unjustifiable standard such as race, religion, or other arbitrary classification.”
Similarly, in State v. Bell,
This jurisdiction has long recognized the vital role of the prosecution and the importance of affording that body the discretion, within permissible limits, to exercise its function. Certainly, we are compelled ... to recognize this discretion as it preserves the constitutional concept of separation of powers. Also, it must be recognized that the prosecutor has at his or her disposal in making such a decision the criteria provided for elsewhere in the statute, the purpose of the Juvenile Courts Act, and the standards governing the duties of his or her office.
Id. at 404 (footnotes omitted).
There are numerous instances in which prosecutors are granted the same or substantially similar discretion that is at issue in the case before us. For example, the prosecutor has the discretion in regard to an alleged criminal act to file felony charges, or misdemeanor charges, or no charges whatsoever. In fact, the prosecutor can even do so in relation to a single criminal act involving more than one person. For instance, assume that three men, A, B, and C, commit an armed robbery together. A has a long history of felony arrests and convictions and is the one who actually perpetrates the offense. B has a couple of misdemeanor convictions and stands watch while A carries out the crime. C has no criminal record, drives the getaway car, was reluctantly talked into being a part of this crime by the coercion of his comrades, and agrees to testify against them. I doubt that members of this court would proclaim “unconstitutional discretion” if the prosecutor charged A with a felony, B with a misdemeanor, and C with nothing at all. In fact, this court so held in State v. Garcia,
It is not a function of the courts to review the exercise of executive discretion, and we cannot say that it was error for the prosecutor to treat the defendants in a different manner, and we cannot review the prosecutor’s decision to proceed against one defendant under an information charging him with a felony and reducing the charge against the codefendant to a misdemeanor.
Id. at 53,
In State v. Carter,
In the present case, there are no allegations of discrimination arising from selective prosecution. Rather, defendants attack section 78-3a-25 merely because it gives prosecutors discretion to file either criminal charges in adult court or a civil action in juvenile court, arguing that such discretion constitutes a violation of the uniform application of the laws under article I, section 24 of the Utah Constitution. However, as this court has stated in a similar context, “[I]n the absence of some showing that the prosecutor is classifying persons improperly, the mere existence of the discretionary power to select which mechanism to use does not offend the uniform operation of the laws provision of article I, section 24.” In re Criminal Investigation, 7th Dist. Court No. CS-1,
It is a basic principle that “legislative enactments are endowed with a strong presumption of validity and will not be declared unconstitutional unless there is no reasonable basis upon which they can be construed as conforming to constitutional requirements.” In re Criminal Investigation, 7th Dish Court No. CS-1,
[W]hatever may or may not be the conviction of mind, or the personal desires of this court, or the justices thereof, to determine such policy, our commitment is to the principle of judicial restraint, necessary and desirable under our system, which honors the doctrine of separation of powers of the three branches of our government. Therefore, it is not within the province of the courts to intrude upon the legislative prerogative and declare a statute unconstitutional unless it is determined to be so beyond a reasonable doubt.
Id. at 1117 (footnotes omitted); accord Greaves,
The burden of successfully challenging the constitutionality of a statute is on the appellant, and this burden is a heavy one. Blue Cross & Blue Shield v. State,
As an initial step in examining the constitutionality of Utah Code Ann. § 78-3a-25, it is necessary to determine the proper level of scrutiny to be applied in reviewing the statute. Defendants argue, and the majority agrees, that section 78-3a-25 should be reviewed under an intermediate “reasonableness” level of scrutiny, rather than under the minimal or “rational” level of scrutiny proposed by the State. Inasmuch as section 78-3a-25 withstands scrutiny using the higher
Article I, section 24 states, “All laws of a general nature shall have uniform operation.” By so providing, it “protects against two types of discrimination. First, a law must apply equally to all persons within a class. Second, the statutory classifications and the different treatment given the classes must be based on differences that have a reasonable tendency to further the objectives of the statute.” Malan v. Lewis,
The first requirement of Malan mandates that the law be applied equally to all persons within a certain group or class. The classes created by section 78-3a-25 include not only a large group, all juvenile offenders who commit certain enumerated offenses, but also two subgroups, (1) those charged criminally by information in adult court and (2) those against whom civil petitions are filed in juvenile court. All members of the larger group are treated equally because all are subject to the same nondiscriminatory initial exercise of prosecutorial discretion. In addition, each member of each subgroup is treated equally to all other members of that subgroup. That is, each juvenile offender who is charged criminally and proceeds to adult court has the same rights and protections as all other juveniles in the adult court system; likewise, each juvenile who is petitioned against civilly and proceeds to juvenile court has the same rights and protections as others who are subject to juvenile court jurisdiction. Accordingly, section 78-3a-25 satisfies Malan ⅛ first requirement because its provisions apply equally to all persons within the classes created.
Footnote 7 of the majority opinion misrepresents the dissent’s position concerning the first requirement of Malan, thereby misehar-acterizing the dissent’s view as supporting “numerous ‘separate but equal’ systems that have long been rejected as impermissible.” This characterization is incorrect and misleading. Obviously, a scheme that prosecutes all Caucasians one way and all minorities another would be unconstitutional under the dissent’s view because the members of the larger group, all offenders, are not being treated equally. Under such a scheme, all minority offenders would be subject to discrimination in the initial exercise of prosecu-torial discretion. However, in the present case, none of the defendants raise allegations that prosecutorial discretion is being practiced in a discriminatory manner here.
The second requirement of Malan is that the statutory classification and the different treatment given the classes created therein are based on differences that have a reasonable tendency to further the objectives of the statute. Under the second requirement of Malan, two questions arise. The first concerns whether the classification created by the statute is legitimate. This is not at issue in the present case inasmuch as defendants concede that the legislature could simply mandate direct filing against all juveniles who commit the crimes enumerated therein. By conceding that such a statutory classification is constitutional, defendants have chosen not to challenge the legitimacy of that classification.
The second question concerns whether the different treatment given the classes created by the challenged statute reasonably tends to further the objectives of the statute. One stated purpose of the Juvenile Courts Act is the promotion of “public safety and individual accountability by the imposition of appropriate sanctions on persons who have committed acts in violation of law.” Utah Code Ann. § 78-3a-l(l). A statute that gives proseeu-
Furthermore, the discretion involved in the matter before us does not raise the concerns of unequal application of the law within a statutory class or capricious or meaningless distinctions between classes that are raised in cases such as Malan. In Malan, this court invalidated an automobile guest statute which established differences in treatment that were unrelated to the purposes of the statute. This court determined that the resulting “crazy quilt” of recovery and barred recovery under that statute rendered the statute incapable of reasonably furthering its statutory objectives. Malan,
We have no such “crazy quilt” here; rather, section 78-3a-25 is a well-reasoned effort to give prosecutors the discretion necessary to bring a charge carrying appropriate sanctions against juvenile offenders. This sort of discretion has never been considered vulnerable to facial equal protection challenges. Rather, it has been recognized as an integral component of our scheme of criminal justice. As the United States Supreme Court stated in Wayte v. United States,
This broad discretion rests largely on the recognition that the decision to prosecute is particularly ill-suited to judicial review. Such factors as the strength of the case, the prosecution’s general deterrence value, the Government’s enforcement priorities, and the case’s relationship to the Government’s overall enforcement plan are not readily susceptible to the kind of analysis the courts are competent to undertake.
In summary, the majority’s argument erroneously assumes that similarly situated people are being treated differently. Under section 78-3a-25, all juvenile offenders who commit the offenses enumerated therein are subject to the same initial nondiscriminatory exercise of prosecutorial discretion as to whether to file criminal charges or a civil juvenile action against a certain offender. Accordingly, the prosecutorial discretion provided for in that statute is not different from all other kinds of prosecutorial discretion.
While the majority correctly concludes that “[o]nee an offender is charged with a particular crime, that offender must be subjected to the same or substantially similar procedures ... as all other offenders so charged,” that is not at issue in this ease. Because section 78-3a-25 specifically pertains to the prosecutor’s charging decision, the equal protection concerns raised by the majority are not violated by this statute.
III. OTHER STATES
Additionally, the majority has chosen, in accepting defendants’ argument and overturning Utah Code Ann. § 78-3a-25, to depart from the accepted wisdom of every other court which has ruled on the issue. In examining their own direct-filing statutes, courts in virtually every other jurisdiction have consistently held that the discretion vested in prosecutors to decide which juveniles to file criminal charges against comports with equal protection principles. See, e.g., United States v. Bland,
This jurisdiction has long recognized the vital role of the prosecution and the importance of affording that body the discretion, within permissible limits, to exercise its function. Certainly, we are compelled, as are our sister states, to recognize this discretion as it preserves the constitutionalconcept of separation of powers. Also, it must be recognized that the prosecutor has at his or her disposal in making such a decision the criteria provided for elsewhere in the statute, the purpose of the Juvenile Courts Act, and the standards governing the duties of his or her office.
Id. at 404 (footnotes omitted). The fact that this discretion has been codified into the statute at issue simply underscores the legislature’s determination that to achieve the multiple and sometimes cross-cutting purposes of the juvenile court system, which concern both rehabilitation of the juvenile offender and the safety of the community, a prosecutor must be granted some degree of freedom to differentiate between juvenile offenders.
Nor is the majority persuasive in its attempt to distinguish Utah’s statutory scheme from that of those states which have upheld direct-filing statutes. The majority initially draws a distinction based on whether the statute in question is a “pure” direct-filing statute or an “impure” direct-filing statute and does not even address pure direct-filing systems in other states, simply stating that they are “noncomparable.” In pure direct-filing statutes, the prosecutorial discretion lies in deciding what charges to file: Certain charges must be tried in an adult criminal action, while other charges must be tried in a juvenile proceeding. See, e.g., OMa.Stat.Ann. tit. 10, §§ 1104.2,1112 (West Supp.1995). In essence, this system is no different from ours. As noted above, under section 78-3a-25, if the prosecutor elects to criminally charge a juvenile offender, that juvenile must be tried in adult court; conversely, if the prosecutor decides to file a civil petition against the juvenile, the matter proceeds to juvenile court.
Furthermore, other states with impure direct-fifing statutes have found such statutes to be constitutional. For example, in People v. Thorpe,
The majority’s attempt to distinguish other states’ similar approaches is also unconvincing. For instance, the majority tries to distinguish Florida’s system on the ground that the Florida statute provides guidelines to help the prosecutor determine whether to file in juvenile or adult court. However, this is not a persuasive distinction because the Florida statute actually only guides the case manager who initially reviews the juvenile’s case and specifically allows the prosecutor the discretion to ignore the case manager’s recommendation. See Fla.Stat. ch. 39.047 (1993). Although the majority correctly points out that under Fla.Stat. ch. 39.059, it is the court that determines whether a juvenile who has been found guilty of a criminal violation in adult court should be subject to “adult sanctions,” that is not at issue here. The present case concerns discretion given at the charging stage, not at the punishment stage. At issue in the case at bar is the discretion to decide whether to file criminal charges in adult court or a civil petition in juvenile court. And in such cases, Florida, like Utah, grants this discretion to its prosecutors without imposing mandatory guidelines for the exercise of that discretion.
The majority states that Utah’s scheme is “arbitrary and unbridled” and results in “un-circumscribed discretion” on the part of the prosecutor. However, among the states that allow direct fifing, the Utah statute is one of the strictest in limiting the number of offenses which qualify for direct filing. The prosecutor is not given unbridled discretion; only certain specifically enumerated types of violations are eligible for direct filing. Accordingly, it is comparable to other states’ systems and should likewise be held constitutional.
Lastly, the majority’s claim that a “parade of horribles” would ensue if prosecutors were allowed the discretion provided by this statute is groundless. There is no evidence supporting the majority’s assertion that section 78-3a-25 would lead to prosecutors’ singling out members of unpopular groups for harsher treatment in the adult system. In fact, the very same argument, that prosecutors could single out certain groups for harsher treatment, could be made in reference to every criminal statute in the state code. In any event, defendants have not challenged
This is not to say, of course, that the legislature has unfettered power to enact laws relating to prosecutorial discretion. Prosecutorial discretion is always, at the very least, subject to review for abuse. The standards for determining that abuse should be filtered through the judiciary’s reluctance to interfere with prosecutorial decision making. Since no allegations of abuse of prosecutorial discretion have been raised in the present ease, I would hold section 78-3a-25 constitutional under article I, section 24 of the Utah Constitution. Accordingly, I dissent from the majority’s holding to the contrary.
IV. CONCLUSION
Based on the foregoing, I concur in sections III and IV of the majority opinion and dissent from section II.
. For ease of reference, district and circuit courts will be referred to collectively as adult courts.
. All proceedings before the juvenile court are civil proceedings. See Utah Code Ann. § 78-3a-44(1) (stating that ”[p]roceedings in children’s cases shall be regarded as civil proceedings, with the court exercising equitable powers”).
. Footnote 18 of the majority opinion materially misrepresents the dissent's position on this issue
. While the majority correctly points out that the analysis in parts II, III, and IV of the lead opinion in Bell was not supported by a majority of the court, nonetheless, the result therein, that section 78-3a-25 passed federal constitutional muster, did carry a majority of the court.
. Although this court has previously stated that article I, section 24 may provide broader protection than the Fourteenth Amendment, this court has never held a statute constitutional under federal equal protection analysis yet unconstitutional under article I, section 24. Moreover, only in cases involving fundamental constitutional rights has the issue of a broader reading of article I, section 24 even arisen. See, e.g., Condemarin v. University Hosp., 775 P.2d 348 (Utah 1989). Neither defendants nor the majority has persuasively established that such fundamental rights are at issue here. Accordingly, it is improper in the case at bar for this court to apply a more stringent equal protection analysis under article I, section 24 than would be applied under the federal constitution.
. It is noted, however, that the right to be treated as a juvenile has never been considered the type of fundamental right which has traditionally triggered a heightened level of scrutiny. Bell,
Concurrence Opinion
concurring:
I consider this a close ease. There are certainly analogies between the discretion exercised under the statute in question and the other discretionary decisions routinely permitted prosecutors, as Justice Russon’s dissent notes. However, on balance, I am persuaded that the position Justice Durham and I took in State v. Bell,
It is important to note that the majority finds only this particular method used by the legislature to address the problem of the serious youth offender to be unconstitutional. Today’s decision should not be read in any way as minimizing the problems of violent youth crime. These problems are real. But the mere fact that a real problem exists does not mean that the constitution’s limitations on how government power may be used can be ignored in the rush to find a solution.
During the last session, the legislature enacted a new and more comprehensive approach to the problem of violent youth crime, one in which the legislature took it upon itself to categorize the crimes that deserve an adult response and those that do not, rather than leaving the matter to the prosecution. Today’s decision does not purport to address the constitutionality of this new scheme. It treats only the old.
