STATE of Idaho, Plaintiff-Respondent, v. Betty Jane MITCHELL, Defendant-Appellant.
No. 13757.
Supreme Court of Idaho.
Feb. 11, 1983.
660 P.2d 1336 | 104 Idaho 493
Certiorari Denied May 16, 1983. See 103 S.Ct. 2101.
“We therefore hold that the discretionary function exception in
I.C. § 6-904(1) shields governmental units from tort liability for the consequences arising from the planning and operational decisionmaking necessary to the performance of traditional governmental functions.”
For those who may wonder at what is meant by an activist court and search for a definition and not find one, today‘s majority opinion will at least supply an outstanding example of unbridled judicial activism at its pinnacle. Reaction is back in the saddle, and state immunity from suit for governmental functions as it existed prior to 1971 rides again.
away with the distinction between proprietary function and governmental function, that thereafter severely injured eight year old boys, such as in Ford, would be denied any relief whatever for low-level operational negligence in not somehow guarding against open pits in the middle of a room in which such youngsters were invited to come? I think not. Or, is it more likely that the awful result of that case still lingered in the minds of local Treasure Valley legislators when they met in 1971 to consider their response to the Smith opinion, and, other than as to certain exceptions, abolished all governmental immunity to being sued by the victims of governmental tort.
David H. Leroy, Atty. Gen., Lynn E. Thomas, Sol. Gen., Boise, for plaintiff-respondent.
BAKES, Justice.
Defendant appeals from a conviction of first degree murder.
Betty Jane Mitchell, the defendant appellant, arrived at her home on the evening of January 23, 1978, and found her husband, “Mitch“, dead. Initial investigation indicated that Mitch had been murdered by strangulation during a burglary of their home, but police attention subsequently focused upon Mrs. Mitchell and the possibility that she had arranged to have her husband killed.
On January 31, 1978, Mrs. Mitchell was in Boise, Idaho, and registered at The Boisean Motel. At approximately 12:45 p.m. Lt. Tom Taylor of the Ada County Sheriff‘s
Additional facts relevant to this appeal are that Mrs. Mitchell had ingested alcohol and prescribed medication prior to and during the interrogation. Before going to her motel room, Lt. Taylor had been advised that Mrs. Mitchell was observed at a bar that morning. Lt. Taylor had also been informed that Mrs. Mitchell took prescribed medication daily. Additionally, Mrs. Mitchell consumed one can of beer and part of another can during the interview. At the completion of the interrogation, during which Mrs. Mitchell made several incriminating statements, Mrs. Mitchell was taken to the sheriff‘s office and charged with first degree murder.
Although the crime was committed on January 23, 1978, trial was not held until May 19, 1980. In the intervening period, defendant appellant requested and received psychiatric evaluations. Additionally, defendant made several motions to suppress the recorded interrogation or any reference thereto on the grounds that she was incapable of knowingly and voluntarily waiving her Miranda rights or of knowingly and intelligently making a voluntary statement. On December 22, 1978, the trial court determined that the question of voluntariness was an issue of fact for the jury. Pursuant1 to defendant‘s appeal by certification under I.A.R. 12, this Court, on April 8, 1980, held that the question of voluntariness is controlled by State v. Dillon, 93 Idaho 698, 471 P.2d 553 (1970), cert. denied 401 U.S. 942, 91 S.Ct. 947, 28 L.Ed.2d 223 (1971), which established the rule that voluntariness is, in the first instance, a question of law for the trial court.1 State v. Mitchell, 101 Idaho 108, 109, 609 P.2d 175 (1980).
Upon remand, the district court suppressed the entire tape recording and transcription thereof. However, the trial court determined that Mrs. Mitchell‘s statements did not become involuntary until a point referred to by the parties as approximately one-third of the way into the interview, and the court permitted Officer Taylor to testify concerning the interrogation up to that point. The court suppressed any reference to the interrogation past that point. At the conclusion of trial, the jury returned a verdict of guilty of murder in the first degree, and the court sentenced the defendant to an indeterminate life term. Defendant appeals her conviction.
Defendant appellant presents three principal issues for our review on appeal, none of which involve any claims regarding the sufficiency of the evidence. The issues raised are: (1) Whether the trial court erred by refusing to suppress all reference to the interview with the appellant; (2) whether the trial court erred in denying appellant‘s motion to dismiss on the ground that the trial court‘s suppression of the last two-thirds of the interview rendered the showing of probable cause at the preliminary hearing insufficient to bind the appellant over for trial; and (3) whether the trial court erred in denying defendant‘s motion to dismiss the jury panel as a whole. The alleged errors will be discussed in the order raised by the appellant.
I
On appeal, appellant argues that there are several reasons why the trial court
Testimony elicited at both the preliminary and pretrial hearings, transcripts of which are contained in the record, establish that Lt. Taylor, upon gaining admittance to appellant‘s motel room, advised appellant that he wanted to talk to her. Lt. Taylor did not inform appellant of the arrest warrant in his possession at that time, but handed her a copy of the rights and waiver form used by the Ada County Sheriff‘s Office.2 He requested appellant to read the form and place her initials at the end of each delineated right to indicate that she understood her rights. Lt. Taylor testified that he advised appellant to tell him if she did not understand anything and that he would explain it to her. Lt. Taylor further testified that appellant put on her glasses, read the form and placed her initials after all but one of the rights. The failure to initial the statement regarding her rights to a public defender was brought to appellant‘s attention, whereupon she responded by placing her signature at the bottom of the form.3 Lt. Taylor then turned on the tape recorder and began his interrogation. Appellant was not informed of the arrest warrant against her or that she was under arrest until several minutes later in the interview.4
The warnings contained in the form given to appellant are not challenged as insufficient under the standards prescribed in Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966). Appellant‘s challenge is instead directed to the timing of those warnings. In a somewhat novel approach to the Miranda question, appellant argues essentially that the warnings were given too early, as opposed to too late or not at all, the usual arguments concerning the timing of giving Miranda rights. See, e.g., State v. McCurdy, 100 Idaho 683, 603 P.2d 1017 (1979); State v. Thomas, 94 Idaho 430, 489 P.2d 1310 (1971); State v. Sanchez, 94 Idaho 125, 483 P.2d 173 (1971); State v. Radabaugh, 93 Idaho 727, 471 P.2d 582 (1970). Appellant argues that, when viewed under an objective test, the interrogation did not become custodial until she was specifically informed of her arrest.5 She further contends that since the warnings were not repeated when the interrogation became custodial, the warnings given immediately prior to the commencement of the interview did not effectively protect the defendant‘s rights against self incrimination, nor comply with the safeguards established in Miranda v. Arizona, supra. We disagree.
In Miranda, the United States Supreme Court held that in the absence of other fully effective means, the following
The Miranda warnings given to appellant were substantively sufficient and effectively informed appellant of her rights. It was not necessary that the rights be repeated at the moment in time asserted by appellant to be the point at which the interrogation is alleged to have become custodial, particularly where appellant had been given her rights just five to ten minutes earlier. See United States v. Paulton, 540 F.2d 886, 890-91 (8th Cir. 1976) (warnings did not have to be repeated where defendant had essentially received the warnings and advice required by Miranda a short time earlier).
Appellant also argues that she did not effectively waive her Miranda rights. The state, in attempting to introduce statements made by a suspect during a custodial interrogation and outside the presence of an attorney, must establish a voluntary, knowing and intelligent waiver of the suspect‘s rights. State v. Ybarra, 102 Idaho 573, 577, 634 P.2d 435 (1981). The state has a heavy burden and must overcome the presumption against waiver. See State v. Fisk, 92 Idaho 675, 448 P.2d 768 (1968); Abercrombie v. State, 91 Idaho 586, 428 P.2d 505 (1967). Although not conclusive, an express written statement of waiver of Miranda rights is usually strong proof of voluntary waiver. State v. Padilla, 101 Idaho 713, 719, 620 P.2d 286, 292 (1980); see North Carolina v. Butler, 441 U.S. 369, 373, 99 S.Ct. 1755, 1757, 60 L.Ed.2d 286, 292 (1979).
Appellant executed a written waiver. She alleges, however, that the written waiver was ineffective because she failed to completely fill out the form and initial every right listed, as instructed by Lt. Taylor. In reviewing the waiver of rights form, it is apparent that appellant failed to indicate, by checking or circling “I do/do not,” whether she wanted to talk to a police officer at that time. She did, however, place her initials at the end of that sentence. It also appears that appellant did not place her initials after the following delineated right: “I have (read the above) (had the above read to me) and fully understand my right to the services of the public defender at this or any future time.” Lt. Taylor testified that he noted appellant‘s failure to initial the public defender right, that he brought the omission to her attention, and that she then placed her signature at the bottom of the form. He stated that “when she went ahead and signed the bottom, that indicated to me that she fully understood it.” Lt. Taylor also testified that he discussed appellant‘s right to have a public defender or lawyer while she was signing the form. Nevertheless, appellant alleges that the above mentioned deficiencies render the waiver ineffective.
The Miranda Court, however, did not intend that such mechanical or formalistic approaches be used to evaluate the procedural safeguards given. The safeguards suggested in Miranda were intended to create a “practical reinforcement for the
After completing the waiver of rights form, appellant conversed with and responded to the questions asked of her by Lt. Taylor over a period of approximately two hours. At no time did appellant request the interview to stop, attempt to revoke her written waiver, or invoke her privilege to remain silent, even upon learning that she was under arrest.
Lt. Taylor knew that appellant had been drinking and that she had taken prescription medication. Additionally, he drank a beer with her during the interview. However, he testified, in effect, that defendant was alert and in full possession of her faculties during the interview. On the other hand, two expert witnesses who filed affidavits and later appeared on behalf of the appellant initially expressed opinions in their affidavits that the amount of alcohol and drugs allegedly consumed by the appellant would have affected her ability to competently waive her rights.6
The trial court, in an order denying appellant‘s motion to suppress, dated December 12, 1978, determined that “at the time the waiver was signed by defendant she was in possession of her faculties and that the signing of said waiver was made knowingly and intelligently.” The trial court reaffirmed this finding in its order of May 13, 1980, wherein it stated that:
“This Court previously held in its Memorandum of 22 December 1978, that at that time the waiver was signed by defendant, that she was, in fact, in possession of her faculties and that the signing of said waiver was made knowingly and intelligently. No part of the proof at the present [pretrial] hearing has convinced this Court otherwise.”
The trial court‘s conclusions that appellant made a knowing and voluntary waiver of her rights is supported by substantial and competent evidence. Being unpersuaded that the findings were erroneous, we uphold the trial court‘s conclusions. See State v. Ybarra, supra 102 Idaho at 577, 634 P.2d at 439; State v. Wyman, 97 Idaho 486, 491, 547 P.2d 531, 536 (1976), overruled on other grounds, State v. McCurdy, 100 Idaho 683, 603 P.2d 1017 (1979); State v. Dillon, 93 Idaho 698, 707-08, 471 P.2d 553, 562-63 (1970), cert. denied 401 U.S. 942, 91 S.Ct. 947, 28 L.Ed.2d 223 (1971); State v. Fisk, 92 Idaho 675, 679, 448 P.2d 768, 772 (1967).
Appellant next argues that the admission of statements made during the first one-third of the interview constitutes reversible error because she was incapable of knowingly and voluntarily making such statements. We discuss this question separately from the question of waiver because “issues of voluntariness and compliance with Miranda are separate constitutional defenses,” and “even though a statement may be obtained before Miranda warnings are required, or after they are given, the statement may be inadmissible because it was involuntarily given.” United States v. Curtis, 568 F.2d 643, 647 (9th Cir. 1978), cit
Appellant alleges that as a result of her ingestion of prescription drugs and alcohol prior to and during the interrogation her statements were not the product of a voluntary exercise of free will and should have been suppressed in their entirety. “However, [c]ustodial statements are not per se involuntary because of intoxication,” United States v. Brown, 535 F.2d 424, 427 (8th Cir. 1976), and, in accordance with the above stated rule, the totality of circumstances must be examined to determine whether appellant‘s statements were voluntarily made.
It will be recalled that the trial court, at the behest of this Court, see State v. Mitchell, 101 Idaho 108, 609 P.2d 175 (1980), determined the question of voluntariness as a matter of law. Evidence before the trial court established that appellant consumed alcoholic beverages prior to the interview and drank one beer and part of another during the interview. Additionally, appellant took prescription medication on the day of the interview. The trial court considered evidence given by psychiatrists and psychologists, appearing on behalf of both the defendant and the state at the pretrial hearing, that appellant‘s mental condition deteriorated to a point where she was no longer in control of her faculties. Lt. Taylor, on the other hand, testified to the effect that the defendant was alert and in full possession of her faculties during the entire interview. In its order dated May 13, 1980, the trial court concluded that the state had met its burden of proof that at least the first portion of appellant‘s statements were voluntarily, knowingly and intelligently made, and that the statements made prior to the time her mental condition deteriorated were admissible. However, the trial court concluded that appellant‘s condition regressed to a point “that at the time the alleged admissions were made to Captain [Lt.] Taylor, the defendant was not mentally competent and therefore that portion of her statement must be suppressed.” The trial court determined the line of demarcation between the statements that were made voluntarily and those that were made involuntarily to be approximately one-third of the way into the interview. Although the tape recording and transcription of the interrogation were suppressed in their entirety, Lt. Taylor was allowed to testify to statements made by the appellant during the first one-third of the interview. Some of appellant‘s statements contained in the first third of the interrogation linked her to the death of her husband, but did not constitute admissions or a confession.
The question of voluntariness of defendant‘s statements is, in the first instance, a matter of law to be decided by the trial court for purposes of admission. State v. Mitchell, supra 101 Idaho at 109, 609 P.2d at 176; State v. Dillon, supra 93 Idaho at 709-10, 471 P.2d at 564-65. We find that the trial court‘s conclusion that approximately the first one-third of the appellant‘s statements were voluntarily made is sound and we will not disturb that conclusion on appeal.7
II
The second question presented by appellant is whether, after the trial court‘s sup
The duty of a magistrate at a preliminary hearing is to “determine whether or not a public offense has been committed and whether or not there is or is not probable or sufficient cause to believe that the defendant committed such public offense.”
Stripped to its essentials, appellant‘s argument is that the district court‘s ultimate determination that some of the evidence relied on by the magistrate court was inadmissible, invalidated the magistrate‘s determination that probable cause existed at the preliminary hearing stage.
“The finding of probable cause shall be based upon substantial evidence upon every material element of the offense charged; . . . [with the exception of certain forms of hearsay evidence]. . . . [I]f at the preliminary hearing the evidence shows facts which would ultimately require the suppression of evidence sought to be used against the defendant, such evidence shall be excluded and shall not be considered by a magistrate in his determination of probable cause.”
Nevertheless, in State v. Watson, 99 Idaho 694, 587 P.2d 835 (1978), we held that “[w]here an arrest warrant has been issued without a magistrate‘s finding of probable cause, the illegality of such an arrest . . . does not invalidate a conviction which results from a fair trial of the issue of guilt.” Id. at 697, 587 P.2d at 838. See also State v. Alger, 100 Idaho 675, 603 P.2d 1009 (1979); State v. Lindner, 100 Idaho 37, 592 P.2d 852 (1979). Similarly, we hold that even if the magistrate erred in relying on evidence at the preliminary hearing that is ultimately determined to be inadmissible, the error is not a ground for vacating a conviction where the appellant received a fair trial and was convicted, and there is sufficient evidence to sustain the conviction. See also Gerstein v. Pugh, 420 U.S. 103, 95 S.Ct. 854, 43 L.Ed.2d 54 (1975) (conviction will not be vacated on the ground that defendant was detained without probable cause determination).
III
Appellant‘s final assignment of error is that the trial court erred in denying her motion to dismiss the jury panel as a whole. In her brief on appeal, appellant Mitchell argues that since “several prospective jurors brought prejudicial information to light in front of all the members of the jury panel,” the motion to dismiss the jury panel, made orally during voir dire, should have been granted.8 Appellant argues that the grounds and means for objecting to an entire jury panel, found in the provisions of
A challenge to the jury panel as a whole, however, was not the only opportunity available to appellant to excise objectionable jurors from the jury panel. Appellant was entitled to voir dire the prospective jurors and challenge individual jurors for cause, see
Finding no reversible error, we affirm.
DONALDSON, C.J., SHEPARD, J., and McFADDEN, J. (Ret.), concur.
APPENDIX I
ADA COUNTY SHERIFF‘S DEPARTMENT
BOISE POLICE DEPARTMENT
NOTIFICATION OF RIGHTS
NOTIFICATION OF THE RIGHT TO THE SERVICES OF THE PUBLIC DEFENDER
NOTIFICATION OF RIGHTS
Before we ask you any questions, you must understand that you have certain rights under both the Idaho and United States Constitutions. You do not have to talk with us. You have the absolute right to remain silent. Anything you say can and will be used against you in court. You have the right ot talk with a lawyer for advice before we ask you any questions, and to have him with you during questioning. You have the right to the advice of a lawyer even if you cannot afford to hire one. You have the right to request the services of the Public Defender at any time if you cannot afford to hire a lawyer. If you want a lawyer present or if you wish to consult a lawyer, you have the absolute right to remain silent until he is present or has been consulted, whether he be the Public Defender or counsel of your own choosing. If you wish to answer questions now, without a lawyer present, you have the right to stop answering questions at any time and remain silent.
WAIVER
(Place initials at the end the each statement below only after you completely understand what such statement means.)
I have read the above statement of my rights (I have had the above statement of my rights read to me) and understand that:
- I have the absolute right to remain silent.
[INITIALS: BJM] - Anything I say can and will be used against me me in court. [INITIALS: BJM]
- I have the right to the advice of a lawyer before answering any questions [INITIALS: BJM]
- I have the right to have a lawyer present during any questioning. [INITIALS: BJM]
I have the right to a lawyer even if I cannot afford one, and if I cannot afford one, I may use the service of a Public Defender at any time. - If I choose to answer any questions without the advice of a lawyer or without a lawyer being present, I have the right to stop answering questions at any time and remain silent. [INITIALS: BJM]
- Having these rights in mind, I (do) (do not) wish to talk to Law Enforcement Officers now. [INITIALS: BJM]
NOTIFICATION OF THE RIGHT TO THE SERVICES OF A PUBLIC DEFENDER
You have the right to be represented by a lawyer at any time. If you cannot afford a lawyer of your own choosings, you have the right, at public expense, to use the services to the Public Defender. This right may be exercised at any time.
WAIVER
(Place initials at the end of the acknowledgement statement only after you completely understand what the statement means.)
I have (read the above) (had the above read to me) and fully understand my right to the services of the Public Defender at this or any future time.
SIGNED: [SIGNATURE: Betty J. Mitchell]
PLACE:
DATE: 1/31/78 TIME: 12:50 P.M.
[SIGNATURES OF WITNESSES]
The Court‘s opinion opens with the concession that Lt. Taylor did not inform Mrs. Mitchell that he possessed a warrant for her arrest. This is true; he did not. More than that, however, he entered the privacy of her motel room for the very purpose of arresting her, and it was in this isolated environment that the interrogation took place—one middle-aged woman in varying degrees of drug and alcohol-induced incompetence vs. three skilled uniformed police officers.
For certain their beforehand knowledge that she had been drinking earlier in the day and their on-the-scene observation of her demeanor suggested to them that the opportunity to interrogate should not be ignored. A majority of the Court says that her confession was voluntarily given because she was both given the Miranda warnings orally and signed an acknowledgement of the written Miranda warnings. The majority devotes considerable time to the “novel approach” that she was so warned “too early,” but the majority shows little concern as to whether her voluntary waiver of the Miranda rights was intelligently and knowingly given where she was not further warned that a warrant for her arrest had issued, that it was then and there in possession of the officers, and that she was no longer free to move about—in short, that she was in custody. [This is to say nothing of the rights statutorily accorded to her by the Idaho legislature acting at the invitation of the Miranda Court, concerning which more will appear further on.]
Against the foregoing backdrop of nondisclosure the majority finds no merit in her
Of the fact that Mrs. Mitchell was defendant in a felony criminal action there can be no doubt. I mention this because Miranda, to the teachings of which I will next turn, is in many places couched in terms of the rights of an “individual” and not the rights of a “defendant” or of an “accused person.” The Pocatello police had laid their evidence of Mrs. Mitchell‘s alleged guilt before a neutral and detached magistrate, and that magistrate found probable cause to issue a warrant for Mrs. Mitchell‘s arrest on a charge of first degree murder. From that point on she was a defendant, and a wanted defendant at that. Any peace officer possessed of such knowledge was obligated to seize her and take her before the nearest magistrate, a point of Idaho law to which I shall also later return.
In Miranda is found language which, insofar as federal law is concerned, tells the state courts what is required to substantiate a holding that a defendant‘s rights have been “knowingly and intelligently” waived. We begin our lesson by observing this passage:
“Prior to any questioning, the person must be warned that he has a right to remain silent, that any statement he does make may be used as evidence against him, and that he has a right to the presence of an attorney, either retained or appointed. The defendant may waive effectuation of these rights, provided the waiver is made voluntarily, knowingly and intelligently.”
384 U.S. 436, 444, 86 S.Ct. 1602, 1612 (emphasis added).
At another place in its opinion the Miranda Court used the same language in discussing interrogation which takes place after proper warnings are given and the right to counsel is declined by the defendant whom the police are about to question:
“If the interrogation continues without the presence of an attorney and a statement is taken, a heavy burden rests on the government to demonstrate that the defendant knowingly and intelligently waived his privilege against self-incrimination and his right to retained or appointed counsel. Escobedo v. State of Illinois, 378 U.S. 478, 490, n. 14 [84 S.Ct. 1758, 1765, n. 14, 12 L.Ed.2d 977].”
384 U.S. at 375, 86 S.Ct. at 1628 (emphasis added).
That the warnings must be effective is then noted in Miranda where it speaks of the
“In none of these cases was the defendant given a full and effective warning of his rights at the outset of the interrogation process.”
384 U.S. at 445, 86 S.Ct. at 1612 (emphasis added).
“Today, then, there can be no doubt that the Fifth Amendment privilege is available outside of criminal court proceedings and serves to protect persons in all settings in which their freedom of action is curtailed in any significant way from being compelled to incriminate themselves. We have concluded that without proper safeguards the process of in-custody interrogation of persons suspected or accused of crime contains inherently compelling pressures which work to undermine the individual‘s will to resist and to compel him to speak where he would not otherwise do so freely.3 In order to combat these pressures and to permit a full opportunity to exercise the privilege against self-incrimination, the accused must be adequately and effectively apprised of his rights and the exercise of those rights must be fully honored.” 384 U.S. at 467, 86 S.Ct. at 1624 (emphasis added).
Part III of the Miranda opinion concluded with the caveat that the waiver, despite its appearance of being voluntary, must be “knowingly and intelligently” given:
“After such warnings have been given, and such opportunity afforded him, the individual may knowingly and intelligently waive these rights and agree to answer questions or make a statement. But unless and until such warnings and waiver are demonstrated by the prosecution at trial, no evidence obtained as a result of interrogation can be used against him.”
384 U.S. at 479, 86 S.Ct. at 1630 (emphasis added).
Such was but a reiteration of the earlier statement, excerpted from Carnley v. Cochran, 369 U.S. 506, 516, 82 S.Ct. 884, 890, 8 L.Ed.2d 70 (1962):
“‘Presuming waiver from a silent record is impermissible. The record must show, or there must be an allegation and evidence which show, that an accused was offered counsel but intelligently and understandingly rejected the offer. Anything less is not waiver.‘”
384 U.S. at 475, 86 S.Ct. at 1628 (emphasis added).
In discussing the deleterious effect that isolated and unfamiliar settings have on proposed interrogatees, as to defendants Stewart (California) and Miranda (Arizona), mentioned is that “[i]n other settings, these individuals might have exercised their constitutional rights. In the incommunicado police-dominated atmosphere, they succumbed.” 384 U.S. at 456, 86 S.Ct. at 1618. The Court unmistakably saw the need for appropriate safeguards at the outset, and further that statements given will be the product of the interrogatee‘s free choice:
“In each of the cases, the defendant was thrust into an unfamiliar atmosphere and run through menacing police interrogation procedures. The potentiality for compulsion is forcefully apparent, for example, in Miranda, where the indigent Mexican defendant was a seriously disturbed individual with pronounced sexual fantasies, and in Stewart [California v. Stewart, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694], in which the defendant was an indigent Los Angeles Negro who had dropped out of school in the sixth grade. To be sure, the records do not evince overt physical coercion or patent psychological ploys. The fact remains that in none of these cases did the officers undertake to afford appropriate safeguards at the outset of the interrogation to insure that the statements were truly the product of free choice.
“It is obvious that such an interrogation environment is created for no purpose other than to subjugate the individual to the will of his examiner. This atmosphere carries its own badge of intimidation. To be sure, this is not physical intimidation, but it is equally destructive of human dignity. The current practice of incommunicado interrogation is at odds with one of our Nation‘s most cherished principles—that the individual may not be compelled to incriminate himself. Unless adequate protective devices are employed to dispel the compulsion inherent in custodial surroundings, no statement obtained from the defendant can truly be the product of his free choice.”
384 U.S. at 457-58, 86 S.Ct. at 1618-19 (emphasis added) (footnote omitted).
Thereafter, the Miranda Court, in discussing its earlier Escobedo decision, again in connection with the defendant‘s choice to or not to speak to the police equated “competently” with “intelligently,” and said that a decision to speak could not be an independent decision if not made “knowingly or competently“:
“Our holding [in Escobedo v. Illinois, 378 U.S. 478, 84 S.Ct. 1758, 12 L.Ed.2d 977 (1964)] stressed the fact that the police had not advised the defendant of his constitutional privilege to remain silent at the outset of the interrogation, and we drew attention to that fact at several points in the decision, 378 U.S. at 483, 485, 491, 84 S.Ct. at 1761, 1762, 1765. This was no isolated factor, but an essential ingredient in our decision. The entire thrust of police interrogation there, as in all the cases today, was to put the defendant in such an emotional state as to impair his capacity for rational judgment. The abdication of the constitutional privilege—the choice on his part to speak to the police—was not made knowingly or competently because of the failure to apprise him of his rights; the compelling atmosphere of the in-custody interrogation, and not an independent decision on his part, caused the defendant to speak.”
384 U.S. at 465, 86 S.Ct. at 1623 (emphasis added).
There should be little doubt that the high Court has made it abundantly clear that that which appears to be a voluntary waiver of a fundamental constitutional right is not a waiver unless the prosecution demonstrates that it is made intelligently and knowingly, or, competently and knowingly, or, intelligently and understandingly; intelligently thus equates with competently and knowingly equates with understandingly. The interchange of words presents no problem. Miranda makes it clear that waiver is virtually synonymous with a “relinquishment of the privilege” of remaining silent and declining to be interrogated. 384 U.S. at 476, 86 S.Ct. at 1629. But the relinquishment must be voluntary in order to be effective, and to be voluntary the Court requires that a defendant‘s submission to interrogation be an independent decision which is the product of his free choice. From Miranda we learn that there is no difference between the defendant‘s consent to be interrogated and the defendant‘s waiver of his right to not be interrogated. Either path arrives at the same destination. As noted in an excerpt above, an individual who has answered some questions, may thereafter desist, and there must be no further inquiries until and unless he “consents to be questioned.” 384 U.S. at 445, 86 S.Ct. at 1612. Whether spoken of in terms of “consent to be questioned,” or intelligently and understandingly made voluntary waiver of constitutional privileges, or relinquishment of the privilege, the end result must be the same. It is not enough to go through the litany of reciting the Miranda warnings, nor will it suffice to obtain a signature to a written version of those warnings. The waiver or relinquishment of the privilege afforded by the fifth amendment, or, alternatively put, the consent to be interrogated, must be the individual‘s intelligently and knowingly made independent free choice. In order to so make that choice, the defendant must be given “a full and effective warning of his rights at the outset ....” 384 U.S. at 445, 86 S.Ct. at 1612. “[T]he accused must be adequately and effectively apprised of his rights ....” 384 U.S. at 467, 86 S.Ct. at 1624 (emphasis added). The Miranda warnings are not required to be given for the simple-minded purpose of educating the defendant that he has these constitutional rights, but the
“warning is needed in order to make him aware not only of the privilege, but also of the consequences of forgoing it. It is only through an awareness of these consequences that there can be any assurance of real understanding and intelligent exercise of the privilege.”
384 U.S. at 469, 86 S.Ct. at 1625 (emphasis added).
Can it seriously be urged that Mrs. Mitchell, who was not properly arrested as the law requires, and who was ignorant of the fact that she stood formally accused of first degree murder, was fully, effectively, and adequately made aware of the consequences of foregoing her constitutional right and privilege to remain silent? Can it be said that she knowingly and intelligently waived
Obviously, Mrs. Mitchell‘s arresting officers, who held off making the arrest until they first plied their wiles upon her, would not have expected any success in interrogating her if in compliance with the law they had made the arrest which would have informed her that she stood charged with first degree murder. While one cannot fault their endeavor, the fact still remains that she was entitled to a full disclosure so that she could make the “independent decision” which the Miranda Court declares to be essential, and which must be “truly the product of free choice.” When Mrs. Mitchell consented to be interrogated, not only did she not know that she had been charged with first degree murder, but she was purposefully kept ignorant. A person who is so led to believe that she is helping the police in their investigation of her husband‘s death may be expected to and will cooperate with the law, but if that person is made aware that the officers are in fact there to arrest her on a first degree murder charge, in 99 cases out of 100, assuming competence, that person is going to want an attorney and all of the procedural safeguards afforded by the federal and state constitutions. The police knew it. Everyone knows it.
Recently, a unanimous Idaho Court full well understood that the surrender or waiver of constitutional rights must be obtained from an accused who makes his decision knowingly and intelligently, as well as voluntarily. Thus, in State v. Birrueta, 98 Idaho 631, 570 P.2d 868 (1977), there was no suggestion of the element of coercion where defendant entered a voluntary plea of guilty to second degree murder charges. The sole issue on appeal was the claim that Birrueta did not knowingly and intelligently understand the charges to which he had pled guilty. He had counsel, and obviously knew that he was charged with killing two men. In reversing the conviction entered on the guilty plea, this Court relied upon Henderson v. Morgan, 426 U.S. 637, 96 S.Ct. 2253, 49 L.Ed.2d 108 (1976), where the Supreme Court recognized that a plea (waiving a constitutional right), to which may be added a waiver (relinquishing a constitutional right), must be “voluntary in a constitutional sense.”
“And clearly the plea could not be voluntary in the sense that it constituted an intelligent admission that he committed the offense unless the defendant received ‘real notice of the true nature of the charge against him, the first and most universally recognized requirement of due process.’ Smith v. O‘Grady, 312 U.S. 329, 334, 61 S.Ct. 572, 574, 85 L.Ed. 859.”
Henderson v. Morgan, 426 U.S. 637, 645, 96 S.Ct. 2253, 2257-58, 49 L.Ed.2d 108 (1976).
Unlike the defendant in the Henderson case, Mrs. Mitchell was kept in total ignorance of the charges against her, or even that any charges had been made. So kept uninformed, it is not surprising that she signed the waivers. Even in the less restrictive civil field of the law, it seems to be the general law that ignorance of a material fact negatives waiver. 28 Am.Jur.2d Estoppel and Waiver § 158 (1966).
Case law relied upon by the majority is poor footing indeed. United States v. Washington, 431 U.S. 181, 97 S.Ct. 1814, 52 L.Ed.2d 238 (1977), is readily distinguished. The defendant there was a witness before a federal grand jury—a far cry from “interrogation conducted by isolating the suspect with police officers.” 97 S.Ct. at 1819 n. 5. Not only was Mrs. Mitchell isolated with police officers, but they alone knew that she was detained—and hence in custody.
Can it be said that police officers sent to make an arrest, and knowing of the formal charge5 of murder upon which their warrant is based can go through the Miranda litany, withhold the arrest, and thereafter stand on the waiver which has been obtained from a not wholly informed person? Not under federal law, and I would think not under Idaho law as well.
The Miranda Court opened its monumental decision with this language:
“We start here, as we did in Escobedo, with the premise that our holding is not an innovation in our jurisprudence, but is an application of principles long recognized and applied in other settings. We have undertaken a thorough re-examination of the Escobedo decision and the principles it announced, and we reaffirm it. That case was but an explication of basic rights that are enshrined in our Constitution—that ‘No person . . . shall be compelled in any criminal case to be a witness against himself,’ and that ‘the accused shall . . . have the Assistance of Counsel’ rights which were put in jeopardy in that case through official overbearing. These precious rights were fixed in our Constitution only after centuries of persecution and struggle. And in the words of Chief Justice Marshall, they were secured ‘for ages to come, and . . . designed to approach immortality as nearly as human institutions can approach it.’ Cohens v. Virginia, 6 Wheat. 264, 387 [5 L.Ed. 257] (1821).”
384 U.S. at 442, 86 S.Ct. at 1611.
Insofar as most of the western states are concerned, and Idaho for certain, the Miranda holding was not an innovation. Whereas other states had been rather backward, particularly with providing counsel to indigent defendants accused of felonies, Idaho was not behind, other than that our state law did not require appointment of counsel until after the preliminary hearing. Even prior to Miranda some enlightened prosecutors and magistrates were, in fact, providing counsel to indigent felony defendants even prior to the preliminary hearing—notwithstanding that statutory law did not then require it. Near the close of part III of Miranda, the Court declared that the basic procedural safeguards it that day mandated
Faithful compliance with these mandatory requirements of the law—all of which were enacted to fulfill constitutional requirements, some in early days and some responsive to the Miranda decision, would have allowed Mrs. Mitchell to intelligently and knowingly make her independent decision, of a free will, to consent to be interrogated. An intelligent decision is not based upon mental capacity, but upon being fully informed as to rights and consequences; it is a decision made intelligently, by whomever and with whatever mental endowment, with full knowledge of all the circumstances. Mrs. Mitchell was not only kept uninformed by the officers, but also suffered from varying degrees of incompetency, as found by the conscientious trial judge in his effort to ascertain at what point they went too far in that respect.
While it is understood that officers in the field may not fully comprehend Miranda, there is no excuse for their noncompliance with Idaho criminal statutes, compliance with which would provide the Miranda protections.6
Notes
“The officers are told by the manuals that the ‘principal psychological factor contributing to a successful interrogation is privacy—being alone with the person under interrogation.’ The efficacy of this tactic has been explained as follows.
“‘If at all practicable, the interrogation should take place in the investigator‘s office or at least in a room of his own choice. The subject should be deprived of every psychological advantage. In his own home he may be confident, indignant, or recalcitrant. He is more keenly aware of his rights and more reluctant to tell of his indiscretions or criminal behavior within the walls of his home. Moreover his family and other friends are nearby, their presence lending moral support. In his own office, the investigator possesses all the advantages. The atmosphere suggests the invincibility of the forces of the law.‘” 384 U.S. at 449-50, 86 S.Ct. at 1615 (emphasis added) (footnote omitted).
“The examiner is to concede him the right to remain silent. This usually has a very undermining effect. First of all, he is disappointed in his expectation of an unfavorable reaction on the part of the interrogator. Secondly, a concession of this right to remain silent impresses the subject with the apparent fairness of his interrogator.‘” 384 U.S. at 453-54, 86 S.Ct. at 1617 (emphasis added) (footnote omitted).
“From these representative samples of interrogation techniques, the setting prescribed by the manuals and observed in practice becomes clear. In essence, it is this: To be alone with the subject is essential to prevent distraction and to deprive him of any outside support. The aura of confidence in his guilt undermines his will to resist. He merely confirms the preconceived story the police seek to have him describe. Patience and persistence, at times relentless questioning, are employed. To obtain a confession, the interrogator must ‘patiently maneuver himself or his quarry into a position from which the desired objective may be attained.’ When normal procedures fail to produce the needed result, the police may resort to deceptive stratagems such as giving false legal advice. It is important to keep the subject off balance, for example, by trading on his insecurity about himself or his surroundings. The police then persuade, trick, or cajole him out of exercising his constitutional rights.” 384 U.S. at 455, 86 S.Ct. at 1617 (emphasis added) (footnote omitted).
I seriously doubt that any member of this Court or of any court would venture to suggest that this was not an in-custody interrogation. The focus of suspicion had long since been relegated to the past. Mrs. Mitchell was a criminal defendant. She was isolated when confronted, and no matter what the degree of her competence, she was not adequately informed of her defendant status nor of the reason why she was being visited. This indeed was the psychological technique of interrogation which the Miranda court deplored, and the evils of which it sought to correct.
“To take a statement from an obviously drunk, confused and semi-literate woman of Mexican descent who had been arrested several hours before and allowed two hours of sleep and awakened and told of her widowhood violates, to say the least, the spirit if not the substance of Miranda.”
State v. Lucero, 151 Mont. 531, 445 P.2d 731, 738 (1968).
“FROM THE BENCH: Would you use some of that time to comment upon this proposition that I discussed briefly with Mr. Kofoed, that for 15 years now we‘ve had statutes on the books here in Idaho which. I think were enacted pursuant to the Miranda case which reflects the legislature‘s sense at the time they passed it that these Miranda warnings be in writing, and before an interrogation takes place that there be some attempt made to get the interrogee to sign the thing and acknowledge that he‘s well informed and that in the absence thereof that there be something written down by the officer explaining that this took place but he didn‘t sign it.
“DEPUTY ATTORNEY GENERAL: I acknowledge that statute does exist. I don‘t believe that there is anything that says that noncompliance with that statute automatically makes any statement not admissible.
“BENCH: Well, let me put it to you this way. Do you think that it‘s wrong to come to the conclusion that that statute was the legislature‘s sense of what the Miranda court said was a constitutional requirement?
“DEPUTY ATTORNEY GENERAL: I‘d need to do some research on that before I‘d reach any conclusion on it. That‘s a possibility, but I would not agree to that without being able to do the research on it.
“BENCH: You think it‘s just so much surplusage in the Idaho Code?
“DEPUTY ATTORNEY GENERAL: No, I wouldn‘t say it‘s surplusage. I would suspect that it was probably brought at the instigation of defense attorneys, the Idaho trial lawyers or something. But, I don‘t know . . . .
“BENCH: It wouldn‘t make any difference who asked for the legislation, if the legislature passed it and said to the law officers, which they‘ve done since 1864, this is how you make an arrest and now this is how you conduct an interrogation.
“DEPUTY ATTORNEY GENERAL: Unless it says that unless you comply with all of these all of your further action is not admissible into court, that would not make the admission or statement inadmissible in court. I‘m not sure that is a consequence of not complying with that statute.
“BENCH: So what you‘re saying is, to the law officers throughout the state of Idaho, it‘s optional. If they want to do it that way, it‘s fine.
“DEPUTY ATTORNEY GENERAL: If they were asking me for advice, I‘d say ‘You follow the statute.’ What I‘m saying to the Court today is I don‘t believe that it is mandatory to follow those in order to make the statement admissible into court.
“BENCH: If you‘re saying it to the Court, you‘re also saying it to the people, to the law enforcement.
“DEPUTY ATTORNEY GENERAL: Not if they are asking me for advice. We could say, ‘yes, you did it wrong, but yet it is still going to be admissible.‘...”
“19-2006. CHALLENGE TO PANEL—WHEN AND HOW TAKEN.—A challenge to the panel must be taken before a juror is sworn, and must be in writing, and must plainly and distinctly state the facts constituting the ground of challenge.”
The provisions of
