Defendant James Lewis Millsaps was indicted on 31 January 2000 for the first-degree
The State’s evidence tended to show that about 9:00 a.m. on 13 January 2000, Lenna Lewis and Rhoda Rousseau went to the home of their brother, Harold Harris, and his wife, Elizabeth, on Camp Joe Harris Road in Wilkes County. Harold, an elderly man with a history of debilitating health problems, had recently been discharged from the Veterans Administration Hospital and required substantial daily care from his family. With the help of Harold’s sisters and defendant, Elizabeth tended to Harold’s daily needs, such as bathing him, feeding him, transferring him from the bed to his wheelchair, changing his clothes, and administering his medications. However, as the demands of tending to Harold grew more taxing on the family, tension among family members became more palpable.
When defendant arrived at the Harris home shortly after the sisters had arrived, he helped move Harold from his bed to a wheelchair. Although defendant was Elizabeth’s great-nephew, he had been raised by Harold and Elizabeth as a son since childhood.
At approximately 10:00 a.m., as members of the family started cleaning up from breakfast, defendant and Lenna went to her car for some trash bags. At the same time, Rhoda’s daughter, Martenia Haley, who lived near the Harrises, heard Lenna exclaim in a frightened tone, “Don’t. Please don’t.” Martenia then heard two gunshots. Elizabeth also heard a gunshot and went outside where she observed Lenna lying on the ground. When Elizabeth turned Lenna over, blood spewed onto Elizabeth’s clothes. Elizabeth began screaming and ran to neighbors’ homes seeking help. Martenia arrived at the Harris residence about two minutes after hearing the gunshots and observed Lenna lying on the ground in the yard. Defendant told Martenia that Rhoda was all right and that he had already called 911. As defendant stood three or four feet away from Martenia, he pointed the handgun at her and said, “I ought to shoot you too.”
Martenia’s granddaughter, Kimberly Gibbs, also arrived at the scene shortly thereafter and was told by Elizabeth to check on Rhoda. Kimberly went into the house where she saw Harold sitting in his wheelchair. Harold was crying, and he told Kimberly that Rhoda had been shot and was lying on the other side of the kitchen counter. Kimberly then saw Rhoda lying on the kitchen floor; she was suffering from injuries to her hand and chest. The telephone receiver was lying on the kitchen counter. Kimberly called 911, told the dispatcher to send an ambulance, and reported that defendant had shot her great-grandmother. In the emergency room at Wilkes County Regional Medical Center, Rhoda was conscious; and she stated that defendant was responsible for the shooting. Rhoda’s injuries required that she be transported to Wake Forest' University Baptist Medical Center, where she died from the gunshot wounds. An autopsy performed on 21 January 2000 revealed a wound track indicating that the bullet first entered Rhoda’s right wrist, continued through her wrist, and then passed through her right breast before lodging in her left back under the skin.
Saundra Brooks, the first EMT responder at the scene, determined that Lenna was already dead when she arrived. An autopsy was performed on 14 January 2000 and revealed three bullet wound tracks. Two bullets entered Lenna’s back on the left side and exited the front portion of her neck. The bullet for the third track entered the left side of the victim’s chest near her breast, crossed her body, and lodged under the skin on her right side. Lenna’s death resulted from these wounds. The State Bureau óf Investigation laboratory concluded that the bullets retrieved from both autopsies were fired from defendant’s nine-millimeter semiautomatic pistol.
Dr. George Corvin, a forensic psychiatrist, testified for defendant. Based on his interviews
On appeal defendant contends that his constitutional rights under the Eighth and Fourteenth Amendments to the United States Constitution; Article I, Sections 19, 23, 24, and 27 of the North Carolina Constitution; and North Carolina common law were violated in that the trial court (i) erred in failing to submit second-degree murder as a possible verdict to the jury; (ii) erred in submitting two first-degree murder convictions for the jury’s consideration at sentencing; and (iii) erred in submitting the (e)(5) aggravating circumstance, see N.C.G.S. § 15A-2000(e)(5) (2001) (that the murder was committed while the defendant was engaged in the commission of any homicide). Defendant notes that the testimony of Dr. Corvin supported the submission of second-degree murder and further notes that the trial court stated that if it were charging on premeditation and deliberation only, it would submit and instruct on the lesser-included offense of second-degree murder. Defendant also urges that as a consequence of the trial court’s error in failing to submit second-degree murder, the first-degree murder convictions premised on premeditation and deliberation are invalid. Accordingly, defendant’s convictions for first-degree murder are based solely on felony murder; hence, the murder providing the underlying felony in each case becomes an element of that murder and merges with that murder conviction, thereby entitling defendant to a new sentencing hearing at which he is sentenced for only one first-degree murder conviction based on felony murder, and the State is precluded from using the other murder conviction to support the (e)(5) aggravating circumstance.
The State acknowledges that if the trial court’s failure to submit second-degree murder was error, then defendant’s merger analysis under felony murder is correct. However, the State vigorously contends that the trial court’s refusal to submit second-degree murder was not error. The State further urges that if this Court concludes that the failure to submit second-degree murder was error, then the remedy should be that defendant be given a new trial on first-degree premeditated and deliberate murder only at which the State would again have the opportunity to prove premeditation and deliberation, which if found by the jury would enable the State to have the (e)(5) aggravating circumstance submitted to the jury during the sentencing proceeding.
Based on these contentions, the issues before the Court as to these assignments of error are (i) whether the trial court committed error by failing to submit second-degree murder; and (ii) if so, what remedy is appropriate.
At the outset we note certain well-settled principles applicable to first-degree murder. The crime is first-degree murder. Premeditation and deliberation and felony murder are theories which the State may use, pursuant to N.C.G.S. § 14-17, to convict a defendant of first-degree murder. However, a defendant is convicted of the crime, not of the theory.
State v. Thomas, 325
N.C. 583, 593,
The frequently quoted standard for deciding whether the trial court must instruct on and submit second-degree murder as a lesser-included offense of first-degree murder is as follows:
The determinative factor is what the State’s evidence tends to prove. If the evidence is sufficient to fully satisfy the State’s burden of proving each and every element of the offense of murder in the first degree, including premeditation and deliberation, and there is no evidence to negate these elements other than defendant’s denial that he committed the offense, the trial judge should properly exclude from jury consideration the possibility of a conviction of second degree murder.
State v. Strickland,
“It is a well established rule that when the law and evidence justify the use of the felony-murder rule, then the State is not required to prove premeditation and deliberation, and neither is the court required to submit to the jury second-degree murder or manslaughter unless there is evidence to support it.”
The application of this standard appears to have resulted in divergent lines of cases in the context of felony murder. In one group of cases, the Court has simply found that, applying the applicable evidentiary standard, the evidence did not support submission of a lesser-included offense.
See, e.g., State v. Williams,
We begin our discussion by examining some of these cases. In
State v. Thomas,
Under North Carolina and federal law a lesser included offense instruction is required if the evidence “would permit a jury rationally to find [defendant] guilty of the lesser offense and acquit him of the greater.” Strickland, 307 N.C. at 286 ,298 S.E.2d at 654 , quoting Beck v. Alabama,447 U.S. 625 , 635,65 L. Ed. 2d 392 , 401 (1980). The test is whether there “is the presence, or absence, of any evidence in the record which might convince a rational trier of fact to convict the defendant of a less grievous offense.” State v. Wright,304 N.C. 349 , 351,283 S.E.2d 502 , 503 (1981). Where the State’s evidence is positive as to each element of the offense charged and there is no contradictory evidence relating to any element, no instruction on a lesser included offense is required. State v. Peacock,313 N.C. 554 ,330 S.E.2d 190 (1985).
It is well settled that “a defendant is entitled to have all lesser degrees of offenses supported by the evidence submitted to the jury as possible alternative verdicts.” State v. Palmer,293 N.C. 633 , 643-44,239 S.E.2d 406 , 413 (1977). On the other hand, the trial court need not submit lesser included degrees of a crime to the jury “when the State’s evidence is positive as to each and every element of the crime charged and there is no conflicting evidence relating to any element of the charged crime."
State v. Drumgold,297 N.C. 267 , 271,254 S.E.2d 531 , 533 (1979), quoting State v. Harvey,281 N.C. 1 , 13-14,187 S.E.2d 706 , 714 (1972) (emphasis in original). Such conflicts may arise from evidence introduced by the State, State v. Hicks,241 N.C. 156 ,84 S.E.2d 545 (1954), or the defendant. They may arise when only the State has introduced evidence. Peacock,313 N.C. 554 ,330 S.E.2d 190 ; Williams,284 N.C. 67 ,199 S.E.2d 409 .
State v. Thomas,
In
State v. Quick,
[a]ll of the evidence tended to show that the murder of [the victim] was perpetrated during the course of an armed robbery. Such a killing is murder in the first degree and the trial judge was therefore not required to submit lesser included offenses to the jury for its consideration.
[State v. Covington, 290 N.C.] at 346,226 S.E.2d at 651 . Stated another way, “[t]here is no evidence that decedent was killed other than in the course of the commission of the felony” of armed robbery. State v. Rinck,303 N.C. at 565 ,280 S.E.2d at 923 .
The next case to address the issue was
State v. Phipps,
Most recently in
State v. Wilson,
' Our examination of the above-cited cases discloses that the following principles have evolved in our first-degree felony murder jurisprudence: (i) If the evidence of the underlying felony supporting felony murder is in conflict and the evidence would support a lesser-included offense of first-degree murder, the trial court must instruct on all lesser-included offenses supported by the evidence whether the State tries the case on both premeditation and deliberation and felony murder or only on felony murder.
State v. Thomas,
In the present case the State concedes that defendant’s evidence supported submission of second-degree murder. However, relying on
State v. Quick,
The critical issue, however, is not whether the jury would have found felony murder, but rather whether defendant adduced any evidence negating premeditation and deliberation; if so, the trial court must instruct on the lesser-included offenses supported by the evidence.
See State v. Strickland,
In its brief the State emphasizes
State v. Wilson,
The State does not attempt to distinguish
State v. Phipps,
Based on the foregoing, we find merit in defendant’s argument and hold that, given the evidence in this record, the trial court erred in failing to instruct on second-degree murder as a lesser offense included within premeditated and deliberate murder. Although a defendant is convicted of the crime of first-degree murder, not a theory, where the trial court instructs on both premeditated and deliberate murder and felony murder and where the evidence is sufficient to support submission of a lesser offense included within premeditated and deliberate murder, the trial court must instruct on the lesser-included offense. The State cannot have the benefit of a finding of premeditated and deliberate murder which the jury may or may not have found had it been properly instructed. Without a finding of premeditated and deliberate murder by the jury, defendant could have been sentenced' only for a first-degree felony murder conviction. Defendant could not have been sentenced separately for the underly
ing felony,
State v. Wilson,
Defendant contends that his first-degree murder convictions are validly based only on felony murder and that under
State v. Phipps,
Although a life case, this Court’s discussion in
State v. Blankenship,
Ordinarily a trial error committed in jury instructions would warrant a new trial on the issue affected by the instructions. Defendant, however, has been properly convicted of first-degree murders on a felony-murder theory. “Premeditation and deliberation is one theory by which one may be convicted of first-degree murder; felony murder is another such theory. Criminal defendants are not convicted or acquitted of theories; they are convicted or acquitted of crimes.” State v. Thomas,325 N.C. 583 , 593,386 S.E.2d 555 , 560-61 (1989). Because defendant has been duly convicted of first-degree murders on a theory unaffected by the instructional error, we think it unnecessary, if not a violation of constitutional double jeopardy, to retry defendant for the same murders on the theory which was affected by the instructional error.
The result is that the two verdicts against defendant for first-degree murder on the theory of felony murder are without error and are left undisturbed. Because we are sustaining defendant’s convictions of first-degree murder only on a felony-murder theory, with kidnapping as the underlying felony, the kidnapping convictions merge with the murder convictions; and defendant may not be separately sentenced for kidnapping. State v. Gardner,315 N.C. 444 , 450-60,340 S.E.2d 701 , 706-12 (1986); State v. Silhan,302 N.C. 223 , 261-62,275 S.E.2d 450 , 477 (1981). Accordingly, we arrest judgment on defendant’s two convictions for kidnapping.
State v. Blakenship,
In
Blankenship
the Court observed in a footnote that the defendant did not seek a new trial on the murder charge but asked that the verdict of guilty based on premeditation and deliberation be set
aside.
State v. Blankenship,
Consistent with our prior holdings, we conclude that defendant’s first-degree murder convictions based on premeditated and deliberate murder should be vacated. Defendant has not challenged his felony murder convictions, and they remain undisturbed; but for sentencing purposes the felony murder conviction for the death of Lenna Lewis in case number 00CRS334 merges into defendant’s felony murder conviction for the death of Rhoda Rousseau in case number 00CRS559; judgment for the felony murder conviction in case number 00CRS334 is arrested; and defendant is awarded a new capital sentencing proceeding in case number 00CRS559.
Inasmuch as defendant’s convictions for felony murder are upheld, the Court deems it unnecessary to address defendant’s remaining assignments of error.
No. 00CRS334, CONVICTION OF FIRST-DEGREE MURDER ON BASIS OF PREMEDITATION AND DELIBERATION VACATED; NO ERROR IN CONVICTION OF FIRST-DEGREE MURDER ON BASIS OF FELONY MURDER; FIRST-DEGREE FELONY MURDER-JUDGMENT ARRESTED.
No. 00CRS559, CONVICTION OF FIRST-DEGREE MURDER ON BASIS OF PREMEDITATION AND DELIBERATION VACATED; NO ERROR IN CONVICTION OF FIRST-DEGREE MURDER ON BASIS OF FELONY MURDER; FIRST-DEGREE FELONY MURDER-JUDGMENT VACATED AND REMANDED FOR NEW CAPITAL SENTENCING PROCEEDING.
Notes
. In
Wilson
the defendant testified that he did not consider running away when the clerk pulled a gun during the robbery attempt. Defendant further stated: “ [Whenever I saw the gun, I was going to shoot back.” Moreover, defendant shot at the clerk, and after the clerk ducked behind the counter, shot at the clerk again when the clerk reappeared.
State v. Wilson,
