*1
STATE of South Plaintiff Appellee,
Myron MILLER, Defendant Appellant.
No. 23846.
Supreme Court South Dakota. April
Considered on Briefs on 2006.
Decided June 2006.
of sixteen under SDCL 22-22-7.2 The charges resulted from an incident between B.K, daughter girl- of his friend. B.K. eight years was or nine old at *3 the time of the molestation. Miller’s theo- ry of defense that urged was L.K. B.K. to General, Long, Attorney Lawrence E. fabricate the sexual molestation in an ef- Lund, Jeremy Special Attorney Assistant fort prevail in the custody dispute be- General, Division, Legal Department of tween Miller and L.K. over couple’s Services, Pierre, Dakota, Social South At- child, C.M. torneys plaintiff for and appellee. 5, 2004, April [¶ On 3.] at his arraign- Murphy, Rapid City, John R. South Da- ment, Miller was advised that the possible kota, Attorney for defendant appel- and penalty maximum for degree first rape lant. 22-22-1(1) under SDCL prison, was life in GILBERTSON, Chief Justice. and the sexual contact charge under SDCL 22-22-7 had a maximum sentence (Miller) Myron Miller was years. However, fifteen he was not charged by indictment arraigned and on possible advised of the penalties degree rape three counts of first and three under SDCL 22-22-1.2. SDCL 22-22-1.2 alternative counts of sexual contact with a provides: age child under of sixteen. He was possible informed of the penalty maximum any If adult is convicted of any of the arraignment at the mandatory violations, but following the court shall im- minimum. Miller pleaded guilty pose the following minimum sentences: proceeded to trial. He was convicted on (1) For a violation of 22-22- subdivision two counts of sexual contact with a child 1(1), years ten for a first offense and age under the of sixteen and sentenced to twenty years for a subsequent of- years five in the state penitentiary. Miller fense; and appeals contending his constitutional (2) § For a violation of 22-22-7 if the rights by were violated the failure of the victim is less than years ten of age, circuit court to advise him of the statutory years five for a first offense and ten mandatory minimum sentence he faced. years subsequent for a offense. We affirm. The State filed a Part II Habitual Offend- er Information eventually that was dis- AND
FACTS PROCEDURE upon by missed motion Miller. Miller was charged [¶2.] with three (Count V) I, counts III and degree trial, first [¶ 4.] Prior to Counts V and VI rape 22-22-1,1 under SDCL and three al- by were dismissed the State. Trial on the (Counts VI) II, ternative counts IV and of matter was held jury before a on February sexual contact with a child age under the 22 through 2005. acquitted Miller was 22-22-1(1) 1. SDCL provides part: in relevant 2. provides SDCL 22-22-7 part: in relevant "Rape penetration is an act of sexual accom- "Any older, person, years age sixteen plished any person with any under of the knowingly engages who in sexual contact following (1) circumstances: If the victim is person, person's with another other than that years age[.] less than ten ... A violation of spouse person if the age other is under the rape subdivision of this section is in the years sixteen felony.” is of a Class 3 degree, felony.” first which ais Class 1 objection him. rape charges testify against under Miller’s was degree the first on III, court, on by I but was found the circuit overruled which held Counts with a charges of sexual contact attorney-client the two privilege that the would not II and minor under Counts IV. prevent gathering the court from facts to judgment for a directed verdict moved determine whether Miller had received no- of the case acquittal at the close State’s tice of the minimum sentences of the defense case. Both and the close circuit court he faced. The found motions were denied. communication of “mere facts” between an attorney and client was not covered trial, a motion After Miller filed 5.]
[¶ attorney-client privilege and that ex- objections mandatory for new trial and *4 sentence, presented change minimum which were of information on minimum sen- 1, 2005, July to the circuit court on and tences was not a confidential communica- circuit court de- September 2005. The tion. motion for new trial. The
nied Miller’s
hearing,
arraign-
At the
Miller’s
[¶ 8.]
pro-
circuit court found Miller had a due
ment counsel testified that he did not re-
mandatory
to notification of the
cess
mandatory minimum
discussing
call
sen-
upon
minimum sentence
of not
arraignment
tences with Miller. His
objection.
guilty, and sustained his
counsel also testified that a
letter
par-
The circuit court advised the
[¶ 6.]
during
repre-
from
the State Miller
his
authority
ties that it would follow the
cited
mandatory
sentation did not reference the
brief,
Crawford,
in his
Miller
State
minimum
trial
sentences. Miller’s
counsel
(2005).
Wash.App.
128
619
contendere,
506,
(1994));
the court must be 205 Ill.Dec.
portunity
bargain.
guilty
v.
To ensure that
plea
to
Weatherford
545, 561,
837, pleas
pleas
429
and
of nolo
Bursey,
U.S.
97 S.Ct.
contendere are
846,
(1977); Nguyen
voluntary
368 U.S.
§
Gillies,
ject
23A-7-
exception
to the
stated
(1962); Von Moltke v.
L.Ed.2d 473
of,
5,
him and determine that
and inform
316,
708,
L.Ed. 309
S.Ct.
92
332 U.S.
68
understands,
following:
he
the
Johnston,
101,
(1948);
v.
316 U.S.
Waley
(1942)).
1302
How
62
86 L.Ed.
(1)
S.Ct.
charge
the
to which
The nature of
11 is
ever,
embodied Rule
procedure
offered,
the
the
the
is
by
law,
the
States Consti
not mandated
United
if
penalty provided by
Heer,
(citing Waddy v.
tution.
any,
possible pen-
and the maximum
Cir.1967)).
(6th
Rather,
law;
it is
by
F.2d 789
alty provided
making
to assist the courts with
designed
(2)
represented
If the defendant is not
constitutionally required determination
the
right
the
attorney,
an
that he has
voluntary
guilty plea
that a defendant’s
is
attorney at
represented by
to
an
be
complete
knowing,
produce
and
and to
proceedings
every stage of
the
determination.
record of the voluntariness
and,
against
necessary,
him
if
one
the advisement of
importantly,
Id. More
him;
represent
to
appointed
will be
under Rule 11 is
rights
penalties
these
and
(3)
right
plead
the
not
That he has
only when a defendant intends
applicable
if it
guilty
persist
or to
guilty
or nolo contende-
to enter
made,
already
and that he
has
been
11(a)(1). A defendant
re. FedRCrimP
right
to assistance of coun-
has
proceed
not
plead
who elects
sel,
and cross-
right
to confront
procedur
trial
not
the same
provided
is
him,
against
examine witnesses
al
under Rule 11 as a defen
safeguards
to in-
right
compelled
not to be
guilty or nolo contendere.
pleads
dant who
himself;
criminate
Robertson,
698 F.2d
See United States
con-
pleads guilty
That if he
or nolo
(5thCir.1983)
(noting
pro
Rule 11
there
not be a further
tendere
will
to a defendant who
applicable
tections not
kind,
by pleading
so that
trial of
guilty plea
pleads
even when
guilty or nolo contendere he waives
stipulation
coupled
inculpatory
is
with an
trial,
to a
to con-
facts) (citing Witherspoon
v. United
witnesses
front
cross-examine
*7
(6thCir.l980),
States,
1247,
F.2d
1252
633
him,
against
and the
not to be
denied,
933,
1396,
450
101
cert.
U.S.
S.Ct.
himself;
compelled to incriminate
(1981);
v.
621
(S.D.1995).
posed
23A-
for violation of section 39-08-01
language of SDCL
The
[driving
circuit court is
under
the influence or with a
it clear that the
7-4 makes
...,
an advisement of
in
give
weight
.10]
to
blood alcohol
excess
required
the defen-
mandatory minimum sentence
must be at least four consecu-
the sentence
only
face
when the defendant
might
dant
fine as
days’ imprisonment
tive
and such
guilty
or nolo contendere
plea
enters a
proper.”
deems
Id.
the court
Furthermore,
SDCL
ar
appeal,
On
the defendant
provides:
23A-7-15
circuit court committed
gued the
revers
proceedings at
A
record of the
verbatim
it
him of
ible error when
failed to inform
plea
shall
a defendant enters
be
which
minimum sentence he faced
and,
made
if there is a
39-06^42(2) prior
§
to tri
under N.D.C.C.
contendere,
in-
the record shall
nolo
al.
Id. at 564-65. The defendant relied
clude,
limitation, the court’s ad-
without
authority
defen
on
from cases
which
defendant,
inquiry
into
vice to the
opportunity
not afforded an
to
dants were
plea including
voluntariness of the
au
plead
complaint,
to an amended
inquiry
and the
into
any plea agreement,
thority
prior
that
with the use of
dealt
guilty plea.
A
the factual basis of
offense-enhancing pur
convictions for
proceeding
record of a
verbatim
Gahner,
v.
413
poses.
(citing
State
enters a
which
defendant
(N.D.1987);
Edinger,
359
State v.
N.W.2d
need not be taken unless
misdemeanor
(N.D.1983);
State v. Gus
331 N.W.2d
prosecuting attorney
requested
(N.D.1978); State
tafson,
der a habitual faced a without notice that the defendant it held that Miller was entitled to when mandatory minimum life sentence without upon plea a of not such advisements constitutional. 7dL5 parole was mandatory mini impose and refused to However, that given mum sentence. Mil case, In the instant Miller was an effective sentence of ten ler received facing potential not for years, prison amount of which is the same parole. minimum life sentence without had the cir time he would have received Miller faced with such an en- Nor was imposed cuit court two consecutive five- to the sentence due to the hancement mínimums, year mandatory the error is Rather, prior use of a conviction. State’s consequence and as a Miller suf harmless Miller, like the defendant Bommers- hold that prejudice. Because we fered no bach, facing “a minimum sentence for was not entitled statute the defendant was 22- type of SDCL particular [violation of the by the Due Process Clause Con 22-7 for sexual contact with-a-victim-less- of the mandato stitution to an advisement (Bommersbach, than-ten-years age.]” we ry upon guilty, 565). 22-22-7 and 511 N.W.2d SDCL Miller’s claim that do not need address provide offense or 22-22-1.2 do SDCL prohibited the attorney-client privilege prior based on sentence enhancements requiring testimony circuit court from facing his first convictions for defendant arraignment and trial counsel from his contact charge conviction on a of sexual affirm. concerning the advisement. We age a victim under the of sixteen. with habitual statutory pro We have also held that the scheme also 22-7-11. 5. South Dakota's notice, strictly given act should be construed must be offender vides that defendant fully aware arraignment, ensure that a defendant is order to either at the time of or before felony, prior pleading principal penalty to the to seek an enhanced the State’s intent possibility of an enhanced sen statutory scheme he faces the under the habitual offender Heftel, 402-03 tence. State v. 513 N.W.2d Chapter 22-7. Notice to the defen in SDCL ( 1994). required per provisions of SDCL dant is S.D. *10 KONENKAMP, SABERS, Justices, MEIERHENRY, concur. Justice, ZINTER, with concurs writing.
ZINTER, (concurring). Justice I would generally I concur.
[¶31.] express- the circuit court
hold that because mini-
ly apply declined to sentence, preju- Miller suffered no
mum
dice.
Jolene Appellant, TASCA, Defendant
John G. Appellee.
No. 23638. of South Dakota.
Supreme Court 20, 2006.
Argued on March 21, 2006.
Decided June
