Lead Opinion
Defendant appeals the trial court’s judgment convicting him of one count of carrying a concealed weapon, ORS 166.240(1), assigning error to the trial court’s denial of his motion to suppress evidence obtained when an officer who had stopped him for driving under the influence of intoxicants (DUII) asked him if he had a firearm. Defendant argues that, under Article I, section 9, of the Oregon Constitution,
Whether an officer’s actions constitute an unlawful extension of a stop is a question of law, which we review for errors of law. State v. Rodgers/Kirkeby,
At 12:30 a.m., a law enforcement officer was following a truck driven by defendant. The officer saw defendant pause for more than two seconds at a green light before proceeding through the intersection of 92nd Avenue and Southeast Flavel Street in Portland. Defendant then pulled over to the side of the road. The officer, who had not activated his patrol car’s overhead lights or otherwise signaled for defendant to stop, pulled over and parked behind defendant. The officer approached defendant аnd asked if everything was okay. Defendant said that he had pulled over to look at his GPS. The officer did not notice any odor of alcohol, but he did notice what he “believed was slurred speech [,] and [he] noticed that [defendant’s] eyes were watery.” The officer asked defendant if he had been drinking. Defendant said that he had one beer, and he offered to take field sobriety tests (FSTs).
The officer asked defendant for his identification, which defendant promptly provided. The officer then walked to his patrol car to conduct a records check. The records check revealed that defendant had a valid concealed handgun license. Based on that information, the officer walked back to defendant’s truck and asked him if he had a firearm. Defendant answered that he did not, but he had a knife in his boot.
The officer asked defendant to step out of his truck; defendant did, and the officer removed two double-sided knives with 1.75-inch blades from defendant’s boot. The officer proceeded with his DUII investigation and concluded that defendant was not under the influence of intoxicants. The officer cited defendant for carrying a concealed weapon and released him.
On cross-examination, the officer acknowledged that defendant had not engaged in any threatening conduct:
“Q So he had done absolutely nothing to give you concern that he might attack you at this point, had he?
“A No, sir.
“Q In fact, he was being civil and cooperative with you, wasn’t he?
“A Yes, sir.
“Q Not threatening or angry, combative in any way?
“A That is correct.”
The officer testified that defendant was “very” cooperative throughout the stop.
Defendant introduced a copy of the officer’s video recording of the stop. When the recording begins, the officer is already at defendant’s truck door and the officer and defendant have been speaking. The recording continues until the end of the stop and shows that, throughout the stop, defendant was responsive and deferential to the officer and that he did not engage in any hostile or furtive behaviors.
At the conclusion of the hearing, defense counsel argued that the officer had stopped defendant when he initiated the DUII investigation. He further argued that, under Rogers/Kirkeby,
Defense counsel argued that the fact that defendant had a concealed handgun license did not justify the officer’s weapons inquiry. Observing that “[i]ntuition and generalized fear do not give rise to a reasonable suspicion of an immediatе threat to the safety of the officers or others present,” defense counsel argued:
“[T]he [officer] here finds out my client is a concealed handgun permit holder. That might give me an intuition that his safety might be at issue, but my client—as [the officer] testified, my client was being very cooperative and he was not acting aggressive or hostile or giving the Officer any reason to feel that my client was a threat to him.
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“So I’m arguing * * * there was no indication that [defendant] posed any kind of threat to [the officer]
In response, the state argued that the officer’s weapons inquiry was justified by the officer’s safety concerns. The prosecutor acknowledged that defendant had been “very agreeable” during the DUII stop and that the оfficer’s inquiry could not be based on “a generalized sense of officer safety,” or “a generalized suspicion that you might have a gun on you or you seem like a criminal or you are dressed like a criminal [,] ” but the prosecutor argued that the officer “had particularized information based on running a search and seeing that [defendant] had a concealed handgun [license.]”
On appeal, defendant assigns error to the trial court’s denial of his motion to suppress, renewing his argument that the officer’s weapons inquiry unlawfully extended the DUII stop in violation of Article I, section 9, because it was not reasonably related to the stop. Specifically, he argues that the officer “detoured from the DUII investigation to question [him] about weaрons.” According to defendant, the fact that he had a concealed handgun license did not give rise to objectively reasonable suspicion that he posed a threat to the officer, “especially in light of the fact that [he] was cooperative, he made no furtive gestures, and he did not have a criminal history—let alone a criminal history involving violence with police officers.”
In response, the state argues that the officer’s inquiry “was reasonably related to [the DUII] investigation and was intended to ensure [the officer’s] safety while administering FSTs.” Specifically, the state argues that, “[o]nce [the officer] was aware that defendant had a concealed firearms license, it was reasonable to inquire about weapons prior to conducting FSTs.”
Article I, section 9, protects individuals against unreasonable searches and seizures. For the purposes of Article I, section 9, there are three categories of police-citizen encounters:
“(1) ‘mere conversation,’ that is, noncoercive encounters that are not ‘seizures’ and, thus, require no justification under Article I, section 9; (2) ‘stops,’ a type of seizure that involves a temporary restraint on a person’s liberty and that violates Article I, section 9, unless justified by, for example, necessities of a safety emergency or by reasonable suspicion that the person has been involved in criminal activity; and (3) ‘arrests,’ which are restraints on an individual’s liberty that are steps toward charging individuals with a crime and which, under Article I, section 9, must be justified by probable cause to believe that the arrested individual has, in fact, committed a crime.”
State v. Ashbaugh,
In State v. Jimenez,
In doing so, the court rejected the state’s argument that an officer may always inquire about wеapons during a traffic stop because “‘[t]he inherent dangers to an officer in a traffic stop are undeniable.’” Id. at 422 (brackets in original). The court expressly declined to presume that a danger sufficient to justify a weapons inquiry exists in all stops. Id. at 426 (“When an officer does not reasonably suspect that the officer’s safety or the safety of the public is threatened, safety concerns do not provide a connection between the officer’s traffic and weapons investigations, and therefore, the two investigations are not reasonably related[.]”); see id. at 433 (Kistler, J., concurring) (“[T]o say, as the state does, that every stop poses a sufficient risk of injury to ask about weapons without regard to the сircumstances is a proposition that is difficult to sustain.”).
Instead, the court ruled that an officer conducting a traffic investigation may make a weapons inquiry when the inquiry is reasonably related to the investigation and reasonably necessary to effectuate it. Id. at 429. The court then explained:
“For a weapons inquiry conducted in the course of a traffic investigation to be reasonably related to that investigation and reasonably necessary to effectuate it, an officer must have reasonable, circumstances-specific concerns for the officer’s safety or the safety of other persons who are present. *** [I]f the officer does not have at least a circumstance-specific safety concern, then the officer’s weapons inquiry has no logical relationship to the traffic investigation. And, if the officer’s circumstance-specific safety concerns are not reasonable, then an officer who acts on those concerns violates Article I, section 9[.]”
Id. Therefore, when a defendant moves to suppress evidence on the ground that it was obtained as a result of a weapons inquiry that unlawfully extended a stop, “the state must present evidence that (1) the officer perceived a circumstances-specific danger and decided that an inquiry about weapons was necessary to address that danger; and (2) the officer’s perception and decision were objeсtively reasonable.” Id. at 430.
Here, the state failed to carry its burden of establishing that the officer’s weapons inquiry was reasonably related to the stop and reasonably necessary to effectuate it. The state’s position was that the officer’s inquiry was justified by the officer’s concerns for his safety, but the state failed to prove that, given the totality of the circumstances, the officer had an objectively reasonable suspicion that defendant posed a threat to his safety sufficient to justify the inquiry. See id. at 426 (in order to justify an officer’s weapons inquiry during a traffic stop, the state must establish that the officer reasonably suspected that “the officer’s safety or the safety of the public [was] threatened”); see also id. at 434 (Kistler, J., сoncurring) (the state must prove that the circumstances of the particular stop “pose[d] a sufficient risk of harm to the officer or others present”); State v. Steele,
First, and most importantly, nothing about defendant’s conduct during the stop indicated that he posed a danger to the officer. The officer acknowledged that defendant “had done absolutely nothing” to cause the officer to believe that he was a threat. According to the officer, defendant was civil and cooperative. He answered the officer’s questions, provided the officer with his identification, and volunteered to take FSTs. He was not angry, threatening, or combative in any way. And, there is no evidence that he was aggressive, evasive, or even nervous. As the prosecutor stated, defendant was “very agreeable.” See State v. Steffens,
Second, nothing about defendant’s past conduct indicated that he posed a danger to the officer. There is no evidence that defendant had any arrests, convictions, or warrants. All that the officer learned when he ran the records check was that defendant had a valid concealed handgun license. But that fact was not sufficient to give rise to an objectively reasonable suspicion that defendant was currently carrying a firearm, much less that he might use it against the officer. Having a concealed handgun license is nоt, in and of itself, an indication of dangerousness.
In fact, having a concealed handgun license indicates that a person does not have a history of engaging in dangerous or threatening behavior. A person who applies for a concealed handgun license must submit to a background check, and a person cannot receive a concealed handgun license if the person has any outstanding warrants, is on any form of pretrial release, has ever been convicted of a felony, or has been convicted of a misdemeanor within four years of the application. ORS 166.291(1) (d), (e), (g), (h), (3)(b). In addition, a person cannot receive a concealed handgun license if the person has been civilly committed, is subject to a restraining order or stalking protective order, has been dishonorably discharged from the military, is a registered sex offender in any state, or—subject to certain limited exceptions—has participated in a drug diversion program. ORS 166.291(1)(i), (L), (m), (n), (o). Thus, the fact that defendant had passed the background check to get a concealed handgun license indicates that he did not have a history of behavior that would suggest that he might pose a threat to the officer’s safety.
And, third, nothing about the setting of the stop indicated that defendant posed a danger to the officer. The state did not present any evidence that the stop occurred in a high-crime area. Nor did it present any evidence that other potentially dangerous persons were present; defendant was alone in his truck. The stop occurred at night, but, as the officer testified, he could see well enough to observe defendant. The scene was illuminated by the officer’s patrol car’s headlights, as well as nearby street and building lights. The location of the stop was not remote; it was on a two-way city street, with a marked bike lane and an adjacent sidewalk. And, although it was late at night, there was consistent traffic on the street.
The state argues that the officer’s weapons inquiry was authorized “because it was reasonably related to the ongoing DUII investigation and was intended to ensure his safety.” In support of its argument, the state relies on the officer’s testimony “that giving FSTs [is] inherently dangerous.” The state’s argument is similar to the one the state made in Jimenez.
The dissent contends that, as required by Jimenez, “the officer perceived a circumstance-specific danger and decided that an inquiry about weapons was necessary to address that danger” and that the officer’s “perception of danger and decision to ask about weapons were objectively reasonable.”
Reversed and remanded.
Notes
Article I, section 9, provides:
“No law shall violate the right of the people to be secure in their persons, houses, papers, and еffects, against unreasonable search, or seizure; and no warrant shall issue but upon probable cause, supported by oath, or affirmation, and particularly describing the place to be searched, and the person or thing to be seized.”
Defense counsel argued that the officer lacked reasonable suspicion to initiate a DUII stop and lacked probable cause to conduct FSTs. The trial court rejected both of those arguments, and defendant has not renewed them on appeal.
In its brief, the state argues that the officer’s weapons inquiry was authorized by ORS 810.410(3)(d), which provides that a police officer conducting a stop for a traffic violation “[m]ay make an inquiry to ensure the safety of the officer, * * * including an inquiry regarding the presence of weapons.” The state’s focus on the statute is misdirected because the issue in this case is not whether the officer’s weapons inquiry was authorized by statute, but rather whether it violated the state constitution. As the Supreme Court explained in State v. Amaya,
We recognize that these cases were decided before Jimenez and under the Bates standard. Nonetheless, they support the proposition that a defendant’s cooperative conduct, in combination with other properly considered circumstances, militates against a reasonable perception of danger.
In Jimenez, the court also called attention to a study indicating that the incidence rate of violence toward officers in traffic stops may be lower than commonly perceived:
“In this case, amici curiae call our attention to a 2001 study analyzing the number of incidents of violence during traffic stops in relation to the millions of routine traffic stops that occur annually. According to the study, on average over a ten-year period, ‘the risk of homicide to a police officer during a traffic encounter was one in 6.7 million’ stops and ‘the risk of assault to a police officer was one in 10,256 stops.’ Illya D. Lichtenberg and Alisa Smith, How Dangerous Are Routine Police-Citizen Traffic Stops? A Research Note, 29 J Crim Just 419, 420 (2001). Amici caution against a per se expansion of police powers based on anecdotal evidence of dangers to police officers in the absence of scientific data supporting a need for wider police latitude.”
The state has not argued, either in the trial court or on appeal, that the challenged evidence was not the product of exploitation of the illegal extension of the stop. Consequently, the trial court erred in denying defendant’s motion to suppress. See Kimmons,
Dissenting Opinion
dissenting.
Deputy Sheriff Steinberg encountered defendant at about 12:30 in the morning, after he saw defendant stop his car by the side of
The Oregon Supreme Court’s recent decision in Jimenez guides my analysis. In explaining what actions a law enforcement officer may take when he or she is concerned about safety risks that arise during a traffic investigation, the court distinguished between a search for weapons and an inquiry about weapons. It is settled law that an officer’s warrantless search for weapons (including a patdown) is justified under Article I, section 9, only “when ‘the officer develops a reasonable suspicion, based upon specific and articulable facts, that [an individual] might pose an immediate threat of serious physical injury to the officer or to others then present.’” Jimenez,
In Jimenez, the court described a two-part test for courts to use in evaluating whether the state met its burden of establishing that an officer’s safety concerns justified a weapons inquiry:
“To demonstrate that an officer’s weapons inquiry is reasonably related to a traffic investigation and reasonably necessary to effectuate it, the state must present evidence that (1) the officer perceived a circumstance-specific danger and decided that an inquiry about weapons was necessary to address that danger; and (2) the officer’s perception and decision were objectively reasonable.”
Id. at 430. “To determine whether that standard is met, a court must cоnsider not only the factual circumstances that existed when the officer acted, but also the officer’s articulation of the danger that the officer perceived and the reason for the officer’s inquiry.” Id.
In applying that test to the facts in Jimenez, the court concluded that the state had not established that the police officer who stopped the defendant had reasonable, circumstance-specific
In applying the Jimenez holdings to this case, I find the following facts significant. At about 12:30 in the morning, Steinberg saw defendant driving a truck on a street in the Portland metropolitan area. At one point, defendant stopped for a red light, but did not immediately proceed through the intersection when the light turned green; rather, after a pause exceeding two seconds, defendant turned and then pulled over on the side of the road. Steinberg pulled in behind defendant’s truck, walked to defendant’s window, and asked him if everything was okay. When defendant responded that he had pulled over to look at his GPS, Steinberg noticed that defendant’s speech was slurred and his eyes were watery. Steinberg asked defendant if he had been drinking, and defendant acknowledged that he had. Steinberg obtained defendant’s identification and ran a records check, which revealed that defendant had a concealed handgun license. Steinberg walked back to defendant’s truck and “asked him about having a firearm.”
At the suppression hearing, Steinberg explained why he had asked for defendant’s identification:
“A Well, in this circumstance, at that particular moment, I was investigating a criminal offense, and that was my purpose for obtaining the identification.
“I knew that I was going to conduct a criminal investigation, and before I’m going to conduct a criminal investigation out on the side of the road, I need to know who I’m dealing with.
“Q Why is that important?
“A Well, this is somebody that I’m going to be talking to face to face. There is absolutely nothing safe about administering field sobriety tests on the side of the road at 12:30 in the morning, and before I do that, I’m going to need to know whether this person is wanted, and if so, what they’re wanted for.
“I just—just need to know those things before I’m going to put myself in a compromising situation in which it’s inevitable for field sobriety tests.”
(Emphases added.)
Steinberg also explained why he asked defendant about having a firearm once he
“Q [I]f you knew that [he had] this permit, why is it important to ask him [about having a firearm]?
“A Well, *** the only reason I can think that one would have a concealed handgun permit would be to have a concealed handgun, and so if I’m going to conduct this investigation, I’m not going to allow him to have a handgun on his person. I would have to remove that handgun from him before I’m going to continue with the investigation.”
(Emphasis added.)
Steinberg characterized that procedure of removing weapons before administering FSTs to suspected intoxicated drivers as “police work 101.” He opined that he would “be negligent” if he did not remove either a handgun or a knife from a person to whom he was about to administer FSTs.
In my view, the circumstances in this case satisfy the two-part test set out in Jimenez. First, the state presented evidence that “the officer perceived a circumstance-specific danger and decided that an inquiry about weapons was necessary to address that danger.” Jimenez,
The state also presented evidence that Steinberg’s “perception [of danger] and decision [to ask about weapons] were objectively reasonable.” Id. Steinberg had probable cause to believe that defendant had driven while intoxicated. If that was true, it would mеan that defendant was impaired and already had exhibited poor judgment by deciding to drive in an intoxicated state. Steinberg was about to administer FSTs to that possibly impaired, reckless person—a task that presumably would require Steinberg’s focused attention, perhaps leaving him less able to watch what defendant was doing with his hands, and less likely to immediately notice if defendant were reaching for a weapon. Steinberg would be administering those tests late at night, alongside a roadway—a circumstance about which, he testified, “[t]here is absolutely nothing safe.” And, finally, Steinberg knew that defendant had a concealed handgun license, leading Steinberg to believe that defendant might be carrying a handgun. In my view, it was objectively reasonable both for Steinberg to perceive danger in those specific circumstances, despite defendant’s civil and cooperative demeanor, and to decide that a weapons inquiry would help alleviate that danger. Accordingly, I conclude that the trial court ruled correctly when it denied defendant’s motion to suppress evidence that Steinberg discovered as a result of the weapons inquiry.
In sum, I do not believe that the Oregon Constitution prohibits a law enforcement officer from taking the minimally intrusive precaution of inquiring about weapons before administering roadside FSTs, at night, to a suspected drunk driver who has a concealed handgun license, no matter how cooperative that driver may be. Jimenez does not hold otherwise. I respectfully dissent.
That right is guaranteed by Article I, section 9, of the Oregon Constitution, which provides, in part:
“No law shall violate the right of the people to be secure in their persons, houses, papers, and effects, against unreasonable search, or seizure!.]”
Steinberg did not testify about the exact words he used in making the weapons inquiry. The statement quoted above is taken from Steinberg’s testimony on direct examination. On cross-examination, Steinberg answered affirmatively when defense counsel asked if he had “decided for [his] own safety to ask [defendant] if he had a handgun on him.”
Steinberg explained during the suppression hearing that defendant’s concealed handgun license did not permit him to carry concealed the type of double-bladed knives that he had in his boot.
