STATE OF KANSAS, Appellant, v. MICHAEL VINCENT MEJIA, Appellee.
No. 121,475
IN THE COURT OF APPEALS OF THE STATE OF KANSAS
Opinion filed May 22, 2020
ATCHESON, J.; MALONE, P.J., and SCHROEDER, J.
SYLLABUS BY THE COURT
A conviction from another state for driving under the influence may be used to enhance a DUI charge under
Appeal from Johnson District Court; THOMAS M. SUTHERLAND, judge. Opinion filed May 22, 2020. Reversed and remanded with directions.
Jacob M. Gontesky, assistant district attorney, Stephen M. Howe, district attorney, and Derek Schmidt, attorney general, for appellant.
Danielle Hamilton Slate, public defender, and Michelle Durrett, deputy public defender, of Olathe, for appellee.
Before MALONE, P.J., ATCHESON and SCHROEDER, JJ.
ATCHESON, J.: The State charged Defendant Michael Vincent Mejia with driving under the influence, a violation of
We reverse and remand with directions to the district court to reinstate the felony DUI charge against Mejiа. The Kansas Legislature has amended
CASE HISTORY
The factual circumstances of Mejia‘s arrest in October 2018 are irrelevant to the issue before us. The State initially charged Mejia with a misdemeanor DUI and later filed an amended complaint elevating the charge to a fourth offense and, thus, a felony under
Mejia filеd a motion challenging the use of his Missouri convictions to elevate the DUI charge to a felony. After further briefing, the district court filed a seven-page journal entry finding that the State could not rely on the Missouri convictions under
The district court held a preliminary hearing about three weeks later. The State had also charged Mejia with driving whilе suspended under
LEGAL ANALYSIS
A. Legal Basis for State‘s Appeal; Standard of Review
Before turning to the principal issue, we dispose of Mejia‘s argument that the State has improperly appealed the district court‘s ruling. In a criminal case, the State may appeal adverse rulings only in specific statutorily identified circumstances. A district court‘s dismissal of a complaint is one of them.
The State‘s use of Mejia‘s Missouri convictions as predicate offenses under
B. Misplaced Reliance on Wetrich as Controlling Authority
We now take up the propriety of the district court‘s decision. The basic flaw in Mejia‘s argument and, in turn, the district court‘s ruling lies in the assumption that Wetrich governs. The Wetrich decision sets a standard for dеtermining the comparability of out-of-state criminal convictions to Kansas crimes for purposes of computing defendants’ criminal histories for sentencing under the Kansas Criminal Code. That is a broad function applicable to hundreds of crimes defined in Chapter 21. But the Kansas Supreme Court has recognized that
C. Wetrich Inapposite as Analogous Authority
As we explain, the analogy between comparing out-of-state convictions for criminal history purposes under Chapter 21 generally, on the one hand, and the particularized use of out-of-state convictions for impaired driving
1. Issue and Holding in Wetrich
We first look at the Chapter 21 sentencing issue decided in Wetrich. There, Wetrich faced sentencing on multiple felonies in Johnson County District Court. Under the sentencing guidelines, Wetrich‘s presumptive prison terms for those felonies depended, in part, on his criminal history that included a Missouri burglary conviction. The legal dispute focused on how that Missouri conviction should be scored in determining Wetrich‘s criminal history.
Under
The Wetrich court found the word “comparable” as used in
Without that limitation on comparable offenses, the court feared rampant “ad hoc” decisions among the district courts in classifying out-of-state convictions for criminal history purposes. 307 Kan. at 561. One district court might view a particular out-of-state conviction as sufficiently similar to a particular Kansas crime whereas another district court would not. That would lead to differing criminal histories and differing presumptive sentences for similarly situated defendants. Given the number of crimes identified in Chapter 21, the number of potentially comparable crimes in the remaining 49 states, and the number of district courts making comparisons, the scale of the potential deviations across cases would be, to put it mildly, large. The Legislature has since amended
2. Focused Scope and Public Policies of K.S.A. 8-1567 Distinguish Wetrich
The rule and rationale of Wetrich do not ineluctably carry over to the charging and sentencing of recidivist drunk drivers under
In addition, the focused public safety policies that animate the charging and sentencing enhancements in
For decades, legislative bodies and courts have recognized the special danger drunk drivers pose to other motorists and, hence, the public at large. Birchfield v. North Dakota, 579 U.S. 438, 136 S. Ct. 2160, 2166, 195 L. Ed. 2d 560 (2016) (“Drunk drivers take a grisly toll on the Nation‘s roads, claiming thousands of lives, injuring many more victims, and inflicting billions of dollars in property damage every year.“); Michigan Dept. of State Police v. Sitz, 496 U.S. 444, 451, 110 S. Ct. 2481, 110 L. Ed. 2d 412 (1990) (likening the deaths and injuries caused by drunk drivers to losses “‘only heard of on the battlefield‘“) (quoting Breithaupt v. Abram, 352 U.S. 432, 439, 77 S. Ct. 408, 1 L. Ed. 2d 448 [1957]); State v. Sedillos, 279 Kan. 777, 784-85, 112 P.3d 854 (2005); State v. Kitzman, 240 Kan. 191, 194, 727 P.2d 491 (1986). In turn, legislatures have regularly revised DUI statutes to make them more effective in discouraging drunk driving. See Birchfield, 136 S. Ct. at 2169; Sedillos, 279 Kan. at 784-85. And police agencies have deployed various enforcement tools, such as DUI checkpoints and saturation patrols targeting impaired drivers, to both deter and intercept drunk drivers. See Sitz, 496 U.S. at 447 (DUI checkpoints constitutionally permissible if conducted within certain guidelines). Consistent with those enforcement efforts, the Kansas Legislature has enacted escalating рenalties for successive DUI convictions to deter recidivism. See
Two subsections of
“For the purposes of determining whether an offense is comparable, the following shall be considered:
“(1) The name of the out-of-jurisdiction offense;
“(2) the elements of the out-of-jurisdiction offense; and
“(3) whether the out-of-jurisdiction offense prohibits similar conduct to the conduct prohibited by the closest approximate Kansas offense.”
L. 2018, ch. 106, § 13 .
3. Construing Statutory Purpose of Comparability of Predicate Offenses
In construing a comprehensive statutory scheme such as the one for identifying and punishing driving under the influence, an appellate court must, as a first priority, strive to honor the legislative intent and purpose. See State v. Barlow, 303 Kan. 804, 813, 368 P.3d 331 (2016); In re Marriage of Traster, 301 Kan. 88, 98, 339 P.3d 778 (2014). The court should look initially to the words of a statute to discern legislative intent. Barlow, 303 Kan. at 813. If the operative language is open to more than one reasonable interpretation, a court may consider the overall statutory purpose and favor a reading that comes to a “consistent, harmonious, and sensible” result effectuating that purpose. In re Marriage of Traster, 301 Kan. at 98. The court may also review the legislative history of the statute and apply canons of construction to hone otherwise ambiguous language. Barlow, 303 Kan. at 813.
As we parse the statutory language here, we presume the Kansas Supreme Court‘s linguistic premise in deciding Wetrich that the word “comparable“—common to
“WHEREAS, The Legislature intends that the provisions of this act related to comparability of an out-of-jurisdiction offense to a Kansas offense shall be liberally construed to allow comparable offenses, regardless of whether the elements are identical to or narrower than the corresponding Kansas offense, to be included in a person‘s criminal history; and
“WHEREAS, The Legislature intends to promote the inclusion of convictions for such offenses in a person‘s criminal history, including, but not limited to, any violation
of: . . . Missouri, V.A.M.S. § 577.010 or V.A.M.S. § 577.012.” L. 2018, ch. 106, Preamble .
The introductory “whereas” clauses of a bill typically do not become part of the statute, as was true here; but they may shine a bright light on legislative intent, as is also true here. The purpose of
Unlike the district court, we do not see Wetrich overriding the legislative intent animating the use of similar, though broader, out-of-state convictions under
To be sure, similarly situated defendants should face comparable charges for repeatedly driving under the influence—misdemeanors or felonies—and comparable punishments upon conviction. But the universe of comparable offenses available to make those determinations is relatively circumscribed in that only convictions dependent upon conduct similar to that proscribed in
D. Applying Legislative Standard for Comparability of Predicate Offenses
In a DUI prosecution, the Kansas Legislature intends comparable out-of-state convictions to include those under statutes that proscribe broader conduct than
We presume
As of January 2017, the kinds of vehicles covered under
For example, under the old version of
Kansas, however, has a limiting statutory definition of the word “vehicle” as used in
Despite the broad scope of
In keeping with the breadth of the danger and the often catastrophic losses drunk drivers create, we take at face value the Legislature‘s directive in
Although we have not surveyed statutes proscribing DUI offenses in every state, we recognize that some of them may be considerably broader than
For that person with an Arizona conviction to later drive here while sufficiently impaired by alcohol to be incapable of doing so safely demonstrates the lesson not learned the Legislature has sought to remedy with enhanced penalties for recidivists in
In any given case, the district court‘s inclusion or exclusion of a particular out-of-state conviction may be challenged in an appeal, as the State has done here. Appellate review provides an indirect check on disparate results across cases by providing guidance to district courts in debatable circumstances going forward. But the legislative approach in
In the interest of completeness, we point out that none of the other convictions listed in
- Convictions under
K.S.A. 8-1567(a) dependent upon the driver having a blood-alcohol level of at least 0.08 percent without regard to impairment. Every state has a driving offense based solely on the operation of a vehicle with a blood-alcohol level of 0.08 percent or more. See Haston, Marijuana Legalization in Indiana: Amending the Indiana Code to Protect Motorists and Pedestrians, 51 Ind. L. Rev. 557, 563 (2018); Taylor and Oberman, Drunk Driving Defense, Preface (8th ed. 2019 Supp.) (“All states have now enacted per se statutes criminalizing those drivers with a blood-alcohol level of .08 percent or higher.“). The universality of that offense may be attributed to a federal requirement that states proscribe that conduct as a condition for receiving fully funded highway improvement grants. See23 U.S.C. § 163 (2016). - Convictions under
K.S.A. 32-1131 for operating a vessel under the influence of alcohol or drugs. This may be thought of as a boating DUI insofar as the degree of impairment for conviсtion is the same as that inK.S.A. 8-1567(a) . The term “vessel” means “any watercraft designed to be propelled by machinery, oars, paddles or wind action upon a sail for navigation on the water“—a comprehensive definition leaving scant room for contesting what‘s covered (quite a lot) and what isn‘t (very little).K.S.A. 32-1102(a) . Jet skis are in; air mattresses are out. An assessmentof an ostensibly comparable offense from another jurisdiction should not devolve into a fight over what‘s being piloted.
- Convictions for involuntary manslaughter or for aggravated battery when the defendant operated a motor vehicle in violation of
K.S.A. 8-1567(a) as the mechanism causing death or the requisite bodily harm. A comparable out-of-state conviction would require a driver to cause the death of or bodily harm to another person by operating a vehicle in an impaired condition, as defined in that state‘s statutes. The determination would typically pivot on and parallel that for the comparability of a violation underK.S.A. 8-1567(a) and the other state‘s impaired driving stаtute. As we have already explained, the Legislature intends comparability to be liberally construed to reach offenses that proscribe the operation of almost any kind of vehicle with some degree of impairment.
E. A Rejoinder to the Dissent
In closing out our discussion, we briefly respond to the dissent‘s contention we have come to an impermissible conclusion. The dissent seems to rest on three primary points.
First, the dissent suggests State v. Gensler, 308 Kan. 674, 423 P.3d 488 (2018), overrules Reese and compels the application of Wetrich in determining the use of out-of-state convictions as predicate offenses under
The Gensler court addressed when a DUI conviction under a Kansas municipal ordinance could be treated as a predicate offense—requiring interpretation of different statutory language in
But all of that is inapposite to the issue here. The language governing convictions for Kansas municipal ordinances did nоt refer to “comparable” offenses or “similar conduct” as the Legislature has now directed for identifying qualifying out-of-state convictions. The Gensler court noted that difference in language and the then-recent amendments to
So nothing in the substantive ruling in Gensler or in the other cases the dissent cites conflicts with our treatment of Mejia‘s Missouri convictions. More to the dissent‘s point, however, the Gensler court did not mention Reese, let alone purport to distinguish or overrule it. See United States v. Rodriguez, 311 F.3d 435, 439 (1st Cir. 2002) (“Implied overrulings are disfavored in the law.“). The court simply interpreted the statutory language of one part of
The dissent next seems to say that our conclusion invites impermissible judicial fact-finding, contrary to Apprendi, Dickey, and related case authority. We fail to see how that can be correct. As we have explained, the required comparison of an out-of-state conviction to
Finally, the dissent chides us for treating
F. Conclusion
The State properly relied on three convictions Mejia had for driving under the influence in Missouri in violation of
We, therefore, find the district court erred in dismissing the felony DUI charge against Mejia. The district court should have rеcognized his Missouri convictions under
We reverse and remand to the district court with directions to reinstate the felony DUI charge against Mejia and for further proceedings consistent with this opinion.
* * *
SCHROEDER, J., dissenting: I respectfully dissent. At the outset I acknowledge the nature and purpose of Kansas’ DUI laws increasing punishment scheme for recidivist offenders. Even so, the majority‘s reasoning and result rest on two faulty assumptions. First, the Wetrich line of cases is inapplicable to Kansas’ DUI law, see State v. Wetrich, 307 Kan. 552, 412 P.3d 984 (2018), and, second, the meaning of the word “comparable” under
In Gensler, the district court used Gensler‘s previous DUI convictions under a Wichita municipal ordinance to enhance his state case to a felony. The applicable subsections of
“‘(i) For the purpose of determining whether a conviction is a first, second, third, fourth or subsequent conviction in sentencing under this section:
(1) Convictions for a violation of this section, or a violation of an ordinance of any city or resolution of any county which prohibits the acts that this section prohibits, or entering into a diversion agreement in lieu of further criminal proceedings on a complaint alleging any such violations, shall be taken into account, but only convictions or diversions occurring on or after July 1, 2001.
. . . .
(3) “conviction” includes: . . . (B) conviction of a violation of an ordinance of a city in this state, a resolution of a county in this state or any law of another state which would constitute a crime described in subsection (i)(1) or (i)(2).‘” Gensler, 308 Kan. at 679.
The Gensler court then reviewed with approval the categorical approach and modified categorical approach as applied to the revised Kansas Sentencing Guidelines Act,
The Gensler court interpreted
The language under
Despite these changes to Kansas’ DUI law, the Gensler court‘s outright approval of the Wetrich line of cases in the comparability analysis for DUI offenses must be followed. The Kansas Supreme Court has consistently followed Gensler, and our court has done the same. See, e.g., Schrader, 308 Kan. at 708; State v. Lamone, 308 Kan. 1101, 1103-04, 427 P.3d 47 (2018); State v. Ramos, No. 118,080, 2018 WL 4263371, at *2 (Kan. App. 2018) (unpublished opinion). Prior to Gensler other panels of this court followed the Wetrich line of cases while applying the previous version of
In light of Gensler, the majority‘s reliance on State v. Reese, 300 Kan. 650, 654, 333 P.3d 149 (2014), on the narrow scope of targeted behavior in DUI-type offenses, and on the enhanced penalties for recidivists under
Nothing in the plain language of
Thus, a district court can determine whether similar conduct is prohibited by using only the elements of the prior conviction to determine whether the prohibited conduct is identical to or narrower than
The district court‘s reliance on Wetrich in its written order reflects this approach. It concluded the elements of the Missouri DWI offenses were not the same as, or narrower than, the elements of
The majority avoids Wetrich‘s reach by finding the word “comparable” in
There is no ambiguity in the criteria for determining whether an offense is comparable under
For these reasons, I would find Mejia‘s prior Missouri DWI convictions cannot be used to enhance his charge to a felony DUI and the district court‘s dismissal of the charge at thе preliminary hearing was proper.
