*1 subsequent and its for- forgiveness Note’s
giveness compensation the ser- Nelson, to Dr. provided
vices Ann to payment by
Ann entitlement established evidence, convincing and that
clear and twenty-four- Dr. Nelson provided
Ann 27, 2007 to
hour-a-day care from October
October 2008. court’s Dr.
finding provided that Ann Nelson care from
twenty-four-hour-a-day October hospi- Dr. Nelson was
13 to while clearly ICU is erroneous.
talized part, affirm in reverse in
We therefore
part, remand to the trial court with to recalculate the award con-
instructions opinion.
sistent with this GILBERTSON, Justice, Chief ZINTER,
and KONENKAMP and MACY,
Justices, Judge, Circuit Court
concur. MACY, Judge, Circuit Court SEVERSON, Justice,
sitting for
disqualified.
STATE South Plaintiff Appellee, Darryn EAGLE,
Gabriel MEDICINE Appellant.
Defendant and
No. 26346.
Supreme Court of South Dakota.
Argued March Aug.
Decided
Marty Jaekley, General, J. Attorney Jasper, Kirsten E. Assistant Attorney General, Pierre, Dakota, South Attorneys plaintiff and appellee. Paul E. Massa, Jensen of Jensen & Win- ner, Dakota, South Attorneys for defen- dant and appellant.
GILBERTSON, Chief Justice. M.E.H. alleges she was kid- napped raped by Darryn Gabriel Med- Junior, Eagle, icine September In Eagle indicted, Medicine was but charges were later dismissed when testing DNA implicate failed to Medicine Eagle. the case reopened and the evidence obtained 2000 was using retested a new method of DNA test- ing. time, This testing revealed the presence of Medicine DNA. On 3, 2009, December grand jury indicted Medicine Eagle on charges various stem- ming from alleged rape. Further, Part II Information charging was filed Eagle Medicine as a habitual pur- offender suant trial, to SDCL 22-7-7. At the court admitted evidence of an involving incident S.M., Medicine Eagle and allegedly which occurred in as other acts evidence (Rule pursuant 404(b)). to SDCL 19-12-5 Additionally, the trial court permitted the testimony State to elicit from a forensic DNA analyst regarding the results of DNA testing performed in 2008 and even though steps some performed were by nontestifying analysts. The jury found Eagle guilty degree, raped M.E.H., rape According count of in the second her. one degree, rape Eagle count of the third threatened her throughout one age contact with a child under sexual incident. M.E.H. claims Medicine Ea- trial, kidnapping. separate In a gle drove her home after the rape. Medi- ha- jury that Medicine was a found cine disputes allegations. these Eagle appeals. bitual offender. Medicine home, When M.E.H. arrived at she told her raped. mother she had been FACTS September At 2:00 a.m. on 23, 2000, 15-year- September On hospital, M.E.H. was taken to the where Dakota, Winner, old M.E.H. was South rape she was examined and a kit was staying to attend a funeral. M.E.H. was rape collected. The kit evidence and in a grandmother, with her who lived hous- clothing subsequently M.E.H.’s were sent *4 ing development just outside of Winner. to the South Dakota State Forensic Labo- approximately p.m., At 6:00 M.E.H. had ratory for testing. After M.E.H. was dis- 16-year-old intercourse with her sexual from the charged hospital, she was inter- Patrick Red Bird while the two boyfriend by viewed point law enforcement. At this Shortly thereaf- were alone at the house. time, in she did inform law enforce- brother, cousin, ter, M.E.H., her and her ment that she had sexual intercourse with her friend left the house and walked to prior alleged rape. Red Bird to the In p.m., At 10:30 approximately town. Eagle Medicine was indicted on walking home in order to began M.E.H. charges stemming alleged rape. from the p.m. make 11:00 curfew. her [¶ 5.] At the South Dakota State Fo- alleges M.E.H. that while she [¶3.] Laboratory, rensic Stacy criminalist Smith home, walking 23-year-old Medicine was serology testing to check for conducted the approached Eagle passenger and his her presence bodily of fluids on the evidence. Eagle’s give van and offered to Medicine conducting testing, While the estab- Smith recognized her a ride home. M.E.H. the presence bodily the on the lished fluids passenger, accepted and the ride. M.E.H. vaginal swab the underwear were Eagle proceeded drop claims Medicine rape collected as of M.E.H.’s kit. off at home. After passenger drop- the his However, Dakota prior to the South off, M.E.H. claims ping passenger the Laboratory did not do State Forensic back into town to Eagle Medicine drove result, testing. DNA As Smith sent buy gas beer at a station and then drove to swab, vaginal Eagle’s M.E.H.’s Medicine alley bowling the so M.E.H. could look for swab, sample to buccal and M.E.H.’s blood her cousin. M.E.H. was unable to When (formerly known as the Orchid Cellmark cousin, got locate her she back in Medicine GeneScreen) testing. lab in Texas for DNA that he could take her Eagle’s vehicle so time, At the Amber Moss worked At point, alleges home. this M.E.H. Medi- (Cellmark) at Orchid Cellmark foren- Eagle began driving erratically. cine De- In re- August sic scientist. Moss requests her taken spite repeated be by Moss ceived evidence sent Smith. home, Eagle M.E.H. asserts Medicine vaginal performed testing DNA drove to desolate field outside of Winner. swab, compared profiles it to the DNA field, Upon reaching alleges M.E.H. buccal obtained from away get she tried to run from van to the. sample. The swab and M.E.H.’s blood claims Medicine help. M.E.H. to obtain only profile DNA Moss was able Eagle caught dragged her and her back to was consistent with alleges during testing the van her hair. Medi- M.E.H. sent these profile. cine then forced her into the van M.E.H.’s DNA Moss Dakota male that obtained at the South was Cellmark results to Smith Laboratory. inqui- 2001 to Red Bird. Smith then made Forensic DNA-testing ries about whether a new thereafter, sent a Shortly Smith testing, method known as Y-STR which underwear to Cell- cutting from M.E.H.’s was unavailable when evidence was testing. performed Moss mark for DNA originally might produce tested in compared testing sample DNA on the additional results. The South Dakota profiles obtained from the under- the DNA Laboratory State Forensic did not do Y- cutting profiles wear to the DNA time, testing point STR so Smith Eagle. M.E.H. and Medicine perform testing. contacted Cellmark to implicated by was not the results of Instead, testing. this round DNA Cellmark asked only profile male Moss was able to DNA perform testing vaginal Y-STR on the from an unknown male individ- obtain was DNA extract and underwear cut- swab Upon completion testing, ual. Cell- ting DNA extract that re- Cellmark had mark extractions from retained testing tained from the 2001 DNA and to un- vaginal M.E.H.’s swab and M.E.H.’s compare those extracts to Red Bird’s DNA cutting derwear in a secured area at the profile Eagle’s DNA profile. and Medicine lab. Leal, analyst, Barbara a forensic DNA dilution, performed quantitation, the DNA failed
[¶ 8.] Because *5 amplification steps on the extracts.1 As Eagle implicate to Medicine and instead approach Cellmark used a team to DNA presence revealed the of DNA from an testing, steps the additional associated male, charges against unidentified the with the testing performed Y-STR were Eagle were In Medicine dismissed. by analysts. other The results of the Y- reopened the case was after law enforce- testing Eagle STR revealed that Medicine sexually ment learned M.E.H. had been could not be excluded day involved with Red Bird on the of the contributor to alleged rape. Using sys- non-sperm vaginal the DNA index the cell fraction of the CODIS, non-sperm tem known as was able to swab or the Smith cell fraction of the profile match the DNA of the cutting.2 May unidentified underwear Cell- trial, generally analysis performed. 1. At Moss described the DNA statistical is Leal testi- testing process. She testified that the first testing process fied that the Y-STR is similar extraction, step process in the is known as process to the Moss described. Leal ex- process present which the which DNA is plained that the two main differences associ- sample purified. is She indicated that the testing ated with Y-STR are that in Y-STR step quantitation, second is which establishes testing only quantitated, the male DNA is and present sample. the amount of DNA in the during copying portion testing, of Y-STR explained step amplifi- Moss cation, that the third is only the Y chromosomes are examined. Ad- process by which is the which millions regard ditionally, testing with to the DNA copies segments being of the of DNA tested process, step Leal testified that the dilution is amplifica- are made. Moss testified after performed any prior to dilute DNAwith water tion, amplified genet- product put into amplification. analyzer, analysis ic software is used to produce profile the DNA associated with the original report 2. Leal did not write the sample. explained pro- Moss that the same However, containing these results. Leal repeated samples cess is then with the known independently report, later reviewed the ana- suspect produce from the and victim to those results, lyzed the and reached her own con- profiles. obtaining profiles DNA After DNA regarding Eagle clusions whether Medicine samples, from the evidence and the known profiles Red Bird could be excluded as contributors to compared then are to determine if match, match, samples. there is a and if there is a perform Eagle, accepted Y-STR Medicine but she mark was also asked the ride bra, M.E.H.’s which Cellmark testing Eagle on because Medicine knew her sister. performed Leal received from Smith. S.M. claimed Eagle’s driving Medicine Y- amplification steps of the dilution and erratic, and that he forced her to drink sample. on the bra Addition- STR they driving. vodka while were Addition- analysis ally, completed Leal ally, mother, of taking instead S.M. to her containing her report results and wrote alleged Eagle S.M. Medicine drove to a The results of the conclusions. Y-STR field outside of town. Once' the vehicle sample testing of the bra established stopped away, run S.M. tried to S.M. as a Eagle Medicine could be excluded her, Eagle grabbed claimed Medicine As to each of sample. contributor to the dragged her back to his vehicle her analyses Leal’s statistical samples, these hair, engaged in sexual contact with although Eagle Medicine indicated her. S.M. asserted the attack ended when contributor, excluded as a could not be Eagle going she told Medicine she was paternally unrelated percent 99.97 happened, tell her mom about what would be excluded as contributors to males she became ill. physically S.M. claimed the samples. Eagle then drove her home. grand December On Eagle S.M. asserted Medicine four jury indicted Medicine on kill if anyone threatened to her she told counts second-degree rape, counts of three The grant- about the incident. trial court rape, one count of third-degree sexual ed the State’s motion and allowed the age contact with a child under and four to present jury this evidence to the kidnapping counts of as a result of the (Rule 404(b))’s pursuant to SDCL 19-12-5 allegedly incident that occurred between plan exception. September and M.E.H. in 29, 2011, September [¶ 12.] On Additionally, July *6 State filed a notice of its intent to offer II charging State filed a Part Information testimony regarding witness the DNA evi- Eagle pur- Medicine as a habitual offender testimony dence. In addition to from 22-7-7, suant because Medicine to SDCL Smith, Moss, witnesses, and other Eagle prior felony had a conviction. Medi- testimony from sought State introduce Eagle arraigned charges cine on the was testing per- regarding Leal Y-STR 3, 2010, guilty. not August pleaded on Eagle formed in 2008 and 2011. Medicine trial, parties Prior to filed [¶ 11.] objected testimony, arguing it vio- to this 21, 2011, July various motions. On right con- lated his Sixth Amendment State filed a motion to introduce other acts against front the witnesses him because (Rule pursuant evidence to SDCL 19-12-5 analysts performed steps that some other 404(b)), allegedly based an incident of the DNA 2008 and 2011 were Eagle occurred between Medicine being called as witnesses. The trial not 29, thirteen-year-old January S.M. on objections rejected Eagle’s court Medicine alleged that on that date Medi- 2003. S.M. testimony. to this Eagle approxi- cine called her home at jury trial com- Medicine [¶ 13.] for her mately looking 4:00 a.m. sister. 11, menced on October 2011. On October S.M., According Eagle Medicine told 18, 2011, jury returned a verdict find- help her that her mother needed at work. ing Eagle guilty of one count of Medicine Eagle S.M. claimed Medicine said he was count of rape degree, in the second one give at the house next door and offered to third degree, sexual contact personally rape a ride. S.M. did not know her 16, AND age kidnapping. ANALYSIS DECISION a child under with 2011, filed an State On October 1. Whether the trial court Information for Habitual Amended Part II admitting abused its discretion Eagle that Medicine had alleging Offender involving evidence of the incident prior felony conviction. Medicine second pursu- as other acts evidence S.M. Eagle rearraigned then on the (Rule 404(b)). ant to 19-12-5 SDCL II Amended Part Information. “A trial court’s determi dismissed the Amended the State later nation to admit other acts evidence will not discovering II Information after Part be overruled absent an abuse discre felony actual- “prior” the second conviction ¶ Mattson, 71, 21, tion.” State v. 2005 S.D. ly principal after the offense.3 occurred (quoting N.W.2d State to trial on the proceeded The State then ¶ Anderson, 45, 93, 2000 S.D. 608 N.W.2d Information, II .to which original Part 670). “An abuse of discretion is ‘dis objection. Eagle Medicine made no The purpose cretion exercised to an end or January jury a verdict on returned justified by clearly against, reason and ” 2012, finding Eagle that Medicine was a Crow, evidence.’ v. Big State 2009 S.D. ¶ habitual offender. 87, 7, (quoting State Machmuller, February On 498). The admission of other to vacate II Eagle part filed a motion governed by acts evidence is SDCL 19-12- proceedings, arguing the trial court (Rule 404(b)), which provides: II pro- had no over the n crimes, wrongs, Evidence of other ceedings. claimed the prove acts is not admissible to the char- filing State’s of the Amended Part II In- person acter of a in order to show that original II formation dismissed the Part conformity he acted in therewith. It Thus, Information. that be- he asserted however, may, be admissible for other cause the failed to file a second motive, purposes, proof op- such as Amended Part II Information or refile the intent, portunity, preparation, plan, Information, II Part no knowledge, identity, or absence of mis- information even at the time of the existed take or accident. jury habitual trial. The trial offender admissibility [¶ 17.] “To determine the court denied the motion. Medicine evidence, other acts the court must ... years received sentences of 25 in the South (1) determine: whether the intended pur- *7 Penitentiary rape Dakota State in the pose is relevant to some material issue in degree, years second 15 for sexual contact (2) case, probative whether the 16, age impris- with a child under and life substantially value of the evidence is out- kidnapping. onment for weighed by prejudicial its effect.” State v. appeals the trial admission of the court’s ¶ Huber, 56, 63, 283, 2010 S.D. 789 N.W.2d evidence, other acts of Leal’s admission Janklow, (quoting 301 v. 2005 S.D. testimony regarding the results of the Y- ¶25, 34, 697). 685, 693 This N.W.2d Court 2011, STR conducted in 2008 and previously has that SDCL 19- determined (Rule and its denial 404(b)) of his motion to vacate the inclusion, 12-5 a is rule of as proceedings. opposed to Wright, exclusion.4 State v. Specifically, Wright, The State’s dismissal of the Amended Part II in State v. this Court explicitly Information stated that (Rule 404(b)) “[t]he State acknowledged SDCL 19-12-5 original does not dismiss the Part II and exclusion, previously viewed as a rule of proceed intends to that Part II with 13, ¶50, opposed to inclusion. 1999 S.D. at the trial on such matter.”
893
¶
792,
50, 13, 593 N.W.2d
798. but instead “can be shown
1999. S.D.
circumstantial
“[Ojnce
ly[,]
circuit court finds other acts
with
a
evidence that the defendant com
relevant,
tips
‘the balance
em mitted a
evidence
series
similar but ‘unconnected’
” Huber,
50,
in favor of admission.’
phatically
Wright,
¶ 99,
acts.”
1999 S.D.
593
¶
63,
59,
at 302
Ewoldt,
2010 S.D.
789 N.W.2d
(citing
at
People
N.W.2d
801
7
¶
Janklow,
25, 38,
2005 S.D.
693
(quoting
380,
646,
Cal.Rptr.2d
Cal.4th
27
867 P.2d
698). Further,
damage
(1994)).
“[m]ere
N.W.2d at
757,
Essentially,
768-69
that
“[a]ll
position
to a
is not a basis for
defendant’s
required
to show a
plan
common
is that
Essentially,
that is
“[a]ll
Id.
exclusion[.]”
charged
uncharged
events ‘have
”
404(b)
§
¶
under
is that similar
prohibited
19,
points
sufficient
in common.’ Id.
593
‘solely act evidence not be admitted
(citing
N.W.2d at 800
United States v.
50,
prove
Wright,
character.’”
1999 S.D.
Elizondo,
1308,
(7th
920 F.2d
1320
Cir.
¶ 17,
(quoting
at 800
Huddle
1990)).
N.W.2d
However, the other
evidence
acts
States,
681, 687,
ston v.
485 U.S.
United
merely similarity
“must demonstrate ‘not
containing
State v. Johnson:
for each
calculations
of the
statistical
precisely
did not
articulate
samples
in 2008 and 2011.10 On
Crawford
tested
‘testimonial,’
what is considered
but it
appeal,
Eagle argues his
Sixth
provided some
At a mini-
guidance.
to confront
the wit-
right
Amendment
mum,
announced,
the Court
‘testimonial’
was violated
the
against
nesses
him
when
includes
made during police
statements
testify
Leal to
trial court allowed
about the
interrogations
prior testimony
at a
and 2011 Y-STR test-
results of the 2008
preliminary hearing,
grand
before a
(and
ing
containing
Exhibit 19
admitted
jury, or at
In describing
a former trial.
and statistical calcula-
Leal’s conclusions
statements,
testimonial
the Court also
tions)
steps
testimony
typically
because some
noted that
is
‘[a] sol-
emn declaration or affirmation made for
nontestifying analysts.
performed by
were
purpose
establishing
or proving
Further,
some fact.’
the Court offered a
Alleged violations of
non-exclusive list of ‘formulations’ of the
rights
constitutional
are reviewed
(1)
term
parte
‘testimonial’:
‘ex
in-court
Court under the de novo standard of re
testimony
equivalent-
or its functional
¶
Johnson,
67, 10,
view. State v.
2009 S.D.
is,
affidavits,
that material
as
such
custo-
360,
(citing
365
State v. Selal
examinations, prior
dial
testimony that
¶
la,
18,
807).
802,
2008
744
S.D.
the defendant
was unable
cross-exam-
“The Sixth Amendment
to the United
(2)
...;’
‘extrajudicial
ine
statements
Constitution,
applicable
States
made
to the
contained in formalized testimonial ma-
Amendment,
terials,
affidavits,
States via the Fourteenth
such
depositions,
confessions;’
(3)
prior testimony, or
provides
prosecutions,
that ‘in all criminal
statements made under circumstances
enjoy
right
accused shall
...
to be
objective
that would lead an
witness rea-
against
confronted with
witnesses
”
sonably
to believe
statement
Massachusetts,
him.’ Melendez-Diaz v.
would be
available
use at a later
305, 309, 129
2527, 2531,
557 U.S.
S.Ct.
trial.
(internal
(2009)
L.Ed.2d 314
citation omit
541 U.S.
124 S.Ct.
that Medicine
Sixth Amendment
issue
court already
because the trial
ob-
to confrontation
not violated
right
personal
subject-matter
tained
juris-
trial
court’s admission
testi-
Leal’s
regard
diction with
to the principal of-
*13
mony
2011
regarding the 2008 and
Y-STR fense. Additionally, although the State
analysts
testing,
though
per-
even
who
recognizes
filing
that the
of an amended
steps
some
of the 2008 and 2011
formed
complaint supersedes
original
an
complaint
testify at
testing did not
trial.
Y-STR
matters,
in civil
argues
the State
that the
same
applicable
rule is not
to habitual
the trial court
Whether
offender proceedings because a part
II
denying
in
erred
information is
the same as a
not
criminal
part
pro-
motion
the
II
to vacate
Further,
or civil complaint.
the State
ceedings.
claims that
of
filing
its
the dismissal of the
appeal,
Eagle
36.] On
ar-
[¶
Amended Part II Information should actu-
filing
that the
of the
gues
ally
State’s
Amended
be treated
amendment
as an
or modifi-
II
original
Information
the
Part
dismissed
cation of
Part II
the Amended
Information
result,
II
a
Part
Information. As
Medi-
to
original
revert back to the
Part II Infor-
Finally,
cine
asserts that when the State mation.
argues
the State
Medi-
the
Part II
cine Eagle
challenge
part
dismissed
Amended
Informa-
waived his
to the
situations,
State,
Notably,
ing);
juris
Pendergrass
in
other
similar
v.
that was scheme, the existence of a common pro- and that it intended II Information proven circumstan- Part II Information or scheme can be original plan upon the ceed difference, acts are point establishing that the tially by because makes no Therefore, al- II Information had we affirm original sufficiently Part similar. the effectively Next, dismissed. See Wil- ready Eagle’s been on this issue. the cox, (holding at 694 248 So.2d right to confrontation Amendment Sixth information of the amended filing State’s court’s admis- by the trial was not violated information, original testimony regarding the dismissed of Leal’s sion subsequent withdrawal State’s testing despite and 2011 Y-STR without left the State information amended performed some analysts fact that defendant, and the charge against testify at trial. steps of the did “re- could not be information original of the 2008 performed steps various Leal vived”). Furthermore, reject we reviewed, testing, independently and 2011 filing that its of the dis- argument State’s obtained analyzed, compared the data Part II Informa- the Amended missal of her own conclu- testing, from the reached treated as an amendment tion should be testing, of the regarding sions the results II Information.17 the Amended Part calculations based and conducted statistical Further, fil- neither the 2008 requires the on her results. SDCL 22-7-11 [¶44.] introduced report Because the nor the 2011 were ing part report II information. trial, only II In- through Amended Part as Leal testified filing of the Leal State’s Thus, of the Medi- subsequent dismissal own conclusions. formation about her Information left opportunity Amended Part II to cross-examine Eagle’s cine file, II information on part State without a purposes Leal was sufficient not have the trial court did we af- Consequently, Amendment. Sixth proceedings II continue with the Finally, issue. because firm on this There- enhanced sentence.18 impose an In- the Amended Part II filing of State’s fore, denying Medi- the trial court erred effectively formation dismissed part II cine motion to vacate the Information, II no II information Part result, on this issue we proceedings. As the trial court could upon existed which resentencing. reverse and remand for following the State’s dismissal proceed As a the Amended Part Information. CONCLUSION result, jurisdic- trial court did not have case, the trial court did In this proceed- the habitual offender tion over admitting evi- not abuse its discretion Therefore, we reverse ings. on this issue *16 involving the incident S.M. as dence of resentencing. and remand for 19- pursuant evidence to SDCL other acts SEVERSON, Justice, (Rule 404(b)). concurs. are Subsequent [¶ 46.]
12-5 acts State, that this Court held filing the Amended 18. In Honomichl 17. The of the dismissal of left to file an information the State’s failure II served to terminate Part Information jurisdiction subject-matter the court without part proceedings under the Amended Part 333 and sentence defendant. to convict (provid- II Information. See SDCL 23A-44-2 Although Honomichl was N.W.2d at 798-99. attorney may a ing prosecuting file "[a] that part II in context of a infor- not decided indictment, information, or dismissal of an offender, princi- habitual the same mation for complaint prosecution and shall there- Further, despite Jus- ple applies in this case. terminate”). upon analysis, we note that neither tice Zinter's overruling party for advocated Honomichl.
903
Justice,
KONENKAMP,
sentencing procedure
ment
for federal
[¶ 47.]
drug
SALTER,
Judge,
impact only
Court
concur in
offenders
a trial
Circuit
court’s
sentencing authority
jurisdiction.
in
part
part.
result in
its
and concur
—not
prosecutors
Federal
may seek enhanced
ZINTER, Justice, concurs in
[¶ 48.]
minimum
mandatory
sentences for viola-
in
part
part.
and dissents
tions of the Controlled Substances Act for
SALTER,
Court Judge,
Circuit
repeat drug
filing
offenders
an “in-
after
Justice,
WILBUR,
sitting
disqualified.
stating writing
formation ...
in
the previ-
upon.”
ous convictions to be relied
21
KONENKAMP,
(concurring in
Justice
851(a)(1);
§
U.S.C.
see also
U.S.C.
in
concurring
part).
in result
841(b)(viii)
§
(authorizing enhanced sen-
I concur on Issues
and 2. I
[¶50.]
tences). However,
in instances where
join
in
Judge Salter’s concurrence
result
compliance with section 851’s information-
on Issue 3.
filing requirements
suboptimal,
has been
the overwhelming majority of federal
(concur-
SALTER,
Judge
Circuit Court
appeals
courts of
have refused to treat
in
ring
concurring
in
result
in
noncompliance
jurisdictional infirmity.
part).
As
Appeals
the First
Court of
Circuit
ex-
join
opinion
I
Chief Justice’s
plained:
agree
I
Issues 1 and
prosecution
Whether or not the
files a
presented
requires
error
Issue 3
851(a)(1) information,
timely section
Court
to vacate Medicine
sen-
federal
plainly possesses
district court
resentencing.
tences
and remand for
subject-matter
jurisdiction
drug
over
agree
I do not
the trial
§
(conferring
cases. See 18 U.S.C.
imposition
court’s
the sentences here
jurisdiction “of all offenses
jurisdiction,
I
implicates
and write sep-
its
States”).
against
the laws
the United
arately to
views.
respectfully
my
add
jurisdiction necessarily
This
includes the
the indictment
this case
52.] Since
imposition
penalties.
of criminal
Once
alleged
cognizable
offenses
under South
subject-matter jurisdiction has properly
law,
Dakota
the trial court obtained the
attached,
may
their
courts
exceed
au-
subject
jurisdiction
limit of its
matter
thority or otherwise err without loss of
when
See
the case commenced.
State v.
jurisdiction.... Thus,
only question
(S.D.1990)
Escalante,
N.W.2d
legitimately
prose-
arises from the
(“A trial court in a criminal case does not
with
comply
cution’s
section
[failure
acquire subject
jurisdiction
matter
unless
851(a)(1)
authority
concerns
court’s
]
state
a formal
files
and sufficient indict
impose
an enhanced sentence. This
information.”)
(citing
ment or
re Brock
question
subject-mat-
simply not
mueller,
(S.D.1985);
procedure resulted convictions, ror). previous of the number prejudiced was not because defendant Here, analysis applies. the same was, event, num- any a sufficient there jurisdiction over this trial court had The his en- support convictions to prior ber and, following guilty ver- case criminal ¶ 132, 31, 691 hanced sentence. 2004 S.D. dicts, to sentenc- obligated proceed to was Further, 310-11 n. 12. N.W.2d (sentences ing. SDCL 23A-27-1 See Anderson, rejected a v. this Court State unreasonable imposed without “shall” be repeated post-conviction efforts prisoner’s below, it un- the fact delay). explained As sentence, noting challenge to his enhanced proceeding criminal dertook a habitual crimi- “failure to raise the issue on [direct] Part II habitual his without an effective ul- any appeal error which barred further appeal nal information constituted issue, in excess of its timately only corpus” to a sentence and left habeas led (cid:127) not, however, error did authority. “possible The remedies as post-conviction other jurisdiction. trial court of deprive 22, 24, ... relief.” 2005 avenues for S.D. 675, 682. This Court has also 693 N.W.2d sentencing authority The issue— a trial court’s decision to sentence affirmed than more versus —involves despite a defendant as a habitual criminal errors, as mere semantics. Jurisdictional failure to refile a Part the State’s “new” states, are not opinion the Chief Justice’s information when the de- habitual criminal States v. Cot subject to waiver. United on an additional arraigned fendant was ton, 625, 122 S.Ct. 535 U.S. Graycek, principal felony charge. State v. (2002). They are also not L.Ed.2d 860 (S.D.1985). Gray- 368 N.W.2d for harmless subject appellate to review cek, guilty to the pleaded the defendant ness, subject they may not be the felony charge as well as reduced pro additional procedural post-conviction default in States, drug charges pursuant misdemeanor ceedings. McCoy v. United (11th Cir.2001). objected Non- plea agreement. 1248-49 The defendant F.3d treated different jurisdietional errors are failure to file another habitu- to the state’s forfeited, ly. They can be waived sentencing, al information before criminal (S.D. Ganrude, 608, 612 declined the trial court’s offer to allow but 1993), reviewed for harm they can be guilty him his and “be pleas to withdraw Garritsen, 421 lessness. State v. N.W.2d prior he reinstated to position ” (S.D.1988). 499, 501 pleas.... at 817-18. entering his Id. strongly suggest cases that failure These Though question is one of comply with the habitual criminal stat- Dakota, in South impression first may utes be reviewed for harmlessness point decidedly, decisions previous Court’s may that it be waived19 or the also treating irregularities if implicitly, toward subject procedural default —none of non- procedures in the habitual offender instance, jurisdictional with a in which is consistent jurisdictional For errors. Knoche, Pasek, despite held that error.20 See State N.W.2d State v. this Court squarely pre- Graycek, question has not been example, in this Court noted clear the 19. For See, acquiesced” e.g., to the the defendant "in effect and addressed on the merits. sented principal felony charge. 818; Abelt, additional Graycek, 368 N.W.2d at In re (1966). N.W.2d 435 Nor does S.D. rely upon opinion these the Chief Justice’s Though this Court has time to time from controlling authority conclu- for its cases as "jurisdiction” in the con- made reference to jurisdictional. sion that the error here enhancement, habitual offender it is text of a
905
(S.D.1994);
review,
Camp,
840
State v. Moves
trial
“[t]he
court must be given an
(S.D.1985).
569
N.W.2d
opportunity to
any
correct
claimed error
(cita-
before we will review it on appeal”)
divergent
The
views
[¶ 57.]
on this sub
omitted);
Hotter,
tion
see also State v.
ject may
well be attributable to the impre
(S.D.1983)
N.W.2d
“jurisdiction”
cision with which the term
(holding defen-
historically
has
been used.
in dant’s sentencing argument was not prop-
contemporary concept
subject
its
matter
erly before the Court because he “did not
jurisdiction,
Supreme
Court has held
any
at
prior
time
to this appeal raise a
“
simply
means
‘the
claim that his
improper
sentence was
statutory
courts’
or constitutional power to illegal”).21
” Cotton,
adjudicate the case.’
at
U.S.
[¶
Under
review,
60.]
harmless error
S.Ct. at
(quoting Steel Co. v.
630 122
error
may
is harmless
disregarded
be
Env’t,
83, 89,
Citizens
Better
523 U.S.
for
where it does not affect a
(1998)).
defendant’s sub-
118 S.Ct.
ject matter.
Court has long-defined
This
The
on
disagreement
appeal
“jurisdiction”
power
as: “the
to hear and
Chief
arises from
reliance the
Justice’s
subject-matter
determine the
in controver-
State,
opinion places Honomichl
suit,
sy
parties
adju-
between
to a
[and]
(S.D.1983).
Honomichl,
no
any judicial
over
power
dicate
exercise
266, part II informations had been filed with
Bryant,
them[.]” Calhoun
(1911)
266, at issue. Three
(quoting respect
133 N.W.
convictions
which
original opinion,
adhered to its
held
Court did state
members of this
filing
indict-
had waived the
of an
a formal and sufficient
that defendant
“[w]ithout
information,
guilty.”
a court does not ac-
plea
ment or
information
his
Ho
nomichl,
(Wollman, J.,
and thus
quire subject matter
crime.” Id..
majority’s only
The Honomichl
subject
juris-
matter
understanding
ern
authority was Albrecht v. United
other
diction,
longer
this view is no
followed.24 States,
273 U.S.
47 S.Ct.
L.Ed.
by a
Honomichl was decided
di-
(1927).
Albrecht,
matter
II informa-
part
Ho
an amended
may
timely
waived. See
filed
be
an information
(Wollman, J.,
nomichl,
at 800
not eliminate the
that added to but did
tion
stated
Justice Wollman
dissenting). As
conviction. The
originally alleged prior
Amendment’s
“If the Fifth
rhetorically,
the amended
subsequently dismissed
jury
right
grand
to a
guarantee
information,
stating
expressly
II
part
...
in the fed
or indictment
presentment
on the
proceeding
that it was
the dismissal
personal privilege
is a
eral courts
II information. Even
originally
part
filed
...,
may it not be
why
may be waived
correct
opinion
if
Justice’s
were
the Chief
charging docu-
alternative
held that
fol-
II information remained
part
that no
[ie.,
provided by
an information]
ment
events,
procedural course of
lowing this
VI, §
the South Dakota Consti-
Art.
10 of
the habitual
appeal
concerns
the issue
may
privilege that
personal
is a
tution
power
not the State’s
penalty,
criminal
(citing Barkman v.
Id.
also be waived?”
in circuit court. There-
initiate the case
(5th Cir.1947)).
Sanford, 162 F.2d
fore,
did not di-
procedural
these
events
joined
was
in his dissent
Wollman
Justice
subject matter
the circuit court of its
vest
Dunn. Because their view
by then Justice
the constitution and
jurisdiction under
jurisdiction
adopted
subject matter
SDCL 16-6-12.
Cotton,
as well
Supreme
Court
Although
purported
absence
Judge
courts cited in
as the numerous
jurisdic-
part
II information was not
cling to an
writing, we should not
Salter’s
defect,
institu-
it was a defect
tional
longer
that is no
1887 view
or a defect
prosecution
tion of the
opinion
The Chief Justice’s
followed.
Such
in the
II information itself.
sup-
case
post-Cotton
not cite one
does
*23
prior
motion
to
defects must be raised
jurisdiction the-
subject matter
porting its
SDCL 23A-
trial or are deemed waived.
overrule Honomichl
ory. We should
(Rule
(Rule 12(b));
23A-8-9
8-3
SDCL
II infor-
part
that the lack of a
now hold
12(f)).
it
because
does
mation is waivable
subject mat-
circuit courts of their
divest
Rule
Required motions under
cases.
jurisdiction over criminal
Un-
ter
12(b)
objec-
range from
“[d]efenses
V, §
the
Dakota
der article
5 of
South
in
institution of
based on defects
the
tions
16-6-12, the cir-
Constitution and SDCL
23A-8-3(l),
to
prosecution;”
the
SDCL
subject
jurisdiction—
matter
cuit court’s
objections based on de-
“[defenses
adjudicate
proceed-
such
power
its
information!;]”
in
indictment or
fects
the
question.26
into
ings
be called
23A-8-3(3).
lies
range
—cannot
SDCL
Within
objection
upon
based
the dis-
a defense or
also not lose track of
We should
part
an amended
II information
missal of
in this case.
In the course
what occurred
offend-
the continuation of the habitual
single
proceeding,
a
criminal
the State
dismissed,
Moreover,
may
pro-
properly
been
the State
even if we
to continue to
were
proceedings
a
subject
habitual criminal
ceed with
follow the now discredited view of
filing a new habitual
jurisdiction
expressed
second case without
as
in Honomichl
matter
II,
long as the State
information as
over the habitual
criminal
and Mee
proceed on the
clearly
gives notice that it intends to
proceedings
in this
criminal
attached
part II informa-
original part
allegations contained in the
case because the State filed
Alexander, 313
gave no-
tion from the dismissed case.
II habitual criminal information and
Analytically, this is no
proceed
allegations
N.W.2d at
its intent to
on the
tice of
in the case we
different than what occurred
information. As this Court ruled in
in that
Alexander,
today.
though
consider
even
case has
proceedings
er
under a previously
lenging]
filed
an indictment for failure to charge
II
part
Concluding
information.
otherwise
an offense” is
plain error);
reviewable for
12(b)
controverts the intent of Rule
Blade,
United
States v.
336 F.3d
756-
‘sandbag-
(8th
restrict “the defense tactic of
Cir.2003)
Cotton,
(citing
535 U.S. at
”
counsel,
ging’ where defense
recognizing
1783;
at
S.Ct.
United States v.
forego raising
defense “would
the defect McBride,
(8th
862 F.2d
Cir.
trial,
objection
before
when a successful
1988)) (applying plain error review to the
merely
would
result
an amendment of denial of a motion for new trial
upon
based
(or
pleading
pleading).”
new
indictment).
a defect in an
al.,
Wayne R. LaFave et
Criminal Proce-
error,
[¶ 80.] To demonstrate plain
19.1(d) (3d ed.2007).27 Here,
§
dure
defendant must establish that there was:
dismissal of the amended
II informa-
(1)
(2)
error,
(3)
that is plain,
affecting
tion and continuation of proceedings under
rights;
substantial
and only
may
then
original part
only
II was not
clear to
we exercise our discretion to notice the
Eagle,
he requested proceeding
(4)
error if
it seriously affects the fair-
original part
on the
information
his
ness, integrity,
public reputation
motion to dismiss the
amended
II.
judicial
proceedings.
majority today
Yet the
would reward Med-
Olvera,
State v.
icine
for his sandbagging in the
Jones,
(quoting
assertion of this
objec-
claimed defense or
¶7, 14,
206).
S.D.
tion. This should not occur under rules
This is the
plain
same
error standard uti-
specifically designed to prevent
prac-
such
lized
Supreme
Cotton,
Court. See
tices.
631-32,
integrity, 634, 122 at S.Ct. at 1787. proceedings because U.S. II habitual criminal disputed ap- on history is not criminal his reasons, I respectfully these For II Additionally, original part peal. I affirm Medi- as to Issue 3. would dissent he was timely filed and information and sentences as Eagle’s cine convictions it trial on the arraigned on before duly habitual offender. charges. criminal principal and habitual Thus, habitual specific notice of the he had ultimately allegation that was
offender Further, II infor- part the amended
tried. on Medicine
mation was dismissed trial, Eagle and Medicine
motion before motion part as of his
specifically requested
original
proceed
case
that “the
stated Dakota. Supreme Court of South II original part State does not dismiss the proceed and intends to with The the trial on such matter.” Argued May proceeded origi- to trial on the State then 7, 2013. Aug. Decided objection no
nal II information with Eagle. whatsoever from Medicine “ a game ‘A criminal trial is not in the may
where counsel lie defendant’s objections
weeds and hold back motions or go very prosecu heart of the of attack ample
tion. There exist means
ing sufficiency charge prior ” v. Lachow trial. SDCL 23A-8-2.’ State (S.D.1982)
itzer, Williams,
(quoting (S.D.1980)). appeal, Even on challenge the ex does validity prior conviction
istence or Thus, para guilty
he was found of. Cotton, real threat ... to the
phrase “[t]he integrity, public reputation
‘fairness if
judicial proceedings’ would be [Medicine un-
Eagle], despite overwhelming and prior ... his [of
controverted evidence pre
conviction to receive sentence was] committing
scribed for those less substan
tial ... because of an error that offenses
