145 Wash. 2d 352 | Wash. | 2002
Lead Opinion
The principal issues presented by this appeal are whether John McNeal’s failure to object at trial to what he now claims are inconsistent jury verdicts constituted a waiver of his right to raise that objection on appeal and, if so, whether his trial counsel’s failure to raise the objection on McNeal’s behalf amounted to ineffective assistance of counsel. Because we conclude that the jury was presented with sufficient evidence to support both verdicts, we answer each of these questions in the negative. Accordingly, we affirm the Court of Appeals.
I. FACTS
On July 5, 1996, McNeal drove his car across the centerline of Bunker Creek Road in Lewis County, causing the car to strike another motor vehicle head-on. Although McNeal suffered a relatively minor injury, a broken arm, the driver of the other vehicle sustained serious injuries and a passenger in that car was killed. Shortly thereafter, a police officer who had arrived at the scene of the accident discovered a “fanny pack” in McNeal’s car which contained four baggies of methamphetamine, a used syringe, and a razor blade. The police officer also found $4,250 in cash in McNeal’s pants pocket.
McNeal was charged with vehicular homicide, vehicular assault, and possession of methamphetamine with the intent to deliver. The information charging vehicular assault contained the allegation that McNeal had operated his car while “under the influence of a drug.” Clerk’s Papers (CP) at 85. At trial, the jury was presented with evidence
A jury found McNeal guilty of all three charges. Because the jury was instructed that one is guilty of vehicular assault if he operates a motor vehicle while “under the influence of drugs” and “cause [s] serious bodily injury to another,” but was not instructed that operation of a vehicle in a reckless manner or while under the influence of alcohol were predicates for the vehicular assault charge, the vehicular assault verdict implied that McNeal was operating his motor vehicle while “under the influence of drugs” at the time he committed the offense.
Although McNeal did not raise any objection at trial to the jury verdicts, he asserted at the Court of Appeals that the vehicular assault verdict was inconsistent with the vehicular homicide verdict in that the former implied that he was under the influence of a drug while the latter indicated that he was not. This apparent inconsistency, he argued, rendered the vehicular assault verdict void. The Court of Appeals disagreed with McNeal and affirmed the trial court. We granted review on the limited issues of whether McNeal waived his right to challenge the vehicular assault verdict by failing to raise the alleged inconsistency of the verdicts at trial and, if so, whether his trial counsel’s failure to raise that objection on his behalf amounted to ineffective assistance of counsel.
A. Waiver
McNeal contends here, as he did at the Court of Appeals, that the vehicular assault verdict is irreconcilably inconsistent with the vehicular homicide verdict and, as a consequence, is void. He asserts in that regard that the special finding on the vehicular homicide verdict to the effect that he was not operating his vehicle while under the influence of an intoxicating drug is entirely inconsistent with the vehicular assault verdict that implied that he was under the influence of an intoxicating drug.
Although McNeal concedes that he did not object to either jury verdict at trial, he claims that the alleged inconsistency is a manifest error affecting a constitutional right that may be raised for the first time on appeal. RAP 2.5(a); State v. Scott, 110 Wn.2d 682, 686, 757 P.2d 492 (1988). The State, citing State v. Barnes, 85 Wn. App. 638, 668, 932 P.2d 669, review denied, 133 Wn.2d 1021, 948 P.2d 389 (1997), responds that McNeal waived his right to challenge what he now contends are inconsistent verdicts by failing to object to the alleged inconsistency prior to the time the jury was discharged. While we agree with McNeal that a claim of manifest error affecting a constitutional right may be raised for the first time on appeal, an appellant does not establish manifest error merely by showing that jury verdicts appear to be inconsistent. We reach this conclusion because the appellant has the burden to demonstrate that the alleged error actually affected his or her rights. “[I]t is this showing of actual prejudice that makes the error ‘manifest’, allowing appellate review.” State v. McFarland, 127 Wn.2d 322, 333, 899 P.2d 1251 (1995) (emphasis added) (citing Scott, 110 Wn.2d at 688).
McNeal attempts to show manifest error by asserting that the special finding which supported the vehicular homicide verdict—that he was not operating his vehicle while under the influence of drugs—controls the general
Our decision in State v. Ng, 110 Wn.2d 32, 750 P.2d 632 (1988), guides us when we are called upon to determine whether an apparent inconsistency between jury verdicts renders a challenged conviction void.
McNeal argues that Ng is inapplicable, pointing out that in that case we were confronted with general verdicts, some finding the defendant guilty and an equal number finding the defendant not guilty. Here, he notes the inconsistency is between a general verdict of guilty on one charge and a special finding supporting a guilty verdict on another charge. The Ng rule, he posits, is, therefore, inapplicable and his objection to the verdicts was not waived. McNeal does not, however, provide any authority or convincing argument to support the distinction he draws. After considering the argument, we are persuaded that it is as problematic for courts to second-guess a jury’s reasoning where the inconsistency is between a special finding and a general verdict as it is when the inconsistency is between two general verdicts. Indeed, the Court of Appeals has upheld jury verdicts despite an inconsistency between a general verdict and a special finding where there was “abundant evidence” to support each verdict. State v. Peerson, 62 Wn. App. 755, 766, 816 P.2d 43 (1991), review denied, 118 Wn.2d 1012, 824 P.2d 491 (1992). In sum, we are persuaded that the rule we established in Ng is applicable here.
In determining whether evidence supports a jury verdict, we are required to view the evidence in a light most favorable to the State. State v. Salinas, 119 Wn.2d 192, 201,
The State produced testimony indicating that McNeal displayed these symptoms of methamphetamine intoxication. For example, three witnesses testified that McNeal appeared fatigued or lethargic at the time of the accident. Notably, a state trooper testified that McNeal’s demeanor
Because there was sufficient evidence to support the vehicular assault verdict, the apparent inconsistency between that verdict and the vehicular homicide verdict may be attributed to “considerations of jury lenity.” In other words, it is reasonable to assume that the jury found McNeal guilty of vehicular homicide on the basis that he operated a motor vehicle with disregard for the safety of others, rather than while under the influence of drugs, believing that the former way of committing the offense implied less culpability than the latter way of committing the offense.
B. Ineffective Assistance of Counsel
McNeal contends, additionally, that his trial counsel was aware of the alleged inconsistency between the verdicts and that the failure to object before the jury was discharged constituted ineffective assistance of counsel. To prevail on a claim of ineffective assistance of counsel, a defendant must establish both ineffective representation and resulting prejudice. State v. Rosborough, 62 Wn. App. 341, 348, 814 P.2d 679, review denied, 118 Wn.2d 1003, 822 P.2d 287 (1991). To establish ineffective representation, the defendant must show that counsel’s performance fell below an objective standard of reasonableness. Strickland v. Washington, 466 U.S. 668, 693, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984). To establish prejudice, a defendant must show that but for counsel’s performance, the result would have been different. State v. Early, 70 Wn. App. 452, 460, 853 P.2d 964 (1993), review denied, 123 Wn.2d 1004, 868 P.2d 872 (1994). There is a strong presumption that trial counsel’s performance was adequate, and exceptional deference must be given when evaluating counsel’s strategic decisions. Strickland, 466 U.S. at 689. If trial counsel’s conduct can be characterized as legitimate trial strategy or tactics, it cannot serve as a basis for a claim that the defendant received ineffective assistance of counsel. State v. Adams, 91 Wn.2d 86, 90, 586 P.2d 1168 (1978).
Here, McNeal’s trial counsel’s failure to object to what he now claims are inconsistent verdicts was not ineffective assistance. As discussed above, the failure to object did not amount to manifest error affecting a constitutional right because each verdict was supported with sufficient evidence. Accordingly, McNeal was not prejudiced by his trial counsel’s failure to object to what he now claims are inconsistent verdicts.
III. CONCLUSION
For reasons stated above, we affirm the Court of Appeals. We hold that because the vehicular assault verdict is supported by sufficient evidence the apparent inconsistency between the vehicular assault and vehicular homicide verdicts is not a manifest error affecting a constitutional right.
Affirmed.
Madsen, Ireland, and Bridge, JJ., and Guy, J. Pro Tern., concur.
RCW 46.61.522 provides that a person is guilty of vehicular assault if he operates or drives any vehicle: (a) in a reckless manner, or (b) while under the influence of intoxicating liquor or any drug and this conduct is the proximate cause of serious bodily injury to another.
The dissent asserts that “[t]his case is controlled by RCW 4.44.440,” noting that this statute says that “a special finding” controls “the [inconsistent] general verdict.” Dissent at 364; RCW 4.44.440 (emphasis added). Even assuming that RCW 4.44.440, a civil procedure statute, applies to criminal cases, it is clear that that statute does not control here. A plain reading of the statute reveals that “a” special finding controls only “the” general verdict on the charge to which it relates. This does not mean, as the dissent asserts, that a special finding to one charge controls a verdict on a separate charge. Had the legislature such an intention, it would likely have used the phrase “general verdicts” rather than the phrase “the general verdict.”
Although the dissent indicates agreement with our analysis that the “power of [jury] lenity is ... of utmost importance,” dissent at 366, it notes that Ng addressed “inconsistencies between convictions and acquittals, not inconsistencies between two or more convictions,” dissent at 364, and asserts that the Ng rule is not applicable because “lenity is not an issue here since the jury convicted on all counts.” Dissent at 366. The dissent’s analysis fails to consider that jury lenity holds an important role even where the jury convicts on all counts. Indeed, if the jury had made a special finding on the vehicular homicide charge that McNeal was under the influence of drugs, the finding would have increased the seriousness level of that offense from VII to IX under RCW 9.94A.320 and resulted in a corresponding increase in McNeal’s standard sentence range.
Dr. Logan, described two stages of methamphetamine intoxication, the “stimulant phase” and the “crash phase.” The stimulant phase, he explained, is the initial high immediately following the administration of the drug and is often accompanied by a person staying “awake, [or] alert for a day or more.” Verbatim Report of Proceedings (VRP) at 197. Logan characterized the crash phase as the result of “sleep debt” during which time a person falls in and out of a “restless, prolonged sleep.” VRP at 198. Logan indicated that a person can have the same methamphetamine blood concentrations in each phase, yet experience different symptoms. Logan also indicated that each set of symptoms can impair the ability to drive a car. Stimulant phase symptoms include being “excited, stimulated, [and] experiencing rapid flight of ideas.” VRP at 215. Crash phase symptoms include being “fatigued .. . sleepy . . . [and subject to] effectively just passing] out.” VRP at 215-16.
The jury was instructed that “[a] person is under the influence of or affected by the use of drugs if the person’s ability to drive a motor vehicle is lessened in any appreciable degree.” CP at 33.
See Ng, 110 Wn.2d at 48.
Dissenting Opinion
(dissenting) — The majority attempts to reconcile two logically inconsistent convictions by relying on a rule of law developed to address a situation entirely different from ours. The rule from State v. Ng, 110 Wn.2d 32, 750 P.2d 632 (1988) applies to inconsistencies between convictions and acquittals, not to inconsistent convictions. Neither does Ng apply to inconsistencies between special verdicts and general verdicts.
This case is controlled by RCW 4.44.440, under which special verdicts control general verdicts. Here the jury returned a special verdict convicting McNeal of vehicular homicide, and found he was not under the influence of drugs. This is in direct contrast to its general verdict convicting him of vehicular assault, as part of which the jury found McNeal was under the influence of drugs. The two verdicts cannot be reconciled, wherefore the special finding McNeal was not under the influence controls. Under the law of this case, driving under the influence was the only basis upon which this jury could find McNeal guilty of vehicular assault. This basis was removed as part of the homicide verdict. I would therefore vacate McNeal’s assault conviction.
Ng Does Not Apply to Inconsistent Convictions
Although the majority opinion correctly sets forth the requirements of the Ng rule in its abstract, it fails to recognize this rule does not apply to our situation. The Ng rule applies to inconsistencies between convictions and acquittals, not inconsistencies between two or more convictions. See Ng, 110 Wn.2d at 45. See generally W. E. Shipley, Annotation, Inconsistency of Criminal Verdict as Between
Our decision in Ng was based on United States Supreme Court decisions in Dunn v. United States, 284 U.S. 390, 52 S. Ct. 189, 76 L. Ed. 356 (1932) and United States v. Powell, 469 U.S. 57, 105 S. Ct. 471, 83 L. Ed. 2d 461 (1984). See Ng, 110 Wn.2d at 48. A careful study of Dunn and Powell reveals the critical distinction between conviction-acquittal inconsistencies and conviction-conviction inconsistencies and why Ng does not apply here.
The facts of Dunn stem from the days of prohibition. Dunn was indicted for maintaining a common nuisance of selling liquor, unlawful possession of liquor, and unlawful sale of liquor. Dunn, 284 U.S. at 391-92. Although he was acquitted of the latter two counts, Dunn was convicted of the first count. Id. Despite the apparent inconsistency of the verdicts the Court declined to strike down Dunn’s conviction because to do so would require speculation or improper inquiry into the jury’s basis for returning the verdicts. Id. at 393-94.
The Court reaffirmed Dunn some 50 years later in Powell, 469 U.S. 57.
Like Dunn and Ng, but unlike here, Powell addressed inconsistent acquittals and convictions. The jury in Powell acquitted the defendant of the predicate crimes of conspiracy to possess cocaine and possession of cocaine but convicted on the compound crime of using the telephone to facilitate these crimes. Powell, 469 U.S. at 60. Neverthe
Important to the Court’s decision was that very notion of jury lenity. The Powell Court recognized when the inconsistency is between a conviction and an acquittal, letting the judgment stand gives the defendant “the benefit of [his or] her acquittal on the counts on which [he or] she was acquitted.” Id. at 69. The same is obviously not true when, as here, the inconsistency is between factual findings in two convictions. The majority discusses lenity but fails to recognize that distinction—lenity is not an issue here since the jury convicted on all counts.
Lenity played an important role in Dunn and Powell, which is crucial to understand why it plays no role here. The rule expressed in Ng, stemming as it does from Dunn and Powell, is based on courts’ respect for the historic role of juries in the Anglo-American criminal justice system. See Powell, 469 U.S. at 65-66. In general, courts have taken the approach that to vacate a conviction based on inconsistent acquittals would require voiding the judgment as a whole, including the acquittals. See generally Eric L. Muller, The Hobgoblin of Little Minds? Our Foolish Law of Inconsistent Verdicts, 111 Harv. L. Rev. 771 (1998). Thus the Ng rule is based in large part on deference to the “unreviewable power of a jury to return a verdict of not guilty for impermissible reasons.” Harris v. Rivera, 454 U.S. 339, 345-46, 102 S. Ct. 460, 70 L. Ed. 2d 530 (1981). Should a court strike down a judgment merely because a conviction is inconsistent with an acquittal, it would upset the jury’s function “as a check against arbitrary or oppressive exercises of power by the Executive Branch.” Powell, 469 U.S. at 65-66.
This power of lenity is of course of utmost importance. However, recognizing the inconsistent factual findings in
This is why we do not engage in speculation or inquiries into jury deliberations by trying to decide what the jury meant by convicting on one count and acquitting on another. Cf. Powell, 469 U.S. at 66. To vacate a conviction based on an inconsistent acquittal would require us to assume “the acquittal on [one of the counts] was proper— the one the jury ‘really meant.’ This, of course, is not necessarily correct; all we know is that the verdicts are inconsistent.” Id. at 68.
The propriety of Dunn, Powell, and Ng aside, no such divine speculation or improper inquiry is required here. We need not ask ourselves what the jury must have been thinking in rendering inconsistent convictions and acquittals since that is not where the inconsistency lies.
All we need do is to look at the face of the two convictions to realize they are logically inconsistent. McNeal cannot be both under the influence of drugs and not under the influence of drugs all at the same time. Cf. Rosenthal v. United States, 276 F. 714 (9th Cir. 1921) (striking down logically inconsistent verdicts which found the defendant guilty of both selling and receiving the same stolen goods); Thomas v. United States, 314 F.2d 936 (5th Cir. 1963) (striking down as inconsistent convictions for smuggling marijuana into the United States and obtaining the same marijuana in the United States); Allison v. Mayo, 158 Fla. 700, 29 So. 2d 750 (1947) (striking down as inconsistent convictions for breaking and entering and also of breaking without entering).
This critical distinction between conviction-acquittal inconsistencies and conviction-conviction inconsistencies was summarized in United States v. Daigle, 149 F. Supp. 409 (D.D.C.), aff’d, 248 F.2d 608 (D.C. Cir. 1957):
It has often been held that rational consistency in a verdict is not necessary, and that each count in the indictment is to be regarded as if it were a separate indictment. Dunn[ v. United States], 284 U.S. [390,] 393[, 52 S. Ct. 189, 76 L. Ed. 356 (1932)]. Where inconsistent verdicts of conviction and acquittal are returned, it has been said: “While the verdict as to each count must be consistent in itself, the verdicts on the several counts need not be consistent with each other. The question ... is not whether the verdict of guilty ... is consistent with the verdict of acquittal on the other counts. It is whether it is consistent with the evidence, that is whether the evidence supports the verdict, and this is true even though the inconsistency can be explained upon no rational considerations.”
On the other hand, where a guilty verdict on one count negatives some fact essential to a finding of guilty on a second count, two guilty verdicts may not stand.
Daigle, 149 F. Supp. at 413-14 (citations omitted) (quoting Mogoll v. United States, 158 F.2d 792, 793, rev’d on other grounds, 333 U.S. 424, 68 S. Ct. 487, 92 L. Ed. 783 (1948)).
Here, the jury’s verdict on vehicular homicide negatives the one fact on which a finding of guilty for vehicular assault hinged. In its homicide verdict the jury specifically found McNeal was not operating under the influence. Because of the erroneous information and instruction, that was the only option on which McNeal could be found guilty of vehicular assault. Consequently, the assault conviction cannot stand.
Furthermore, Ng does not control the interaction between inconsistent general and special verdicts. Ng was decided based on inconsistent general verdicts and did not address inconsistencies between general and special verdicts. 110 Wn.2d at 48. The majority rejected McNeal’s argument to this effect, claiming there is no authority to support this distinction. See majority at 359. Quite the contrary, RCW 4.44.440 provides all the authority we need:
4.44.440 Special verdict controls. When a special finding of facts shall be inconsistent with the general verdict, the former shall control the latter, and the court shall give judgment accordingly.
This statute applies in criminal proceedings. State v. Robinson, 84 Wn.2d 42, 45, 523 P.2d 1192 (1974).
Based on the plain language of RCW 4.44.440, the special verdict on the vehicular homicide count controls the general verdict on the vehicular assault charge. Thus, the jury’s finding as part of the vehicular homicide conviction that McNeal was not under the influence of drugs controls. Consequently, the jury’s conviction on the vehicular assault, which hinged on McNeal being so influenced, should be vacated on this ground as well.
Conclusion
The logical inconsistency between the jury’s homicide and assault verdicts is a manifest error, which McNeal properly could raise for the first time on appeal. See State v. Scott, 110 Wn.2d 682, 686, 757 P.2d 492 (1988); RAP 2.5(a)(3). I would hold RCW 4.44.440 mandates special verdicts control inconsistent general verdicts. Pursuant to this mandate the jury’s special finding McNeal was not under the influence of drugs controls. This renders his
Smith and Johnson, JJ., concur with Sanders, J.