State v. McNealState v. McNeal
Lead Opinion
The principal issues presented by this appeal are whether John McNeal’s failure to object at trial to what he now claims are inconsistent jury verdicts constituted a waiver of his right to raise that objection on appeal and, if so, whether his trial counsel’s failure to raise the objection on McNeal’s behalf amounted to ineffective assistance of counsel. Because we conclude that the jury was presented with sufficient evidence to support both verdicts, we answer each of these questions in the negative. Accordingly, we affirm the Court of Appeals.
On July 5, 1996, McNeal drove his car across the centerline of Bunker Creek Road in Lewis County, causing the car to strike another motor vehicle head-on. Although McNeal suffered a relatively minor injury, a broken arm, the driver of the other vehicle sustained serious injuries and a passenger in that car was killed. Shortly thereafter, a police officer who had arrived at the scene of the accident discovered a “fanny pack” in McNeal’s car which contained four baggies of methamphetamine, a used syringe, and a razor blade. The police officer also found $4,250 in cash in McNeal’s pants pocket.
McNeal was charged with vehicular homicide, vehicular assault, and possession of methamphetamine with the intent to deliver. The information charging vehicular assault contained the allegation that McNeal had operated his car while “under the influence of a drug.” Clerk’s Papers (CP) at 85. At trial, the jury was presented with evidence consistent with that allegation. Significantly, evidence of a test of McNeal’s blood was admitted and it revealed that he had a concentration of .31 milligrams of methamphetamine per liter of his blood.
A jury found McNeal guilty of all three charges. Because the jury was instructed that one is guilty of vehicular assault if he operates a motor vehicle while “under the influence of drugs” and “cause [s] serious bodily injury to another,” but was not instructed that operation of a vehicle in a reckless manner or while under the influence of alcohol were predicates for the vehicular assault charge, the vehicular assault verdict implied that McNeal was operating his motor vehicle while “under the influence of drugs” at the time he committed the offense.
Although McNeal did not raise any objection at trial to the jury verdicts, he asserted at the Court of Appeals that the vehicular assault verdict was inconsistent with the vehicular homicide verdict in that the former implied that he was under the influence of a drug while the latter indicated that he was not. This apparent inconsistency, he argued, rendered the vehicular assault verdict void. The Court of Appeals disagreed with McNeal and affirmed the trial court. We granted review on the limited issues of whether McNeal waived his right to challenge the vehicular assault verdict by failing to raise the alleged inconsistency of the verdicts at trial and, if so, whether his trial counsel’s failure to raise that objection on his behalf amounted to ineffective assistance of counsel.
II. ANALYSIS
A. Waiver
McNeal contends here, as he did at the Court of Appeals, that the vehicular assault verdict is irreconcilably inconsistent with the vehicular homicide verdict and, as a consequence, is void. He asserts in that regard that the special finding on the vehicular homicide verdict to the effect that he was not operating his vehicle while under the influence of an intoxicating drug is entirely inconsistent with the vehicular assault verdict that implied that he was under the influence of an intoxicating drug.
Although McNeal concedes that he did not object to either jury verdict at trial, he claims that the alleged inconsistency is a manifest error affecting a constitutional right that may be raised for the first time on appeal. RAP 2.5(a); State v. Scott,
McNeal attempts to show manifest error by asserting that the special finding which supported the vehicular homicide verdict—that he was not operating his vehicle while under the influence of drugs—controls the general verdict that McNeal was operating his vehicle “under the influence of drugs.” That inconsistency between the verdicts, he contends, is prejudicial in that the vehicular assault conviction is void. Thus, he suggests a manifest error is presented.
Our decision in State v. Ng,
McNeal argues that Ng is inapplicable, pointing out that in that case we were confronted with general verdicts, some finding the defendant guilty and an equal number finding the defendant not guilty. Here, he notes the inconsistency is between a general verdict of guilty on one charge and a special finding supporting a guilty verdict on another charge. The Ng rule, he posits, is, therefore, inapplicable and his objection to the verdicts was not waived. McNeal does not, however, provide any authority or convincing argument to support the distinction he draws. After considering the argument, we are persuaded that it is as problematic for courts to second-guess a jury’s reasoning where the inconsistency is between a special finding and a general verdict as it is when the inconsistency is between two general verdicts. Indeed, the Court of Appeals has upheld jury verdicts despite an inconsistency between a general verdict and a special finding where there was “abundant evidence” to support each verdict. State v. Peerson,
In determining whether evidence supports a jury verdict, we are required to view the evidence in a light most favorable to the State. State v. Salinas,
The State produced testimony indicating that McNeal displayed these symptoms of methamphetamine intoxication. For example, three witnesses testified that McNeal appeared fatigued or lethargic at the time of the accident. Notably, a state trooper testified that McNeal’s demeanor was “lethargic . . . not real excited” and that he was “more subdued” than normal especially considering he broke his arm in the automobile accident. Verbatim Report of Proceedings (VRP) at 30, 31. Similarly, when asked about the signs McNeal displayed indicating that he was under the influence of a controlled substance, a trooper testified that McNeal did not “have much of a reaction” at the time of the accident “considering the injuries he sustained.” VRP at 136. Likewise, an attending nurse testified that McNeal “seemed lethargic” when she was drawing his blood at the hospital. VRP at 177. Moreover, we believe that the act of driving into oncoming traffic with a .31 methamphetamine blood concentration is indicative of impairment. This is consistent with Logan’s testimony that 85 percent of methamphetamine related accidents were caused by an impaired driver crossing the
Because there was sufficient evidence to support the vehicular assault verdict, the apparent inconsistency between that verdict and the vehicular homicide verdict may be attributed to “considerations of jury lenity.” In other words, it is reasonable to assume that the jury found McNeal guilty of vehicular homicide on the basis that he operated a motor vehicle with disregard for the safety of others, rather than while under the influence of drugs, believing that the former way of committing the offense implied less culpability than the latter way of committing the offense.
B. Ineffective Assistance of Counsel
McNeal contends, additionally, that his trial counsel was aware of the alleged inconsistency between the verdicts and that the failure to object before the jury was discharged constituted ineffective assistance of counsel. To prevail on a claim of ineffective assistance of counsel, a defendant must establish both ineffective representation and resulting prejudice. State v. Rosborough,
Here, McNeal’s trial counsel’s failure to object to what he now claims are inconsistent verdicts was not ineffective assistance. As discussed above, the failure to object did not amount to manifest error affecting a constitutional right because each verdict was supported with sufficient evidence. Accordingly, McNeal was not prejudiced by his trial counsel’s failure to object to what he now claims are inconsistent verdicts.
Furthermore, it is likely that his trial counsel’s decision was strategic. Had McNeal objected at trial to the apparent inconsistency between jury verdicts, the trial court might well have ordered the jury to resume deliberations in order to resolve the alleged inconsistency. Because the jury had already found McNeal guilty on both charges, his counsel could have rationally assumed that the jury would resolve the inconsistency by returning a special finding on the vehicular homicide charge that McNeal drove a motor vehicle while “under the influence of drugs” in addition to driving “with disregard for the safety of others.” McNeal’s counsel might have feared that the trial court, faced with such findings, would impose a greater penalty than it would have imposed based merely on McNeal’s driving with disregard for the safety of others. As indicated above, a special finding by the jury on the vehicular homicide charge that McNeal was under the
III. CONCLUSION
For reasons stated above, we affirm the Court of Appeals. We hold that because the vehicular assault verdict is supported by sufficient evidence the apparent inconsistency between the vehicular assault and vehicular homicide verdicts is not a manifest error affecting a constitutional right. We further hold that McNeal’s trial counsel did not provide ineffective assistance.
Affirmed.
Madsen, Ireland, and Bridge, JJ., and Guy, J. Pro Tern., concur.
Notes
The dissent asserts that “[t]his case is controlled by
Although the dissent indicates agreement with our analysis that the “power of [jury] lenity is ... of utmost importance,” dissent at 366, it notes that Ng addressed “inconsistencies between convictions and acquittals, not inconsistencies between two or more convictions,” dissent at 364, and asserts that the Ng rule is not applicable because “lenity is not an issue here since the jury convicted on all counts.” Dissent at 366. The dissent’s analysis fails to consider that jury lenity holds an important role even where the jury convicts on all counts. Indeed, if the jury had made a special finding on the vehicular homicide charge that McNeal was under the influence of drugs, the finding would have increased the seriousness level of that offense from VII to IX under
Dr. Logan, described two stages of methamphetamine intoxication, the “stimulant phase” and the “crash phase.” The stimulant phase, he explained, is the initial high immediately following the administration of the drug and is often accompanied by a person staying “awake, [or] alert for a day or more.” Verbatim Report of Proceedings (VRP) at 197. Logan characterized the crash phase as the result of “sleep debt” during which time a person falls in and out of a “restless, prolonged sleep.” VRP at 198. Logan indicated that a person can have the same methamphetamine blood concentrations in each phase, yet experience different symptoms. Logan also indicated that each set of symptoms can impair the ability to drive a car. Stimulant phase symptoms include being “excited, stimulated, [and] experiencing rapid flight of ideas.” VRP at 215. Crash phase symptoms include being “fatigued .. . sleepy . . . [and subject to] effectively just passing] out.” VRP at 215-16.
The jury was instructed that “[a] person is under the influence of or affected by the use of drugs if the person’s ability to drive a motor vehicle is lessened in any appreciable degree.” CP at 33.
See Ng,
Dissenting Opinion
(dissenting) — The majority attempts to reconcile two logically inconsistent convictions by relying on a rule of law developed to address a situation entirely different from ours. The rule from State v. Ng,
This case is controlled by
Ng Does Not Apply to Inconsistent Convictions
Although the majority opinion correctly sets forth the requirements of the Ng rule in its abstract, it fails to recognize this rule does not apply to our situation. The Ng rule applies to inconsistencies between convictions and acquittals, not inconsistencies between two or more convictions. See Ng,
Our decision in Ng was based on United States Supreme Court decisions in Dunn v. United States,
The facts of Dunn stem from the days of prohibition. Dunn was indicted for maintaining
The Court reaffirmed Dunn some 50 years later in Powell,
Like Dunn and Ng, but unlike here, Powell addressed inconsistent acquittals and convictions. The jury in Powell acquitted the defendant of the predicate crimes of conspiracy to possess cocaine and possession of cocaine but convicted on the compound crime of using the telephone to facilitate these crimes. Powell,
Important to the Court’s decision was that very notion of jury lenity. The Powell Court recognized when the inconsistency is between a conviction and an acquittal, letting the judgment stand gives the defendant “the benefit of [his or] her acquittal on the counts on which [he or] she was acquitted.” Id. at 69. The same is obviously not true when, as here, the inconsistency is between factual findings in two convictions. The majority discusses lenity but fails to recognize that distinction—lenity is not an issue here since the jury convicted on all counts.
Lenity played an important role in Dunn and Powell, which is crucial to understand why it plays no role here. The rule expressed in Ng, stemming as it does from Dunn and Powell, is based on courts’ respect for the historic role of juries in the Anglo-American criminal justice system. See Powell,
This power of lenity is of course of utmost importance. However, recognizing the inconsistent factual findings in convictions would in no way jeopardize the traditional role of juries to return acquittals for any reason, or no reason at all. Applying that principle here, recognizing the inconsistency between the conviction for vehicular assault, in which the jury found McNeal was under the influence of drugs, and that for vehicular homicide, in which the jury found McNeal was not so influenced, would not undermine a jury’s power “to return a verdict of not guilty for impermissible reasons.” Harris,
This is why we do not engage in speculation or inquiries into jury deliberations by trying to decide what the jury meant by convicting on one count and acquitting on another. Cf. Powell,
The
All we need do is to look at the face of the two convictions to realize they are logically inconsistent. McNeal cannot be both under the influence of drugs and not under the influence of drugs all at the same time. Cf. Rosenthal v. United States,
On that issue, how to address logically inconsistent guilty verdicts, neither the Supreme Court nor we have spoken. See, e.g., Powell,
This critical distinction between conviction-acquittal inconsistencies and conviction-conviction inconsistencies was summarized in United States v. Daigle,
It has often been held that rational consistency in a verdict is not necessary, and that each count in the indictment is to be regarded as if it were a separate indictment. Dunn[ v. United States], 284 U.S. [390,] 393[,52 S. Ct. 189 ,76 L. Ed. 356 (1932)]. Where inconsistent verdicts of conviction and acquittal are returned, it has been said: “While the verdict as to each count must be consistent in itself, the verdicts on the several counts need not be consistent with each other. The question ... is not whether the verdict of guilty ... is consistent with the verdict of acquittal on the other counts. It is whether it is consistent with the evidence, that is whether the evidence supports the verdict, and this is true even though the inconsistency can be explained upon no rational considerations.”
On the other hand, where a guilty verdict on one count negatives some fact essential to a finding of guilty on a second count, two guilty verdicts may not stand.
Daigle,
Here, the jury’s verdict on vehicular homicide negatives the one fact on which a finding of guilty for vehicular assault hinged. In its homicide verdict the jury specifically found McNeal was not operating under the influence. Because of the erroneous information and instruction, that was the only option on which McNeal could be found guilty of vehicular assault. Consequently, the assault conviction cannot stand.
Ng Does Not Apply to Inconsistencies Between Special Verdicts and General Verdicts
Furthermore, Ng does not control the interaction between inconsistent general and special verdicts. Ng was decided based on inconsistent general verdicts and did not address inconsistencies between general and special verdicts.
4.44.440 Special verdict controls. When a special finding of facts shall be inconsistent with the general verdict, the former shall control the latter, and the court shall give judgment accordingly.
This statute applies in criminal proceedings. State v. Robinson,
Based on the plain language of
Conclusion
The logical inconsistency between the jury’s homicide and assault verdicts is a manifest error, which McNeal properly could raise for the first time on appeal. See State v. Scott,
Smith and Johnson, JJ., concur with Sanders, J.