217 Conn. 243 | Conn. | 1991
The defendant, Lawrence D. McMurray, was charged in a substitute short form information with one count of conspiracy to commit murder in violation of General Statutes §§ 53a-48 (a) and 53a-54a (a), one count of attempted murder in violation of General Statutes §§ 53a-49 (a) (2) and 53a-54a (a), one count of acting as an accessory to assault in the first degree in violation of General Statutes §§ 53a-8 and 53a-59 (a) (1), and one count of acting as an accessory to kidnapping in the first degree in violation of General Statutes §§ 53a-8 and 53a-92 (a) (2) (A) and (B).
A jury acquitted the defendant of conspiracy to commit murder and attempted murder, but convicted him
The defendant claims that he is entitled to a new trial because: (1) his convictions as an accessory to both assault in the first degree and kidnapping in the first degree must be set aside because the substitute long form information failed to charge him with an essential element of each of those offenses; (2) the trial court’s references to the information in its instructions to the jury made it reasonably possible that the jury was misled as to the required mental state for those crimes; and (3) the trial court improperly denied him access to a psychiatric report concerning the victim. We reject each of these claims and affirm the judgment of the trial court.
The charges in this case arose out of an attack perpetrated on Charles Gluck on January 16, 1987. The jury could reasonably have found that, in the fall of 1986, Linda Gluck, the victim’s wife, began using cocaine with the defendant. In December, 1986, Linda and the victim agreed to allow the defendant to administer a self-styled “step-down” program designed to reduce gradually Linda’s dependence on the drug. On January 13, 1987, the victim and his wife had a
When the victim awoke early the next morning to go to work, the defendant, who had spent the night at the Gluck home, told him that he had chased two men whom he had seen tampering with the propane tanks at the rear of the house. Because the victim’s position with the Navy required him to be gone overnight, it was decided that Linda and the two children would stay at the defendant’s home in West Hartford until the defendant investigated the incident involving the propane tanks.
Linda and the children stayed with the defendant on January 14 and 15,1987. On January 14, 1987, Linda overheard the defendant, who was talking on the telephone, say, “we have to do something about Charlie.” On the same day the defendant discovered Linda calling her husband to warn him that he was in danger. The next day he persuaded her to call the victim back to tell him that everything was fine.
On January 15, the defendant spent a portion of the day trying to locate Arthur Salley. Linda feared that the defendant had asked Salley to harm her husband. At approximately 2 a.m. on January 16, the victim, armed with a shotgun, came to the defendant’s home in order to pick up his wife and children. Arthur Salley and his brother, Howard Salley, arrived at the defendant’s home shortly thereafter. Inside the home,
After the defendant told Arthur that the victim’s car had to be disposed of, Arthur drove off in his vehicle with the victim while Howard followed in the victim’s car. During this ride Arthur told the victim, who was semiconscious, that his wife wanted to stay where she was, and that he was going to teach the victim a lesson for interfering with the wrong people. After leaving the victim’s car in a parking lot, Howard joined his brother and they drove the victim to Keney Park in Hartford where the victim tried to escape when he was taken out of the vehicle. Arthur, however, caught the victim and hit him three times with a metal “j-hook,”
I
The defendant argues that counts three and four
Because the defendant makes the same argument in alleging that both the third and fourth counts of the information fail to contain an essential element of the charged offenses, namely specific intent,* ***
The defendant’s argument is without merit. He concedes that in order to prevail on this claim he must demonstrate that his interpretation is the only reasonable interpretation of the information. This clearly is not the case. The first part of the third count of the information, incorporating the language of the accessory statute, § 53a-8, states that the defendant was “acting with the mental state required for commission of the crime of ASSAULT IN THE FIRST DEGREE.” The portion of the information on which the defendant focuses describes only the conduct of the principals and the requisite mental state for assault in the first degree. A reasonable interpretation of the information read as a whole is that the mental state referred to in the first portion of the information is the intent to cause serious physical injury, and that the defendant personally possessed such intent. The defendant’s hyper-technical argument asks this court to ignore the relevant standard of review by reading a selected portion of the information in isolation from the information as a whole. The tenuousness of the defendant’s
Furthermore, the defendant concedes that a finding that the third and fourth counts are ambiguous on the requisite mental state is insufficient for him to prevail. See United States v. Hooker, supra, 1228-29; United States v. Fistel, supra, 161; United States v. Thompson, supra, 226. Although it appears to this court that the only sensible interpretation of the language of the third and fourth counts of the long form information is that the defendant was required to possess the specific intent for the charged offenses,
II
The defendant’s second claim of error is related to his first. He asserts that the trial court’s references to the information in its instructions to the jury concerning the third and fourth counts made it reasonably possible that the jury was misled as to the mental state required for a conviction on those counts. Because the defendant first raises this claim on appeal, this claim would ordinarily not be reviewable under the provisions of Practice Book § 852.
The trial court’s instructions to the jury included a thorough review of the intent element under an accessory theory of liability for both the offenses of assault in the first degree and kidnapping in the first degree. During the course of the charge, the trial court referred to the substitute long form information five times and told the jury that the information would be available for its use during its deliberations. The trial court also told the jury that any questions concerning the elements of the offenses should be resolved by referring first to the information because it contained the language of the statutes, but if questions remained, the court could be asked to reread the portions of the charge outlining the elements.
The defendant concedes that the trial court properly instructed the jury on each of the essential elements of the third and fourth counts, including intent, both in its charge and in its response to the jury’s request to be reinstructed on the elements of the offenses. He argues, however, that the trial court’s references to the information made it reasonably possible that the jury convicted the defendant on the third and fourth counts without finding that the defendant personally possessed the specific intent required to commit those offenses. We disagree.
We first note that this claim is dependent upon our finding that the information was deficient concerning the element of intent required for conviction of the third and fourth counts. If we were to find that no reasonable juror could have been misled by the information as to the requisite intent, the defendant could not prevail on this claim. As we noted earlier, it appears to this court that there is no ambiguity in the information, but once again we need not rely on this ground. If it is assumed, arguendo, that the information was
Ill
The defendant also claims that his right to confront the witnesses against him guaranteed by the sixth and fourteenth amendments to the United States constitution and article first, § 8 of the Connecticut constitution was violated by the trial court’s having denied him access to a psychiatric report concerning the victim.
This court has noted repeatedly the need to balance a witness’ statutory privilege to keep psychiatric records confidential
“Upon inspecting the records in camera, the trial court must determine whether the records are especially probative of the witness’ capacity to relate the truth or to observe, recollect and narrate relevant occurrences. ... If the court determines that the records are probative, the state must obtain the witness’ further waiver of his privilege concerning the relevant portions of the records for release to the defendant, or have the witness’ testimony stricken. If the court discovers no probative and impeaching material, the entire record of the proceeding must be sealed and preserved for possible appellate review. . . . Once the trial court has made its inspection, the court’s determina
The only psychiatric record at issue in this appeal is a report concerning a psychiatric consultation by the victim on March 26,1987, one day prior to the victim’s giving a written statement to the police concerning the events of January 16,1987.
Our review of the psychiatric record at issue leads us to conclude that the trial court did not abuse its discretion
The judgment is affirmed.
In this opinion the other justices concurred.
“[General Statutes] Sec. 53a-8. criminal liability for acts of another. A person, acting with the mental state required for commission of an offense, who solicits, requests, commands, importunes or intentionally aids another person to engage in conduct which constitutes an offense shall be criminally liable for such conduct and may be prosecuted and punished as if he were the principal offender.”
General Statutes § 53a-59 (a) (1) provides: “assault in the first degree: CLASS B felony, (a) A person is guilty of assault in the first degree when: (1) With intent to cause serious physical injury to another person, he causes such injury to such person or to a third person by means of a deadly weapon or a dangerous instrument.”
General Statutes § 53a-92 provides in pertinent part: “kidnapping in the first degree, (a) A person is guilty of kidnapping in the first degree when he abducts another person and when ... (2) he restrains the person abducted with intent to (A) inflict physical injury upon him or violate or abuse him sexually; or (B) accomplish or advance the commission of a felony ....
“(b) Kidnapping in the first degree is punishable as a class A felony.”
General Statutes § 51-199 (b) (3) provides in pertinent part: “The following matters shall be taken directly to the supreme court ... (3) an appeal in any criminal action involving a conviction for a capital felony, class A felony, or other felony, including any persistent offender status, for which the maximum sentence which may be imposed exceeds twenty years.”
A j-hook is an iron bar bent into the shape of a hook. It is used in towing cars and trucks.
Arthur Salley pleaded guilty to the crimes of assault in the first degree and kidnapping in the first degree.
The third count of the substitute long form information provided: “And the said Attorney further accuses the said Lawrence D. McMurray of ASSAULT IN THE FIRST DEGREE and charges that in the vicinity of 44 Vine Hill Road within the Town of West Hartford, on or about the 15th and 16th days of January, 1987, the said Lawrence D. McMurray, acting with the mental state required for commission of the crime of ASSAULT
The fourth count of the substitute long form information provided: “And the said Attorney further accuses the said Lawrence D. McMurray of KIDNAPPING IN THE FIRST DEGREE and charges that in the vicinity of 44 Vine Hill Road within the Town of West Hartford, on or about the 15th and 16th days of January, 1987, the said Lawrence D. McMurray, acting with the mental state required for commission of the crime of Kidnapping in the First Degree, did solicit, command, importune and intentionally aid Arthur K. Salley and others to engage in conduct which constituted the crime of Kidnapping in the First Degree in that the said Lawrence D. McMurray or others abducted Charles Gluck of Volunto wn and restrained the said Charles Gluck with intent to inflict injury upon him and accomplish the commission of a felony, which occurred in the vicinity of 44 Vine Hill Road within the the [sic] Town of West Hartford and in the vicinity of Keney Park within the City of Hartford during the early morning hours of the 16th day of January, 1987, in violation of Sections 53a-8 and 53a-92 (a) (2) (A) [and] (B) of the General Statutes.”
Because the defendant does not provide a separate analysis of his rights under the Connecticut constitution, we shall limit our consideration of this issue to the defendant’s rights under the federal constitution. State v. Flanders, 214 Conn. 493, 500 n.4, 572 A.2d 983 (1990); State v. Mercer, 208 Conn. 52, 67 n.9, 544 A.2d 611 (1988).
Because we conclude that the third and fourth counts of the information did not fail to charge an essential element of these offenses, we do not consider whether a trial court would have jurisdiction if a substitute long form information did not allege all the essential elements of a crime, but did include a citation to the relevant statute, and if the defendant is not prejudiced by this omission. Compare State v. Roque, 190 Conn. 143, 156, 460 A.2d 26 (1983) (defendant must demonstrate prejudice to challenge information); State v. Coleman, 167 Conn. 260, 280-81, 355 A.2d 11 (1974) (Bogdanski, J., concurring) (nonprejudicial failure to charge intent element in supplemental bill of particulars does not deprive court of jurisdiction where short form information itself is not defective).
“[Practice Book] Sec. 811. —time for making pretrial motions or REQUESTS
“Unless otherwise provided by these rules or statute, all pretrial motions or requests shall be made not later than ten days after the entry of a plea in the court where the case will be tried, or, for good cause shown, at such later time as the judicial authority may fix. However, defenses and objec
To be convicted under the criminal accessory statute, General Statutes § 53a-8, the defendant must be found to have acted with the mental state required for commission of the underlying offense. In order to commit assault in the first degree under General Statutes § 53a-59 (a) (1), one must act with the intent to cause serious physical injury to another person. To commit kidnapping in the first degree under General Statutes § 53a-92 (a) (2) (A) and (B), as charged in the information, one must act with the intent to inflict physical injury on the person abducted and to accomplish the commission of a felony.
We do not address the state’s argument that the reference in the substitute long form information to the relevant statutes under which the defendant was charged satisfies the requirement that the information include all the essential elements of the offenses. See United, States v. Hooker, 841 F.2d 1225,1227-28 (4th Cir. 1988) (noting that a majority of the United States Circuit Courts of Appeal and a majority of the states have ruled that a mere statutory citation in the indictment or information does not cure a failure to allege all the essential elements of a crime); compare State v. Coleman, 167 Conn. 260, 269-70, 355 A.2d 11 (1974) (statutory citation in short form information found sufficient to inform defendant of intent element of offense where bill of particulars was alleged to have omitted that element).
“[Practice Book] “Sec. 852. necessity foe requests to charge and EXCEPTIONS
“The supreme court shall not be bound to consider error as to the giving of, or the failure to give, an instruction unless the matter is covered by a written request to charge or exception has been taken by the party appealing immediately after the charge is delivered. Counsel taking the exception shall state distinctly the matter objected to and the ground of objection. Upon request, opportunity shall be given to present the exception out of the hearing of the jury.”
In State v. Golding, 213 Conn. 233, 239-40, 567 A.2d 823 (1989), we held that “a defendant can prevail on a claim of constitutional error not preserved at trial only if all of the following conditions are met: (1) the record is adequate to review the alleged claim of error; (2) the claim is of constitutional magnitude alleging the violation of a fundamental right; (3) the alleged constitutional violation clearly exists and clearly deprived the defendant of a fair trial; and (4) if subject to harmless error analysis, the state has failed to demonstrate harmlessness of the alleged constitutional violation beyond a reasonable doubt.” (Emphasis in original.)
The state asserts that the merits of this claim are not reviewable under the first prong of Golding because the record does not indicate whether the jury was confused about the requisite intent. Because the relevant issue is whether it is reasonably possible that the jury was misled; State v. Sinclair, 197 Conn. 574, 581, 500 A.2d 539 (1985); our inquiry is an objective one and there is no need for the record to provide evidence that the jury actually was confused in order for us to review the claim. The record, which includes the trial court’s charge to the jury, the jury’s questions, and the court’s responses to these questions, is adequate for review.
The state also argues that this claim is not reviewable because it is not of constitutional magnitude. Because the “reasonable possibility” test governs whether there is a due process violation, we cannot determine whether the claim is of constitutional magnitude without examining the merits. We therefore focus on the third Golding requirement, namely, whether there is a clear constitutional violation that deprived the defendant of a fair trial.
The defendant has not provided a separate analysis of this claim under the Connecticut constitution, and therefore we consider only his federal constitutional claim. See footnote 6, supra. Furthermore, we do not address whether a defendant’s right to discredit witnesses through the use of the their psychiatric records is derived from the confrontation clause of the sixth amendment, the due process clause of the fourteenth amendment, or the due process or confrontation clauses of the Connecticut constitution. See State v. D'Ambrosio, 212 Conn. 50, 57 n.5, 561 A.2d 422 (1989), cert. denied, 493 U.S. 1063, 110 S. Ct. 880, 107 L. Ed. 2d 963 (1990).
General Statutes § 52-146e (a) provides in pertinent part that, with certain exceptions not applicable in this case, “[a]ll communications and records as defined in section 52-146d shall be confidential . . . .” General
The defendant also sought access to psychiatric records concerning consultations while the victim was recuperating at Bethesda Naval Hospital in Maryland in February and March, 1987, and a consultation in Connecticut in May, 1987. The trial court denied him access to these records because it found that the defendant had failed to make a preliminary showing that there was a reasonable ground to believe that the denial of access would impair his right to impeach the witness. The defendant has not appealed this ruling.
The defendant claims that the “abuse of discretion” standard does not apply to this case because he asserts that the trial court applied the wrong standard in determining whether to grant him access to the record in question. The defendant contends that the trial court’s statement that “there is nothing which either was said by the witness, Mr. Gluck, nor anything indicated by the opinion to interfere with his giving evidence in this case” (emphasis added) indicates that the court reviewed this record in terms of
Although the trial court’s conclusion could have been stated in more legally precise terms, our review of the record reveals that the trial court was well acquainted with the procedures and standards to be applied in determining whether to grant a defendant access to psychiatric records. Furthermore, we note that the defendant failed to object when the court issued its finding in these terms and thereby contributed to any lack of clarity in the record.