191 Conn. 564 | Conn. | 1983
The defendant was convicted after a trial to a jury of five counts of robbery in the first degree in violation of General Statutes § 53a-134 (a) (4). On this appeal he claims that the trial court erred: (1) in refusing to suppress the out-of-court and in-court identifications; (2) in refusing the defendant’s request for a two-day continuance to locate an absent witness; (3) in refusing to reopen the case after it had been submitted to the jury when that witness became available; (4) in instructing the jury regarding the identification and alibi evidence adduced at trial; and (5) in permitting the state to amend its information during trial. Because of the threshold issue of whether the trial court, Ciojfi, J., erred in permitting the identification evidence in this case to be presented to the jury, we will first set out the pertinent evidence presented at the pretrial suppression hearing.
The Pretrial Hearing
Philomena Klesper, supervisor of accounts for Town Fair Tire Center in Stratford, testified as follows: On February 2,1979, at approximately 3:15 p.m., she was informed by a co-worker, Beverly Figlar, that two black males had approached her office receptionist, asked her a question, and left upon being told that the store was at the other end of the building. She then told Figlar to lock the outer office door but before Figlar could do so, the two men reappeared in the office. She then
Klesper also testified that the following week a Stratford police detective brought in an array of photographs for the women to examine. She stated that with Figlar standing next to her they were asked if they could identify any of the men presented in the array. They were also informed that the police had other photographs but the police said nothing else at this point. Klesper then testified that Figlar and she pointed to one photograph and were “almost certain” that it was the defendant. They were then told that the police would return with a more recent photograph. The police submitted to them a second array, in which both of them identified the defendant. Klesper stated that at each of the two viewings it only took them a “few seconds” to pick out the defendant’s photograph. She noted that the defendant’s eyes “just stood out.” She also stated that Figlar and she did not speak during this process.
Beverly Figlar, a bookkeeper at Town Fair Tires, also testified. Her testimony with regard to the events during the robbery was consistent with the testimony of
The police returned the next day with a more recent photograph and placed this in an array before Klesper and her. Figlar then testified that one of the photographs looked just like the defendant. She stated that she was certain of her identification on this second array and she also identified the defendant in court. Figlar stated that she had viewed the defendant for approximately two minutes during the robbery. Like Klesper, she noted that “the eyes, and everything were his,” and that the office was “very bright.”
Detective Robert Hultgren, a member of the Stratford police department, testified that he investigated the robbery at Town Fair. He stated that he took a description of the robbers from the women at the Town Fair office. He then had the women view an array of at least eight mug shots, some of which had been gathered from other police departments, which he brought to Town Fair on February 7, 1979. Hultgren stated that because the photographs had been taken from various police departments, they were of different size and color intensity. He testified that Klesper and
The defendant also testified at the hearing. He stated that on the date of the robbery he was six feet tall and weighed about 152 pounds. The court then ruled that only Figlar’s out-of-court identification as to the first array would be suppressed but that her identification as to the second array would not. Neither of Klesper’s identifications was suppressed.
The Trial
At the trial, Klesper testified before the jury about the events of February 2,1979. She described the robbers and the two out-of-court photographic identifications of the defendant.
Figlar also testified at trial as to the events of February 2, 1979, as well as the circumstances surrounding her out-of-court photographic identification
Hultgren’s testimony at trial was also consistent with his version of the facts surrounding the out-of-court identification by Klesper and Figlar. In contradiction of the testimony of Klesper and Figlar, he reiterated that the women were separated when they viewed the photographic arrays. Detective John Horan, who investigated the Town Fair robbery with Hultgren, also testified as to the out-of-court identification made by Klesper and Figlar and stated that each of the two women viewed the arrays separately.
On this appeal, the defendant claims that the identification procedures summarized above violated the defendant’s due process rights as they were impermissibly suggestive and unreliable, and that the trial judge erred in denying his motion to suppress the out-of-court and in-court identifications by Klesper and Figlar.
Our recent cases make it quite clear that “the required inquiry is made on an ad hoc basis and is two-pronged: first, it must be determined whether the identification procedure was unnecessarily suggestive; and second, if it is found to have been so, it must be determined whether the identification was nevertheless reliable based on an examination of the ‘totality of the circumstances.’ ” State v. Doolittle, 189 Conn. 183, 190, 455 A.2d 843 (1983), quoting State v. Theriault, 182
With regard to the photographic identifications in this case, the defendant argues that the manner in which the first array of photographs was shown to Klesper and Figlar on February 7,1979, was impermissibly suggestive in nature, and further, that the infirmities of that array infected the second array held one day later.
First, with regard to the difference in size and color intensity of the photographs presented in the first array, such differences in and of themselves do not render an array of photographs unnecessarily suggestive. State v. Davis, 175 Conn. 250, 254, 397 A.2d 1347 (1978); see State v. Hafner, supra, 238. Importantly, in the present case, the testimony of the witnesses reveals no firm evidence that the photograph of the defendant identified by the witnesses when they viewed the first array portrayed the defendant as “one giant among a group of Lilliputians. . . ,”
With regard to the fact that the defendant’s photograph appeared in both photographic arrays shown one day apart, we have recognized that pictorial recurrence can be suggestive in that it increases the risk of misidentification. State v. Ledbetter, 185 Conn. 607, 613, 441 A.2d 595 (1981). With the evidence of suggestibility, we go on and examine this case in light of the second prong of our inquiry, i.e., whether under the totality of the circumstances, the pretrial identifications were nonetheless reliable. “This is so because reliability is the linchpin in determining the admissibility of identification evidence.” State v. Doolittle, supra, 192.
We recognize that the standard is “ ‘that of fairness as required by the Due Process Clause of the Fourteenth Amendment.’ . . . ‘ “[T]he factors to be considered in evaluating the likelihood of misidentification include the opportunity of the witness to view the criminal at the time of the crime, the witness’ degree of attention, the accuracy of the witness’ prior description of the criminal, the level of certainty demonstrated by the witness at the confrontation, and the length of time between the crime and the confrontation.” Neil v. Biggers, [409 U.S. 188, 199-200, 93 S. Ct. 375, 34 L. Ed. 2d 401 (1972)]; State v. Williams, 173 Conn. 545, 551, 378 A.2d 588 (1977). “Against these factors is to be weighed the corrupting effect of the suggestive identification itself.” Manson v. Brathwaite, [432 U.S. 98, 114, 97 S. Ct. 2243, 53 L. Ed. 2d 140 (1977)]; State v. Williams, [173 Conn. 545, 551, 378 A.2d 588 (1977)].’ State v. Ledbetter [185 Conn. 607, 614, 441 A.2d 595 (1981)].” State v. Doolittle, supra, 192-93.
We next turn to the defendant’s claims that the trial judge erred in not granting his request for “two days [continuance] to be able to locate [the witness, Mrs. Kennebrew],” and in denying his request to have the case reopened for the submission of further evidence even though the jury had begun deliberating. The facts pertinent to this issue are as follows: The trial in this case began on Thursday, July 5,1979, after the pretrial suppression hearing held on that same day. The state presented evidence on Friday, July 6, 1979, and on Monday, July 9, 1979. It rested its case-in-chief on the latter date. The defendant then testified on his own behalf, followed by alibi testimony from Charles Snipes, Jr., during Monday afternoon. Just prior to adjournment on that day, defense counsel informed the court of another witness whom he wished to call but who, apparently, had traveled to Georgia and had not yet returned.
On Tuesday morning, defense counsel orally moved for a two-day continuance because the witness was still missing. Actually, the transcript discloses that he asked the court for “two days to be able to locate her.” The
The next day defense counsel reported to the court that his attempts to contact Kennebrew had been unsuccessful and admitted that he had “no assurance as to the possibility of her return . . .” within a short time. Defense counsel’s motion for further continuance was then denied and the defendant continued to present his case with testimony from Detective James Gallick and Detective Thornton of the Stratford police department. The arguments to the jury followed and the court then adjourned until Thursday morning, July 12,1979, at which time the court charged the jury and it began its deliberations. Thereafter, defense counsel informed the court that he had been informed
The defendant claims that the trial court abused its discretion in denying his request for a two-day continuance and in not reopening the case to permit Kennebrew’s testimony. He argues that the court’s rulings in this regard infringed on his right to present a defense. First, with regard to the defendant’s claim as to the denial of his request for a two-day continuance, we have stated that such matters are “traditionally within the sound discretion of the trial judge.” State v. Olds, 171 Conn. 395, 402, 370 A.2d 969 (1976). It is “not every denial of a request for more time that violates due process.” State v. Bethea, 167 Conn. 80, 84, 355 A.2d 6 (1974). “ ‘There are no mechanical tests for deciding when a denial of a continuance is so arbitrary as to violate due process. The answer must be found in the circumstances present in every case, particularly in the reasons presented to the trial judge at the time the request is denied.’ ” Id., quoting Ungar v. Sarafite, 376 U.S. 575, 589, 84 S. Ct. 841, 11 L. Ed. 2d 921 (1964). The trial judge’s discretion, which is a legal discretion, should be “ ‘exercised in conformity
The defendant requested and was granted a continuance on Monday, July 9,1979. On the next day, Tuesday, he then requested a two-day continuance in order to locate that same witness, with the court hearing testimony as to the efforts made in that regard. The court granted a one-day continuance, but it indicated a willingness to grant a further continuance. It was only on Wednesday, when defense counsel related his unsuccessful further attempts to contact the witness and admitted that he could not give any indication as to when this witness would be available, that the court refused to grant a further continuance. Thus, in view of the circumstances in this case, we do not believe that the trial judge engaged in the “myopic insistence upon expeditiousness in the face of a justifiable request for delay” that we have cautioned against; State v. Jeustiniano, supra, 285; State v. Bethea, supra, 84, quoting Ungar v. Sarafite, supra; and we therefore find no abuse of discretion in his denial of the two-day continuance.
Likewise, we find that the trial court did not err in refusing to reopen the case after the jury had started its deliberations. The general rule is that once the case has been submitted to the jury for its deliberations, the trial judge may, in the exercise of his discretion, reopen the case to permit new evidence to be submitted to the jury. See 4 Wharton, Criminal Procedure (Torcia 12th
In examining the case before us, we consider the principle stated in People v. Olsen, 34 N.Y.2d 349, 313 N.E.2d 782, 357 N.Y.S.2d 487 (1974): “There are obvious reasons why at this stage the power to reopen a case for additional proof must be exercised with utmost caution. One reason of course is that at some point the trial must come to an end (cf. Mary v. State, 5 Mo. 71 [1837]). If requests to reopen were casually granted and became routine, the orderly trial process, fundamental to our jurisprudence, would soon erode away. Another consideration, apart from the merits of a predictable trial pattern, is that new evidence introduced during the jury’s deliberations is likely to be given ‘undue emphasis . . . with consequent distortion of the evidence as a whole’ giving rise to the real possibility of prejudice to the party against whom the evidence is offered (Eason v. United States, 281 F.2d 818, 822 [9th Cir. I960]). On the other hand, a procrustean rule arbitrarily cutting off all possibility of submitting any evidence after the jury has retired, would be difficult to reconcile with the concept of the trial as a truth-
“Due process guarantees that a criminal defendant will be treated with ‘that fundamental fairness essential to the very concept of justice. In order to declare a denial of it we must find that the absence of that fairness fatally infected the trial; the acts complained of must be of such quality as necessarily prevents a fair trial.’ Lisenba v. California, 314 U.S. 219, 236, 62 S.
We next turn to the defendant’s claim that the trial court erred in instructing the jury with regard to the identification and the alibi evidence adduced at trial. With regard to the instruction on the identification
Initially, we observe that the same fundamental principles apply in examining both of the instructions at issue. “ ‘A charge to the jury will not be critically dissected for the purpose of discovering possible inaccuracies of statements, but the charge is to be considered, rather, as to its probable effect upon the jury in guiding them to a correct verdict in the case.’ ” State v. Miller, 186 Conn. 654, 661, 443 A.2d 906 (1982). Jury instructions are not to be viewed in a vacuum, and to achieve justice the charge must be clear, accurate, complete and comprehensible. State v. Roque, 190 Conn.
Applying the foregoing principles first to the defendant’s claim regarding the charge on the identification evidence, we find his position untenable. We have in the past addressed the issue of a detailed or “model” charge concerning the dangers of misidentification. See, e.g., State v. Harden, supra, 321; see also United States v. Fernandez, 456 F.2d 638, 643-44 (2d Cir. 1972). A careful examination of the charge in this case reveals, however, that although the defendant’s charge was not adopted verbatim, the salient principles of the court’s charge adequately covered the dangers of misidentification. The court charged the jury that it should “consider whether or not the witnesses have the capacity and adequate opportunity to observe the participant of this crime . . . .” The court stated that the jury “should consider the length of time these witnesses had to view the participant. The lighting conditions. The distance between the witnesses and the perpetrators] of the crime.” The court also instructed the jury to consider “the length of time between the incident and the identification and the circumstances under which the identifications were made” as well as “[t]he description of the perpetrator given to the police by these particular witnesses prior to the identification and the witnesses’ positiveness in the identification or lack thereof. Or, you should also consider if that might be the case that there was no identification in certain cases.” (Emphasis added.) Further, these instructions immediately followed the court’s instruction as to the jury’s
Likewise, we find the defendant’s claim challenging the alibi charge to be without merit. In State v. Rosado, 178 Conn. 704, 708 n.2, 425 A.2d 108 (1979), we reaffirmed our position that “[although an alibi is sometimes spoken of as a defense, it operates, in this state, to entitle an accused to an acquittal when he has so far proved his alibi that upon all the evidence a reasonable doubt of his guilt has been raised. While the state is bound to prove beyond a reasonable doubt all the essential elements of the crime charged, including proof of the presence of the accused at the scene of the crime, where an alibi is asserted and relied upon as a defense, the accused is entitled to have the jury instructed that the evidence offered by him upon that subject is to be considered by them in connection with all the rest, in determining whether he was present, and that if a reasonable doubt upon that point exists, it is their duty to acquit. State v. White, 155 Conn. 122, 123, 230 A.2d 18 (1967); State v. Brauneis, 84 Conn. 222, 231, 79 A. 70 (1911).”
Here, the trial court instructed the jury of the state’s burden to “prove beyond a reasonable doubt that he [the defendant] was at the location [of the crime] at the time the incident occurred.” The court also emphasized that the jury should consider “all the evidence in this case to determine whether or not the defendant was
Finally, we turn to the defendant’s claim that the trial court erred in permitting the state to amend its information during trial. The sequence of events on this issue, stated simply, is as follows: The state filed its first information on March 1, 1979, charging that the defendant robbed the five victims of “current monies of the United States of America, and in the course of the commission of the crime threatened the use of . . . a firearm . . . .” On May 23, 1979, the state filed a substitute information which still did not delineate the specific items taken from the victims, but which stated that “in the course of the commission of the crime another participant . . . threatened the use of ... a firearm . . . .” (Emphasis added.)
The pretrial suppression hearing took place on July 5, 1979, while this second information was in effect, during which time the victims described the property taken from them. The case then proceeded to trial on that same day and the state called as its first witness Mrs. Klesper, one of the victims of the crime, who again delineated her property losses. Defense counsel then moved to strike her testimony in this regard as being at variance with the second information which was at that time in effect. The trial judge reserved his decision on the motion until the “appropriate time,” and Klesper continued to testify for the state on direct examination. The following morning the court granted the state permission to amend the information to conform to Klesper’s testimony concerning the nature of
The defendant asserts that this fourth information should not have been permitted. We do not agree. He claims that he was prejudiced in that his cross-examination of the state’s witnesses occurred under the third information, which claimed that it was the defendant who threatened the use of a firearm. He argues that the manner of his participation was intimately related to the question of identification and the amendment in this case therefore implicated his substantive rights.
Further, even had defense counsel engaged in cross-examination of the state’s identification witnesses with the allegation of the third amendment in mind, we would still not find prejudice to the defendant. His main defense at trial was alibi; the thrust of defense counsel’s cross-examination of the state’s key witnesses related to identification and not whether the defendant threatened the use of a firearm. Thus, the amendment in this case, even under these circumstances, did not affect the defendant’s substantive rights. See State v. Wallace, 181 Conn. 237, 239, 435 A.2d 20 (1980).
There is no error.
In this opinion the other judges concurred.
The second array of photographs which resulted in a positive identification by both Klesper and Figlar was preserved and introduced at the suppression hearing.
Klesper also testified that later in the day of the robbery she had viewed “hundreds” of mug shots at the Stratford police station without recognizing any of them.
At trial, the prosecutor showed Figlar the defendant’s photograph from the first array which had been presented to her at Town Fair five days after the robbery. Consistent with her pretrial hearing testimony, she stated that she did not recall having seen that photograph before.
As stated earlier, the trial judge did suppress the evidence concerning Figlar’s out-of-court identification of the defendant relating to the first photographic array she viewed at Town Fair.
The defendant has asserted that he cannot cany his burden on this issue because of the action of the Stratford police in not preserving the first photographic array except for the defendant’s picture. In this regard, the defendant has made only a bare assertion. Nonetheless, we note that just recently in State v. Doolittle, 189 Conn. 183, 190, 445 A.2d 843 (1983), we addressed this issue. In so doing, we reaffirmed our position that “ ‘[although the practice [of retention and preservation for examination at trial of the photographs at pretrial identification] is highly desirable, it cannot be held, as a matter of law, to be a necessary condition precedent to a permissible in-court identification.’ State v. Lally, 167 Conn. 601, 607, 356 A.2d 897,
In his brief, the defendant points out that when testifying as to her viewing of the first array, Figlar was shown the defendant’s photograph which was included therein and could not recall seeing that picture before although she stated that she believed the photograph she identified was larger. We note, however, that Figlar’s testimony in this regard reveals her belief that other photographs in that first array were larger than the one presented at the pretrial hearing.
We have stated in the past that “a good hard look will pass muster even if it occurs during a fleeting glance.” State v. Ledbetter, 185 Conn. 607, 615, 441 A.2d 595 (1981), citing Coleman v. Alabama, 399 U.S. 1, 4-6, 90 S. Ct. 1999, 26 L. Ed. 2d 387 (1970).
Klesper testified that it was a bright sunny day and that the office had overhead lighting.
Arguably, this may be accounted for because Klesper viewed the defendant from a prone position.
In addressing the court at this time, defense counsel indicated that he had made the court “aware of” this missing witness during the previous week.
The subpoenas were no longer in effect at the time of trial and no new subpoenas had been issued after June 6, 1979.
The defendant presented no further evidence concerning the return of Mrs. Kennebrew.
The jury requested the testimony of Klesper, Figlar, Snipes, and the defendant. After being instructed that printed testimony would not be available to it, the jury requested and was permitted to have the testimony of Klesper and Snipes reread. At that time the jury also requested a piece of chalk.
In its brief the state points to the language of Practice Book § 856 which provides in relevant part that “[a]fter the case has been submitted to the jury, no pleas, arguments or evidence shall be received before the verdict is returned . . . It seems to argue that “[ajrguably the inclination of the trial court not to reopen the case . . . was not even a matter within its discretion since . . . [this rule] by its terms would prohibit . . .’’the reception of any evidence at that time. This is the first time in this case that § 856 was referred to on this issue. In fact, at trial, the defendant, in arguing for reopening, urged the court to exercise its discretion and do
We note additionally that our statutes do provide an opportunity for the defendant to move for a new trial when, inter alia, evidence is newly discovered or for other reasonable cause. General Statutes § 52-270. Such a motion had been made in this case, but it did not include any reference to the effect that the testimony of Kennebrew would have had in the case. At oral argument, the defendant’s counsel conceded that Kennebrew never testified concerning what she would have testified to had the case been reopened for her testimony.
The charge requested by the defendant emphasized four basic considerations: (1) the capacity and opportunity of the witnesses to observe the offender; (2) whether the identification made by the witnesses was from their own recollection; (3) the failure or inconsistency of the identification; and (4) the credibility of the witnesses.
The trial judge found that such an amendment would create “no substantial surprise or prejudice in fact.” In so doing, he noted that the evidence in the case, especially the warrant, had familiarized counsel as to the property taken.
The defendant’s brief does state: “Admittedly no new or different crime was charged by the amendment at issue here.”
Practice Book § 624 provides: “After commencement of the trial for good cause shown, the judicial authority may permit the prosecuting authority to amend the information or indictment at any time before a verdict or finding if no additional or different offense is charged and no substan