STATE of New Mexico, Plaintiff-Appellee, v. Paul E. McGRUDER, Defendant-Appellant.
No. 23002.
Supreme Court of New Mexico.
May 5, 1997.
1997-NMSC-023 | 940 P.2d 150
Tom Udall, Attorney General, Arthur W. Pepin, Assistant Attorney General, Santa Fe, for Plaintiff-Appellee.
OPINION
MINZNER, Justice.
1. Defendant Paul McGruder appeals from a judgment and sentence of life imprisonment plus ten years following a jury trial at which he was convicted of a number of offenses, including felony murder. This Court has jurisdiction of his direct appeal under
I.
2. Facts. On the afternoon of April 24, 1994, Defendant McGruder indicated to an acquaintance, Robert Witt, that he was interested in purchasing a truck that was parked at a nearby apartment complex. McGruder had heard that the truck had a “for sale” sign and asked Witt and another acquaintance to get the phone number from the sign. McGruder then called that phone number and left a message that he wanted the truck and could pay $700 for it. Later that afternoon, McGruder and Witt went to the apartment complex parking lot to see if they could locate the truck‘s owner. There they met Kathie Brazfield, Jeff Villanueva, and Brazfield‘s two-year-old daughter. After Brazfield identified herself as the owner of the truck, she and her daughter returned to the apartment while Villanueva accompanied McGruder on a test drive.
3. Villanueva and McGruder returned from the test drive and parked the truck near the window of Brazfield‘s apartment. When Brazfield saw they were having difficulty opening the hood of the truck, she went out to open the hood for them. McGruder told her that he wanted to buy the truck, then shook hands with Villanueva and left. When Villanueva and Brazfield returned to her apartment, he told her that during the test drive he had been afraid McGruder was going to take the truck forcibly because McGruder had displayed a gun.
4. Later that same evening, Brazfield heard a knock on the door of her apartment. At the time she was dressing her daughter after a bath. Unable to answer the door, she asked Villanueva, “Who is it?” and he answered, “That black guy.” Brazfield understood the answer as identifying the man with whom Villanueva had taken the test drive earlier in the day. Villanueva answered the door. Brazfield heard the door open, and she heard a loud bang a few seconds later. By then she and her daughter were in the bedroom.
5. McGruder came into the bedroom. Brazfield recognized him as the same man with whom Villanueva had driven earlier that day. McGruder pointed a gun at her, from a distance of about six feet, and demanded the keys to the truck. She had difficulty locating the keys and, while she was looking, going from room to room, McGruder continued to hold the gun and point it at her. She first found Villanueva‘s car keys. She offered these, but McGruder responded that he did not want the car, just the truck. After a few minutes, she found the keys to the truck. As she gave them to McGruder, he held the gun to her temple, threatening to kill her. She pleaded with him to let her live because of her daughter. In her testimony Brazfield described her daughter as “behind” her, although not “right behind her.” She said her daughter was crying.
6. McGruder began to walk out of the apartment, but he returned. He again held a gun to Brazfield‘s temple and again threatened to kill her. He also said that if she “said anything” members of his gang would “get her.” McGruder left the apartment without physically injuring either Brazfield or her daughter. However, he kicked Villanueva‘s body in the stomach and called him a “punk.” Brazfield also testified that she thought McGruder took a wallet out of Villanueva‘s pocket but dropped it as he left the apartment.
7. Villanueva was killed by a single gunshot wound to the forehead from a distance of less than two feet. McGruder was found later that evening hiding in a closet in Robert Witt‘s apartment. Also found in the closet under some clothes was a gun, later shown to be the murder weapon.
8. Brazfield described her assailant to police as a black male with his hair done in braids. The next day, she identified McGruder from a photo array a detective brought to her. The photo array consisted of several photos of African-American males. All of them appeared to be darker-skinned than McGruder and he was the only one whose hair was braided. At trial Brazfield again identified McGruder. The State also introduced testimony that when Brazfield identified McGruder in the array, she appeared certain of her identification, and that she identified him after only a few seconds.
9. At the close of trial, McGruder requested a lesser included offense instruction
1. The defendant committed the crime of armed robbery, attempt to commit armed robbery or aggravated burglary under circumstances or in a manner dangerous to human life;
2. The defendant caused the death of Jeff Villanueva during the commission of armed robbery, attempt to commit armed robbery or aggravated burglary;
....
The jury was charged on attempt to commit armed robbery based on the evidence of attempted theft of cash from Villanueva‘s wallet, on armed robbery based on the evidence of the taking of Brazfield‘s keys, and on aggravated burglary based on several alternatives all arising out of the evidence of entry into Brazfield‘s apartment. The various alternatives combined the elements of intent to commit theft, the intent to commit murder, entry while armed with a deadly weapon, and commission of a battery while entering or leaving, into four different but similar charges.
10. The jury convicted McGruder of felony murder, aggravated burglary, armed robbery, attempted armed robbery, bribery of a witness, aggravated assault, unlawful taking of a vehicle, tampering with evidence and child abuse. The trial judge initially sentenced him to life plus twenty-seven years, but on motion to reconsider the sentence, the judge imposed the sentences for aggravated burglary, armed robbery and attempted armed robbery concurrently with the felony murder charge. On appeal, McGruder argues that he is entitled to a new trial both because he was denied a lesser included instruction on second degree murder and because of the prejudicial nature of the trial identification arising out of the photo array. He also argues that his sentences for both unlawful taking of a motor vehicle and armed robbery violated his right to be free from double jeopardy, and he asks that we order the district court to vacate his sentence for unlawful taking. Finally, he argues that his conviction for child abuse should be reversed and the cause remanded with directions to dismiss the charge.
II.
11. Lesser included offense instruction on second degree murder. In determining whether the trial court properly refused the instruction on second degree murder, we must determine whether the evidence supported a conviction for second degree murder. Cf. State v. Reynolds, 98 N.M. 527, 529-30, 650 P.2d 811, 813-14 (1982) (reversing conviction of first degree murder for failure to instruct on voluntary manslaughter). If the evidence would support a conviction for second degree murder, Defendant was entitled to have the jury instructed on that theory as a lesser included offense. State v. Southerland, 100 N.M. 591, 594, 673 P.2d 1324, 1327 (Ct.App.1983), overruled on other grounds, State v. Orosco, 113 N.M. 780, 783, 833 P.2d 1146, 1149 (1992). “Instructions on lesser included offenses should only be given when there is evidence that the lesser offense is the highest degree of the crime committed.” Southerland, 100 N.M. at 596, 673 P.2d at 1329.
12. In this case, the trial court concluded that the evidence did not support a determination that second degree murder was the highest degree of offense committed. The district court believed that the issue was identity and that the evidence did not present the jury with a question on any element that distinguished felony murder from second degree murder. We agree with the trial court‘s conclusion.
13. In reviewing the defendant‘s entitlement, we “must be able to articulate an analysis the jury might have used to determine guilt, and that analysis must be reasonable.” State v. Sizemore, 115 N.M. 753, 758, 858 P.2d 420, 425 (Ct.App.1993). Defendant
14. Neither of these arguments is persuasive. In State v. Aguilar, 117 N.M. 501, 873 P.2d 247 (1994), this Court held that instructions on second degree murder as a lesser included offense should only be given if there is a view of the evidence to support the lesser charge. Id., 117 N.M. at 506, 873 P.2d at 252 (quoting State v. Anderson, 116 N.M. 599, 605, 866 P.2d 327, 333 (1993)). The Court cited the committee commentary to
15. By statute in New Mexico, a death caused “without lawful justification or excuse ... in the commission of or attempt to commit any felony” is first degree murder.
16. We recently limited the class of felonies on which the State may rely in charging and proving felony murder. We previously had said the offense must be a first degree felony, an inherently dangerous lesser degree felony, or a lesser degree felony committed under inherently dangerous circumstances. See State v. Harrison, 90 N.M. 439, 442, 564 P.2d 1321, 1324 (1977). More recently, we have also said that the felony may not be a lesser included offense of second degree murder and that, in determining what is a lesser included offense for these purposes, a “strict-elements test” is appropriate. State v. Campos, 122 N.M. at 155-56, 921 P.2d at 1273-74.
17. Under the New Mexico version of the felony murder doctrine, then, a murder that occurs in the course of a felony may be second degree murder rather than first. That may happen, for example, if the felony at issue is not a first degree felony and does not fall within the class of lesser degree felonies that are appropriate predi
18. In this case, McGruder does not challenge the adequacy of the three felonies on which the State relied as predicates for the charge of felony murder. His argument also does not depend on the evidence of mens rea. Rather, his primary argument depends on whether there was evidence from which the jury might have determined that Villanueva‘s death was not caused “in the commission of or attempt to commit any felony.”
19. In answering McGruder‘s argument, we note that the statutory language defines as felony murder a death caused not only “in the commission of” a felony but also in the “attempt to commit any felony.”
20. The evidence that McGruder expressed interest in the truck and test-drove it earlier in the day, and his subsequent rejection of the keys to Villanueva‘s car, are strong indications that the decision to take the truck led McGruder to murder. Brazfield testified that only a few seconds elapsed between the time she heard the knock at the door and the time she heard the shot, allowing little or no time for an argument to arise. A detective testified that McGruder‘s pistol was defective and required that a part be moved manually before the trigger was pulled and the gun fired. This precludes any inference that McGruder discharged the gun accidentally, and then used the truck to escape.
21. Because the facts do not support the inferences on which McGruder‘s argument depends, we do not address the further question of whether, had the facts supported those inferences, the proper lesser included instruction would have been voluntary manslaughter rather than second degree murder. See
III.
22. Double jeopardy. Defendant argues that his convictions for armed robbery and unlawful taking of a motor vehicle violate his right to be free from double jeopardy. We use the established, two-pronged Swafford test to analyze double jeopardy claims. Swafford v. State, 112 N.M. 3, 13, 810 P.2d 1223, 1233 (1991). Under the first prong, we ask whether the defendant‘s conduct was unitary. If the conduct is unitary, then the second inquiry applies, asking whether the Legislature intended to impose multiple punishments for the unitary conduct in question. Id.
24. The State argues that the conduct was not unitary, urging this Court to hold that the armed robbery comprised of the taking of the keys, and the unlawful taking of the motor vehicle occurred when McGruder actually drove the truck away. There is support for this view in the law of other jurisdictions. See Hagan v. State, 836 S.W.2d 459 (Mo.1992) (en banc). “Stealing the motor vehicle and stealing the vehicle‘s keys by force involve, as we have said, two distinct items of property and two distinct kinds of conduct.” Id. at 463 (emphasis added). There is also support for the opposite result, on a different rationale. See People v. Rush, 16 Cal.App.4th 20, 20 Cal.Rptr.2d 15 (1993).
[T]he evidence at the preliminary hearing and at trial unequivocally established that the automobile was part of the loot stolen in the robbery. Here, the specific language of the pleadings alleged the automobile theft as a lesser, necessarily included offense within the charged robbery because the offenses involved the same victim on the same date. It appears settled that “[a] defendant commits only one robbery no matter how many items he steals from a single victim pursuant to a single plan or intent.”
Id. 20 Cal.Rptr.2d at 19 (quoting People v. Brito, 232 Cal.App.3d 316, 283 Cal.Rptr. 441, 447 (1991)).
25. The evidence does not indicate McGruder took the set of keys for its intrinsic value. Rather, he took the keys in order to be able to operate the truck. That interpretation of the evidence is supported by McGruder‘s rejection of Villanueva‘s car keys and firm insistence on locating the truck keys. McGruder‘s determination to obtain the truck keys was undoubtedly motivated by his desire to operate the truck in order to steal it. There was no evidence that the object of taking the keys served any purpose other than furthering and completing the goal of stealing the truck. Cf. State v. Lopez, 122 N.M. at 70, 920 P.2d at 1024 (finding unitary conduct in felony murder and attempted armed robbery where there was “no evidence that the object of the shooting served any purpose other than furthering the predicate felony [of attempted robbery] and assisting in its completion“); Contreras, 120 N.M. at 490, 903 P.2d at 232 (finding unitary conduct in felony murder and armed robbery based on acts of stabbing victim-cabdriver and then taking the cab and its contents).
26. However, the keys had value to Brazfield, who would have had to replace them, and they were of value to McGruder, who was able to take the truck with less difficulty than he would have had without them.
27. Because we think the question of whether the conduct was unitary is close, we turn to the second prong, i.e., whether the Legislature intended multiple punishments for the unitary conduct. The Legislature did not expressly provide for multiple punish
28. The overlap between the two existing statutes arises only when one considers the particular facts of this case. However, we have abandoned the fact-based test in double jeopardy multiple punishment analysis. See State v. Fuentes, 119 N.M. 104, 106-07, 888 P.2d 986, 988-89 (Ct.App.1994) (discussing the fact-based test of State v. DeMary, 99 N.M. 177, 655 P.2d 1021 (1982), and noting it has been restricted by Swafford v. State to the propriety of instructions on lesser included offenses).
29. Under these circumstances, where one statute is not subsumed within the other, there is a presumption that the Legislature did intend to punish wrongdoers of both offenses separately. Swafford v. State, 112 N.M. at 14, 810 P.2d at 1234. That presumption is not conclusive and may be rebutted. Id. It has not been rebutted in this case.
30. To assist in determining whether multiple punishment is proper in this case, we examine the interests which the two statutes protect and the behavior each seeks to deter. Armed robbery primarily protects property. State v. Fuentes, 119 N.M. at 108, 888 P.2d at 990. However, it also punishes the use of force and protects persons. See generally State v. Curley, 123 N.M. 295, 939 P.2d 1103 (Ct.App.1997) (discussing Fuentes and noting that the crime of robbery is directed at protecting both persons and property). In fact, the Legislature punishes a second robbery offense more severely than a first. A first offense is punishable as a second degree felony; a second and subsequent offenses are punishable as first degree felonies.
31. We conclude the Legislature has established crimes with significantly different purposes. The lesser penalty assigned to unlawful taking of a vehicle and its inclusion within the Motor Vehicle Code rather than the more general statutes defining crimes support a determination that the crime of unlawful taking protects possessory rights in a specific kind of property. The self-enhancement contained in the armed robbery statute and the high penalty assigned in general to robbery support a determination that the Legislature intended to protect not only property in general, but also persons against the use of force or the threat of force. Both
32. Further, the penalty for each of the two offenses is not disproportionate with the fact of independent punishments. Unlike the felony murder statute at issue in both Lopez and Contreras, there is no indication that one statute is a base statute and the other an aggravated form of the base offense. Cf. State v. Pisia, 119 N.M. 252, 261-62, 889 P.2d 860, 869-70 (Ct.App.1994) (double jeopardy principles articulated in Swafford v. State precluded multiple punishment for both criminal sexual penetration in the second degree and kidnapping, when kidnapping is the felony enhancing the base offense and the conduct is unitary).
33. We conclude that McGruder‘s acts of taking the truck keys and then using those keys to drive the truck away support separate convictions for purposes of sentencing. McGruder‘s double jeopardy right to be free from multiple punishment is not violated by his sentence for unlawful taking. Hence, we affirm the conviction for unlawful taking of a vehicle.
IV.
34. Prior identification. In order to determine whether an identification is impermissible, a two-part test applies. We must analyze whether the photo array was “so impermissibly suggestive as to give rise to a very substantial likelihood of irreparable misidentification” and, if so, “under the totality of the circumstances,” whether the identification is nonetheless reliable. State v. Clark, 104 N.M. 434, 439, 722 P.2d 685, 690 (Ct.App.1986). In this case, Brazfield was shown a photo array which consisted of six photos of African-American males of about the same facial proportions, age, and hair length. However, only one of the photographs showed a man with braided hair, who also had a lighter skin tone than the others. McGruder argues that these two factors were impermissibly suggestive.
35. Given the totality of the circumstances of this case, we disagree. Brazfield had more than sufficient time and had numerous opportunities to observe McGruder both before and after the test drive and also during the commission of the crimes. When McGruder knocked at Brazfield‘s apartment, she inquired as to who was at the door, and Villanueva‘s answer indicated he identified McGruder. After hearing the first gunshot, Brazfield had a significant amount of time to recognize the man with the gun as the same man who had test-driven the truck. McGruder appeared before Brazfield in the bedroom, and he subsequently followed her around the apartment while she searched for the truck keys. Brazfield watched McGruder linger at Villanueva‘s body and remove his wallet. When the detective brought her the photo array, she identified McGruder immediately, and she had a strong emotional response to seeing his picture.
36. Under the totality of these circumstances, we may reasonably conclude that the trial court did not err in allowing Brazfield to identify McGruder. Her identification was admissible because, given these circumstances, she had more than ample time to observe McGruder which made her later identification, both from the photo array and in court, inherently reliable.
V.
37. Child abuse. McGruder was convicted of child abuse negligently caused, without great bodily injury. See
VI.
39. Conclusion. For the foregoing reasons, we hold that McGruder is not entitled to a new trial. The court did not err in denying the request for an instruction on second degree murder nor in allowing Brazfield to identify McGruder at trial. We conclude there is sufficient evidence to support the conviction for child abuse. We also conclude that sentences for both armed robbery and unlawful taking of a vehicle do not violate double jeopardy principles. We affirm.
40. IT IS SO ORDERED.
BACA and SERNA, JJ., concur.
FRANCHINI, C.J., concurring in part and dissenting in part.
FRANCHINI, Chief Justice, concurring in part, dissenting in part.
41. I concur in parts I, II, IV and V. I do not concur in part III and that portion of part VI that allows sentencing for both armed robbery and unlawful taking of the vehicle. In my view, the actions of defendant were clearly unitary. There is no difference between asportation of property on the one hand and unlawful taking of a vehicle which is property on the other. Armed robbery of the keys to the truck resulted in the unlawful taking of the truck. Virtually no time elapsed between these actions. I would vacate the sentence for unlawful taking of a vehicle in part IV and affirm the remainder of the case in toto.
FRANCHINI, Chief Justice
