State v. McFarlandState v. McFarland
McFarland appealed, arguing for the first time that the sentencing court erred by failing to recognize its discretion to impose an exceptional mitigated sentence by running the firearm-related sentences concurrently based on the rationale of In re Pers. Restraint of Mulholland, 161 Wn.2d 322, 166 P.3d 677 (2007). The Court of Appeals refused to consider this issue, noting that the sentencing judge “cannot have erred for failing to do something he was never asked to do.” State v. McFarland, No. 32873-2-III, slip op. at 16 (Wash. Ct. App. Mar. 8, 2016) (unpublished), http://www.courts.wa.gov/opinions/pdf/328732.unp.pdf. The court also rejected McFarland‘s claim of ineffective assistance of defense counsel due to “the lack of any history of other counsel successfully making a similar argument.” Id. at 18.
Today, we answer the question the appeals court‘s opinion left unresolved. We conclude that the statutory analysis supporting our decision in Mulholland, which involved sentencing for multiple serious violent felonies under subsection (1)(b) of
FACTS AND PROCEDURAL HISTORY
McFarland and her boyfriend stole firearms, ammunition, checkbooks, alcohol, and
was not home and Fred was sleeping. The Legaults are the parents of McFarland‘s former boyfriend, and McFarland became a prime suspect after she texted her former boyfriend during the burglary to tell him she was in his mother‘s house. At trial, a jury convicted McFarland as charged of first degree burglary as an accomplice, 10 counts of theft of a firearm as an accomplice, and 3 counts of second degree unlawful possession of a firearm.1
At sentencing, the State contended that the sentences for all of McFarland‘s firearm-related convictions must run consecutively to each other pursuant to
in the second degree,” and defense counsel commented, “I think that‘s a fairly apt analogy.” Id. at 24. Nonetheless, defense counsel did not request and the sentencing court did not consider imposing an exceptional sentence downward by running the firearm-related sentences concurrently. The court said, “I don‘t have -- apparently [I] don‘t have much discretion, here. Given the fact that these charges are going to be stacked one on top of another, I don‘t think -- I don‘t think [the] high end is called for, here.” Id. at 25. The court accepted defense counsel‘s recommendation to impose sentences at the bottom of the standard range for each of the firearm-related convictions and entered a total sentence of 237 months (19 years and 9 months). Id. at 25-26.
McFarland appealed, contending the trial court erred by not running her firearm-related sentences concurrently as an exceptional sentence on the mistaken belief it could not do so. In the alternative, McFarland contended that trial counsel was ineffective for failing to request concurrent sentencing as an exceptional sentence. The Court of Appeals affirmed.
This court granted McFarland‘s petition for review. State v. McFarland, 186 Wn.2d 1001, 380 P.3d 438 (2016).2
ANALYSIS
The Sentencing Reform Act of 1981 (SRA) is an attempt to “make the criminal justice system accountable to the public by developing a system for the sentencing of felony offenders.”
Multiple sentencing statutes apply to McFarland‘s firearm-related convictions. Washington‘s firearms and dangerous weapons statute provides in relevant part that “[n]otwithstanding any other law,” if an offender
In Mulholland, we recognized that “notwithstanding the language of [
I. RCW 9.94A.535 Authorizes Concurrent Sentencing as an Exceptional Sentence for Multiple Firearm Convictions under RCW 9.94.589(1)(c)
This court in Mulholland recognized the authority of a sentencing court to impose an exceptional downward sentence for serious violent offenses by running presumptively consecutive sentences under
pursuant to
We recognize that unlike serious violent offenses, firearm-related offenses are also subject to
precludes extending the rationale of Mulholland. It is certainly possible to interpret the “[n]otwithstanding any other law” language to allow only a reduced amount of time on each count, rather than concurrent sentencing as an exceptional sentence. McFarland, slip op. at 18. But, this would mean that instead of running multiple sentences concurrently, a court could simply reduce the term for each consecutive sentence and impose precisely the same term of total confinement, effectively achieving a concurrent sentence in fact that was not allowed by law. Graham, 181 Wn.2d at 886. We must consult legislative history to resolve the ambiguity created by such an apparently anomalous result. Id. at 882.
The precursor to
Building on the logic of Mulholland, we hold that in a case in which standard range consecutive sentencing for multiple firearm-related convictions “results in a presumptive sentence that is clearly excessive in light of the purpose of [the SRA],” a sentencing court has discretion to impose an exceptional, mitigated sentence by imposing concurrent firearm-related sentences.
II. Resentencing Is Appropriate
McFarland seeks resentencing. She contends the trial court declined to consider running her firearm-related sentences concurrently as an exceptional sentence because it erroneously believed it could not do so. In the alternative, she contends that trial counsel was ineffective for failing to request concurrent exceptional sentencing. Following Mulholland, we conclude that McFarland should be resentenced because the sentencing court erroneously believed it could not impose concurrent sentences, and the record demonstrates that it might have done so had it recognized its discretion under
When a trial court is called on to make a discretionary sentencing decision, the court must meaningfully consider the request in accordance with the applicable law. State v. Grayson, 154 Wn.2d 333, 342, 111 P.3d 1183 (2005). While no defendant is entitled to challenge a sentence within the standard range, this rule does not preclude a defendant from challenging on appeal the underlying legal determinations by which
the sentencing court reaches its decision; every defendant is entitled to have an exceptional sentence actually considered. State v. Garcia-Martinez, 88 Wn. App. 322, 330, 944 P.2d 1104 (1997). A discretionary sentence within the standard range is reviewable in “‘circumstances where the court has refused to exercise discretion at all or has relied on an impermissible basis for refusing to impose an exceptional sentence below the standard range.‘” State v. McGill, 112 Wn. App. 95, 100, 47 P.3d 173 (2002) (quoting Garcia-Martinez, 88 Wn. App. at 330). A trial court errs when “it refuses categorically to impose an exceptional sentence below
As noted above, the Court of Appeals determined that McFarland was not entitled to resentencing unless she demonstrated ineffective assistance of trial counsel to request a mitigated sentence pursuant to Mulholland. McFarland, slip op. at 17-18. Rather than request a downward departure from the standard range as an exceptional sentence, McFarland‘s counsel merely expressed concern for the harshness of the punishment. He otherwise agreed with the State that the sentencing court was required to impose consecutive sentences on the firearm-related charges, so the sentencing court was never advised of its discretion to impose concurrent sentences as a mitigated
exceptional sentence. The Court of Appeals concluded that the sentencing court committed no error given the arguments raised, and that defense counsel‘s performance was not deficient “[i]n light of the lack of any history of other counsel successfully” arguing to extend Mulholland to multiple firearm-related offenses. Id. at 18.
What the Court of Appeals did not consider is the authority of an appellate court to address arguments belatedly raised when necessary to produce a just resolution. Proportionality and consistency in sentencing are central values of the SRA, and courts should afford relief when it serves these values.4 McFarland‘s situation is not so different from that in Mulholland. The trial court in Mulholland imposed consecutive sentences under
created by running the serious violent offense terms concurrently. We entertained this argument on appeal in part because of the central importance of ensuring appropriate, consistent sentences. Mulholland, 161 Wn.2d at 332-33; see also Grayson, 154 Wn.2d at 342 (holding that while not an abuse of discretion, the sentencing judge‘s failure to exercise meaningful discretion by “categorically” refusing to consider defendant‘s drug offender sentencing alternative request justified resentencing). Indeed, our opinion in Mulholland recognized that an erroneous sentence, imposed without due consideration of an authorized mitigated sentence, constitutes a “fundamental defect” resulting in a miscarriage of justice. 161 Wn.2d at 332. We remanded for resentencing because the record indicated “that it was a possibility” the court would have imposed a mitigated sentence had it recognized its discretion to do so. Id. at 334. The sentencing court had made “statements on the record which indicated some openness toward an exceptional sentence.” Id. at 333; see also McGill, 112 Wn. App. at 100-01 (remanding for resentencing because the trial court‘s comments indicated it may have considered an exceptional sentence if it had known it could, and because the reviewing court was unsure the sentencing court would have imposed the same sentence had it known an exceptional sentence was available); State v. Bonisisio, 92 Wn. App. 783, 797, 964 P.2d 1222 (1998) (remanding for resentencing because the record indicated the trial court likely would
have imposed
In McFarland‘s case, while the sentencing court‘s language did not indicate the same level of sympathy or discomfort with the sentence as expressed by the court in Mulholland, the court indicated some discomfort with his apparent lack of discretion and even commented that McFarland‘s standard range sentence was equivalent to that imposed for second degree murder. VTP (Oct. 27, 2014) at 24. As in Mulholland, the record suggests at least the possibility that the sentencing court would have considered imposing concurrent firearm-related sentences had it properly understood its discretion to do so. Remand for resentencing is therefore warranted.
CONCLUSION
The reasoning of our decision in Mulholland extends to sentencing for firearm-related offenses under
FAIRHURST, C.J. (dissenting)—While I agree that the trial court was under no obligation to raise the issue sua sponte, I disagree that if defense counsel had done so here, the trial court had the discretion to impose exceptional concurrent sentences to Cecily McFarland‘s convictions for the crimes of unlawful possession of a firearm and theft of a firearm.1 Therefore, I respectfully dissent.
ANALYSIS
Both the majority and Justice Yu‘s dissent conclude that the Sentencing Reform Act of 1981, specifically
A. This holding is inconsistent with the plain language of RCW 9.41.040(6)
Notwithstanding any other law, if the offender is convicted under this section for unlawful possession of a firearm in the first or second degree and for the felony crimes of theft of a firearm or possession of a stolen firearm, or both, then the offender shall serve consecutive sentences for each of the felony crimes of conviction listed in this subsection.
over older provision). If
B. This holding is inconsistent with the intent expressed by the authors of the Hard Time for Armed Crime Initiative
for certain firearm offenses harsh. McFarland is no more than an unfortunate case in point.
C. While extending Mulholland to RCW 9.94A.589(1)(c) is legally supportable, extending it to RCW 9.41.040(6) is not
In Mulholland, this court recognized that a sentencing court had discretion to impose an exceptional downward sentence to the presumptively consecutive sentences imposed by
First,
the critical and unconditional “[n]otwithstanding any other law” language. Finally, RCW 9.94A.589(1)(c) is arguably harsher than RCW 9.41.040(6). RCW 9.94A.589(1)(c) indicates that consecutive sentences must be imposed for each count of unlawful possession and theft of a firearm an offender is convicted for, see RCW 9.94A.589(1)(c) (“The offender shall serve consecutive sentences for each conviction of the felony crimes listed in this subsection (1)(c), and for each firearm unlawfully possessed.“), whereas, a plausible reading of RCW 9.41.040(6) indicates that consecutive sentences need only be imposed between the crimes of unlawful possession and theft of a firearm—not for each count of each crime. See RCW 9.41.040(6) (“[T]he offender shall serve consecutive sentences for each of the felony crimes of conviction listed in this subsection.“).4
thereby justifying application of the discretion afforded by
For the reasons stated above, I dissent. Both the majority and Justice Yu‘s dissent summarily conclude that Mulholland can be extended to an offender convicted of the crimes of unlawful possession of a firearm and theft of a firearm. But in reaching this conclusion, both opinions give short shrift to the plain language of