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State v. McCormick
397 N.E.2d 276
Ind.
1979
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*1 lаwyer. He and judge disregarded sumed that inadmis- trial examined testimony deter- weighed only proper sible and the witnesses in a cross-examined manner, including evidence in those capable whether the State mined and therefore, its proving béyond cannot, say carried burden of a rea- question here. We sonable doubt that the defendant commit- question actions one that his State, crime. Misenheimеr v. (1978) ted in- psychiatrist asked of each showed such State, Ind., 523, 528; 374 N.E.2d Fletcher so competence inadequacy, and and further (1976) 264 Ind. 340 N.E.2d prejudiced appellant, proceedings that State, 773; Kleinrichert v. 260 Ind. justice shocking to the mockery were 297 N.E.2d 826. find Accordingly, we do not conscience. show- appellant that carried his burden of Appellant insanity, a defense of and think error the issue. We reversible one of the court-appointed psychiatrists was there sufficient evidence from was Dr. Patrick H. Weeks. he testified After appel- could have found he appellant examined was repre- adequately competently lant was opinion appellant at the time was sane sented. act, of the commission of this Dr. Weeks was asked hypothetical question. This error, affirm no Finding reversible we question set out shooting the facts of the judgment of the trial court. asked, on reasonable based shooting certainty, spon- medical if the was concur. All Justices taneous so as preclude premeditation. doctor answered that he did not think appellant object did. Counsel for did not question

to this answer move to

strike. On this appellant basis inad-

equacy in the lack of his action counsel. addition, court-appointed psy- the second chiatrist, Gutierrez, Dr. Peter G. was asked Indiana, Appellant, STATE of by appellant’s counsel:

Q: “You person don’t feel can or could immediately spontane- react McCORMICK, Appellee. A. Jesse ously?” No. 879S210. person A: “A could. I do not feel that this one was.” Supreme Court of Indiana. Appellant argues Record 338. that his Dec. counsel should have strike the moved to second оf the answer because it

was a and not re- volunteered statement

sponsive question. also Dr. Gutierrez

testified that opinion appellant in his

not insane at the time of this crime. involving

Like the question windshield, appellant

bullet holes in the has

taken out of questions context two asked of expert witnesses, his and claims counsel ‍‌‌​​​‌‌​‌​​‌‌‌​​‌​​‌‌​‌‌​‌​‌​​‌‌‌​‌​​‌‌​​​‌​​‌​​‍inadequate questions because the were responded appellant to in the manner they

felt deserved. The shows that record

appellant’s lawyer great had a deal of

experience in the criminal court and was very proficient capable

considered a

PIVARNIK, Justice. originated in a infor- two-count

This case Vanderburgh Circuit Court. filed in mation venue to change of obtained a Defendant Court, сhange of and a Vigo Superior filed a motion judge. then Defendant The the information. II of dismiss Count interlocutory granted, and this was motion Ind.R.App.P. Pursuant appeal follows. first to the 4(B), appeal was taken Ind.R.App.P. Appeals. Under then 4(A)(8) 15(M), cause transferred to this Court. seeks the death prosecution

The 35-50-2-9 Code § in this case Ind. establishes (Burns This statute Repl.). to be used impose the death whether to rea- prove beyond a allege and State must least one of at doubt the existence sonable listed “aggravating circumstances” pro- further statute. The statute listed on a is to be allegation vides that charging the rest of page separate from has been guilty If a verdict instrument. charge, proof of principal obtained oc- alleged aggravating hearing hearing. This curs at a рrincipal the trial of from bifurcated charge has been charge. principal If the hearing is jury, tried to a jury. same before the conducted are as follows: the mur- committed The defendant killing the victim intentionally by

der attempting to com- committing or while molesting, arson, burglary, child mit conduct, kidnapping, deviate rape, robbery. or the mur- committed (2) The defendant detonation by the unlawful der injure person intent to explosive with damage property. Lantz, R. Atty., Pros. Scott Jeffery L. the mur- committed (3) The defendant First Bowers, Deputy Atty., Pros. Ju- Chief in wait. Circuit, Evansville, by lying L. der Theodore dicial Sen- Blowers, dak, Gen., Deputy Atty. Phillip R. committed (4) The defendant who Gen., ‍‌‌​​​‌‌​‌​​‌‌‌​​‌​​‌‌​‌‌​‌​‌​​‌‌‌​‌​​‌‌​​​‌​​‌​​‍appellant. for Atty. Indianapolis, to kill. was hired mur- (5) The defendant Bunner, Standley, L. Ev- Barry John G. kill. person hiring another der ansville, appellee. (6) The victim of pertinent disposition the miirder was a cor- The facts employee, fireman, rections judge, or law appeal January are as follows. On officer, enforcement (i) and either Vanderburgh County prosecutor acting victim was duty in the course of against Jesse two-count information (ii) the murder motivated A. McCormick. Count I under Ind. *3 performed victim acting while in the (Burns Repl.) Code 35-42-1-1 1979 § course of duty. strangled Douglas Overby McCоrmick (7) The defendant has been convicted of 5,1978, causing October him to die on Janu- another murder. 35-50-2-9, ary su- Pursuant § (8) The defendant has committed anoth- pra, allegation Count II sets forth an which murder, er time, any regardless of allegedly constitutes one of whether he has been convicted of that This count other murder. alleges that Ha- McCormick murdered one (9) The defendant was under a sentence Mаy rold Lewis on 1977. As stated in of imprisonment life at the time of the information, prosecution alleges murder. that “the murder said of Harold Lewis [is] Ind. Code 35-50-2-9(b) (Burns § 1979 circumstance of the crime Repl.). The statute provides also for the ” charged murder as in Count I. . . introduction of following evidence of the brought This count subsection mitigating circumstances: (bX8) statute, supra, of the death (1) The significant defendant has no his- providеs may prove, that the State tory prior criminal conduct. circumstance, that “the de- (2) The defendant was under the influ- fendant has committed another ence of extreme mental or emotional dis- time, any regardless of whether he has been turbance when he committed the murder. convicted of that other murder.” (3) The in, victim was participant a to, consented cause, defendant’s conduct. separate In a defendant McCor- (4) The accomplice defendant was an mick charged also stands in the Vander- a murder person, Court, burgh re- Circuit an indictment participation defendant’s was rel- 24,1978, turned October with the murder of atively minor. Harold Lewis. McCormick has not been (5) The defendant acted under the sub- tried on charge, although charge stantial person. domination of another still pending. The State and defendant (6) The capacity appreci- defendant’s stipulated killings have that these two ate criminality of his conduct or to not any way. They related or connected in conform his conduct requirements to the have stipulated: further of law substantially impaired as a “The alleged evidence of the homicide result of mental disease or defect оr of of Harold Lewis or evidence of Jesse intoxication. McCormick’s conviction if in fact he (7) Any other appropriate should be convicted of said homicide for consideration. would be admissible in the State’s 35-50-2-9(c). addition, In plurality relating case in chief in the trial the United States Court has held homicide Overby any pur- of Doublass for that the sentencer must be allowed to con pose intent, including proof knowledge, sider, factor, mitigating as a “any aspect of motive, scheme, design, identity, common a defendant’s character any or record and plan, gestae, res or mistake. of the circumstances of the offense that the alleged The evidence of the homicide of proffers as a basis for a sentence Douglass of Jesse Overby or evidence less than Ohio, (1978) death.” Lockett v. 586, 604, McCormick’s conviction if in fact he L.Ed.2d (opinion Burger, J.) should be convicted of said homicide C. (footnotes omitted). would not be admissible State’s prescribed by legis- within the limits relating chief in any purpose Lewis lature. homicide of Harold for intent,

including proof knowledge, mo- tive, scheme, identity, design, common intervening years there have been plan, gestae, res or mistakе.” developments two constitutional Record at 45. capital- us to require scrutinize closely than sentencing procedures more Defendant McCormick a motion to in, 1949. necessary II, claiming dismiss Ind. Count Code 35-50-2-9(b)(8) have on its is unconstitutional five members of the recognized face his death is and as case. While now any punishment from motion raised several alterna- different kind of defendant’s . grounds impоsed other which finding tive the statute unconstitutional, disposed of *4 only ground. According-

the motion on one to the defendant importance It vital is of ly, this issue before question one is the any decision community and to the that this Court. The trial court held that sub- be, ap- impose to the death sentence case, (b)(8), section as to denies be, pear rather than to based reason process the defendant of law. due or caprice emotion. State, appellant, as the trial contends Second, it the sentenc- is now clear that ruling. urged in It is erred satisfy . the ing process . . must the has Supreme ap- United States Court Process Clause. requirements of the Due proved procedures which allow the sen- of

tencer to consider other crimes the defend- 357-58, 1204, at 51 430 97 U.S. S.Ct. allegedly ant for which omitted). (footnotеs L.Ed.2d 401-02 there in have been no convictions determin- Thus, v. New York we ‍‌‌​​​‌‌​‌​​‌‌‌​​‌​​‌‌​‌‌​‌​‌​​‌‌‌​‌​​‌‌​​​‌​​‌​​‍do not find Williams impose or whether not to the death present of issue. to be determinative the York, (1949) penalty. Williams v. New 337 A and recent of our statute consideration 241, 1079, U.S. 69 S.Ct. 93 L.Ed. 1337. pronounce- Supreme Court United States However, Williams v. New York has been sentencing in a question the ments on limited, overruled, severely by if not subse- convinces us death situаtion quent Supreme United States Court cases sentencing hearing present in concerning penalty. the death of a full nothing short would amount Florida, In 430 U.S. Gardner circumstance trial on issue. 1197, 51 97 S.Ct. the Court held L.Ed.2d prove the existence must the State that, process, matter as a of due defend rea- beyond a ant opportunity deny must have an or 35-50-2-9(a). doubt. Ind. Code § sonable explain may all the information which be offer, mitigating cir- may The defendant by considered the sentencer in cumstances, cir- “[a]ny other evidence impose penalty. whether to In death consideration.” appropriate for cumstances conclusion, reaching this the Court distin Lockett v. 35-50-2-9(c)(7). See also guished York, supra, Williams v. New in the states Ohio, supra. statute further following manner: may any addi- the defendant decided, Williаms ease relevant to the tional evidence

“[W]hen significant no difference any constitutional statuto- between and lesser 35-50-2- ry mitigating 9(d). require- for crime had been to these addition punishments recognized by ments, Supreme Court this Court. At time the United States principles general that after a assumed has established other offense, hearing in capital like govern convicted of a pen- the death any offense, imposition had other a trial com- case where plete impose any alty sought. discretion to 280 essence,

It is clear be tried for the murder of Harold that due considerations play important role in the hearing Lewis. This will be before the aspect of a criminal trial. Presnell v. Geor just recently same will have gia, (1978) 439 U.S. another, unre- convicted the defendant 236-37, curiam); 58 (рer L.Ed.2d 211 noted that if lated murder. The trial court Florida, (1977) Gardner v. McCormick were tried an actual L.Ed.2d 393. The Lewis, any trial for the murder of Harold that, Court held in Gardner as a matter of Overby killing relating evidence process, given the defendant must be in the case in would be inadmissible opportunity deny explain any infor Likewise, Lewis chief. no evidence mation which used the sentencer in the killing in this case may be admitted deciding whether impose the death I, killing. Overby trial of Count obviously stringent This is a more statutory procedure effect of the procedural required standard than is in a McCor- present case is obvious: defendant non-capital sentencing situation. This clos separate, fully mick would be tried on two scrutiny er capital found in cases is de jury. same charges unrelated before the Eighth manded Amendment’s ban of the second count to a He would be tried on punishments cruel and unusual and the Due prejudiced undeniably which has been Process Clause of the Fourteenth Amend by having him of an unrelated convicted Florida, ment. Gardner supra; Woodson pointed As out in murder. Carolina, (1976) v. North 428 U.S. *5 ruling: its 49 L.Ed.2d 944. (b)(8) “Subsection allows the State case, present In the alleges State strong secure a conviction on a defendаnt McCormick committed another case, by prov- penalty then the death seek statute, murder. Under our the State is ing jury a weak case before a would prove beyond have to a reasonable opens the undeniably prejudiced. This doubt that McCormick committed the Lewis door to death recommendations murder. The State could meet this burden proof proof a level of lоwer than only by presenting complete prima a facie beyond a reasonable doubt.” witnesses, case. This ‍‌‌​​​‌‌​‌​​‌‌‌​​‌​​‌‌​‌‌​‌​‌​​‌‌‌​‌​​‌‌​​​‌​​‌​​‍will involve the same testimony evidence and appear as would in Record at 48. Further, a normal criminal trial. being qualita- as We view this situation 35-50-2-9(c) (d), § and and Gardner v. tively different from a case where the State Florida, supra, defendant McCormick would circum- aggravating some othеr be able to contrary evidence of his (1) Subparts stance found in the statute. own regarding killing, the Lewis and would (6) (b), supra, through quoted of subsection be entitled to “deny explain” any evi- constituting the directly relate to the crime Thus,

dence which the State introduced. it principal charge. Very likely, the evidence that, seems clear when alleges, the State as proves any aggravating of these six the aggravating circumstance under 35- circumstances will have come before 50-2-9(b)(8), that the defendant committed in part as of the case in chief murder, nothing short of a full trial principal charge. prej- the trial of must result. impact resulting udicial from the introduc- We 35-50-2-9(b)(8) hold that Ind. Code § subsequent sen- tion this evidence at the is applied unconstitutional as to this defend- tencing hearing virtually non-existent. is ant. Thе to be utilized in this Similarly, prove evidence introduced to provided case as statute and case law (7) (9) carry with subparts and also does not be, fact, will in two trials. The defendant prejudicial impact the emotional and will first killing be tried to a for the penalty to be which would cause the death Douglass convicted, Overby. If he is a sen- Georgia, tencing hearing imposed capriciously. Gregg place. will take At this will, sentencing hearing, (1976) in 96 S.Ct. U.S. 9(b)(8) this as (7) (9) denies Subparts L.Ed.2d 859. concern been convict- XIV. The whether defendant has U.S.Const. Amend. defendant. “[t]he stipulated ed of another murder” and whether defendant have State and “[t]he a of life defendant was under im- not in this case are alleged murders prisonment at the time of the murder.” holding is confined related. our Evidence of these circumstanc- those in which the murder cases always will es almost in the form of is related prison complete court or records. a Unlike charge. to the principal murder presentation of evidence an unre- dismiss- judgment court evidence, in the lated this context affirmed, ing II of the information Count sentencing procedure, of this would not be to the trial and this cause is remanded inflammatory improperly prejudi- of an сonsistent with proceedings for further Texas, Spencer cial nature. See opinion. 17 L.Ed.2d 606. protections Additional constitutional un- J., GIVAN, PREN- C. and HUNTER (b)(7) derlying proof subparts and TICE, JJ., concur. (bX9) dangers further illustrate the inher- DeBRULER, J., separate with dissents ent in alleging offering evidence of an opinion. subpart circumstance under (bX8). A criminal conviction is the sub- DeBRULER, Justice, dissenting. proof (7), stance of of subpart and is own my While I rеmain convinced necessarily implied proof subpart contrary mind that the death (9). mayWe assume conviction was 18 of of Art. requirement constitutionally proper obtained man- code the criminal Indiana Constitution ner. Proof of a conviction therefore carries of reformation upon principles be based underly- with it the assurance that the facts justice, position heretofore not vindictive already fully that conviction have been majority of rejected, by a untainted, established to an unbiased State, (1971)259 Ind. Court in Adams v. protections in a forum in which full *6 to 425, contrary is that it N.E.2d the Constitution were afforded to the de- Eighth the of the Amendment mandate fpresee fendant. we do not a risk not be punishments that cruel and unusual prior that evidence of a conviction or of a by a inflicted, rejected position expressly life sentence will cause the death to of the States majority United imposed recommended and in an arbi- Georgia, (1975) 428 U.S. Gregg Court in trary contrast, and capricious By manner. 859, I cannot 49 L.Ed.2d alleges if the State the defendant commit- arriving at a (b)(8), agree process of subpart ted another under the involving proof the actual of the evidence the crime will be sentence of death presented having previ- for the first time to the sentenc- aggravating ing jury. The facts ously an act of murder aggravating will have crime never been 35-50-2-9, contrary to due Ind. Code § presented impartial, jury, to untainted an process jury’s law. The determination previously the risk the jury tainted existence beyond doubt of the a reasonable arbitrary will react manner is infinite- аggravating nine of one or more of the ly greater. step in a first circumstances the jury makes multi-step process. If the Therefore, prejudice because the inher- aggravating cir- first determination of ent in the the where affirmative, then has it cumstance State that the defendant committed mitigating weigh against to clearance murder, “regardless of whether he recommend and to thereafter murder,” has been convicted of that other goes The statute the and that murder is not related extreme other to principal charge, provide we to that: hold that 35-50-2- is no reason to conclude Court. There

“The shall the final determi- make will be a sentence, multi-step process there considering nation of the after under this recommendation, will jury’s and the sen- that the substantial risk capricious arbitrary tence shall be based on the same stan- be inflicted in an circum jury required dards that the to con- manner where the Gregg v. Geor sider. The court is not bound is an act of murder. stance jury’s trial recommendation.” of a gia, supra. The conduct of murder at alleged act judge As I trial can provision read this the decisional hearing would not render only sentence death ‍‌‌​​​‌‌​‌​​‌‌‌​​‌​​‌‌​‌‌​‌​‌​​‌‌‌​‌​​‌‌​​​‌​​‌​​‍if he too is сonvinced judge without processes of beyond aggra- that the reasonable doubt Id., direction, 428 U.S. limit vating circumstance has shown. And been not vitiate and would S.Ct. finally by both thereafter determinations the defendant requirement that mandatory subject to auto- mitigating opportunity have an matic review this Court. I process cannot fathom how this fails be reversed The trial court should satisfy sentencing even where ordered reinstated. Count II should be prior circumstance is a not reduced a conviction. If against prejudice there is a taint or time of the

defendant in the at the

sentencing hearing because of its knowl-

edge charged of the crime of facts of the defendant, just which it has convicted the HINTON, Appellant Darryl Lynn the level with due thereof is consistent below), (Defendant process for several reasons. prejudice against taint Indiana, Appellee sentencing hearing defendant at the flow- STATE below). immediately preceding from the (Plaintiff partakes flowing of the same nature as that 579S122. No. prior from the conviction introduction of of Indiana. Supreme Court regular of an accused for murder at a trial. Such taint does not offend due collateral 12, 1979. Dec. process. Texas, (1967) Spencer v. 385 U.S. Rehearing Denied Feb. Second, 17 L.Ed.2d 606. determination of the existence required circumstance is to be *7 Third, weighed against mitigating factors.

the determination out is should be meted

advisory judge and does not dictate Fourth, judge

the death sentence. the trial hearing,

who has conducted the trial, previously must determine in independent judicial aggra- that the

vating act of murder occurred to a moral

certainty beyond a reasonable doubt before

the sentence of death be ordered. This

operates as a check determi- fifth,

nation. And the determinations subject

both

immediate review and automatic

Case Details

Case Name: State v. McCormick
Court Name: Indiana Supreme Court
Date Published: Dec 10, 1979
Citation: 397 N.E.2d 276
Docket Number: 879S210
Court Abbreviation: Ind.
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