*1 family unambigu IV. CONCLUSION court stated The “only hang findings that the ously in its oral today opinion emphasize that our We respect up” to “the difficult it harbored any way construed as an not should defense, posed by which question” Stocker’s parental expression approval of the con- of acknowledged might resolved [be] “have it precipitated prosecution the duct that courts,” the appellate centered on in the opin- our matter before us. Neither should slap the “miscon “proportionality” of the endorsement, any ion be viewed as an words, family In the court de duct.” other kind, by parents corporal pun- of the use slap the face” was termined that “a across It is common ishment of their children. “reasonably proportional” to Shane’s knowledge utility mention the to—not family hold that the “misconduct.” We punish- simple humanity corporal —of finding unsupported substantial court’s is subject parental tool is the ment as evidence. controversy within American so- considerable Nevertheless, equally ciety. obvious family upon evidence which permissibility corporal punish- finding derived court could have based its judgment ment reflects a societal falls testimony. regard, In this from Shane’s legitimate parameters and well within slapped him testified that Stocker Shane legislative policy-making. constitutional him failure to come to after as a result of his regard, legislature expressed has its this (a) commands,11 slap several worse, judgment, through for better or for (b) hand,” open hurt ... “with an “didn’t defense, parental discipline as enacted (c) little,” only hurt a left no mark or 703-309(1). wisdom, What, in its viewing Accordingly, even the evi- bruise. codified, free to amend or legislature has it is light most favorable to dence 703-309(1) repeal. long But as as HRS inescapable, prosecution, inference is state, remains the law of this we bound being legally justifiable by leg- use of force — it. to construe and enforce parental mandate —in the context of islative forgoing reasoning, Based on the we re- slap discipline, that the did not constitute conviction, judgment, guilty verse the unreasonable, excessive, disproportionate family sentence of the court. family force. The court’s view to the use of contrary deter- appears to have rested on its it, that,
mination on the record before mild—
slap to the face—no matter how matter, would, dispro- per as a se have been P.2d 410 Although portionate to misconduct. Shane’s Hawai‘i, Plaintiff-Appellee, STATE apparent danger to Shane at there was no time, family agree with the we cannot assessment, that, law, a as a matter of court’s MAUMALANGA, Malakai slap the face is not “reason- single, mild Defendant-Appellant. ably come proportional” to a child’s refusal to Al- repeatedly directed to do so. when No. 20146. Crouser, though, as this court noted Appeals of Hawai'i. Intermediate Court of legislature’s amendments to HRS 703-309(1) lee- accorded the courts Aug. 1998. way parameters permis- to determine the they parental discipline, did not eradi- sible prerogative apply parent’s mild
cate punish a child’s minor misconduct.
force connection, thing.” prosecution urges inasmuch as ful ... kind of In this unsworn, sufficiency post-verdict appeal the issue on court to consider 'Stocker's trial, by any family slapped evidence adduced at no statement court that "if I statement him, just is relevant to our deter- probably think it was witness made afterwards it was don’t —I discipline.... play- mination. It was more of a for—out of *2 Fletcher, Deputy
Rose Anne Public De- fender, brief, defendant-appellant. on the for Yuen, Deputy Prosecuting Attorney, Mark Honolulu, brief, City County on the plaintiff-appellee. WATANABE, ACOBA, KIRIMITSU, JJ. KIRIMITSU,
Opinion of the Court J.
I. INTRODUCTION Defendant-Appellant Malakai Maumalan- (Defendant) appeals ga the First Circuit Judgment Amended Court’s June For Conviction and Probation Sentence.1 below, forth we affirm. the reasons set 28, 1996, Defendant-Appellant Maumalanga’s on June and there- Malakai Sentence was filed (Defendant) Appeal Notice of indicates that he is Maumalanga's appeal we fore address will appealing May Judgment of Convic- though appealing were the June he tion and Probation Sentence. an judgment. amended Judgment Amended of Conviction and Probation Defendant unsuc- at Defendant. Because II. BACKGROUND cessfully attempted away, Defendant to drive 8, 1996, had On June Defendant been grab gun allegedly had no choice but to his working porter. Because at EM Tours as boys. and aim it at the Defendant then shot alleged anonymous phone call was re- *3 gun. to rounds from his off around four five company ceived the tour that it would be subsequently arrested and Defendant was evening, brought that Defendant two robbed Attempted charged with seven counts: Mur- guns day. Apparently, him that to work with (Count I); Attempt- Degree in the der First robbery no occurred. (Counts Degree II ed Murder in the Second 8, 1996, Defendant While at work on June III); Keep Firearm and Place to Loaded possible drive-by shooting at Ka- heard of a (Count IV);2 Threatening in and Terroristic then left at noa Park. Defendant work about VII). (Counts V, Degree and the First VI p.m. personally to drive home two of 10:00 granted, subsequently court park during The trial friends who were at the his part, for directed verdict Defendant’s motion drive-by shooting. dropping After off his thereby acquitted friends, gas and Defendant of Counts Defendant went to a station to station, gas VI and VII. put gas in car. at the his While coincidentally boys he Defendant saw who trial, specifically At Defendant raised a drive-by suspected were involved in the charge of to the of Place choice evils defense shooting. Firearm,3 Keep to Loaded Hawai'i Revised 134-6(c) (e) (1993).4 (HRS) boys §§ alleged Defendant that one of the Statutes and objection, in- gas pulled gun a and aimed it Over Defendant’s the court station out charge going get you bring Keep "We are robbed. Can 2. The Place to Loaded Firearm protection? Help following arose out of the facts: that Defen- some us out." pistol; dant carried a loaded that Defendant 134-6(c) (e) (1993) §§ state: 4.HRS so; (3) that had no license to do Defendant carrying while car it in his waistband Carrying or use of firearm in the commis- gas Hawaii Revised Statutes at the (HRS) station. See separate felony; place keep of a fire- sion arms; 6(c)(1993), n.4. firearms; penalty. 134— infra loaded (c) Except provided as in sections 134-5 and portion of clos- The relevant defense counsel's all firearms and ammunition shall ing argument is follows: business, possessor’s place confined to the believe, about, talk it’s Count Let’s residence, sojourn; provided or that it shall be position gun. that’s the carry lawful to unloaded firearms or ammuni- Actually, charged keep- ... is with not [h]e tion or both in an enclosed container from the ing right place. it in the place purchase purchaser’s place charge, Now the to this and this is Defense business, residence, sojourn, or or between asserting we choice of evils. what are business, places upon change place these residence, gun, Now had to have the he [Defendant] sojourn, places or between these or guns had to have those for a reason. Choice of following: place repair; target a and the a evils.... business; range; place a licensed dealer's police] protect ... don't [The [Defendant]. organized, scheduled firearms show or ex- them, happens, calls and what hibit; [Defendant] place or use a of formal hunter firearm people they up harassing instruction; end him because training police or or a station. go don’t want to let of their own beliefs rigidly con- "Enclosed container” means gang is a member. Either the commercially [Defendant] receptacle, structed or a manu- either, Pinoi-Boys po- case, neither the BBI or the gun equivalent factured or the thereof lice; choice, doesn't [Defendant] so has no he completely encloses the firearm. police protect have the him. He knows the him, (a) (b) Pinoi-Boys going buys (e) Any violating after so he person or subsection family. guns protect protect felony. Any guilty himself and his shall be of a class A violating by carrying possessing but to those He doesn't have choice have or this section guns possession; charged by carrying possessing in his but is not he a loaded firearm or or pistol possession. you with So have to remember loaded or unloaded or revolver without charged possession, provided but he license issued as in section 134—9 that he is not guilty felony. Any person charged place keep; and the shall be of a class B by carrying possessing why guns violating out of that this section reason he takes those firearm, pistol place an unloaded revolver, other than a house and take it down to his work felony. guilty up says, of a class C calls him and shall [his co-worker] structed the on the choice of evils de- must find that the “choice of evils” defense fense as follows: apply.5 does not It is a charged (Patterned 7.12) Jury Hawai'i Instruction legally justi-
the defendant’s conduct was added). (emphasis recognizes fied. The law the “choice of Subsequently, jury acquitted Defen- defense, evils” also referred to as the “ne- I, II, III, dant of Counts and V. The cessity” defense. guilty found Defendant of Count IV—Place justifies The “choice of evils” defense Keep Loaded Firearm. defendant’s conduct if the defendant rea- An Judgment Amended of Conviction and sonably compliance believed that Probation Sentence was entered on June law would have resulted in harm to *4 1996.6 Appeal Defendant’s Notice of himself or another sought than the harm untimely, having 26, September been filed on prevented by be defining the law the of- 1996. charged. fense In order for the “choice of evils” defense apply, four conditions must be satisfied. III. DISCUSSION
First, the must have reasonably defendant A. Jurisdiction legal believed that there was no alternative Second, available to him. Preliminarily, question there is a must have reasonably believed that jurisdiction in this case because Defendant sought prevented harm to be was immi- late, appeal fifty-nine days filed his notice of Third, nent or immediate. the defendant’s ninety days after the trial court entered conduct must have been de- judgment. its Pursuant to Hawaii Rules of signed prevent the threat of (HRAP) Appellate 4(b), Procedure Rule Fourth, greater harm. sought the harm criminal ap defendant must file a notice of greater avoided must have been than peal days “within entry 30 after the sought prevented by harm to be the law judgment appealed or order from.” Howev defining charged. the offense er, Supreme “[t]his court and the Hawaii Accordingly, prosecution if the has not Court have seen fit in criminal cases to relax proved beyond a filing reasonable doubt that the appeal deadline for a notice of justi- Ahlo, defendant’s legally justice conduct was not where so warrants.” v. 79 by defense, 385, 392, 690, fied the “choice of evils” then Hawai'i (App. 697 1995) you must guilty (quotation find the defendant not marks and citations omit ted). Keep Count IV: Place to Loaded light holdings, Firearm. of the above prosecution so, If you has done then based on a review of the circumstances in (2) proposed jury 5. Defendant’s by instruction stated as the harm or evil to be avoided follows: greater conduct was not than [Defendant's] It is a defense to the offense in Count IV of prevented by to be this law defin- Firearm, complaint, Keep Place to Loaded ing charged. the offense [Djefendant’s legally jus- that the conduct was Accordingly, prosecution prov- if the has not recognized tified. The law of ev- "choice beyond en a reasonable doubt that the defen- defense, "necessity” ils” also referred to as the legally justified by dant’s conduct was not defense. defense, you "choice of evils” then must find justifies The "choice of evils” defense guilty Keep the defendant not of Place to Load- conduct [D]efendant’s if the defendant reason- Firearm, prosecution ed in Count IV. If the has ably compliance believed that with the law so, [you] done then must find that “choice would have resulted in harm to himself apply. of evils” defense does not prevent- or another than the harm to be defining charged. ed the offense 28, original judgment 6. The was filed on March applica- The "choice of evils” defense is not disposition but it failed to indicate the prosecution proved beyond ble if the has Keep Count IV—Place to Loaded Firearm. Con- reasonable doubt that: sequently, judgment an amended was filed on [Defendant] did not June 1996 and indicated that Defendant was necessary that his conduct was in order to guilty Keep found of Count IV—Place to Loaded avoid an imminent harm or evil to himself or another; or Firearm. status the choice justice require 2. The current case, us the interests of comply in Hawai‘i. failure to evils that Defendant’s to hold 4(b) preclude his does not HRAP Rule (1993) provides, HRS Knight, appeal. right See State part, as follows: relevant 318, 323, P.2d Hawai'i despite com (extending jurisdiction failure to of evils. Conduct which Choice Ahlo, 4(b)); 79 Hawai'i Rule ply with HRAP to avoid actor believes same). (doing the P.2d at 697 evil to the actor or imminent harm or justifiable provided that: another is Jury B. Instructions (a) sought to be avoid- The harm or evil conviction of appeals his Defendant than ed such conduct In that Keep Firearm. Place to Loaded jury’s only challenges regard, Defendant charged[.] law justi- regarding choice of evils his instruction fication defense. 703-302(l)(a).7 “reasonably “believes” to mean defines review. Standard of believes.” instructions, *5 reviewing jury the stan “In (the the Hawai'i Penal Code Because whether, read and is when dard of review Code) the Model Penal Code is derived from whole, given the instructions as a considered 227, (MPC), Rep. No. erroneous, Hse. Comm. insufficient, Stand. in prejudicially Journal, 784, § 703-302 consistent, Maelega, 1971 House misleading.” v. or State (1995) nearly identical to Section 3.02 of 172, 176, P.2d 762 Hawai'i 907 80 MPC.8 citations (quotation marks and (c) (1993) is no time entirety: Under the circumstances there § 703-302 states in its
7. HRS courts; opportunity resort to the or (d) (1) which the actor Choice of evils. Conduct against pris- No force or violence is used necessary an imminent to be to avoid believes persons; personnel other innocent and on (e) or to another is harm or evil to the actor or proper promptly reports to the The actor justifiable provided that: a (a) when the actor has attained sought by authorities to be avoided The harm or evil safety position from the immediate threat. sought greater than that such conduct is (l)(b) (c) applicable in by defining Subsections are not prevented law the offense asserts, party and the charged; (b) because neither this case indicate, ap- defining section other law does not that either Neither the Code nor record (2) apply provides exceptions plies. or defenses does not the offense Subsection involved; asserts, dealing specific party situation and the record does not neither indicate, negli- was reckless or and (c) that Defendant justi- legislative purpose to exclude the gent bringing A Subsection about situation. plainly prose- otherwise apply fication claimed does not a not because this was not does appear. (2) escape. cution for negligent reckless or When the actor was (MPC) Penal Code 8. Section 3.02 of the Model requiring bringing a about the situation provides: appraising evils or in choice of harms or Generally: conduct, 3.02. Choice justifica- Section Justification the actor's for of Evils. in a this section is unavailable tion afforded to be Conduct that the actor believes prosecution for offense for which reckless- be, necessary [or a harm or evil to himself negligence, to avoid as the case suffices ness or justifiable, provided or to another is culpability. herself] to establish prosecution escape that: under sec- 710-1021, (a) sought to be avoided the harm or evil the defense tion 710-1020 or greater to be conduct is than that limited to an such available under this section is defining following prevented the offense consisting affirmative charged; and elements: threat, (b) (a) law express neither the Code nor other or The actor receives death, provides exceptions defenses bodily injury, implied, of substantial involved; attack; specific dealing situation or forcible sexual (b) proper prison Complaint authori- (c) justi- legislative purpose to exclude impossible the circum- either under ties is plainly ap- history does not otherwise fication claimed exists a of futile stances or there pear. complaints; Prior to the enactment of HRS to be avoided was than the (the State) 302(l)(a), the State of Hawai'i generated by harm or evil the crime com- followed the common law defense of “necessi- mitted.
ty” Marley, or choice of evils. State v. 147, 153, 81 Hawai'i 450, 471-72, Haw. (Acoba, J., (App.1996) P.2d concur- (1973).9 approach, Under the law common ring). applicable the choice of evils not defense is holding further We reiterated our in Keal- (the test): Marley three situations that, oha (1) Where there is a third alternative (1) above, respect available to defendants that in- does not person does not believe that it law, volve violation of the defendants are to commit a crime to avoid an justified violating the law.... imminent harm or evil to himself or others closely A required related element is following when one or more of the ais fact: that the harm to be immi- (a) A third alternative that did not in- nent. ... volve the commission of a crime was rea- (3) Thirdly, importantly, and most even sonably person; available to the
assuming
arguendo
alternative
(b) The crime committed was not rea-
courses of action were “unavailable” ...
sonably designed
actually
avoid the
defendants remain unentitled to the de-
avoided;
harm or evil
“necessity”
fense of
because their actions
(c)
The harm or evil
to be avoid-
reasonably designed
were not
ed was not imminent when the
prevent
the threatened
harm.
committed the crime.
(citations
Id. at
fense set forth herein 302(l)(a): (1) must defendant date, as the construction and effective as well that it was to commit the prosecution to a application of imminent harm or evil to crime to avoid an for such an offense.” others; the harm or evil himself or provides further sought to be avoided was than follows: generated by commit harm or evil the crime 703-302(l)(a); see also DeCas ted. HRS
Principles
provi-
The
of construction.
tro,
Hawai'i at
To be imagined, speculative, or non- and not an do not make ations of Kealoha and DeCastro harm, taken to avoid imminent the actions prevail on more for a defendant difficult support a belief the harm must reasonable defense. The considerations a choice of evils that the actions would be ef- or inference They just do not are that —considerations. im- avoiding alleviating fective to a choice of evils add additional elements pending harm. they merely interpreta- defense because (citations at 808-09 Id. 498 A.2d or court guidelines to assist
tional on these aforementioned consider- Based validity a choice of evils determining the ations, the court held that: defense. then, order, In to be entitled to instruc-
c. justification a defense to a crime tion on charged, offer evidence the actor must first noteworthy that the ex- also find it We that will show: press set forth Kealoha and considerations (1) five are in accord with least actor was faced with a clear DeCastro that the harm, jurisdictions. other Commonwealth imminent not one which is de- speculative; Pa. 498 A.2d Capitolo, 508 batable or (1985), Pennsylvania court was faced with (2) reasonably ex- that the actor could justification statute that re- an MPC-based pect would be effec- that the actor’s actions liability for criminal lieves a defendant of harm; avoiding tive in such conduct conduct if the actor believed legal alternative there is no necessary to avoid a harm or evil to to be harm; abating effective in which will be another, “the harm or himself or to sought to be avoided such conduct evil Legislature that the has not acted greater than that preclude the defense a clear and delib- charged[.]” regarding at issue. erate choice the values Ann. and Offenses Pa. Cons.Stat. Crimes *9 (1983). § 503 Id. at 809. Pennsylvania court com- Pennsylvania apparently felt The court
mented that: wording express of its statute did however, adequately compelling con- necessity, not cover some of does
The defense a choice of evils defense. courses siderations of not arise from a “choice” of several statutory adding to a actions; a real without elements instead it is based on defense, articulated consider- only by justification an emergency. It asserted can be which, present, would defeat a crisis ations when confronted with such actor who is justification Senay prevented defining defense. Accord v. Com be the law the of- monwealth, 259, (Ky.1983) charged. fense S.W.2d (expanding Kentucky’s MPC-based choice of In order for the “choice of evils” defense evils statute to include common law elements apply, to four conditions must be satisfied. present Kentucky First, that were not in the stat reasonably must have defendant ute); O’Brien, 587, v. State 132 N.H. legal believed that there was no alternative (1989) 582, (reasoning Second, A.2d 583-84 that New available to him. Hampshire’s up MPC-based statute sets reasonably must have believed that balancing test wherein “the desire or need to sought prevented harm to be was immi- present outweigh avoid the harm must Third, nent or immediate. the defendant’s sought prevented,” to be and therefore conduct must have been de- expanded the statute to include the common signed actually prevent to the threat of law element that there must no Fourth, be lawful greater sought harm. the harm alternative); People Brandyberry, see also v. greater be must have avoided been than (in (Colo.Ct.App.1990) 677-79 the harm quiring common into law elements not articu charged. the offense lated Colorado’s MPC-based statute for Accordingly, prosecution if the has not purposes determining whether a in proved beyond a reasonable doubt that the Smith, given); struction should be State v. legally justi- defendant’s conduct was not (exam 104, 105 (Mo.Ct.App.1994) 884 S.W.2d defense, fied “choice evils” then ining expressed in common law elements not you guilty must find the defendant not MPC-based statute to determine Keep Place Count IV: Loaded Firearm. necessity justification defense instruction so, prosecution you If the has done then jury).10 should be submitted to the must find that the “choice of evils” defense apply. does not Accordingly, holdings we reaffirm our added.) (Emphasis Kealoha and DeCastro.
The
instruction on the choice of evils
4. The choice
evils instruction was
justification
complies
defense
with the lan-
erroneous; however, a vacatur
703-302(l)(a),
guage
of HRS
as well as our
required.
conviction is not
holdings in Kealoha and
extent that the first and
elements
third
fol-
a.
low the case law of Kealoha and DeCastro
case,
pat
instruction
(i.e.,
available,
no alternative
7.12,
Jury
terned after Hawaii
Instruction
crime committed was not
de-
as follows:
stated
signed
avoid the harm or evil
avoided),
sought to be
and the second and
charged
It is a
express language
fourth elements track
justi-
legally
the defendant’s conduct was
(i.e.,
imminent
recognizes
fied. The law
the “choice of
harm,
the harm or evil
defense,
evils”
also referred to as the “ne-
than that
avoided is
cessity” defense.
prevented).
justifies
The “choice of
evils” defense
Nevertheless,
defendant’s conduct if the defendant rea-
we find error with the in-
sonably
compliance
struction because it fails to articulate that the
believed
in Kealoha
law would have resulted
harm to
“common law” elements set forth
pur-
the harm
are considerations for
himself or another than
DeCastro
Additionally,
jurisdictions
(applying
there are
which do
common law choice of evils defense
statute);
applicable
codify
an
a choice of evils or
defense.
elements in the absence of
jurisdictions,
appear
Crawford,
308 Md.
521 A.2d
those
the courts
to follow
(1987) (applying
the common law elements for a choice of evils
the common law
provide
expanded analysis
of a stat
defense which
choice of evils defense
absence
(R.I.
ute);
determining
Champa,
is excused
State v.
494 A.2d
whether
defendant
*10
Metters,
1985)
liability.
People
(quoting
common law choice of evils de
from
App.4th
See
v.
Cal.
1489,
statute).
applicable
Cal.Rptr.2d
fense in the absence of an
whole record shows it to be
requirement of the statute.
which the
poses of the first
context,
question
words,
In that
the real
not first
entitled.
In
the instruction does
other
statutory require-
whether
there is a reasonable
forth the
becomes
expressly set
Instead,
might
possibility
that error
have contribut-
pursuant to
703-302.
ments
statutory
If there is such a reason-
incorporate both
re-
ed to conviction.
attempts
it
case,
in
then the
possibility
able
a criminal
with-
quirements and case law considerations
beyond
error is not harmless
a reasonable
an
distinguishing between the two. Such
out
doubt,
judgment
and the
of conviction on
the law.11
incorporation misstates
have been based must be set
which
the law would be
An accurate reflection of
aside.
that,
acknowledge
pursuant
to HRS
to first
703-302(l)(a),
the defendant is
conduct
Loa,
350, 926 P.2d
83 Hawai'i
justifiable
engages
in
(citation
omitted),
reconsideration
to be rea-
conduct which he or she believes
(1996).
denied,
83 Hawai'i
Thereafter, case, should advise presented the instruction In Defendant one ar- this gument for a choice of evils that his co-worker asked him to defense: (1) above, respect bring “protection” to work because an some that it person does not anonymous telephone call indicated that the necessary to commit a crime to avoid an day. company would be robbed that See n.4. imminent harm or to himself or others evil following a when one or more of the fact: surrounding the facts the Place (a) in- A third alternative that did not Keep charge out Loaded Firearm arose of a crime was rea- volve commission gun in possession Defendant’s of a loaded his sonably person; available to the sitting gas while his car at a waistband (b) The crime committed was not rea- Thus, even if we were to station. See n.3. sonably designed avoid the accept that Defendant’s reason for car- avoided; of evil rying gun day a loaded was because (c) or evil to be avoid- The harm anonymous tip workplace would that his imminent when the ed was not robbed, logically that he it does follow crime. committed the carry gun had no choice but to a loaded to a away gas which was located from his station 81 Hawai'i at carry- place. If Defendant’s reason for work 564-65. true, gun ing a loaded were then he should b. gun that was have left his at the location light presumptive- supposed to have been robbed. Erroneous instructions ly ground charge, Defendant’s harmful and are a for reversal the factual basis bring affirmatively appears argument choice unless it from the that he had no but gun far As as a whole that the error was not a loaded to work is too removed. record such, possi- there is no prejudicial. Error is not to be viewed we believe reasonable bility purely in the ab- that the erroneous instruction con- isolation and considered light Keep of Place to stract. It must be examined tributed to his conviction proceedings given the effect Loaded Firearm.12 the entire saying 12. We are not that as a matter of law the 11. To the extent that we have found error given. A defen- case, instruction should not have been given we declare the instruction every dant is "entitled to an instruction on de- Jury to be an erroneous Hawaii Instruction 7.12 theory having any support in fense or of defense statement of the law. evidence, provided sup- such evidence would *11 ACOBA, J., concurring part jury improp- 5. The instruction did not dissenting part. erly place proving the burden the on defense Defendant. majority’s I concur with the conclusion that the choice of evils instruction of the first argues Defendant also that the four condi- (the court) circuit court was erroneous be- jury “im- tions set forth instructions expressly forth the cause did set statu- properly placed proving the burden of the tory elements of that defense contained by implying defense on the defendant that (HRS) § Hawai'i Revised Statutes ‘question the burden was a of fact’ to be 302(l)(a) (1993). I concur that the also erro- words, by jury.” the In “[t]he decided other neous instruction was harmless De- because jury result of a ‘shifted [the instruction] is (De- fendant-Appellant Maumalanga Malakai essence, ‘given In burden.’ was fendant) present any did not evidence to opportunity reject to the defense as less than satisfy statutory elements of the defense. put credible’ before the state was to test However, regard majority’s I disproving beyond the defense a reason- proposed addition of common-law “consider- long-standing able doubt.” it is a ations” to the elements choice of evils rule in Hawai'i that unwise, defense as unwarranted and with all justification, [w]here the defense is once respect, majori- disagree due must fact, facts, evidence of a or set of which ty’s formulation of that instruction. liability negatives penal has intro- been
duced, prosecution thq burden is on I. disprove the facts that have intro- been prove negativing duced or to facts “[cjonduct states that justification beyond defense and to do so which the actor believes is to avoid reasonable doubt. an imminent harm or evil to the actor or to justified provided another is ... Straub, 435, 444, Haw.App. by harm or evil avoided such (1993) (citations omitted). P.2d than that conduct is complained the “result” of Defen- prevented by exactly dant is what is mandated law: charged[.]” language, In contrast to this first has burden court the choice of instructed on put nega- into evidence a set of facts which evils defense as follows: and, penal liability accomplished, tive once In order for the “choice of evils” defense disprove the burden shifts to the State to apply, four conditions must be satisfied. beyond id. a reasonable doubt. See First, defendant must have such, argument As Defendant’s is without legal believed that there was no alternative merit. Second, the defendant available to him.
must have believed that was immi- IV. CONCLUSION Third, nent or immediate. the defendant’s conclusion, holdings we reaffirm our reasonably de- conduct must have been and, therefore, Kealoha and DeCastro affirm signed actually prevent the threat of Fourth, Judgment, the June 1996 Amended Con- harm. the harm greater than Probation be avoided must have been viction and Sentence. port jury, that issue Our conclusion that there was no reasonable the consideration of weak, no matter how inconclusive or unsatisfac- possibility that the erroneous instruction Robinson, tory the evidence be." State v. case contributed to Defendant’s in this conviction 304, 313-14, Hawai'i jury. upon is based the evidence submitted to the (1996) (emphasis original) (quotation marks It is not a conclusion of law Defendant standard, Given this De- citation not entitled to a choice of evils instruction. fendant was entitled to an instruction on a choice of evils defense. *12 by presented to because there was no evidence
the harm
that Defendant believed it was
defining
charged.
demonstrate
law
703-302(l)(a) requires,
necessary, as HRS
added.)
(Emphases
carry
guns
him
he
to
one of
with
when
out,
majority points
As the
the second and
Tours,
EM
in order
an imminent
left
to avoid
given by the court were
fourth elements
robbery
EM
Defendant did not
Tours.
703-302(l)(a),
from
and the
derived
HRS
testify
why
gun
him
as to
he took one
with
this court’s
first and third elements followed
Tours,
gun
when he left EM
and left one
Kealoha,
prior holdings in
v.
9 Haw.
State
Wagen
during
with
at the EM Tours office
App.
P.2d
that time.
(App.
81 Hawai'i
Tours would avoid either the imminent
IV.
robbery
of a
to EM Tours or the imminent
stated,
previously
I cannot concur that
As
Pinoy Gang.
posed
members of the
jury
of evils de-
instruction on the choice
703-302(l)(a)
§
in
fense set
forth
HRS
III.
common-law “considerations.”
should include
note, further,
majority
beyond
plain lan-
proceeds
limita- The
that there are three
jury
guage
that the
defense set forth
of the statute and directs
tions on the choice of evils
703-302(1),
additional “consider-
in
which should be con-
should be instructed on
HRS
purposes
first
giving
an instruc-
ations for
sidered
a trial court
as follows:
[HRS
]”
tion on choice of evils. Under HRS
703-
302(l)(b),
the court is not to instruct the
person does not
[A]
on the defense if “the
Penal Code
[Hawai'i
crime to avoid
it is
to commit a
(HPC)
defining the offense
] [ ] or other law
evil to himself [or
an imminent harm or
provides exceptions
dealing with
or defenses
when one or more of the
herself] or others
Similarly,
specific
involved[.]”
situation
following is a fact:
legis-^
given where “[a]
no instruction
(a)
in-
A
alternative that did not
third
justification
purpose
lative
to exclude
rea-
the commission of a crime was
volve
plainly appear[s].”
...
claimed
person;
sonably available to the
302(l)(e).
(b)
not rea-
The crime committed was
limitation,
The third
contained
designed
actually avoid the
sonably
703-302(2),
if
provides that
the state of
avoided;
or
harm or evil
charged
either reck-
mind for the offense
(c)
be avoid-
The harm or evil
negligent, the court must instruct the
less or
when the
ed was not imminent
is not
that the choice of evils defense
the crime.
committed
if
that the defendant
available
finds
bringing
negligent
or
was
reckless
Majority
HI (1983). exist; Accordingly, his in defendant’s “[i]n her] [and] [a] actions [or structions, judge reasonably designed prevent trial should inform the applicable (Emphasis as the law of the case the threatened harm.” added.) they may the facts in such a manner that The “two additional elements” cited added). (emphasis very misled.” Id. At the State are the elements included best, adding these considerations in a majority’s proposed instruction instruction on choice of evils will tend to first second considerations. jury. worst,
confuse and mislead
At
including such common-law considerations
B.
[statutory]
‘reasonably
“redefines the
be
evident,
equally
isAs
the considerations
factor,” beyond
power
lieves’
our
to do so.
“merely interpretational guidelines,”
are not
at
81 Hawai'i
P.2d at 566
majority
P.2d
(some
opinion at
(concurring opinion)
quotation
internal
in fact
since
considerations are
the basic
marks
citations
law, pre-HPC
elements
the common
defini-
VI.
tion of
choice of evils defense from Keal-
supplanted
That
oha.
definition was
majority
maintains that its consider-
703-302(l)(a). However,
guise
under the
ations
additional
“do not add
elements to a
*15
“reasonably
of
the element
be-
they
choice
of evils
are
lieves,”
majority
incorporates
now
that
merely interpretational guidelines to assist a
common
formulation into the
defini-
law
HPC
Majority
opinion
or court.”
at
Consequently,
in-
tion
defense.
P.2d at 418.
express
struction clashes with the
terms of
703-302(l)(a) and, therefore,
§
is not
A.
“merely interpretational.”
Plainly, the “considerations”
“addition-
By requiring
al
that
elements.”
VII.
additionally
respect
instructed “with
to re-
§
quirement
[of HRS
that “a
703-302]”
my
In addition to
overall concerns with the
reasonably
not
it is
does
believe that
instruction,
majority’s
spe-
proposed
have
(emphasis
commit a crime”
to
add-
respect
cific
to each
concerns
ed) if
of three
“one or more”
considerations
three considerations.
fact,”
majority opinion
“is a
effect,
consideration,
places
in
The first
(quoting
at 420
at 153-
Hawai'i
adducing
upon a
the burden of
defendant
564-65),
majority
P.2d at
has
“third
evidence that
there was no
alterna-
“reasonably
further defined the term
be-
or,
one,
assuming
tive”
the existence
lieves”
law.
this new
as a matter
Under
“reasonably
not
avail-
such alternative was
instruction, any one of the
consider-
three
Hence,
able.”
the first consideration adds an
ations,
“fact,”
if established as
deemed to
is
expressly
element
mandated
the stat-
not
preclude
finding
of “reasonable belief’ and
ute,
applicability
limits the
thus
thus
the defense.
use of
thing
argument
to allow
defense.
It is one
considerations,
are ad-
Of these three
two
on
“third alternative”
number of
ditional
that now must
satisfied
elements
argument
respect
in final
to
alternatives
already
to
in addition
those
defendant
“necessary”
if
conduct element
such al-
703-302(l)(a).
imposed
De-
under HRS
par-
under
present
ternatives
themselves
spite
majority’s assertion
no ele-
case;
quite
ticular circumstances of the
added,
being
even
ac-
ments are
the State
thing
another
instruct the
that such
answering
in
knowledges
its
brief that
disproved under
evi-
matters must be
“interpret-
Kealoha and DeCastro
court
jury may
dence
consider the de-
before
[HRS
]
ed
include two ad-
part IX.
fense. See discussion infra
must be
ditional elements that
satisfied
language
Additionally, the
order for the ‘choice of evils’ defense to
commentary noticeably
fail to
apply[:] ...
that a third
its
alternative
harm,
anything
availability
avoiding
objective
mention
about
of alter-
rather than one of
natives. This consideration is not noted as
reasoned choice as HRS
703-302 would
safeguards
one of the “numerous
built into
appear
require.
Commentary
[HRS ] 703-302[.]”
on HRS
Accordingly,
seeming
place upon
commentary
at 53. The
*16
persons,
really
way
there is
no
for the
it, too,
by
ed because
is not dictated
actors to foresee the exact moment when a
703-302(l)(a).
§
ship may
always
rescue
arrive. There is
consideration,
As with the first
the second
help
the chance that
will arrive in time to
effectively
requirement
adds a
not
found
emergency
make the
unnecessary.
action
justified
commentary
the text or
in the
to the
however,
objections,
Such
to take ac-
fail
DeCastro,
section. See
81 Hawai’i at
count
the
that other
which
fact
defenses
(concurring opinion).
whether it was reasonable for a uncertainty. only son’s point Our is that defendant to believe that his or her conduct punishment the threat of criminal is un- appropriate or suitable under the cir- needed here. contrast, By cumstances. the words “actual- (em- ly Commentary 703-302, impart avoid” on reader the sense that at 54 added) (internal phasis marks, the conduct chosen quotation defendant must be cita- nearly tion, one certain or certain of success and footnote 703-300, 3. The term "believes” in HRS 703-302 legislature means was intended "reasonably incorporate believes." [person] See HRS a "reasonable standard.” (1993). definition, provided Supplemental This Commentary in HRS on HRS 703-300.
H3
emphasis
places
on
imminent harm
undue
IX.
requirement.
that
second consider-
As to both the first and
Moreover,
consideration will
ations,
the third
phrased
terms
an instruction
“not,”
jury because that consid-
tend to confuse the
and made
what “reasonable belief’
is,
instruction,
negative,
that
implicitly
eration is cast
part
(emphasis
imminent”
add-
normally
the harm “was not
places
defendant
in the role
ed),
affirmative form of the
in contrast to the
assigned
prosecutor.
HPC to the
under the
part
proving
earlier
prosecutor
charged with
same
The
jury
Accordingly, the
should not
instruction.
negative the defense.” Com-
“facts which
set
on the third consideration
mentary
at 52. But the
be instructed
on HRS
by majority.
forth
practicably
which
must
three considerations
prove
disproved by
defendant to
his or
very
are those
facts
her “reasonable belief’
XI.
negative
evils de-
the choice of
which would
sum,
considerations
the first and second
legal
al-
both the existence
fense.
majority
added to the
instruction
by a defen-
ternatives to the action chosen
“go beyond the
requirements
dictate
of a belief in actual
dant and the absence
[and]
under the statute
factors denominated
harm, which would be ex-
avoidance of the
defendant,
impose
burdens on
additional
prosecution’s burden to
pected to be the
Hawai'i at
authorized[.]”
instruction, are
prove
proposed
under the
(concurring opinion).
language of HRS considerations, provides listing
cedes the engaged “in have the defendant must to be rea- which he or she believes
conduct imminent avoid an
sonably such, requirement of As harm or evil.” imminence will be communicated Hawai'i, Plaintiff-Appellee, STATE of another instruction and there is no need for sought to be reiterating that the harm or evil imminent. The drafters must be avoided Defendant-Appellant. PEREZ, Ramon (Official (MPC) § 3.02 Penal Code Model No. 20880. 1962) did Draft and Revised Comments or evil be require that the harm expressly Appeals of Hawai'i. Intermediate Court “[sjuch thought that because it was imminent 23, 1998. Oct. emphasizes ingre- unduly one at the judgment that is called for dient Nov. Granted Certiorari just important.” MPC expense of others Hawai’i at 17. While the comment 3.02 re- an imminence legislature has included statute, an of evils
quirement in the choice again refers jury instruction which
additional notes demonstrating defendant the burden cer- “[i]f the defendant’s conduct was not tainty regarding of success the chosen con- necessary, if one evil was not than duct, the second consideration raises the other, if the defendant exceeded the rea- qualifying threshold for the defense from intelligence morality, sonable bounds of conduct the actor believes was be convicted for the de- “necessary,” to conduct the actor notwithstanding fendant’s conduct the defen- believes was certain to avoid the harm. To attempts justify dant’s the defendant’s Hence, move from a standard of actions.” Id. reasonable belief in contrast to the ma- instruction, jority’s necessity engaging prohibited the statute does not indi- cate that the requiring choice of evils defense should act to one belief that the act will fail the defendant had a actually third alternative avoid the harm is to court abolish- available, long so as a defendant’s belief that altogether: ment of the defense necessary, objec- the conduct chosen was Finally, many commentators have had tively reasonable.3 (or difficulty concept [ evils) choice of possibility- ] because of the VIII. changes of unforeseeable perilous view, consideration, my the second re- instance, situation. For if a number of garding whether the defendant’s act was passengers are thrown overboard from a “reasonably designed avoid the ship larger save much number of evil[,]” [imminent] also is unwarrant-
