_JjThe state charged defendant by bill of information with second degree kidnapping in violation of La.R.S. 14:44.1, after an incident in which defendant confronted his ex-wife in the parking lot of Walgreens drug store located on Terry Parkway in Gretna, Louisiana, where she worked, and forced her into her car while armed with a handgun, drove her into Mississippi and then returned her to Gretna, where she finally escaped. After a trial by jury, the Hon. Hans J. Liljeberg, Judge, presiding, defendant was found guilty as charged. Defendant conducted portions of the trial in his own right, including cross-examination of his ex-wife and other state witnesses, while his court-appointed counsel conducted jury selection and other portions of the trial. Following the jury’s verdict, the trial court sentenced defendant to 30 years’ imprisonment at hard labor, the first two years without benefit of suspension of sentence, probation, or parole. On appeal, the Fifth Circuit conditionally affirmed defendant’s conviction and sentence but remanded the case to |2the trial court to conduct an evidentiary hearing for purposes of determining whether defendant had made a clear and unequivocal request to represent himself and whether the trial judge made sufficient inquiries into defendant’s competency to waive counsel and to assert his right to self-representation.
State v. Mathieu,
06-0946 (La.App. 5th Cir.5/29/07),
After a total of three hearings, the first conducted by Judge Liljeberg and the last two by the Hon. Robert A. Pitre, after Judge Liljeberg recused himself on grounds that he was a potential witness in the cause, La.C.Cr.P. art. 671(A)(4), and following a second remand of the case,
State v. Mathieu,
08-0747 (La.App. 5th Cir.1/27/09),
liiWe granted the state’s application for review and reverse the decision below because the record in its entirety supports Judge Pitre’s finding that defendant made a knowing and voluntary waiver of his right to counsel when he cross-examined the state’s witnesses and gave the defense closing argument and that he had the capacity to make that voluntary choice.
Despite the evidentiary proceedings below, the record remains insolubly ambiguous with respect to whether defendant
The proceedings began on the following morning with a statement by Doyle that, “Mr. Mathieu has indicated to me, this morning, that he will conduct portions of this trial, more particularly, cross-examination of witnesses.” The attorney further stated for the record that he had advised defendant that “we both can’t do the same
Defendant conducted the cross-examination of the state’s witnesses until the prosecution summoned Sergeant Kelly Jones for purposes of introducing a taped statement defendant gave to the officer following his arrest. After the state played the tape for jurors, and the prosecutor continued to examine the officer, Doyle advised the court that “Mr. Mathieu has informed me that he wants me to take over for this witness.” He then objected to the state’s line of questioning, and cross-examined the witness. At the close of Sergeant Jones’s testimony, when it was clear that the state was resting, Doyle then asked for a brief recess to determine whether defendant “is going to take the stand.” Doyle further advised the court that defendant “may be doing clos[ing argument].” Following the recess, Doyle informed the court that defendant would not be taking the stand, a statement defendant readily confirmed, but would make the defense closing argument. The attorney then announced that the defense rested. Thus, the defense summation of the case was done by defendant and not by counsel. However, Doyle conducted the charge conference with the court and the prosecutor before the court’s general instructions to the jury.
|6In
Faretta v. California,
Nevertheless, a trial court has the discretion to allow a defendant to act as his own co-counsel.
United States v. Edwards,
In the present case, it appears that defendant elected a form of hybrid representation in which his court-appointed attorney acted as more than stand-by counsel during trial “to ensure the defendant’s compliance with basic rules of courtroom protocol and procedure.”
McKaskle,
Although no consensus has formed, substantial authority exists, to which the Fifth Circuit panel in the present case fully subscribed, that a trial court must conduct an adequate
Faretta
colloquy when a defendant elects hybrid representation in which, at various stages of the trial, as in the present case, he acts entirely on his own as co-counsel.
See, e.g., United States v. Davis,
In the present case, the record plainly shows that the trial court did not engage in a formal colloquy with defendant on the second day of trial with regard to the dangers and disadvantages of hybrid representation and defendant did not personally and expressly waive his right to full representation. However, even taking the court of appeal’s decision at its premise, and that a partial waiver of counsel requires the same solicitude from a trial judge as a full waiver, Judge Liljeberg had
The advice given by Judge Liljeberg prompted an assertion by defendant of his right to counsel, which he never subsequently withdrew, when he allowed Doyle to select a jury, thereby navigating the procedural and substantive rules regarding cause and peremptory challenges, and to make an opening statement. A personal colloquy between Judge Liljeberg and defendant,
ie.
a second
Faretta
dangers-and-disadvantages colloquy, a reminder of the advice given only the day before, arguably represented the preferred practice when Doyle announced at the beginning of the second day of trial that defendant would, in effect, make a partial waiver of his right | i2to counsel by conducting cross-examination of the state’s witnesses. Nevertheless, Doyle was still acting as defendant’s counsel and he made the statement in defendant’s presence and on his behalf.
Cf. State v. Phillips,
Nor does anything in the record suggest that defendant was not capable of making that choice knowingly and voluntarily.
Faretta,
The decision of the Fifth Circuit is therefore reversed, defendant’s conviction and sentence are reinstated and affirmed in light of the court of appeal’s rejection of his other assignments of error on original appeal,
Mathieu,
06-0946 at 18-23,
J^COURT OF APPEAL DECISION REVERSED; CONVICTION AND SENTENCE REINSTATED; CASE REMANDED.
Notes
. In fact, defendant had written a letter from the Jefferson Parish Correctional Facility to the criminal clerk for the 24th Judicial District Court shortly before trial asking that subpoenas issue for several witnesses. The letter clearly stated defendant's belief that, "I’m defending myself,” with the assistance of appointed counsel, and that he needed the witnesses subpoenaed,” "as Mr. Doyle has refused to do so.” Defendant testified at the hearing conducted by Judge Liljeberg on August 23, 2007, pursuant to the first remand of the case by the Fifth Circuit, that he had sent a motion to represent himself from the Winnfield Correctional Facility, where he was initially incarcerated as part of the post-Hurricane Katrina dislocations from the metropolitan New Orleans area. He had assumed, based on the assurances of inmate counsel, the motion had been signed.
However, as the Fifth Circuit noted, the record does not contain the motion and the minutes fail to indicate that the court took any action with respect to sorting out defendant's representation by appointed counsel before the first day of trial. Neither defendant nor Judge Liljeberg, who testified at the third and last hearing conducted by Judge Pitre on May 11, 2009, could recall any formal proceeding conducted in court regarding self-representation before the first day of trial.
. At the hearing conducted by Judge Liljeberg on remand of the case from the Fifth Circuit, defendant claimed that Doyle had essentially left him to fend for himself at trial in cross-examining the state’s witnesses and in forcing him to give the closing argument, after strong-arming his decision not to take the stand. Defendant claimed that he had intended merely to provide Doyle with some of the questions he wanted the attorney to ask but that he otherwise intended to allow the attorney to conduct trial in its entirety. However, defendant conceded that he went considerably beyond that basic procedure when he cross-examined his ex-wife and other state witnesses and he did not account for Doyle's cross-examination of Sergeant Jones and what that said about the collaborative defense effort.
A transcript of the hearing before Judge Liljeberg was available to Judge Pitre when he made his second, and final, ruling on defendant’s waiver of counsel and that ruling implicitly rejected defendant's post-verdict claim that Doyle had overborne his will in making a partial waiver of his right to counsel. Given the contemporaneous record of trial, we find no abuse of discretion by the court in discounting defendant’s testimony.
. The state called defendant's ex-wife as its first witness and he began cross-examination of her as follows:
Q. Ms. Mathieu, you indicated in your statement to Detective Jones, that I came up behind you as you were getting into your car, and I began pushing you, is that correct?
A. Yes.
Q. And you also state — and here I'm reading from this because I'm reading a quote here, 'He told me that he — then you hesitated — he showed me a gun.’ Which was it, did I tell you I had a gun or I showed you I had a gun?
This exchange alone shows clearly that defendant was literate and fully competent to make important decisions respecting defense of the case, particularly with regard to assuming the core function of cross-examining an adverse witness.
