Opinion
The acquittee, Edwin J. Maskiell, appeals from the judgment of the trial court ordering his continued confinement to the psychiatric security board of review (board) pursuant to General Statutes § 17a-593. The acquittee claims that (1) the admission of the board’s report to the court violated his procedural due process right of confrontation and fundamental fairness, (2) the court’s reliance upon the board’s report violated his right to substantive due process and (3) the evidence did not support the court’s findings. We affirm the judgment of the trial court.
The record reveals the following facts and procedural history. In September, 1985, the acquittee was charged with the crimes of sexual assault in the fourth degree and risk of injury to a child. In January, 1986, the acquittee was acquitted of these crimes by reason of mental disease or defect. See General Statutes § 53a-13. The court committed him to the jurisdiction of the board for a period not to exceed ten years. On subsequent occasions, the court granted the state’s petitions for an order of continued commitment. The acquittee’s maximum term of commitment was to expire on June 9, 2003.
On January 8, 2003, the state filed a petition for an order for the acquittee’s continued confinement, representing that “the acquittee remains mentally ill to the extent that his discharge would constitute a danger to himself or others.” Later, the board held a hearing concerning the state’s petition and submitted a report to the court as required by § 17a-593 (d). 1 The board recommended that the court grant the state’s petition and order commitment for a period of time not to exceed five years.
In July, 2003, the court held a hearing concerning the state’s petition.
2
The state presented testimony from Vicki Wolfe, a developmental specialist associated with
the department of mental retardation (department), who has evaluated and treated the acquittee at the facility where he resides. The state also presented testimony from Norman Harrison, a conditional
I
The acquittee’s first two claims challenge the court’s admission of, and reliance upon, the board’s report. First, the acquittee claims that the admission of the report violated his procedural right to cross-examination and his right to fundamental fairness. Specifically, the acquittee argues that he was deprived of an opportunity to cross-examine the drafters of the report, which contained hearsay in the form of expert opinion concerning the ultimate issue. The acquittee also argues that the report was unreliable and untrustworthy, and thus inadmissible hearsay, in that the board applied legal principles different from those applicable during the hearing on the state’s petition, that two board members who signed the report were not present at the hearing before the board, that the record does not reflect that these board members reviewed a transcript of proceedings before the board and that, therefore, the report was not issued by a quorum of board members, as is required by board regulations. Second, the acquittee argues that, for similar reasons, the report was “so untrustworthy and unreliable” that the court’s reliance upon it violated his right to substantive due process.
The court held a hearing on the state’s petition on July 8, 2003. The transcript of the proceeding is not voluminous. By agreement of the parties, the court permitted the acquittee to present his sole witness before the state presented its case. At the conclusion of his witness’ testimony, the acquittee rested. The state then presented testimony from two witnesses. At the conclusion of that testimony, the following colloquy between the court and the attorneys transpired:
“The Court: ... Is there anything else that you have to present?
“[The Prosecutor]: Your Honor, the state has had marked as exhibits several documents, and in discussion with Your Honor this morning, I think, by agreement, the state was going to be marking relevant portions of those documents for Your Honor’s review rather than having Your Honor go through all of those documents.
“The Court: Okay. [Counsel], is there anything else you’d like me to know about?
“[The Acquittee’s Counsel]: Just briefly, Your Honor. I’d just like to address the procedural posture of how the case stands at the moment for the record.
“The Court: Okay.”
The acquittee’s counsel thereafter discussed the status of his motion to dismiss. 4 He did not at that time or at any later time address the court with regard to the documentary exhibits referred to by the prosecutor, which included the report at issue. 5 The documentary exhibits submitted by the state are marked as full exhibits in the court file, and the record does not reflect any objections thereto.
At the conclusion of the hearing, the court granted the state’s petition in an oral ruling. The court stated that it agreed with the board’s recommendations and that it found the testimony of the witnesses presented by the state to be persuasive. The court found that the acquittee suffered from certain psychological disorders and stated that it had “adopt[ed]” the board’s conclusion that these disorders manifested themselves to such an extent that “these mental conditions render [the acquittee] a danger to children and greatly impair [his] ability to care for himself.”
It is a well established rule of appellate practice that “[t]he court shall not be bound to consider a claim
unless it was distinctly raised at the trial or arose subsequent to the trial.” Practice Book § 60-5. The acquittee acknowledges that he did not preserve the claims he now seeks to raise on appeal, and asks this court to review the claims under
State
v.
Golding,
“Golding
is a narrow exception to the general rule that an appellate court will not entertain a claim that has not been raised in the trial court. The reason for the rule is obvious: to permit a party to raise a claim on appeal that has not been raised at trial—after it is too late for the trial court or the opposing party to address the claim—would encourage trial by ambuscade, which is unfair to both the trial court and the opposing party.”
State
v.
Brunetti,
“[T]he plain error doctrine, which is now codified at Practice Book § 60-5 ... is not ... a rule of review-ability. It is a rule of reversibility. That is, it is a doctrine that this court invokes in order to rectify a trial court ruling that,
The state argues that the doctrine of induced error applies to the acquittee’s claim. “[T]he term induced error, or invited error, has been defined as [a]n error that a party cannot complain of on appeal because the party, through conduct, encouraged or prompted the trial court to make the erroneous ruling. ... It is well established that a party who induces an error cannot be heard to later complain about that error. . . . This principle bars appellate review of induced nonconstitutional and induced constitutional error.” (Citation omitted; emphasis in original; internal quotation marks omitted.)
State
v.
Brunetti,
supra,
Our appellate courts have applied the induced error doctrine in a variety of circumstances. The doctrine has been applied in appeals in which an appellant has challenged on appeal the admissibility of evidence that it presented or elicited at trial. See, e.g.,
State
v.
Smith,
The doctrine has been applied in appeals in which appellants sought review of jury instructions that they asked the trial court to deliver. See, e.g.,
State
v.
Cruz,
The doctrine also has been applied in appeals in which appellants challenged the trial court’s application of legal principles or procedures that they requested be applied at trial. See, e.g.,
Harty
v.
Cantor Fitzgerald & Co.,
The analysis consistently applied in our decisional law asks whether the acquittee “through conduct, encouraged or prompted the trial court to make the erroneous ruling” at issue. (Internal quotation marks omitted.)
State
v.
Brunetti,
supra,
The acquittee argues that, absent a showing of some affirmative conduct with regard to this evidence, the doctrine does
A party’s failure to object precludes appellate review of some types of claims, but such failure typically does not implicate the doctrine of induced error. We are persuaded that, under the unique circumstances of the present case, the acquittee’s failure to object or to in any way contradict the representations made by the prosecutor concerning the report marked by the state as an item of evidence was conduct that prompted or encouraged the court to rely upon the report; thus, it was conduct that implicated the doctrine of induced error.
Following a brief evidentiary hearing, the state and the acquittee rested their cases. The court asked the prosecutor if she wanted to present any further evidence. The prosecutor represented that the state had marked several documents as exhibits and that, following a discussion with the court earlier that day, she believed that the parties had reached an agreement as to which documents the court should review. These exhibits included the report. The court expressed its understanding and asked the acquittee’s attorney if there was “anything else” he would like the court to know about. The acquittee’s attorney did not say anything about the representations of the prosecutor but addressed other matters.
Here, the court was well within its authority to accept as true the representations made by the prosecutor concerning the existence of an agreement as to the admissibility of evidence. Such agreements are not uncommon, and the court was entitled to rely upon the representations of an officer of the court concerning such matters. “[A]ttomeys are officers of the court, and when they address the judge solemnly upon a matter before the court, their declarations are virtually made under oath.” (Internal quotation marks omitted.)
State
v.
Webb,
The representation of the prosecutor, that an agreement existed between the parties with regard to the evidence at issue, is the type of representation that logically concerns factual matters solely within the knowledge of both parties. Thus, when the prosecutor stated that the parties were in agreement, she likewise informed the court that the acquittee’s attorney was in agreement with her. The court was entitled to rely upon
the silence of the acquittee’s attorney in the face of this factual representation, as well as the court’s own inquiry, to be conduct that indicated tacit agreement with the factual representation. For the acquittee’s trial counsel to say nothing after his adversary informed the court that the parties were in agreement constituted more than a failure to object to the evidence submitted by the state; it was conduct that represented acquiescence in the matters asserted. Although they arise rarely, there are circumstances in which a court is entitled to rely upon the significance of an attorney’s silence in the face of factual assertions by another attorney. See, e.g.,
Daniels
v.
Alander,
Holding that a party’s silence, or inaction, is a form of conduct to which the doctrine of induced error applies is not unprecedented. Several courts in other jurisdictions have defined the doctrine of invited error in such a manner that it encompasses such conduct.
6
See,
e.g Holifield v. Arkansas Alcoholic Beverage Control Board,
Having concluded that the doctrine of invited error applies, we decline to review the claim under
Golding.
Review of induced, unpreserved error is impermissible under
Golding. State
v.
Cruz,
supra,
II
The acquittee next claims that the evidence did not support the court’s findings. We disagree.
In this continued commitment proceeding, the state bore the burden of proving “by clear and convincing evidence that the acquittee is currently mentally ill and dangerous to himself or herself or others or gravely disabled.”
State
v.
Metz,
In its oral ruling, the court stated that it found the testimony of Wolfe and Harrison to be “very credible.” The court noted that it had reviewed the board’s report and that it adopted the board’s findings that the acquittee suffered from “pedophilia, sexually attracted to males and females, nonexclusive type, mild mental retardation and paranoid personality disorder with antisocial traits . . . .” The court stated: “[T]hese mental conditions render [the acquittee] a danger to children and greatly impair [his] ability to care for himself. Indeed, all of the testimony suggests that [the acquittee] is able to function with enormous supervision and structure, and even with that supervision and structure, there is some element in his own mind that he is likely to reoffend.” The court thereafter granted the state’s petition.
The acquittee first claims that the court’s finding that his mental condition greatly impaired his ability to care for himself provided “an insufficient basis upon which to continue [his] commitment.” The acquittee argues that the court could have continued his commitment had it found properly that he was gravely disabled but that the evidence did not support such a finding in this case. We need not reach the merits of this aspect of the acquittee’s claim because the court did not explicitly find that the acquittee was gravely disabled. Instead, the court unambiguously found that the acquittee posed a danger to children that warranted his continued commitment. Such finding, standing alone, provided an adequate factual basis for the court’s judgment.
The acquittee also claims that the evidence did not support the court’s finding that he posed a danger to himself or others such that his continued commitment
was warranted. The acquittee argues that the evidence demonstrated that at the time of the hearing, he was placed voluntarily in the custody of and under the control of the department of mental retardation and had been living in a residential
The evidence supports the acquittee’s assertion that, at the time of the hearing, the acquittee had been living voluntarily at Durant House, under the care and custody of the department, while under the jurisdiction of the board. The acquittee presented the testimony of Welsh, the director of legal and government affairs for the department, who testified concerning the acquittee’s status within the department as well as the manner in which the department works with the board in providing care for persons, such as the acquittee, who are under board jurisdiction and are served by the department.
The acquittee’s claim finds no support in logic or in the law. He argues that continued commitment is unwarranted because the evidence permitted a finding that he would continue to receive his current level of treatment and care from the department, on a voluntary basis, if such commitment were terminated. As a preliminary matter, the acquittee does not challenge, in any manner, the court’s findings concerning the nature of his mental disabilities. The issue before the court was whether the state proved by clear and convincing evidence that the acquittee’s mental disability caused him to be a danger to himself or to others or caused him to be gravely disabled. In the present case, there was ample evidence to support the court’s finding that the acquittee posed a significant danger to children as a result of his pedophilia, and the acquittee does not appear to challenge this finding. That there was evidence that the acquittee was willing to remain voluntarily in department custody, where he would continue to receive a significant level of supervision and treatment designed to prevent him from harming himself or others, in no way detracted from the evidence demonstrating that the acquittee continued to pose a danger to children such that his continued commitment was warranted. Accordingly, this claim fails.
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
General Statutes § 17a-593 (d) provides in relevant part: “The court shall forward . . . any petition for continued commitment of the acquittee to the board. The board shall, within ninety days of its receipt of the . . . petition, file a report with the court, and send a copy thereof to the state’s attorney and counsel for the acquittee, setting forth its findings and conclusions as to whether the acquittee is a person who should be discharged. The board may hold a hearing or take any other action appropriate to assist it in preparing its report.”
Absent objection, the acquittee filed a motion to extend his commitment until the time of the hearing. The court granted the motion.
Prior to the hearing, in May, 2003, the acquittee filed a motion to dismiss the petition on the ground that the state’s petition was “unconstitutional in both procedure and effect.” The court and the parties agreed that the dispositive issue raised in the motion would be resolved by our Supreme Court in an appeal then pending before it,
State
v.
Long,
See footnote 3.
Earlier during the hearing, the court stated that it had received and reviewed the board’s report. The acquittee’s counsel did not respond to the court’s statements in this regard. In all continued commitment cases, the board submits its report to the court in accordance with General Statutes § 17a-593 (d). This provision also sets forth the type of information that the board is to include in the report. Although in the present case the state chose to present the report along with other documentary evidence, there is no requirement that either party in a continued commitment proceeding offer the report as evidence. Section 17a-593 (d) requires that the parties receive a copy of the report prior to a hearing on any petition for continued commitment. Thus, the court may expect the parties to be aware of the report’s contents prior to any hearing. Our case law reflects that the report can be significant in the proceedings to which it pertains; the corut may credit the board’s opinions and rely upon its findings if it chooses to do so.
State
v.
March,
See 5 Am. Jur. 2d 381, Appellate Review § 713 (1995) (“an appellant generally will not be heard to complain of errors that operated to his or her favor, that he or she invited, or that were the natural consequences of his or her own neglect or misconduct”). It should be noted, however, that courts in some jurisdictions will not apply the doctrine of induced error absent a showing of, for example, “affirmative conduct demonstrating a deliberate tactical choice on the part of the challenging party.”
Huffman
v.
Interstate Brands Corp.,
