State v. MartinState v. Martin
- Reporters:
- ,
- Before:
- Dwyer
DWYER, A.C.J.
¶ 1 Today we decide whether, in the context of a prosecutor‘s cross examination of a defendant concerning the defendant‘s opportunity to tailor his testimony to evidence previously introduced at trial, a defendant‘s rights to be present at trial, to testify, and to confront witnesses pursuant to
I
¶ 2 Timothy Martin was charged with three counts of kidnapping in the first degree and one count of robbery in the second degree. At trial, Jessica Sobania identified Martin as the individual who forced his way into her minivan in a Marysville drugstore parking lot one night as she was seating her two young children in the backseat and who, after Sobania later escaped from the vehicle to seek help, drove off with Sobania‘s children still in the van. Other witnesses testified that, the following morning, police officers found Sobania‘s van parked at an industrial complex a few miles from where Sobania had escaped and recovered her children physically unharmed. A police detective testified that he found Sobania‘s purse next to Martin‘s photo identification and clothing in the vicinity of the industrial complex. The State‘s forensic DNA expert testified that DNA samples collected from the van‘s steering wheel and keys found in the van matched Martin‘s DNA profile. He further testified that an individual must handle an item for a prolonged period of time in order to deposit a sufficient amount of DNA to allow for DNA testing, thus supporting Sobania‘s testimony that Martin had driven away in her van. In addition, a friend of Martin‘s, Gerrie Summers, testified that Martin had essentially confessed to her that he had kidnapped Sobania and her children.
¶ 3 After the State presented its case in chief, Martin testified in his defense. He admitted that he had entered Sobania‘s van near the industrial complex. He further admitted that he had touched the steering wheel when attempting to start the vehicle and that he took Sobania‘s purse from the van but later discarded it along with his photo identification and clothing. However, he denied kidnapping Sobania or her children. Instead, Martin testified, he entered Sobania‘s van as part of an elaborate, drug-induced vehicle-prowling scheme that took him on foot throughout Marysville as he attempted to scrounge money following his release from prison a few days earlier. Martin testified that he was nowhere near the drugstore parking lot when Sobania was abducted. To support this testimony, Martin pointed to a library time log showing that, roughly an hour before Sobania was kidnapped, he was at a library approximately eight miles from the drugstore, thus inviting the jury to infer that he could not have traveled from the library to the drugstore on foot in the space of an hour. Martin also attempted to explain away Summers’ damaging testimony.
¶ 4 Whether Martin tailored his testimony to fit the evidence introduced at trial became an issue during his testimony. On direct examination, Martin explicitly testified that he had relied on other witnesses’ prior testimony to pinpoint the time when he entered Sobania‘s van.1 He also confirmed on direct examination that he had been “present and heard” Summers’ testimony. On cross-examination, Martin again explicitly testified that he was relying on other witnesses’ testimony as to when he had entered Sobania‘s van.2 The prosecutor then asked more questions drawing attention to Martin‘s opportunity to tailor his testimony to the evidence introduced at trial.3 The jury subsequently convicted Martin on all counts.
II
¶ 5 Martin contends that the prosecutor‘s questions concerning his opportunity to tailor his testimony to the evidence introduced at trial constituted prosecutorial misconduct. Specifically, Martin asserts that the prosecutor‘s questions infringed his rights under
¶ 6 To prevail on a claim of prosecutorial misconduct, the defendant must show both improper conduct and prejudicial effect. State v. Roberts, 142 Wash.2d 471, 533, 14 P.3d 713 (2000). “‘The State can take no action which will unnecessarily chill or penalize the assertion of a constitutional right and the State may not draw adverse inferences from the exercise of a constitutional right.‘” State v. Gregory, 158 Wash.2d 759, 806, 147 P.3d 1201 (2006) (internal quotation marks omitted) (quoting State v. Rupe, 101 Wash.2d 664, 705, 683 P.2d 571 (1984)). A prosecutor may, however, touch upon a defendant‘s exercise of a constitutional right, provided the prosecutor does not “‘manifestly intend[] the remarks to be a comment on that right.‘” Gregory, 158 Wash.2d at 806-07, 147 P.3d 1201 (quoting State v. Crane, 116 Wash.2d 315, 331, 804 P.2d 10 (1991)).
¶ 7 Martin recognizes that the United States Supreme Court‘s decision in Portuondo v. Agard, 529 U.S. 61, 120 S.Ct. 1119, 146 L.Ed.2d 47 (2000), precludes him from arguing that the prosecutor‘s questions violated his rights under the
¶ 9 In holding that the prosecutor‘s comments did not violate Agard‘s
¶ 10 Further, the Court rejected the argument that it is impermissible for a prosecutor to generally comment that a defendant had the opportunity to tailor testimony. Portuondo, 529 U.S. at 70, 120 S.Ct. 1119. Such general comments are permissible because, similar to jury instructions on witness bias, they “set forth a consideration the jury was to have in mind when assessing the defendant‘s credibility, which, in turn, assisted it in determining the guilt of the defendant.” Portuondo, 529 U.S. at 71, 120 S.Ct. 1119. In summarizing its reasoning that the
no reason to depart from the practice of treating testifying defendants the same as other witnesses. A witness‘s ability to hear prior testimony and to tailor his account accordingly, and the threat that ability presents to the integrity of the trial, are no different when it is the defendant doing the listening. Allowing comment upon the fact that a defendant‘s presence in the courtroom provides him a unique opportunity to tailor his testimony is appropriate
—and indeed, given the inability to sequester the defendant, sometimes essential—to the central function of the trial, which is to discover the truth.
Portuondo, 529 U.S. at 73, 120 S.Ct. 1119.
¶ 11 The questions that the prosecutor asked Martin on cross-examination are substantively indistinguishable from the comments at issue in Portuondo. Therefore, under the holding in Portuondo, the prosecutor herein did not violate Martin‘s
¶ 12 Martin attempts to escape the effect of Portuondo by arguing that, in light of the analytical framework established in Gunwall, his trial rights under
¶ 13 The court in Gunwall identified these criteria, in part, to ensure that consideration of independent state law grounds “will be made for well founded legal reasons and not by merely substituting our notion of justice for that of duly elected legislative bodies or the United States Supreme Court.” 106 Wash.2d at 62-63, 720 P.2d 808. The court criticized the practice of state courts “resorting to state constitutions rather than to analogous provisions of the United States Constitution [and] simply announc[ing] that their decision is based on the state constitution but... not further explain[ing] it.” Gunwall, 106 Wash.2d at 60, 720 P.2d 808. In developing a mode of legal analysis to give distinct vitality to the state constitution, the court chided the practice of relying on state constitutional provisions, without more, to reach results differing from those of cases interpreting parallel federal constitutional provisions. It observed that, “[t]he difficulty with such decisions is that they establish no principled basis for repudiating federal precedent and thus furnish little or no rational basis for counsel to predict the future course of state decisional law.” Gunwall, 106 Wash.2d at 60, 720 P.2d 808. Analysis within this neutral framework helps to “achieve a balanced and complete development of the issue and avoid baseless, result-oriented jurisprudence.” State v. Silva, 107 Wash.App. 605, 614, 27 P.3d 663 (2001) (citing Hugh D. Spitzer, Which Constitution? Eleven Years of Gunwall in Washington State, 21 SEATTLE U.L.REV. 1187, 1205 (1998)). Stated differently, by consistently considering neutral criteria in determining whether the protective scope of parallel federal and state constitutional provisions differ, courts can avoid unprincipled decisions that suffer from the arbitrary ascription of different meaning to substantially similar language.
¶ 14 Gunwall itself provides guidance about when an independent state constitutional analysis is warranted. At issue in Gunwall was whether
¶ 15 The provisions of
¶ 16 The first two Gunwall factors—the text of the state constitution and significant textual differences between the parallel state and federal constitutional provisions—do not support an independent analysis. Pursuant to
¶ 17 Martin attempts to make much of the express guarantee of the right to testify in
¶ 18 Martin principally relies on Foster for the proposition that the textual differences between
¶ 19 Martin misreads Foster as establishing the principle that, whenever there arises an issue concerning one of the many protections that
¶ 20 The recognition of a majority of the justices in Foster that, in the context of the issue therein presented, the confrontation clause in the state constitution warranted an independent analysis is not controlling in this instance. Simply put, the two cases do not involve the same issues. Unlike in Foster, the issue here is not whether the manner in which Martin confronted witnesses at trial satisfied the requirements of the confrontation clause in
¶ 21 With respect to the third Gunwall factor—state constitutional and common law history—Martin contends that legal history cuts in favor of an independent and more expansive interpretation of his rights under
¶ 22 Legal history, however, contributes little to resolving the issue before us. As courts have noted and Martin himself recognizes, little historical evidence exists concerning the intentions of the individuals who drafted and adopted the Washington Constitution. See, e.g., Foster, 135 Wash.2d at 460, 957 P.2d 712 (plurality opinion); Silva, 107 Wash.App. at 619, 27 P.3d 663. The Journal of the 1889 Washington State Constitutional Convention provides no clue as to whether the drafters of
¶ 23 In addition, Martin points to nothing in the common law supporting an independent state constitutional analysis. Although Martin cites cases decided by courts in Indiana and Oregon, whose constitutions served as a model for
¶ 24 The fourth Gunwall factor—preexisting state law—likewise does not support an independent analysis. There is no law that restricts a prosecutor from asking a defendant about the opportunity to tailor testimony.8 On the contrary, under our precedent, a testifying defendant is to be treated the same as any other witness for purposes of cross-examination and credibility challenges. See, e.g., State v. Etheridge, 74 Wash.2d 102, 113, 443 P.2d 536 (1968); cf. Geders v. United States, 425 U.S. 80, 87, 96 S.Ct. 1330, 47 L.Ed.2d 592 (1976) (explaining the sequestration rule, which does not apply to a defendant, “exercises a restraint on witnesses `tailoring’ their testimony to that of earlier witnesses“). In short, there is no preexisting state law that suggests we should interpret
¶ 25 Courts have acknowledged that the fifth Gunwall factor—structural differences—supports an independent analysis of the state constitution and that consideration of this factor is the same in every case. Foster, 135 Wash.2d at 458, 957 P.2d 712 (plurality opinion). That is, “the
¶ 26 Nor does the sixth Gunwall factor weigh in favor of an independent analysis. Nothing suggests that Washington has a particular concern in limiting the kinds of questions asked by the prosecutor herein. No preexisting state laws reflect a tradition of restricting prosecutorial queries of this type. Of course, it might be argued that every provision of the state constitution is a matter of particular state concern. But if that were, by itself, reason to embark on an independent analysis, the entire Gunwall framework would be rendered superfluous.
¶ 27 Without any reason under Gunwall to analyze
¶ 28 Affirmed.
We concur: SCHINDLER, C.J., and AGID, J.
Notes
The following exchange took place between Martin and his lawyer:
Q. All right. Before I go any further, do you have any idea what time it was when you were at that location [i.e., the industrial complex where the van was found]?
A. I would guess 11:30, 12:00, 12:30 at night. From prior testimony, I know it had to be before one, because I heard people working in there, I heard lots of, you know, loud working.
VII Report of Proceedings (RP) (Dec. 11, 2007) at 28.
The prosecutor and Martin engaged in the following exchange:
Q. Now, can you tell me again about what time it is you think this happened, about what time do you think you got into the van?
A. I would say my estimate, 11:30, 12:00, 12:30. Like I said, I didn‘t have a watch. I don‘t know for sure. I heard plenty of people working. I‘m saying this time, because of prior testimony, that I heard, said that the shop was closed at 1:00 a.m., so it was before 1:00 a.m.
VII RP (Dec. 11, 2007) at 74.
Over the objections of Martin‘s counsel, the prosecutor asked Martin the following:
Q. And you‘ve had the advantage of hearing all the testimony before you testified today, correct?
A. Obviously I have been sitting in that seat the whole time, yes.
Q. And you‘ve also had the advantage of knowing what people were going to say ahead of time, wouldn‘t you agree with me?
A. No, I didn‘t know what anybody was going to say ahead of time.
Q. You didn‘t get to read the police reports?
A. I got to read the police reports.
Q. And you didn‘t get to read witness statements?
A. I read witness statements, yes.
Q. And you weren‘t allowed to bring those reports and statements with you to court?
A. I read everything involved, yes.
Q. And you‘ve had what, a little over a year to concentrate on what people were going to say, didn‘t you?
....
A. I have been in custody for 13 months.
Q. That wasn‘t my question. My question is, you‘ve known this was coming up for a year, correct?
A. I thought of nothing about this, yes, I was ready to go to trial a year ago. I am not the one who made it last this long.
....
Q. So in the pendency of this trial, you‘ve had access of [sic] what the evidence was?
A. I‘ve read the police reports, I‘ve read your discovery, yes.
Q. And you‘ve heard all the testimony so far?
A. So far, yes.
Q. And so you knew all that before you testified?
A. Yes.
Q. And so you knew exactly where your DNA had been found in the car?
....
Q. Mr. Martin, you‘ve known since April that your DNA was on the keys?
A. Yes.
Q. And you‘ve known since August that your DNA was on the steering wheel, isn‘t that true?
A. Yes.
VII RP (Dec. 11, 2007) at 74-75, 79, 82.
Article I, section 22 of the Washington Constitution provides, in pertinent part:
In criminal prosecutions the accused shall have the right to appear and defend in person,... to testify in his own behalf, [and] to meet the witnesses against him face to face.
Article I, section 7 of the Washington Constitution provides:
No person shall be disturbed in his private affairs, or his home invaded, without authority of law.
We note that this court, in State v. Johnson, 80 Wash.App. 337, 341, 908 P.2d 900 (1996), held that “[t]he prosecutor‘s comments [made during closing argument] about the defendant‘s unique opportunity to be present at trial and hear all the testimony against him impermissibly infringed his exercise of his Sixth Amendment rights to be present at trial and confront witnesses” (emphasis added). In State v. Smith, 82 Wash.App. 327, 334-35, 917 P.2d 1108 (1996), we embraced the reasoning in Johnson but held that tailoring queries on cross-examination were not violative of a defendant‘s