246 Conn. 799 | Conn. | 1998
Opinion
After a jury trial, the defendant, Julius Marshall, was convicted of two counts of sexual assault in the first degree in violation of General Statutes (Rev. to 1991) § 53a-70 (a) (2),
We granted the defendant’s petition for certification limited to the following issue: “Whether the Appellate Court properly held that the trial court’s admission of the two videotapes of the accusing child witness and the testimony of the six other witnesses as constancy of accusation evidence was proper?” State v. Marshall, 241 Conn. 925, 697 A.2d 361 (1997). We conclude that the admission of the two videotapes constituted harmful error and, accordingly, we reverse the judgment of the Appellate Court.
The relevant factual and procedural history is undisputed. The defendant was charged with first degree sexual assault and risk of injury to a child after an investigation indicated that the defendant had engaged in sexual acts with his daughter (victim), between August, 1991, and September, 1992, at the family home in Bloomfield.
Prior to trial, the state moved for permission to allow the victim to testify by videotape and out of the presence of the defendant in accordance with the principles enunciated by this court in State v. Jarzbek, 204 Conn. 683, 704-705, 529 A.2d 1245 (1987), cert. denied, 484 U.S. 1061, 108 S. Ct. 1017, 98 L. Ed. 2d 982 (1988).
On Friday, September 16,1994, while the parties and the court were setting the parameters for the victim’s videotaped trial testimony, the senior assistant state’s attorney assigned to try the case for the state notified the court that he had conducted two videotaped interviews of the victim, one on August 18, 1994, and a second one on September 2, 1994, in preparation for trial. The state also informed the court that it intended to use these two videotapes
After the parameters for the videotaping of the 'victim’s Jarzbek testimony had been established, she testified, in pertinent part, that her father had touched her on her buttocks with his tongue and with his hand and that this had occurred downstairs in her parents’ house. Initially, she denied that her father had touched any
On cross-examination, the victim denied that she had ever been alone with the defendant or that he had ever touched her. On redirect, the victim stated that she had told the truth when she testified that her father had touched her with his hand and with his tongue on a private part of her body and that it was hard to talk about the incident. On recross, the victim stated that she had not told the truth when she stated during her cross-examination that her father had not touched her. When defense counsel asked her what was true, she replied, “I don’t know.”
The state introduced into evidence, without objection, diagrams of the posterior of a female figure and the front of a male figure that the victim had marked during the course of her Jarzbek testimony to describe the alleged sexual conduct by her father. The state also introduced into evidence, without objection, two diagrams that the victim had marked during her August 18 interview, which also were used during her Jarzbek testimony to refresh her recollection.
The state then sought to introduce portions of the videotape of the victim’s August 18 interview as substantive evidence under State v. Whelan, supra, 200 Conn. 743. The trial court rejected the state’s claim of admissibility under Whelan, stating that the victim had been allowed to view the videotape during her Jarzbek testimony only for the purpose of refreshing her recollection.
After the state had adduced constancy of accusation testimony
After DelSol’s testimony, the state adduced additional constancy of accusation testimony from Detective Peter Crombie of the Bloomfield police department, Anne Flanagan, a social worker at the Village for Families and Children, and Freedman, the clinical psychologist.
On appeal to the Appellate Court, the defendant claimed, inter alia, that the trial court should not have permitted the state to introduce into evidence, under the constancy of accusation doctrine, the two videotaped interviews of the victim conducted by the senior assistant state’s attorney. The defendant claimed that both the temporal proximity of the interviews to the trial and the fact that the interviews had been conducted by the state in preparation for trial precluded the state’s use of the videotaped interviews as constancy of accusation evidence. The Appellate Court rejected the defendant’s claims, concluding that: (1) the timing of the statements was a matter for the jury to weigh; and (2) videotaped interviews of victims are proper constancy of accusation evidence. State v. Marshall, supra, 45 Conn. App. 74-75.
Although we agree that the timing of constancy of accusation statements generally is a matter for the jury to consider in evaluating the evidence; see State v. Parris, 219 Conn. 283, 292, 592 A.2d 943 (1991); we do not agree that a videotaped interview conducted by the senior assistant state’s attorney for the purpose of preparing a sexual assault victim for trial is admissible under the constancy of accusation doctrine. Because we also conclude that this error was harmful, we reverse the judgment of the Appellate Court.
In modifying our constancy of accusation doctrine in State v. Troupe, 237 Conn. 284, 677 A.2d 917 (1996),
Before modifying the doctrine in Troupe, we allowed “the state to introduce the fact . . . and . . . details of the complaint once the victim [had] testified regarding the alleged sexual assault and the identity of the person or persons to whom a complaint had been
We agree with the state that the mere fact that a sexual assault victim does not report the assault until some period of time after its occurrence does not, by itself, render the victim’s report inadmissible under the constancy of accusation doctrine. See, e.g., State v. Parris, supra, 219 Conn. 291. From its inception, the
The state relies heavily on our decision in State v. DePastino, 228 Conn. 552, 638 A.2d 578 (1994), to support its contention that the two videotaped interviews were properly introduced into evidence under the constancy of accusation doctrine. In DePastino, we concluded that the trial court did not abuse its discretion by allowing the state to admit, as constancy of accusation evidence, a videotaped interview of a child sexual assault victim conducted by a social worker assigned to investigate the case by the department of children and youth services, now the department of children and families.
The use of evidence created by the state in preparation for trial does not further the goal of the constancy of accusation doctrine, namely, to combat the biases that certain jurors may have regarding the credibility of those who allege that they have been the victim of a sexual assault. Although we have allowed juries to consider the testimony of people, such as police officers, social workers, friends, family members and coworkers, to whom the victim has related his or her allegations, so that the jury may fairly assess the credibility of the victim’s trial testimony, we have allowed this evidence on the theory that complaints to such persons “would be natural if the crime had been committed, but very unnatural if it had not been.” State v. Kinney, supra, 44 Conn. 156.
This rationale is inapplicable to the pretrial interviews conducted by the senior assistant state’s attorney in this case. These interviews occurred long after the victim had come forward with her allegations, long after the police had completed their investigation of the offenses and long after the state had formally charged the defendant with the crimes. Moreover, the interviews were initiated not by the victim, but by the state, on the eve of trial, solely for the purpose of assisting the state in its preparation for trial. Were we to accept the state’s claim of admissibility, the state, as a routine matter, would be able to arrange a series of videotaped interviews with a sexual assault victim shortly before
We turn next to the question of whether the admission of the videotapes constituted harmful error entitling the defendant to a new trial. When an improper evidentiary ruling is not constitutional in nature, the defendant bears the burden of demonstrating that the error was harmful. As we recently have noted, “we have not been fully consistent in our articulation of the standard for establishing harm.” State v. Shabazz, 246 Conn. 746, 759, 719 A.2d 440 (1998), cert. denied, 525 U.S. 1179, 119 S. Ct. 1116, 143 L. Ed. 2d 111 (1999). “One line of cases states that the defendant must establish ‘that it is more probable than not that the erroneous action of the court affected the result.’ . . . State v. McIntyre, 242 Conn. 318, 329, 699 A.2d 911 (1997); State v. Wilkes, 236 Conn. 176, 188, 671 A.2d 1296 (1996); State v. Cavell, 235 Conn. 711, 721-22, 670 A.2d 261 (1996).” State v. Shabazz, supra, 759. A second line of cases indicates that the defendant must show that the prejudice resulting from the impropriety was so substantial as to undermine confidence in the fairness of the verdict. See, e.g., State v. Askew, 245 Conn. 351, 371-72, 716 A.2d 36 (1998). We need not choose between these two formulations, nor need we decide whether there is any functional difference between them, because we conclude that, in the present case, the defendant has satisfied his burden under either formulation.
In her Jarzbek testimony, the victim indicated on direct examination that the defendant had touched her on her buttocks with his tongue and with his hand. She
On cross-examination, the victim denied that she had ever heard of the word “chim-chim,” a term several of the state’s constancy of accusation witnesses testified that the victim had used when referring to her vagina in connection with her complaints about the defendant. The victim, also testified that she did not know why she had marked the diagram of the young girl’s buttocks. When asked whether she had ever been licked by a cat, the victim responded that she had.
Unlike her Jarzbek testimony, the victim’s statements during her two videotaped interviews with the senior
In light of the foregoing, we are persuaded that it is likely that the improper introduction into evidence of the two videotaped interviews caused the defendant substantial prejudice and probably affected the verdict. The principal evidence inculpating the defendant was the victim’s Jarzbek testimony,
The judgment of the Appellate Court is reversed and the case is remanded to that court with direction to remand the case to the trial court for a new trial.
In this opinion the other justices concurred.
General Statutes (Rev. to 1991) § 53a-70 provides in relevantpart: “Sexual assault in the first degree: Class B felony: One year not suspendable. (a) A person is guilty of sexual assault in the first degree when such person . . . (2) engages in sexual intercourse with a person under thirteen years of age.
“(b) Sexual assault in the first degree is a class B felony for which one year of the sentence imposed may not be suspended or reduced by the court. ”
Hereafter, all references to § 53a-70 are to the 1991 revision.
General Statutes (Rev. to 1991) § 53-21 provides: “Injury or risk of injury to, or impairing morals of, children. Any person who wilfully or unlawfully causes or permits any child under the age of sixteen years to be placed in such a situation that its life or limb is endangered, or its health is likely to be injured or its morals are likely to be impaired, or does any act likely to impair the health or morals of any such child, shall be fined not more than five hundred dollars or imprisoned not more than ten years or both.”
Public Acts 1995, No. 95-142, § 1, incorporated amendments to § 53-21 that are not relevant to this appeal. Hereafter, all references to § 53-21 are to the 1991 revision.
The trial court sentenced the defendant to a total effective term of imprisonment of eighteen years.
Consequently, we do not consider the defendant’s claim regarding the introduction into evidence of the testimony of the six other constancy of accusation witnesses.
The first count of the four count information alleged that the defendant had performed cunnilingus on the victim sometime between August, 1991,
In State v. Jarzbek, supra, 204 Conn. 683, we concluded that, “in criminal prosecutions involving the alleged sexual abuse of children of tender years, the practice of videotaping the [trial] testimony of a minor victim outside the physical presence of the defendant is, in appropriate circumstances, constitutionally permissible. ... [A] trial court must balance [in a case-by-case analysis] the individual defendant’s right of confrontation against the interest of the state in obtaining reliable testimony from the particular minor victim in question. . . . [The] trial court must determine, at an evidentiary hearing, whether the state has demonstrated a compelling need for excluding the defendant from the witness room during the videotaping of a minor victim’s testimony. In order to satisfy its burden of proving compelling need, the state must show that the minor victim would be so intimidated, or otherwise inhibited, by the physical presence of the defendant that the trustworthiness of the victim’s testimony would be seriously called into question. . . . [T]he state bears the burden of proving such compelling need by clear and convincing evidence.” (Citation omitted.) Id., 704-705.
On appeal to the Appellate Court, the defendant challenged the decision of the trial court allowing the victim to testify under Jarzbek. The Appellate Court rejected the defendant’s claim. State v. Marshall, supra, 45 Conn. App. 70-72. That issue was not certified for review by this court.
In order to distinguish the victim’s videotaped trial testimony from the two videotaped interviews conducted by the senior assistant state’s attorney shortly before trial, we refer to the former as the victim’s Jarzbek testimony.
“The constancy of accusation doctrine is well established in Connecticut and recently has been reaffirmed by this court. See State v. Troupe, 237 Conn. 284, 297-98, 303-304, 677 A.2d 917 (1996); State v. Kelley, 229 Conn. 557, 565, 643 A.2d 854 (1994); State v. Dabkowski, 199 Conn. 193, 199-203, 506 A.2d 118 (1986). The doctrine originally was premised on the arguably inaccurate premise that, if a woman had been sexually assaulted, it would be ‘natural’ for her to confide in others. See, e.g., State v. De Wolf, 8 Conn. 93, 99 (1830). Until State v. Troupe, supra, 304, we permitted witnesses to testify about the details of a victim’s accounts of the alleged sexual assault on the theory that, if the victim’s story were true, ‘the evidence would show constancy in the charge even to the details, and the truth would the more clearly appear.’ State v. Kinney, 44 Conn. 153, 156-57 (1876); State v. De
DelSol had accompanied the victim to these interviews.
The state’s case also included testimony from several other witnesses, including Frederick Berrien, a physician and expert on child sexual abuse, who had examined the victim. On the basis of Berrien’s testimony regarding
Although the defendant denied any sexual contact with the victim, he did not contest the fact that she had been sexually abused.
The social worker’s interview of the victim was videotaped so that the police would not have to interview the victim a second time. State v. DePastino, supra, 228 Conn. 568-69.
The victim’s mother testified that when the victim originally made the allegations about the defendant licking her, the victim also had referred to a cat. In addition, Freedman, the clinical psychologist who had interviewed the victim, testified that she originally told him that the cat, rather than the defendant, had hurt her bottom. Upon further questioning by Freedman, the victim indicated that it had been the defendant who had licked her bottom.
As we indicated earlier in this opinion, however, the victim’s testimony on redirect examination tended to reaffirm her testimony on direct examination, which served to inculpate the defendant.
The testimony of the six constancy of accusation witnesses was admitted only to corroborate the victim’s Jarzbek testimony and not for substantive purposes. See State v. Troupe, supra, 237 Conn. 304. Moreover, although each of the six witnesses testified that the victim had reported inappropriate sexual contact by the defendant, the victim’s reports were not uniform.
At the new trial, the limitation on the constancy of accusation doctrine that we adopted in State v. Troupe, supra, 237 Conn. 304, will be applicable. See id., 305; see also footnote 9 of this opinion.