Lead Opinion
| Dаniel Marshall appeals his manslaughter conviction for the killing of Ronald Hodges, Jr.
Between him and his appellate counsel he assigns five errors. Because we conclude that the error they assigned about the trial judge’s denial of his motion for mistrial based upon the prosecutor’s cross-examination of him about his post-custody silence requires reversal of his conviction, we do not address the remaining assignments in the body of our opinion.
I
We begin our discussion by recalling the right, guaranteed to Mr. Marshall by both the federal and state constitutions, against compulsory self-incrimination. See U.S. Const. Amend. V (“No person ... shall be compelled in any criminal case to be a witness against himself’); La. Const, art. I, § 16 (“No person shall be compelled to give evidence against himself.”)
In order to protect this important right, the United States Supreme Court holds that “the prosecution may not use statements, whether exculpatory or incul-patory, stemming from custodial interrogation of the defendant unless it demonstrates the use of procedural safeguards effective to secure the privilege against self-incrimination.” Miranda v. Arizona,
The use of a defendant’s post-Miranda silence is commonly referred to as a Doyle violation. See, e.g., State v. Pierce, 11-320, pp. 6-7 (La.App. 5 Cir. 12/29/11),
Therefore, in order for trial error to rise to the level of an unconstitutional Doyle violation, and thereby trigger the harmless-error test, the error must concern post-Miranda silence. See, e.g., State v. Patterson, 12-0464 (La.7/2/12),
In this case, however, not only did Mr. Marshall invoke his right to remain silent, that fact was elicited from him by the prosecutor:
Q. You never talked to the detectives on the 29th?
A. No, ma’am.
Q. In fact you invoked your right to remain silent?
[¡A- Yes, ma’am.
*927 Q. And you haven’t talked to anybody for the past two years and told them it was self-defense, correct?
The court in Doyle reasoned that Miranda implies assurance to the defendant that their silenсe will not be used against them. Doyle, supra, at 617-18,
Thus, we emphasize that an indispensable aspect of a Doyle violation is thаt the defendant has not only actually invoked the protection afforded by the Miranda warning (in this case the right to remain silent), but that the prosecution uses that [ ¡Invocation to impermissibly impeach or call attention to the defendant’s invocation of the right to remain silent. See Greer v. Miller,
In its brief, the State concedes— and we agree — that the trial prosecutor’s cross-examination of Mr. Marshall constitutes a Doyle violation. It is clear that the рrosecutor’s motive in calling the jury’s attention to Mr. Marshall’s post-Miranda silence was to suggest that Mr. Marshall’s claim of self-defense — raised for the first time during the trial — was a recent fabrication and unworthy of any belief. See, e.g., Doyle, supra at 613,
A prosecutor simply may not use post-Miranda silence to cast doubt on a defendant’s exculpatory defense introduced at trial. State v. Arvie, supra at 46; see State v. Patterson, supra. “To impeach him by casting doubt on his defense, using his constitutional right to silence to establish an inference that the defense was fabricated, constitutes reversible error.” State v. Sam, supra at 1085.
JiH
Having found a trial error of constitutional magnitude, we turn to consider
A trial error, which is an “error which occurred during the presentation of the ease to the jury,” may “be quantitatively assessed in the context of other evidence presented in order to determine whether its admission was harmless beyond a reasonable doubt.” Arizona v. Fulminante,
|sIn Chapman the prosecutor commented upon the failure of the defendants to testify at their trial. Id., at 19,
“Consistent with the jury-trial guarantee, the question [Chapman] instructs the reviewing court to consider is not what effect the constitutional error might generally be expected to have upon a reasonable jury, but rather what effect it had upon the guilty verdict in thе case at hand.” Sullivan v. Louisiana,
After evaluating the effect of the error in this case, if we find “[ujnder these circumstances” that it is completely impossible for us to say the prosecution has demonstrated, bеyond a reasonable doubt, that the trial prosecutor’s questioning and comments, and the trial judge’s error, did not contribute to Mr. Marshall’s conviction, then we cannot find the error harmless. See Chapman v. California, supra at 26,
JifiHI
In order to evaluate the effect that this error may have had on this jury’s less-than-unanimous verdict, we must consider the plausibility of Mr. Marshall’s defense. See Doyle, supra at 613,
We now examine the facts adduced at trial, with special emphasis placed on the plausibility of Mr. Marshall’s defense.
We note, initially, that Mr. Marshall admits to killing Mr. Hodges on September 25, 2009, but argues that the shooting was justified because of self-defense. See La. R.S. 14:20 A(l). The prosecution bears the burden of proving beyond a reasonable doubt that Mr. Marshall’s killing of Mr. Hodges was not justified — that Mr. Marshall did not act in self-defense. See State v. Taylor, 03-1834, p. 7 (La.5/24/05),
Although Mr. Marshall was acquitted of the original charge of secоnd-degree murder, his self-defense claim was rejected by the non-unanimous jury and |nhe was found guilty of the lesser included offense of manslaughter. See La.C.Cr.P. Art. 598.
At trial, the prosecution presented two eyewitnesses to the shooting, Ebony Gasti-nell and her mother Sandra Gastinell, who was living with Ebony at the time of the shooting. The testimony revealed that Mr. Hodges, the victim, had been in a romantic relationship with Ebony Gastinell for several years. Also, Mr. Hodges and
Ebony Gastinell testified that after Mr. Hodges was released from jail she lied to him when he confronted her about his relationship with Mr. Marshall. It was Mr. Hodges’ children who told him about their mother’s relationship with Mr. Marshall. At trial, Ebony testified that she and Mr. Marshall “stopped talking” the week that Mr. Hodges was released from jail.
Initially, Ebony testified that she had no knowledge that Mr. Hodges and Mr. Marshall had met prior to the shooting. Mr. Marshall sought to impeach this testimony, however, by pointing out during cross examination that it conflicted with her previous grand jury testimony. Ebony had testified before the grand jury that Mr. Hodges began looking for Mr. Marshall after he learned of the affair and |12had confronted people in the neighborhood, possibly even Mr. Marshall himself. Specifically, Ebony testified before the grand jury that Mr. Hodges, prior to the shooting threatened and unaware of the presence of Mr. Marshall as he was speaking tо people on a neighbor’s porch, asked them, “Do y’all know where [Mr. Marshall] is? Where that nigger at? Tell Terrell I’m looking for him.”
Ebony testified that Mr. Hodges came over to her house on the day of the shooting. Later that evening, Mr. Marshall knocked on the door. Ebony went outside to speak to Mr. Marshall in order to tell him that she was trying to mend her relationship with Mr. Hodges. While Ebony and Mr. Marshall spoke, however, Mr. Hodges attempted to cоme outside as well. Ebony unsuccessfully sought to restrain Mr. Hodges, who exited the residence and jumped off the porch with his hands in the air in the direction of Mr. Marshall. The evidence showed that Mr. Hodges was 6'2" and was over two hundred pounds; Mr. Marshall is 5'6" and about one hundred and forty pounds. It was at this point that Mr. Marshall shot Mr. Hodges.
Forensic evidence and expert testimony given at trial reveal that Mr. Hodges was shot five times and that some shots were likеly fired while Mr. Hodges was up against a hard surface, such as the ground, as the prosecution argued at trial. Blood tests revealed that Mr. Hodges had a blood alcohol level of .074, a level of inebriation would make, as described by the coroner, Mr. Hodges “euphoric.” Both Gastinells testified that Mr. Hodges had been drinking in their house prior to the shooting but that he did not drink much.
11sThe foregoing facts were largely undisputed by Mr. Marshall at the trial with twо notable exceptions. First, Mr. Marshall contended that he and Ebony Gastinell never broke up. Second, Mr. Marshall testified that Mr. Hodges had a revolver, which belonged to Sandra Gasti-nell, in his hand when he jumped from the porch. Sandra, who had been on parole for armed robbery, and Ebony both deny that there was any such weapon in the Gastinell residence or in Mr. Hodges’ hand at the time of the shooting. No weapons were recovered in the investigation, but Mr. Marshall admitted to being a felon in possession of a firearm and testified that he disposed of the weapon after fleeing the scene.
PROSECUTOR: All right. So you turn yourself in ... At that point did you go to the detective and say, wait, let me tell you what happened—
DEFENSE: Objection, Your Honor.
PROSECUTOR: this was a misunderstanding ... ?
DEFENSE: Objection, Your Hon- or....
COURT: Overruled.
PROSECUTOR: did you tell them then ... Did you tell them what happened, Mr. Marshall?
A. No, ma’am.
PROSECUTOR: You never talked to the detectives on the 29th?
|14A. No, ma’am
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PROSECUTOR: And you haven’t talked to anybody for the past two years and told them it was self-defense, correct?
DEFENSE: Objection, objection, Your Honor. He is telling the jury today. During the closing remarks to the jury, the prosecution again called direct attеntion to Mr. Marshall’s silence in attacking his defense:
PROSECUTOR: Then what else does he say that also doesn’t support their self-defense theory ... Turns himself in, he had four days to cool down, but still doesn’t want to talk to the detectives. He still doesn’t want—
DEFENSE: I am going to object to that, Your Honor.
PROSECUTOR: — to tell them that he didn’t do this.
COURT: Objection noted.
PROSECUTOR: Never talks to the detectives, never tells anyone this is self-defense until you heard it on the stand, ladies and gentlemen.
DEFENSE: And, Judge, again we object and move for a mistrial.
Without even considering Mr. Marshall’s contention that Mr. Hodges was armed, a review of the facts makes Mr. Marshall’s self-defense claim at least plausible. The defense established through the prosecution’s eyewitnesses that Mr. Hodges sought out Mr. Marshall, on at least two separate occasions, after Mr. Hodges was released from jail and had discovered the affair. The defense also established that Sandra Gastinell did not like Mr. Marshall and put Ebony’s credibility in question with regard to her conflicting trial and grand jury testimonies that Mr. Hodges had sought out Mr. Marshall.
11sIt is clear that on the day of the shooting that the Gastinells knew Mr. Marshall was in the area before they called Mr. Hodges over to their residence. The evidence showed that the Gastinells also knew that Mr. Marshall usually carried a gun. It is also undisputed that attempts were made to restrain the much larger Mr. Hodges from exiting the house and that he jumped off the porch in the direction of the smaller Mr. Marshall. These facts taken together make Mr. Marshall’s self-defense claim plausible.
Because the prosecution’s conduct resulted in a violation of Mr. Marshall’s constitutional rights under Doyle and Miranda, and his exculpatory claim of self-defense was plausible from the facts in the record, we cannot find that the trial error harmless or, stated another way, that the
CONCLUSION
The prosecutor’s cross-examination of Mr. Marshall’s -post-Miranda invocation of his right to silence аnd its suggestion in closing argument, over defense objection and request for a mistrial, that Mr. Marshall’s claim of self-defense was unworthy of belief on that account, is a constitutional trial error. Because Mr. Marshall’s claim of self-defense was plausible, although dependent upon the credibility of Mr. Marshall which was undermined by the prosecutor’s improper examination and argument, we cannot find beyond a reasonable doubt that this jury’s verdict was surely unattributable to the error. Thus, we conclude |1fithat the error was not harmless. Mr. Marshall is accordingly entitled to a new trial free from the pressure of unconstitutional inferences.
DECREE
The manslaughter conviction of Daniel Marshall in the killing of feonald Hodges, Jr., is reversed and his sentence is vacated. The matter is remanded to the district court for further proceedings consistent with this opinion.
REVERSED AND REMANDED
DYSART, J., dissents, with reasons.
Notes
. The assignments of error which we preter-mit are (1) that the trial judge abused his discretion in denying a continuance requested by the defense because of the last-hour delivery of material which Mr. Marshall characterizes as exculpatory or Brady, (2) the ruling admitting without objection his tape-recorded conversation, (3) that his trial counsel’s assistance was ineffective by constitutional standards because of the failure of his counsel to contemporaneously object to the admission of the recorded conversation. His remaining assignment of error is his explicit request that we review for errors patent; we always review a criminal appeal for errors patent, and we dispose of this final assignment at this point because we have detected none in this case. See La.C.Cr.P. art. 920(2).
. We find that the prosecutor’s question posed earlier on re-direct to one of the investigаting officers, taken alone, does not constitute a Doyle violation because questioning ceased and the potential for prejudicing the jury was slight at best.
. Since the decision in Chapman, the United States Supreme Court has recognized that most constitutional trial errors are subject to assessment under harmless-error analysis. See Arizona v. Fulminante,
Dissenting Opinion
dissents, with reasons.
hi respectfully dissent because I disagree with the majority’s finding that the Doyle violations warrant a reversal and new trial.
The evidence at trial presented the jury with the choice of eithеr accepting the testimony of the defendant, that is, he acted in self-defense and responded instinctively when the victim produced a weapon, or the testimony of the two witnesses who testified that the victim was unarmed and was shot without provocation.
While I understand that the improper questioning of the defendant may have influenced the jury’s consideration of his credibility, the overwhelming physical evidence renders the imprоper questioning harmless.
The evidence reveals that the defendant fired his weapon nine times, making the defendant’s self-defense argument specious at best, especially in light of his testimony that he was not sure if the victim had fired his weapon. Additionally, the fact that the defendant fled the scene could have caused the jury to question his claim of self-defense.
Pictures of the crime scene introduced at trial indicated that thе defendant began shooting the victim at close range, continued to move closer while shooting, |2and finally stood over him emptying his pistol. The testimony of both witnesses corroborated what the physical evidence depicted.
The autopsy results revealed many of the entry wounds on the victim were cause by bullets striking the ground, fragmenting, and then striking the victim. This evidence directly contravenes the defendant’s testimony that he shot the viсtim as he was facing him.
Without the physical evidence, one could surmise that the jury was tainted by the State’s improper questioning, which could have caused the jury to discredit the defendant’s testimony. However, the physical evidence fully supported the testimony of the two witnesses on the scene.
Thus, I cannot find that the State’s improper questioning concerning the defendant’s post-arrest silence had an adverse
