*1 81,135 No. II, Kansas, Michael Lee Marsh
State Appellee, Appellant. 445) (102P.3d *4 filеd Opinion December 2004. Zinn, defenders, R. Rebecca E. Woodman and Steven argued capital appellate the cause and were on the briefs appellant. cause, Bork, Ail- IC assistant attorney general, argued Kristafer John Reimer, assistant Carla Elizabeth attorneys general, Maag, slieger, Jared Stovall, were on the brief for attorney general, appellee. J. *5 of the court was delivered opinion by and This is an Allegrucci, Luckert, Gernon, Beier, JJ.: defendant, II, Michael L. Marsh from convictions of appeal (M.P.), murder of Elizabeth Pusch capital Many first-degree pre- arson, meditated murder of Ane Pusch Marry (Marry), aggravated and Marsh has been sentenced to death for aggravated burglary. offense, life with a minimum capital imprisonment mandatory term of 40 for the murder of 51 months for years Marry, aggravated arson, and 34 months for The district court aggravated burglary. ordered the last three sentences to be served consecutively.
On
Marsh
raises
issues
from the
appeal,
arising
guilt phase
of the trial
issues from the
We
penalty phase.
begin by
that there
ais
of trial
observing
heightened scrutiny
proceedings
Alabama,
625, 637-38,
case. Beck v.
65 L. Ed.
(1980). However,
2d
We deem the (1) issues to be Is there following controlling: substantial evidence to each of Marsh’s convic- competent support (2) tions? Was evidence excluded the district court? improperly (3) 21-4624(e) Is K.S.A. (4) unconstitutional on its face? Is there substantial evidence to a hard 40 competent support imposition and, sentence for (5) murder of Is the premeditated Marry? hard 40 scheme set forth K.S.A. 2003 21- sentencing Supp. 4635(a) unconstitutional?
FACTS 17, 1996, On the and her 19-month-old evening Marry June M.P., were murdered their Wichita home. died daughter, Marry aas result of wounds to her head knife multiple gunshot wound to her heart. The or perpetrator perpetrators apparently did not harm M.P before the house afire and physically setting the child to die in the M.P. sustained leaving ensuing conflagration. severe bums to her failure body, resulting multiple organ death on 1996. June started the fire was determined
Fire intentionally investigators An revealed with an accelerant body. autopsy *6 Marry’s applied heart, times, in the and her throat stabbed had shot been Marry had died as a result concluded coroner slashed. The Marry county death. set afire after wounds, hеr with her body detectives interviewed In the initial stages investigation, (Pusch), husband, mentioned Eric Pusch who spent having Marry’s Marsh, friend, before to work Michael 17 with most going June Pizza Hut. man for a local 4:30 as a p.m. delivery approximately to interview Marsh. This led the police Marsh resulted his confession interviews with A series of M.P. he fled the residence. when Marry abandoning shooting obtain from the the detectives his motive was to He told money Marsh, in the home he to be Pusch planned family. According arrived, tie them and wait until Pusch when and M.P. up, Marry then threaten Pusch with harm to his wife home. He would got Marsh needed for a to Alaska. and child to obtain trip money M.P. arrived at the went when indicated his plan awry Many and shot than he had he house earlier Marry. anticipated; panicked times he he could not recall how he told detectives many Initially, once. he indicated firing gun trigger; subsequently, pulled he indicated the fire. At one Marsh was point equivocal regarding fire; he stated he could did at another he set point probably and, remember; the fire. Marsh de- not he denied setting finally, involved in the crimes. nied Pusch was any way committing Marsh’s confes- There was substantial evidence corroborating with his to the Pusch home sion. Marsh lived Keys grandparents. in a next to the home. were found discarded yard grandparents’ execution of a search warrant the items recovered during Among were a .25 caliber with five at the residence pistol grandparents’ shoes, a Marsh’s bloodstained tennis the magazine, cartridges and a water with holes in it duct bullet wrapped tape, pillow at trial with around its neck. bottle duct testimony tape Expert a makeshift si- and bottle could be used as established the pillow lencer. medium and M.P.’s tested for
Both clothing positive Marry’s However, Marsh’s consistent with fluid. vapors lighter petroleum and shoes tested blood was clothing negative vapors. Marry’s shoes; found on one of Marsh’s tennis so also was the inexplicably, blood of Pusch. trial,
Prior to the State filed a motion in limine to Marsh prevent from circumstantial evidence that Pusch introducing suggesting stabbed and set the fire M.P. The State contended Marry killing that Kansas law would admission of circumstantial evi- prevent dence Pusch in the face of direct evidence tending implicate Marsh killed and set the fire. Marsh’s trial counsel Marry argued there was substantial evidence Pusch to the crimes and linking the evidence the defendant to introduce at trial. proffered sought The district court limine, the State’s motion in granted reasoning that the State’s evidence Marsh was direct аnd thus the against defense could not circumstantial evidence to present proffered Pusch. implicate *7 found Marsh M.P., murder of first- jury guilty capital arson, murder of and bur-
degree Many, aggravated aggravated trial, At the the State relied glary. penalty phase factors to a death sentence: following statutory aggravating support (1) Marsh or killed or created a risk of knowingly purposely great (2) to more than one he committed the crime in person; order to avoid or a lawful (3) arrest or he prevent prosecution; committed the heinous, crime an atrocious or cruel especially manner. See K.S.A. 21-4625. The found all three jury circumstances existed and were not outweighed by any mitigating circumstances and to a sentence of death. unanimously agreed
At the trial found sufficient evidence to sentencing, judge sup- the sentence of death recommended See K.S.A. port jury. 21-4624(f). The trial also found the same three judge circumstances were not circumstances to outweighed by mitigating of a hard-40 sentence. See K.S.A. 2003 support imposition Supp. 21-4638. Marsh also was sentenced to 51 months for aggravated arson and 34 months for with all sentences to aggravated burglary, be served consecutively.
SUFFICIENCY OF THE EVIDENCE The issue on is limited to whether the evidence was suf- appeal ficient to verdict Marsh support juiy’s finding guilty to establish was insufficient evidence Marsh contends
murder. cause fire; (2) were the M.P.’s bums (1) that: he set proximate M.P. with death; (3) killed he or premeditation. of her intentionally raised, our standard issue is the evidence When sufficiency evidence, in the viewed whether, of all the after review review con- court is favorable to most appellate prosecution, light the defendant have found factfinder could that a rational vinced Zabrinas, 271 Kan. doubt. State a reasonable beyond guilty 441-42, 24 P.3d He ad- to the crime of confessed
Marsh burglary. aggravated head in the in the Pusch home mitted Marry shooting hiding used to The .25 caliber into the bedroom. came when she pistol at his found Marsh’s was shoot 'backpack subsequently Marry a fire with to start admitted to home. He attempting grandparents’ this was unsuccessful. crimes but claimed to conceal his matches evidence there Nonetheless, the uncontroverted we know from of M.P.’s to more than that caused burns a fire body. percent fire, the cir- Marsh set the direct evidence there is no Although con- factfinder to for a rational evidence is sufficient cumstantial that he aban- that he did so and doubt a reasonable clude beyond M.P. die in the fire. doned to establish the evidence was insufficient also
Marsh argues her death. This cause of were the M.P.’s bums argument proximate the medical coroner tes- fail. must Both physician treating from the extensive bums death resulted tified M.P.’s cause of internal related failure of her and the Conversely, organs. body did to M.P. at the doctors concluded both hospital drugs given *8 not cause her death. sustained offense of even the
A conviction
may
gravest
Penn,
561, 564,
23 P.3d
State v.
evidence,
271 Kan.
circumstantial
and not an
(2001),
of a
and it is the function
889
jury
appellate
of witnesses.
and
on
court to
evidence
credibility
weigh
pass
27, 30,
(2000).
consid-
Moore,
529 OF THE EXCLUSION MARSH’S EVIDENCE
Marsh contends the district court erred in
evidence
excluding
Pusch to the crimes. Marsh
the court’s
connecting
argues
pretrial
order in limine
the evidence was erroneous for two rea-
excluding
First,
sons:
the Kansas
evidence rule
excludes mo-
third-party
only
evidence,
tive
in the
evidence
absence of other relevant
circum-
direct,
crime;
second,
stantial
a
or
to connect
third
to the
party
State,
after Pusch testified as a witness for the
the “door was
and the order in limine
have
should
been
opened”
disregarded.
“
‘The
of a
limine
all
motion in
is to assure
a fair and
purpose
parties
impartial
evidence,
statements,
trial
inadmissible
by prohibiting
prejudicial
improper
”
Abu-Fakher,
584, 594,
counsel.’
56
State v.
274 Kan.
P.3d 166
questions by
(2002)
Albrecht,
634, 638,
[1991]).
Brunett v.
248 Kan.
We
our standard of review to be
as stated Evans:
acknowledge
“K.S.A. 60-261
no error in
either
admission
the exclusion
provides
or
of evidence
a
new trial or for
verdict
ground
aside a
unless
granting
setting
refusal to take such
action
be inconsistent with substantial
appears
justice.
court at
of the
must
defect in
error or
every stage
disregard
proceeding
which does not affect the substantial
State v.
proceeding
rights
parties.
Leitner,
398,
7,
(2001);
Morris,
964,
272 Kan.
530
de-
of that
violates
that is an
the exclusion of evidence
part
theory
a.
integral
Kan.
State
a fair trial.
254
at 486
fundamental
to
(quoting
fendant’s
Mays,
right
2,
Gonzales,
710,
[1978]);
245
576
647
State v.
223 Kan.
P.2d
v.
Syl.
Bradley,
¶
‘
(1989).
691, 699,
are
than
“Few
more fundamental
Kan.
Under the
rules of
we have
“Where
above
said:
relies
rather
State
on direct
than on circumstantial evidence
conviction, evidence offered
defendant
to indicate a
possible
motive
than
to
the crime
someone other
the defendant
commit
absent some
evidence to connect the third
other
incompetent
with the
State v.
added.)
crime.”
169 Kan.
Neff,
party
(Emphasis
cert. denied
Our recent decision in State v. Evans also
to
helps
clarify
limited
of the rule
motive evi-
application
excluding third-party
Evans,
dence. In
the State asserted it would call two eyewitnesses
Evans shot the victim. In
the State’s motion in
testily
opposing
limine, the defendant
of several witnesses
proffered
testimony
who said
Reed,
saw a third
the murder
they
person,
holding
after the shot. Thus there was direct evidence
weapon immediately
victim,
Evans shot the
and there was circumstantial evidence Reed
shot the victim. The district court excluded the circumstantial ev-
idence under the
evidence rule.
the defendant
have committed the
may
crime. There was evidence that linked
Reed to the commission of the crime—witnesses saw Reed
im-
holding
gun
after the shot was fired —and
mediately
evidence that Reed
admitted
subsequently
circumstances,
[the victim]
his
Under
shooting
these
it
dumping
body.
was
erroneous for the trial court to have excluded Evans from
presenting
proffered
circumstantial evidence.”
We
arguably suggest
recognize
rule more
evidence
we should
broadly.
third-party
apply
ing
(2000);
315, 320,
State
There are additional
error.
evidence constituted
the third-party
*11
ev-
First,
inflated view of
even under the State’s
third-party
as to the
rule,
not have been
the rule should
idence
applied
The State’s evidence on
and the
arson
murder
charges.
aggravated
circumstantial,
direct, because Marsh
not
those crimes was
specif-
Evans,
M.P.’s death. See
the fire
to
denied
leading
setting
ically
There regardless limine, in order in it erred the district court’s failing propriety testified at trial. Marsh after Pusch admit the evidence to proffered the door” to evidence con- that Pusch’s testimony “opened argues Pusch to the crime. necting the door for otherwise
A
may
through testimony,
open
party,
322;
269 Kan. at
State
State v.
inadmissible evidence.
Bedford,
86, 94,
The admission
McClanahan, 259 Kan.
Although
estranged
Bedford
State,
his
showed that the victim
to a
went
simply
testimony
murder,
bar on
after which he never saw the victim
day
Having entering limine, we turn to the issue of whether the exclusion of the third- evidence violated Marsh’s fundamental to a fair trial. party right We will not extend of this with an ex- unduly length opinion haustive review of the evidence Marsh that tended proffered connect Pusch to the crime. The fact district is the court miscon- strued the evidence rule and did not determine third-party whether the evidence was otherwise admissible under proffered the rules of evidence. much of the evidence Clearly,' sought *12 motive, introduced more than demonstrated mere and we are not to that reasonable doubt the district court’s say prepared beyond little, had if error likelihood of the determination any, jmy’s altering Marsh that committed murder. See California, Chapman 18, 23-24, (1967). 17 L. Ed. 2d Ct. 824 87 S. Upon remand, the district must of court consider the carefully relevancy each evidence to avoid Marsh’s “piece” challenged prejudicing his of defense. present theoiy right We conclude a new trial must be ordered for the crimes of cap- ital murder and arson. aggravated 21-4624(e) OF K.S.A.
CONSTITUTIONALITY trial, the court’s of Marsh’s district At jury penalty phase of K.S.A. 21- forms followed instructions verdict language 4624(e) if the death sentence found jury aggravating by requiring circumstances. were not circumstances outweighed by mitigating reads: statute governing “If, vote, the doubt that one or unanimous finds reasonable jury beyond by in K.S.A.21-4625 and amend- more of the circumstances enumerated aggravating and, further, that circum- thereto the existence such ments exist aggravating not circumstances which are found to stances is any outweighed by mitigating death; otherwise, exist, defendant shall be sentenced to the defendant shall 21-4624(e). as law.” K.S.A. be sentenced provided Marsh’s of this was directed Under provision, authority jury i.e., a tie must the State. In the event equipoise, go that the balance of circum- determination any jury’s the death stances and circumstances weighed equal, mitigating would be penalty required. we decided State
Since Marsh’s sentencing Kley proceeding, Kan. 40 P.3d pas,
In we first held that the K.S.A. Kleypas, weighing equation 21-4624(e) as written unconstitutional under Eighth We down Fourteenth Amendments. avoided the statute striking its face it to mean unconstitutional on only construing op- i.e., said, what circumstances it require aggravating posite Kan. circumstances. 272 45-48. outweigh Syl. ¶ ¶ mitigating This us to vacate death sentence and reasoning Kleypas’ compelled remand the reconsideration of the death under case for penalty on the 272 Kan. instructions Syl. weighing equation. proper 49. ¶ 21-4624(e) after the detеrmined K.S.A. Kleypas, majority Amendments,
as written violated and Fourteenth it Eighth added: decision not that we invalidate K.S.A. 21-4624 or the death “Our does require 21-4624(e) face, itself. We not find K.S.A. to be unconstitutional on its do
penalty rather, we find but mandates weighing equation impermissibly that the when finds circumstances are jury Kan. at 1016. equipoise.” *13 “The intent in the death act is obvious. K.S.A. 21- legislative passing penalty for a death scheme which a of death sentence is provides sentencing offenses. for certain imposed By simply invalidating equation weighing 21-4624(e) that if K.S.A. to finds a reasonable construing provide juiy beyond or doubt that one more of the circumstances enumerated K.S.A. and, further, 21-4625 that such exists circumstance or circumstances exist, the circumstance found to defendant shall be sen- outweigh any mitigating death, tenced to the intent of the is carried out in a constitutional legislature construed, manner. So we hold K.S.A. 21-4624 does not violate the Eighth Amendment cruel and unusual re- Our against punishment. prohibition holding that this case for be remanded to reconsider of the quires jury imposition death Kan. at 1018. penally.”
Here, notes, concedes, Marsh and the State correctly Kley- us to vacate Marsh’s death sentence and remand for pas requires reconsideration of the death under instructions on penalty proper Marsh makes the further how- equation. weighing argument, ever, 21-4624(e) that K.S.A. is unconstitutional on its face and that of our decision that saved statute portion Kleypas through construction must overruled. judicial We agree. law,
After a discussion of
case
applicable
Kleypas majority
21-4624(e)
summarized
K.S.A.
did
as written
not
succinctly
why
with the
and Fourteenth Amendments:
comport
Eighth
“The
cannot
mandate death sentence for
of murder.
legislature
any category
limits,
is limited to
who is
within constitutional
legislature
defining
eligible,
receive the
It is for the
within
penalty.
jury,
permissible guidelines,
will
determine who
live and
will die.
is not
who
The issue
whether the
penalty
death is
cruel
se
and unusual
Furman
[o.
per
punishment.
238]
Georgia,
did not
that the death
hold
was cruel and unusual
se
penalty
per
punishment
issue,
court,
under the
Amendment. Here the
as that before the Furman
Eighth
is whether
will
used to select which defendant
receive the irrevocable
process
of death
with the basic
of human
at the core
penalty
‘comports
concept
dignity
Amendment.’
In their dissents Davis today, Justices 21-4624(e) K.S.A. as written. revisit They, constitutionality McFarland, will first that Chief equipoise joined argue Justice be rare. We cannot know this. Walton and Second, that focus on cases predate analyze they these decisions mean distinct asserting statutory language, an defendants Constitution only guarantees capital opportunity cases, ob- These have evidence considered by jury. do not control. viously, that we on our should rely
Finally, colleagues protest dissenting Blackmun’s Walton dissent to conclude that a in language Justice has of the United States Court majority already implicitly is before us constitutional. decided equipoise provision stated, failed to in draw Kleypas; position majority Simply Six, Lockett, it. It still and Larson voted Allegrucci, against Justices we reason. do not believe fails to draw a Although majority good further extensive restatement useful served by purpose dissent, feel we rationales of Kleypas majority opposing States that a United compelled re-emphasize majority facial or decided the Court has never addressed squarely us. This before remains constitutionality provision equipoise true, matter no how lower federal courts or other state courts have Walton. The Arizona statute issue interpreted ruling and, that case was worded Nuss acknowl- differently; Justice White’s decision neither used the word edges, plurality Justice nor referred to situations which “equipoise” specifically aggra- vating reconsideration, are balancе. After full we mitigators reliance on Blackmun’s Walton dissent and continue reject Justice to adhere to the Kleypas majority’s reasoning holding 21-4624(e) K.S.A. as written is unconstitutional under the Eighth and Fourteenth Amendments.
This
us to the next issue: whether
con-
brings
Kleypas properly
strued
statute to
reverse
effect of
under the
equipoise
*15
As
Davis
weighing equation.
recently emphasized,
Justice
“
construction,
‘it is a fundamental rule of
all
to which
other rules are
statutory
subordinate, that the intent of the
if that intent can be ascer
legislature governs
tained.
is
[Citation omitted.]
to have
its intent
legislature presumed
expressed
the
of the
scheme it enacted. When a statute is
through
language
statutory
plain
court
must
effect to the intention of the
unambiguous,
as
give
legislature
rather than
what the
determine
law should or should not be.
expressed,
[Citation
Stated another
a
when statute is
way,
omitted.]
plain
unambiguous,
ap
courts will not
to the
as
intent
it and
not
pellate
behind
will
speculate
legislative
a
read such statute
as to
so
add
not
in
found
the statute.
something
readily
[Ci
”
Inc.,
tation
ex
State
rel. Graeber v.
omitted.]’
Marion
276 Kan.
Landfill,
County
328, 339,
(2003)
Killman,
33,
Motion Picture Entitled 153, 434 Hart, (1972); Gunzelman, 200 Kan. 705 State 210 Kan. P.2d ’ ” (1967).” at 1017. P.2d 999 Kan. Kleypas, that the we held uncon- these two canons Kleypas, Applying 21-4624(e) could be con- in K.S.A. stitutional weighing equation to enact a strued out the intent to constitutional carry legislature’s at 1018. This statute. Kan. commonly approach doctrine” or scholars as “avoidance referred by legal “rule doubt.” of constitutional Court, the rule of
As articulated the United States Supreme Court not strike doubt is will сonstitutional down construed, can as unconstitutional if statute statute con with the will of with manner consistent Congress, comport construction was limitations. This rule constitutional stitutional States, in Almendarez-Torres United described follows (1998): Ed. S. Ct. 1219 140 L. 2d “ we ‘This canon is followed out which assume respect Congress, legislates in the limitations.’ The doctrine seeks [Citations omitted.] constitutional light branches to minimize between the part disagreement by preserving congres- It is enactments that otherwise founder on constitutional objections. sional might that friction power not'designed aggravate creating (through prece- intended, dent) those fear of a con- statutes foreign Congress simply through that, Thus, invoke will those who stitutional difficulty evaporate. upon analysis, statute the doctrine must believe the alternative is a serious likelihood that the will be will the doctrine serve its basic be] held unconstitutional. then Only [to reflect, distort, set of rather than democratic function of statutes maintaining reasons, have choices that elected made. For similar *16 policy representatives after, two constructions and not the statute must be to susceptible genuinely before, that are then is the construction its unraveled. Only complexities statutory ‘fair’ avoids the constitutional a one.” question short,
In the United States Court is to exercise willing in a manner to save a its to statutes constitutional construe power However, the than strike it down. both enactment rather legislative States Court this court have United acknowledged is limited. the to construe constitutional away infirmity power “ to constitutional ‘Statutes should be construed avoid questions, not the canon is a license for but this judiciary interpretative
539
”
Salinas United
rewrite
enacted
language
legislature.’
States,
52, 59-60, 139
352, 118
(1997).
L. Ed. 2d
S.
469
Ct.
“We cannot
of
construction ‘to
statutory
press
point
disingen
even
a
United
uous evasion’
to avoid
constitutional
question.”
Locke,
84, 96,
States
64,
471
U.S.
85 L. Ed. 2d
S.
105 Ct. 1785
(1985). The maxim cannot
where the statute
is
itself
unam
apply
United States v. Oakland Cannabis
Buyers’ Cooperative,
biguous.
532
494,
483,
722,
(2001).
149 L. Ed. 2d
Our formulation of the avoidance doctrine is similar to of Durrant, State v. 522, the federal courts. 244 Kan. (1989),
P.2d 1174 we stated: “This court not has the but also the only construe statute authority, duty, such a manner it is constitutional if the same can be done within the apparent intent the statute. To this legislature passing accomplish purpose court read the into the may statute.” necessary judicial requirements These cases make that the avoidance doctrine plain applied when statute is or over- appropriately only ambiguous, vague, broad. The doctrine is not an available tool of construc- statutory tion if its would result an application rewriting unambiguous statute. The court’s function is to not rewrite interpret legislation, Beard, it. State v. Patrick (1966); 197 Kan. P.2d v. Haskell 105 Kan. 181 Pac. County,
It is to us that failed to the fundamental Kleypas apparent apply rule of construction as stated in State ex reí Graeber statutory before of the canons that the avoid- moving application support Indeed, ance doctrine. the fundamental rule construc- statutory tion was not even noted in the discussion and resolution majority’s issue. equipoise
Moreover, for court’s rationale Kleypas rewriting 21-4624(e) K.S.A. rested that the entirely upon premise leg- islature intended statute that was consti- pass tutional. Kan. at 1018. This of whether begged question succeeded in so. It also an constituted legislature actually doing insufficient avoidance doctrine justification application to an statute. Such construction other name unambiguous by any Beard, is a of See 197 Kan. usurpation legislative prerogative. *17 LaValle, N.E. 2d 341 278; 3 N.Y. 3d see also People (state’s rewrite unconstitutional death (2004) court cannot highest fill left it to void lacks by legislative power penalty provision; elimr of invalid ination provision). Davis in his dissent. This was not lost Kleypas upon point Justice was, is, and still
His persuasive: . explanation in the by “The reverses the adopted legislature majority weighing equation 21-4624(e) be intent of the is to carried with the idea the legislature K.S.A. based the lan- manner. There is no on express out in a constitutional question, of the a death of the that it intended to mandate imposition guage legislature, such circumstances is not sentence where the existence of outweighed circumstances found to exist. The by question brought any mitigating precise rec- attention the the who by attorney the of legislature testimony general, the statute for the circumstances ommended that outweigh provide circumstances before death sentence The may the imposed. leg- our islature suggestion attorney general adopted rejected present statute. however, with its own “The the express language language majority, replaces intent the conclusion that this new carries out the based its language manner. Because the new mandated a constitutional language legislature intent and the the to the adopted majority contrary expressed language 21-4624(e), invades the I believe the K.S.A. majority province legislature intent, face of a not clearly legislative majority legislature. expressed strikes this clear as unconstitutional but adopts only language language exactly of what the stated. If the statute offends the legislature opposite language Constitution, solution, in let is to so hold and the appropriate judicial my opinion, with 272 Kan. resolve the matter consistent the court’s opinion.” legislature at 1124-25. Davis’ and conclusion that the We with agree reasoning Justice erred with majority substituting weighing equation Kleypas effect the equation provided by legis- exactly opposite lature. The eviscerated the clear unam- holding legislature’s and thus intent ju- regarding overstepped biguous equipoise make it. rather than Chief diciary’sauthority interpret legislation dissent, McFarland’s which argues legislature ap- Justice (It also did not mind the interference misses the point. parently into inaction the court had removed its reads too much its when act.) Davis it incentive had exacdy right: appropriate, Justice to the identified for first limited time judicial response problem *18 21-4624(e) in was to hold K.S.A. unconstitutional on its Kleypas face and let take such further action as it deemed legislature proper.
This true was As the especially given legislative history. Kley- observed: pas majority 14, 1995, is “It to note that March on important attorney general analyzed
the statute and recommended in the House Committee of the Kansas Judiciary that the statute be amended to circumstances Legislature require circumstances, “Now if are outweigh ‘tie’ stating: they equal, goes state. We’re ‘tie’ . defense. . .” proposing goes Unfortunately, legislature did not follow the recommendation.” 272 at attorney Kan. 1014- general’s Kleypas, 15. Bush, In Padilla ex rel. Newman 233 v. F. 2d 564 Supp. (S.D.N.Y. 2002), the bedrock of of principle separation powers our of form was at issue and ex- tripartite government eloquently Padilla, citizen, an American held the United plained. by being States as an combatant” with associated Al at a naval Qaeda “enemy in South Carolina. He filed a habeas brig petition, relying primarily 4001(a) (2000), 18 U.S.C. which “No citizen shall upon § provides: be or otherwise detained the United States imprisoned by except an to Act of In of its motion to dis- pursuant Congress.” support miss, the Government a literal of 18 U.S.C. argued reading § 4001(a) II, 2, would conflict with Article section 1 of the clause Constitution, which makes the President of the United States “Commander Chief of the of the United States.” Army Navy the court stated: rejecting government’s argument, “The that because the statute to on the government suggests reading impinge combatants, President’s Article II detention of creates powers, including enemy that the statute be found danger unconstitutional as to the might applied present case, a court should not read statute so as to cover detention of com enemy batants, the canon that a should read as to statute be so avoid constitu applying See, States, 848, 857, tional 529 120 difficulty. United U.S. S. Ct. e.g., Jones 1904, 146 (2000) L. Ed. 2d 902 ‘the that “where a statute (citing guiding principle constructions, of is two of one which and doubtful constitu susceptible grave avoided, tional arise and other which such are questions our questions ’) is to the latter.” United ex States rel. General v. duty adopt (quoting Attorney Co., 366, 408, 527, (1909)). Delaware A Hudson 29 L. S. Ct. 53 Ed. 836 ‘ “However, this doctrine of avoidance constitutional “has no application ’ Rucker, 125, 122 1230, absence HUD v. 535 U.S. S. Ct. statutory ambiguity.” (2002) 1235, v. Oakland Cannabis United States 152 L. Ed. 2d (quoting 483, 494, Ed. 2d 121 S. Ct. L. 532 U.S. Buyers’ Cooperative, ‘ Rucker, (2001)). “while out purporting other pointed Any approach, restraint, vested would trench an exercise in legislative powers judicial ’ I, United Id. 1235-36 Art. of the Constitution." (quoting in Congress by § (1985)). 680, 105 Albertini, Ed. 2d 536 S. Ct. 86 L. States is, an statute if an into simply That a court read unambiguous ambiguity statute, of that an adverse decision as the constitutionality avoiding
purpose those the court would be thereby pow exercising legislative powers usurping the statute ers. There is no here. encompasses ambiguity plain language Therefore, avoidance the constitutional all detentions of United States citizens. is 233 F. 2d at 597. affect how the statute read.” canon cannot Supp. 21-4624(e) face unconstitutional on its Our that K.S.A. holding *19 that of that we overrule KLeypas portion presumptively requires of the doc- the statute avoidance through application upholding that left for our consideration is trine. The only contrary argument us of decisis should from so. the doctrine stare prevent doing Services, Inc., 336, In Samsel v. Wheeler Transport 246 Kan. Beck, on Bair v. overruled other grounds 356, 541(1990), 789 P.2d 824, (1991), P.2d we stated: 248 Kan. 811 1176 that, of once a of law has “It is under doctrine stare decisis point recognized court, law of will be followed been established by point generally by and all of rank in cases where the same same court courts lower legal subsequent and is decisis conti- issue raised. Stare system-wide stability operates promote the survival of decisions have been by by previously approved nuity ensuring this court. . . . The of stare decisis ensures and stability continuity— application review. adherence to of judicial demonstrating continuing legitimacy Judiciаl ensures that all branches of constitutional government, including precedent branch, are law. bound by judicial of resort is that a ". . . The American doctrine as courts last general applied but followthe rule law is not bound its own will of court inexorably precedents cases, it unless convinced that the rule was which has established earlier clearly is not because of conditions erroneous or sound changing longer originally more than harm will come from good by departing precedent.” 2003 This consistent with the United States Court’s is Texas, 558, 508, decision in Lawrence v. 539 156 L. Ed. 2d U.S. 525, (2003), in its 123 Ct. 2472 which the Court overruled 1986 S. Hardwick, 140, 186, in Bowers v. 478 92 L. Ed. 2d U.S. decision (1986). Ct. 2841 stated: 106 S. Court
543
“The doctrine of stare decisis is essential to the
to the
accorded
respect
judg-
not, however,
of
ments
the Court and
of the law. It is
an inexorable
stability
Tennessee,
808, 828,
720,
command.
501 U.S.
115 L.
Ct.
Payne
Ed.2d
111 S.
(1991) (‘Stare
command; rather,
2597
an
decisis not
it
inexorable
“is a principle
decision,
and not a mechanical formula of
adherence
the latest
policy
[how-
ever recent and
when such adherence
collision
involves
with
questionable,
prior
sounder,
doctrine more
in its
verified
ex-
embracing
scope, intrinsically
’
Hallock,
106, 119,
604,
309 U.S.
84 L.
60
(quoting
Ed.
perience]”
Helvering
(1940)).”
Ct.
S.
emphasized persuasive tutional As Scalia stated in Vieth v. adjudication. Jubelirer, Justice 305-06, L. Ed 124 S. 2d Ct. (2004), which overturned re- precedent concerning congressional districting: “Considerations of stare decisis do not us to allow Bandemer to stand. compel Constitution, That case involved an and the claims of interpretation stare *20 field, decisis are at their weakest that where our mistakes cannot be corrected Tennessee, 808, 828, 2697, 115 See v. 501
by Congress.
Payne
U.S.
111 S.
L.
Ct.
(1991).
Ed.
720
2d
are
weak in Bandemer
They
because the
doubly
majority’s
to enunciate the
discernible and
inability
standard that it
judicially
manageable
(or
exist)
existed
did
think did not
not
thought
need for reconsid
presaged
eration in
of
And
are
weak
is
light
because it
subsequent experience.
they
triply
hard to
how
action taken in reliance
imagine
Bandemer could conceiv
lawsuits,
of
ably
which is not the sort of
except
bringing
primаry
frustrated —
is
conduct that
relevant.
“While
dowe
not
overturn one of
own
‘when
our
lightly
holdings,
governing
“
reasoned,
decisions are unworkable or are
‘this Court
never felt
has
con-
badly
” Id.,
827,
strained to follow
at
544
See also Harris v.
claims.”
these political
cline
adjudicate
gerrymandering
(2002)
581,
524,
States,
545,
2406
122 S. Ct.
153 L. Ed. 2d
536 U.S.
Untied
(when
(Thomas,
decided a constitutional ques-
court “has wrongly
J., dissenting)
weakest”;
tion,
of rule also
is at its
relative
stare decisis
recency
force of
value).
weakens precedential
ar-
Furthermore,
to “full-dress
a rule not
subjected
previously
it
more
before
is
is
examined
closely
applied
gument”
rightly
Babalu
Inc.
the Lukumi
second time. See Church
City
Aye,
of
Hialeah,
520, 571,
472,
L. Ed.
113 S. Ct.
U.S.
2d
of
of
with
sua
be the case
our
Such should
sponte application
we should not
doctrine in
the avoidance
casually
Although
KLeypas.
we
from
neither should
discard
shy away
admitting
precedent,
“
are
or are
rea-
decisions
unworkable
'when
badly
governing
”
Dixon,
U.S.
125 L. Ed. 2d
States v.
soned.’ United
Tennessee,
(1993)
556,
HARD 40 SENTENCE — SUFFICIENCY Marsh contends there was insufficient evidence to support district court’s of circumstances not out- finding aggravating circumstances. See K.S.A. 2003 21- weighed by mitigating Supp. 4635. Where the of the evidence is for es- sufficiency challenged the existence of an circumstance a hard tablishing aggravating the standard of whether, review to be proceeding, applied evidence, after all the viewed in the most favorable reviewing light State, to the a rational factfinder could have found the existence circumstances of the evi- preponderance dence. the hard the district court found the same imposing ag- as did the (1) the death
gravators jury imposing penalty: defendant or killed or risk created knowingly purposely great (2) death to more than one hei- person; killing especially nous, atrocious, cruel; (3) or was committed in order killing Further, avoid or a lawful arrest or prevent prosecution. ap- as K.S.A. 21- plying weighing equation required Supp. 4635, the district stated: judge factors, “I believe that these each one wouldn’t individuallythat you need to take the three them a whole combinedthat
necessarily one those three are circumstances in outweigh any this case sufficient the death of which would the max- regarding [Marry], require imposition added.) imum penalty.” (Emphasis *22 546 on is a new trial entitled to have concluded Marsh
Because we murder, or a he of knowingly purposely finding charge is to more than one risk of death killed or created a person great Likewise, to failure admit evidence the district court’s problematic. the find- influence involvement could of Pusch’s arguably possible heinous, atrocious, or cruel. especially Many’s killing ing dis- exist, however, sufficient evidence There does support Marsh murder was committed trict court’s Many’s finding In his confession a arrest or or lawful to avoid prosecution. prevent that, the Pusch after he entered indicated Marsh to investigators, extortion; residence, but not to out he decided Many’s carry a and he her. The district him into arrival threw shot. early panic, ar- Marsh shot to avoid lawful could infer court Marry reasonably the miti- or for rest Conversely, burglary. aggravated prosecution character Marsh consisted several evidence gating presented character at the time had who testified Marsh’s witnesses they known him. statement, conclude, court’s
We
based
the district
mit-
was not
one of the
circumstances
outweighed by
of the hard
The district court’s
circumstances.
imposition
igating
141,
22
State v.
271 Kan.
40 sentence is
See
Lopez,
upheld.
(2001)
the district court’s
P.3d 1040
weighing
aggravat-
(stating
and
is within its sound discretion
circumstances
ing
discretion.)
absent an abuse
will not be disturbed on appeal
SENTENCE —CONSTITUTIONALITY
HARD 40
hard
scheme is uncon
the Kansas
Marsh
sentencing
argues
21-4635
not
K.S.A. 2003
does
stitutional because
require
Supp.
a
circumstances
be submitted
jury
proved
270 Kan.
doubt. He contends State
reasonable
Conley,
beyond
(2001),
(2000),
should
This
Normally,
argument
time
for the first
are not
asserted
constitutional
properly
grounds
823, 837,
Shears, 260 Kan.
this court
review. State
before
(1996). However,
three
we have
Marsh
the United States
Court’s
argues
ruling Ring
Arizona,
584,
536 U.S.
us to reverse our
requires
holding
In State v.
We
274 Kan.
Conley.
57 P.3d
disagree.
Boldridge,
(2002),
8
this court addressed a constitutional
to the hard
challenge
scheme under K.S.A. 2001
21-4635. The court
sentencing
Supp.
noted the defendant’s
on
reliance
but found no reason to alter
Ring
in State v.
96, 49
its
and
274 Kan.
P.3d
reasoning
Douglas,
holdings
(2002),
State
273 Kan.
41 P.3d
Conley,
Boorigie,
(2002).
validity minimum sen- a defendant’s held that but Apprendi increasing was brandished tence based weapon finding judge’s Harris, 536 the Fifth or Sixth Amendments. not violate did 568. Con- reasons, Marsh’s we
For the argument reject foregoing be overruled. decided and should ley wrongly
CONCLUSION face, 21-4624(e) on its K.S.A. unconstitutional We conclude on issues moot thus dependent guilt penalty phase rendering considered all We have of the death carefully penalty. imposition Marsh; we hold those not raised of the issues of trial error reversible error insufficient to constitute this discussed opinion in this case. bur- and sentences affirm Marsh’s convictions
We aggravated and re- we reverse murder Many; glaiy premeditated convictions for the murder new trial Marsh’s mand for M.P. and arson. aggravated I from the dissent
Davis, majority’s J., dissenting: respectfully 21-4624(e) is in K.S.A. uncon- that the holding weighing equation 21-4624(e) was con- on its face. In K.S.A. stitutional my opinion, *24 re- was the Kansas stitutional when it by passed Legislature constitutional mains today. the Kansas death is unconsti-
The holds that majority penalty to the United its face under the Amendment tutional on Eighth to the the States Constitution. offending pro- According majority, found in K.S.A. 21- lies in the vision following weighing equation 4624(e): vote, “If, finds a reasonable doubt that one or unanimous beyond by jury 21-4625 and enumerated K.S.A. amend- more of the circumstances aggravating and, further, circum- that the existence such ments thereto exist aggravating circumstances which are to
stances is not
by
mitigating
outweighed
found
death; otherwise,
exist,
shall
to
defendant shall
the defendant
be sentenced
added.)
law.”
be sentenced as
(Emphasis
provided
(2001),
In State v. Kleypas,
272 Kan.
The in this voids the entire death law majority, penalty because in the event that a find would extremely unlikely jury circumstance or circumstances exactly equal circumstances, death must be mitigating imposed. majority claims that in such an event a tie must to the defendant. unlikely go to the because under the According majority, weighing equation State, the Kansas the tie to the adopted by Legislature goes entire death is unconstitutional. penalty
I with the conclusion that in order for the death begin majority’s Kansas, to be constitutional in a tie in the cir- cumstances and circumstances must go defendant under the Amendment. I with the that the Eighth agree majority Kansas chose the but Legislature consciously weighing equation that the used is unconstitutional under strongly disagree language I Amendment. with the Eighth may personally disagree legis- lature’s decision that a tie to the State but I cannot policy goes conclude that its enactment is unconstitutional because of that lan- unless the Constitution, United States guage interpreted by Court, United States such a An conclusion. anal- supports of the United States Court as well as ysis jurisprudence, other decisions this does not such a con- addressing point, support and, fact, clusion conclusion. supports opposite aAs I think it is to stress prelude my analysis, important just how it is that the “tie” envisioned would unlikely majority First, ever occur. before the is even weighing equation implicated, it must be a reasonable doubt that the defendant proven beyond Thus, of the crime of murder. for the defendant to guilty even be for the death must find the existence eligible penalty, juiy of one or more factors that make the murder com- following *25 mitted (1) more serious then even murder: the inten- first-degree tional and of in the commission of premeditated any killing person of with intent or holding kidnapping aggravated
kidnapping kill- ransom; (2) the intentional such premeditated person (3) the in- or to contract of agreement; any person pursuant ing an inmate or of tentional any killing person premeditated of the victim (4) the intentional and killing premeditated prisoner; (5) the criminal or criminal of sodomy; aggravated sodomy, rape, officer; enforcement of a law intentional killing premeditated of more than one (6) the intentional and per- killing premeditated or more acts transaction or in two of the same act or as a son part a com- or of transactions connected or constituting parts together conduct; (7) intentional and or or course of mon scheme pre- in the commission under the of 14 of a child meditated age killing where such crime was or of aggravаted kidnapping kidnapping or offense with with the intent to commit sex committed to a sex with that the child commit or submit the child or intent See K.S.A. 21-3439. offense. murder, he or convicted of
Once the defendant has been However, still not be the death sentence she is death may eligible. an additional set of without a consideration of imposed and a circumstances. circumstances consideration mitigating 21-4625, set forth in K.S.A. The circumstances are follows: “(1) which die convicted of a defendant The defendant was felony previously harm, or death on another. dismemberment
inflicted great bodily disfigurement, “(2) or created risk of death defendant or killed The purposely great knowingly than one to more person.
“(3) or another for the crime for the defendant’s self The defendant committed or value. monetary other thing money purpose receiving “(4) to commit the crime. The defendant authorized or another employed person “(5) to avoid or lawful committed the crime order The defendant prevent arrest or prosecution. heinous,
“(6) or crime in committed the an atrocious defendant especially manner. cruel
“(7) crime a sentence of The defendant committed the serving imprison- while ment on conviction a felony.
“(8) in, killed The victim was while or because of the victim’s engaging perform- of, ance or the victim’s duties as a witness in a criminal performance prospective proceeding.” circumstances,
These of all eight categories extremely serious, a defendant for death after the qualify only prosecution has existence of one or more of them a reason- proved beyond However, able doubt. still not be without con- may imposed sideration of circumstances. mitigating
A list nonexclusive of that a circumstances defendant mitigating to the are set K.S.A. out 21-4626: may present jury Supp. “(1) has The defendant no of criminal significant history prior activity. “(2) The crime was committed while the defendant was under the influence of extreme emotional mental or disturbance.
“(3) The a victim was in or consented to the defendant’s conduct. participant “(4) The was an defendant crime another committed accomplice by person, and the defendant’s was minor. participation relatively “(5) The acted defendant under extreme distress or under the substantial domi- nation of another person.
“(6) The defendant to defendant’s capacity appreciate criminality conduct or to conform defendant’s conduct to the of law was requirements substantially impaired.
“(7) The of the defendant at of the the time crime. age “(8) crime, At the time of the defendant was from post-traumatic suffering stress caused violence or abuse the victim.” syndrome above, As stated these circumstances are nonexclusive. mitigating Thus, the is instructed that circumstances it juiy mitigating may consider include also term of is sufficient “[a] imprisonment to defend and from the defendant” as safety protect people’s character, well as other the defendant’s “any aspect background record, or other the offense which was aspect presented in either the or which find serve as a you may guilt phase basis for a than PIK sentence less death.” See Crim. imposing (2003 56.00-D Supp.).
Note the serious nature circumstances again mitigating and the there on fact that is no limit circumstances that a defendant to the Also note that defendant may present jury. these reasonable circumstances
is not beyond required prove doubt. who was to that a defendant Mils witness assume
For example, trial cir- criminal him in his (aggravating against upcoming testify cumstance). defendant old further that the Assume years child, home, time, came a broken abused as from circumstances). criminal has no history (mitigating significant past has evidence of the Once presented prosecution *27 miti- circumstance(s) the defendant has as much and presented now the to he wishes to the it is evidence as jury jury, up gating law, sentence. Under our whether to the death determine impose the circum- circumstances if the aggravating outweigh mitigating stance^) If circumstances death be cannot imposed. aggravating death is Before delib- circumstances imposed. mitigating outweigh erations, the is instructed similar to the juiy following: a that
1. If the finds reasonable doubt jury unanimously beyond exists, the factor out- the factor and that aggravating aggravating exist, the sentence is the circumstances found weighs mitigating death. (cid:127) a doubt that 2. If the finds reasonable jury unanimously beyond exists, and that the circumstances the factor mitigating aggravating circumstance, the a sen- found to exist aggravating prison outweigh the tence is sentence. the a doubt that
3. If finds reasonable jury unanimously beyond exists, factor that the factor is not the and aggravating aggravating (this circumstances found to exist by outweighed any mitigating include where factor and would situations aggravating mitigating the is circumstances are defendant sentenced to death. equal), Each of die then decides whether the member jury aggravating a the factor has been reasonable doubt. Unless jury beyond proven at concludes that least one factor has been unanimously aggravating has death be Once an factor cannot proven, imposed. aggravating what that been each decides juror weight give aggra- proven, the factors. factor and then what to give vating weight mitigating the factor and the factors The total weight aggravating mitigating death, the then In order to each member of are compared. impose the must find that the factor is not by jury aggravating outweighed one the that factors. If even member of finds the jury mitigating factors, factor is the then the aggravating outweighed by mitigating Further, above, defendant cannot be sentenced to death. as noted is not limited on what evidence it consider. can jury mitigating Thus, if a even our determines that the juror example mitigating i.e., defendant, circumstances offered he was years home, time, child, old at the came from broken was abused as and has no criminal are insufficient to significant history, outweigh factor, still not have does to vote juror aggravating if there other is circumstance or circumstances which mind of the circumstances juror’s pushes weight mitigating past Such circumstance. circumstances can include the aggravating that life in is a or sufficient sentence juror’s feeling prison simply that the defendant does not deserve to die.
As can seen the above is example, weighing process not circum- just counting process aggravating mitigating is a stances. It total process assessing intangibles: looking of the factors it total weight comparing is circumstances. It for this reason that it weight mitigating will conclude cir- highly unlikely jury cumstances are circumstances Either exactly equal. *28 the circumstances will the circum- mitigating outweigh stances a life will or and sentence the cir- imposed will cumstances the circumstances and death outweigh mitigating will be imposed.
In the event that the does find the extremely unlikely jury ag- circumstances and the to be circumstances gravating mitigating written, 21-4624(e), K.S.A. that does mandate the exactly equal, However, sentence be death. a careful examination of the United States Court’s that death shows penalty jurisprudence this result does not violate the Amendment. Eighth
There
no
the
sev-
that
Amendment
question
Eighth
imposes
First,
eral
with
states
requirements
regard
capital sentencing.
are
to limit and channel the discretion of
and
required
juries
judges
“so as
ac-
to minimize the risk
and
arbitrary
wholly
capricious
189,
859,
153,
v.
tion.”
428 U.S.
49 L.
2d
96
Ed.
Gregg Georgia,
(1976).
S. Ct. 2909
for a
order
scheme
capital sentencing
pass
muster, it
narrow the class of
must
constitutional
per-
“genuinely
for
and must
the death
sons
reasonably justify
penalty
eligible
of more severe sentence on
defendant compared
imposition
862,
found
of murder.” Zant v.
to others
Stephens,
guilty
235,
(1983).
877, 77 L. Ed.
Once core are principles Eighth Rather, Amendment no more. Court has requires *29 made it clear that within the above are states wide guidelines, given which latitude to these are adopt procedure through principles See v. carried out. Zant 462 U.S. 890-91 Stephens, (stating “the Constitution does not a State to stan- require adopt specific dards in its consideration jury instructing aggravating for circumstances”). added.) The mitigating (Emphasis majority that the failure of the to allow death opinion says legislature only when circumstances circum- aggravating outweigh mitigating stances is unconstitutional. statute,
In
its death
Kansas has chosen to follow
enacting
the Florida
which
circumstances
system,
provides
aggravating
which are then
found to exist as set
weighed against any mitigators
Black,
forth
222, 229-231,
See
v.
503 U.S.
above..
117 L.
Stringer
367,
(1992).
Ed. 2d
In states which
stаtes,”
follow the Florida
i.e.
system,
“weighing
have arisen over the
questions
composition
weighing equa
tion. The
Court answered those
in a
series
questions
299, 108
three cases:
v.
494 U.S.
L. Ed. 2d
Blystone Pennsylvania,
255,
(1990);
110 S.
Ct. 1078
494 U.S.
Boyde California,
316, 110
108 L. Ed.
(1990);
2d
S.
Arizona,
Ct. 1190
and Walton v.
511, 110
497 U.S.
(1990),
111 L. Ed. 2d
S. Ct. 3047
overruled
Arizona,
on other
153 L. Ed. 2d
grounds Ring
the Lockett for two reasons. the statute did not requirement limit the (Kansas factors that could be taken into account mitigating factors). Second, does not limit the it did not automat- mandate death conviction for certain of murder ically types (nor Kansas); rather, does it mandated the of death imposition only after a that the circumstances finding outweighed *30 Court U.S. at 305-06. The circumstances. Supreme
mitigating
in
of individualized
stated
sentencing
cap-
“[t]he requirement
all relevant
to consider
ital cases is satisfied
jury
by allowing
Further, the
Court
The next
equations, Boyde
concerning weighing
Califor-
nia,
to California’s
a similar
with
addressed
weigh-
regard
question
that the
which mandated death
upon jury’s finding
equation,
ing
circumstances.
circumstances
mitigating
outweigh
aggravating
in
for the same reasons as
Court
Blystone,
Boyde,
In the
Court
the statute constitutional.
found
process,
“
of individualized
reiterated that
‘[t]he
sentencing
requirement
all
to consider
relevant
cases is satisfied by allowing
jury
”
stated that “there is no . . .
evidence’
and further
mitigating
discretion
constitutional
of unfettered sentencing
requirement
are free to structure and
consideration
and States
jury,
shape
a more rational and
evidence ‘in an effort to achieve
of mitigating
”
Walton is
to this case because of the sim-
particularly important
ilarities between
at issue Walton and that
weighing equation
in K.S.A. 21-4624. The Arizona
in Walton
weighing equation
pro-
(in
case,
vided that the sentencer
was to
judge)
weigh
circumstances
circumstances
against
mitigating
if
there were “no
circumstances suf-
impose
Walton,
substantial to call for
Further, one of the issues in Walton was the same equipoise
case,
faced in
in
now this
of the
question
Kleypas
validity
Walton,
under the
Amendment. See
weighing equation
Eighth
U.S. at 651-52. In order to understand the Court’s
on the
holding
issue, it is
to note that Walton reached the
important
Supreme
Court
as the result
aof
between the Arizona
part
split
Supreme
Court and the Ninth Circuit
Court
on the
Appeals
equipoise
Ricketts,
(9th
1988) (en
issue. Adamson v.
of the discretion mandated
the Constitution’s individualized
re-
sentencing
This is because in
where the
situations
quirement.
mitigating
balance, or,
circumstances
where
give
circumstances are
circumstances,
of the
but still fall below the
court reservation
weight
Thus, the
less than death.
from
sentence
the statute bars the court
imposing
as it can
tо mandate
individualized
can
sentencing
operate
preclude
presumption
sentence,
of criminal
the context
and we note
a death
‘[presumptions
” 865 F.2d
been viewed as
have traditionally
constitutionally suspect.’
proceedings
added.)
at 1043-44. (Emphasis
however,
the decision of the Arizona
conflicted with
This ruling,
Court which
constitutionality
summarily upheld
Walton, 159 Ariz.
in State v.
the Arizona death
scheme
571, 584-85,
(1989). In
resolve this
“Our recent decisions in
Boyde
[citation omitted]
Blystone Pennsylvania
a
v.
foreclose this submission.
chal-
Blystone rejected
[citation omitted]
California
to a
instruction based on
statute
jury
Pennsylvania
requiring
imposition
lenge
no mit-
of
death
if
circumstances were found to exist but
penalty aggravating
circumstances were
We
out
‘[t]he
pointed
requirement
igating
present.
cases is satisfied
to con-
individualized
by allowing
jury
sentencing
evidence,’
concluded that be-
sider all relevant
and
omitted]
[citation
mitigating
from
statute did not
the sentencer
cause
preclude
considering
Pennsylvania
evidence,
it was consonant with that
[citation omitted]
mitigating
type
addition,
that the statute was not
the Court concluded
‘impermissibly
principle.
v.
as that term was understood’ Woodson North Carolina [citation
“mandatory”
v.
because it did not automat-
and Roberts Louisiana [citation omitted]
omitted]
death
conviction for certain
of murder.
omit-
ically impose
upon
types
[Citation
The same is true of the Arizona statute.
ted.]
instruction which
“Similarly,
California,
Boyde
supra, upheld pattern jury
stated that
conclude that the
circumstances
you
‘[i]f
aggravating
outweigh
circumstances,
shall
a sentence of deаth.’
omit-
mitigating
you
impose
[Citation
The Court
noted that ‘there is no . . .
ted].
constitutional
specifically
require-
ment of unfettered
discretion in the
and States are
to struc-
sentencing
jury,
free
ture and
consideration
‘in an
evidence
to achieve a more
shape
mitigating
effort”
rational and
administration
the death
equitable
penalty.’
[Citation omitted.]
“Walton’s
in this case are no more
than those made in
arguments
persuasive
added.)
preclude jury giving from effect that restrictions on the sentenc- consistent concern has been juiy’s Our omitted.] able to effect to determination not from mitigating juiy being give ing preclude evidence. further and held that the state must “But we have never affirmatively gone evi- the manner in which consider structure in a juries mitigating particular way added.) dence.” (Emphasis Court’s continued insistence Given the United States Supreme method for bal- that the Constitution does not require specific circumstances, and its specific ancing aggravating is identical in Arizona’s which prac- weighing equation approval 21-4624(e), I find it difficult to understand tice that in K.S.A. 21-4624(e) is to its conclusion that K.S.A. how the comes majority cannot come on its face. conclusion unconstitutional Certainly, The few cases the cases which have addressed from subject. which lend from other support majority’s jurisdictions might conclusion are entirely unpersuasive. such as the
Besides our
equation
opinion Kleypas, weighing
21-4624(ej has been declared unconstitutional
one used in K.S.A.
Ninth Circuit
four cases: the aforementioned
opinion
only
*34
Ricketts,
v.
Adamson
1011;
v.
865 F.2d
868 F.
Hulsey
Sargent,
(E.D.
1993);
v.
Ark.
(Colo.
First, Adamson, as the Ninth Circuit Court
was ab-
recognized,
in Walton v. Arizona. See
Court’s
rogated by
opinion
Lewis,
v.
Adamson
Nor are the two state
Biegenwald
Young, persuasive.
was decided in
and Wal-
before
Biegenwald
Blystone, Boyde,
ton. The New
Court in
found that
Biegenwald
Jersey Supreme
“fundamental fairness”
that the defendant
the benefit
required
get
of the doubt where the
for his misconduct were
“explanations
as the
of that misconduct.”
equally
significant
culpable aspects
However,
See 106
аt 62.
this
for fundamental fair-
argument
N.J.
ness was not
to the United States Constitution
rather
keyed
but
New
“traditional concern for the
of defendants
Jersey’s
rights
with
offenses” and the
of the
charged
legislative history
which
that the New
adoption
weighing equation
suggested
had
meant to
a different
Jersey legislature
actually
adopt
equation
factors to
factors.
requiring
outweigh
mitigating
See 106
at 59-60.
N.J.
the Colorado
Court determined
Similarly, Young
that a
which mandated death when the
weighing equation
aggra-
factors were
would violate the
vating
equipoise
that a scheme would be rational and
requirement
conclusion, the court
this
845. In
814 P.2d at
See
reliable.
reaching
in Walton
clearly misinterpreting
holding
distinguished
that under the Arizona
Arizona
weighing
stating
weighing equation,
those mit-
determine whether
must also
sentencer
“[t]he
equation,
or,
...
factors
are
factors
outweighed
igating
814 P.2d
to call for
are sufficient
leniency.”
stated alternatively,
*35
is in
above, the Arizona
As noted
reality,
846.
weighing equation
(Blackmun,
Walton,
dissent-
There seems to be a
that the
general feeling among
majority
which mandates death in the
weighing equation
highly unlikely
event that the
finds the
circum-
juiy
stances to be
While
is somehow “unfair.”
exactly equal weight
it is
within the
of this court to
certainly
province
interpret
Amendment, we cannot do
in a
so
vacuum. We cannot
Eighth
on our own inchoate
but instead have a
simply rely
feelings,
duty
examine,
the United States
Court’s
analyze,
apply
on the matter. This is
true
cases such
jurisprudence
especially
as the one before us where the
of the court holds that a
majority
statute enacted
violates the Constitution on its
legislature
is, therefore,
face and
invalid. We have held:
“The
of a statute is
all doubts
constitutionality
must be resolved in
presumed,
favor
down,
of its
and before the statute
be stricken
it
validity,
must
may
clearly
the statute violates the Constitution.
. . .
appear
Statutes are not stricken down
unless the
law is clear
substantial
infringement
doubt.”
superior
beyond
652, 668,
State
272 Kan.
This is not to
that we should not strike down statutes which
say
However,
on the Constitution.
when a court takes
clearly infringe
such a
it is
that a
articulated reason be
step
imperative
clearly
given
and that it be
how that reason fits into the United States
explained
Court’s
on the issue. The cases examined
Supreme
jurisprudence
conclusion from the
decision.
compel
opposite
majority’s
It is ironic that the
than
more
majority appears
ready
adopt
on the
of whether the
my dissenting opinion Kleypas
question
statute could be saved if it did in fact violate the Constitution. That
of the dissent was written in an unsuccessful effort to
part
compel
address the
of the stat-
Kleypas majority
squarely
question
ute’s
and to articulate its
as to
constitutionality
reasoning
why
21-4624(e)
K.S.A.
violates the Constitution. It is unfortunate that
rushes to
me
too much credit majority
give
perhaps
my
statute,
unconstitutional,
that the
if
is unconsti-
dissenting opinion
face,
tutional on its
but
theme
completely disregards
overriding
dissent,
which is that the statute is not unconstitutional at
my
all.
(Davis,
See
I
dissent
majority opinion
respectfully
21-4624(e),
the Kansas
K.S.A.
clude that
Legislature
passed
Amend-
under
1994,
is
constitutional
was and
Eighth
today
United States Constitution.
ment to the
Nuss,
McFarland,
in the
dissenting
foregoing
join
J.
C.J.
opinion.
NüSS,
Davis for the reasons discussed
I
J., dissenting:
join Justice
dissent
I write a
in his
primarily
separate
dissenting opinion.
over
his
one of
reasons:
elaborate
controlling authority,
Arizona,
v.
of Walton
аt
of death
the instant case’s issue
equipoise,
overruled
511, 110
(1990),
Ct. 3047
111 L. Ed. 2d
S.
497 U.S.
Arizona,
584, 153 L. Ed. 2d
on other grounds Ring
536 U.S.
556,
Ever since Supreme man v. Georgia, L. 2d 92 S. Ct. 408 U.S. Ed. to fashion death (1972), have state pen struggled many legislatures unconsti will not strike as which the Court statutes alty Supreme nor be neither smooth tutional. Their have been straight paths directions, and often its cause the Court’s certainly requirements, less than consistent. than clear and at least have been less arguably could consider constitutionality justifiably Many legislatures described as a one. As in death moving target penalty jurisprudence members, “[f|or state law own one of the Court’s makers, been that a decision of this Court the lesson has nearly future; we or worthless as a for the seemingly though approve guide we well ret some even may sentencing procedure today, require Arizona, it tomorrow.” Walton 497 U.S. roactively prohibit (Scalia, 668. J., concurring). did, however, bestow constitutional Court passing in three cases in 1990: Bly statutes on state
grades
stone v. Pennsylvania,
299, 108
110 S. Ct.
L. Ed. 2d
*37
370, 108
(1990);
L. Ed. 2d
California,
Boyde
and Walton. As a
result,
(1990);
if a
state
WALTON
There is no that the issue at question equipoise before the Walton Court. As Davis’ dissent ex- squarely Justice Court certiorari to resolve the conflict plains, Supreme granted Court, between the Arizona which held its state death Supreme constitutional, statute to be and the United States Court Circuit, for the Ninth which held the statute to be un- Appeals constitutional “for the case, reasons submitted Walton this by Ricketts, see (1988) (en Adamson v. banc).” F.2d 1011 647. Petitioner Waltons brief
To case,” “the reasons submitted Walton in this one identify must consider his brief:
Petitioner Walton his second “Question began by clearly stating Presented” on 1 of his brief as follows: p. “Whether Arizona’s statute violates the capital Four- sentencing Eighth
teenth Amendments by: “a) that death be if the defendant fails to requiring the existence imposed prove circumstances substantial to call sufficiently leniency; “b) the sentencer from precluding circumstances unless considering mitigating the defendant has established their existence of the evi- preрonderance added.) dence?” (Emphasis
Next, Walton articulated the effect of this italicized petitioner both the Arizona statutory language interpreted by —as Court and the Ninth Circuit —on 33 of his brief. In the section p. Death,”
titled “The in Favor of he Statutory Presumption argued: “Not must Arizona defendants establish that only particular mitigating exist, circumstances but must show these circumstances are they ‘sufficiently substantial to call for . . . This tells an Arizona sen- leniency.’ statutory language factor, who finds even a that death must be tencing judge single aggravating unless—as the Arizona Court it in Petitioner’s case—there imposed, put *38 ” Walton, 571, 769 159 Ariz. State v. (citing
are mitigatingfactors.’ ‘out-weighing [1989]). P.2d 1017 the italicized then At Walton language’s statutory repeated p. at death he considered He also equi- effect. why clearly argued to his is connected statutory which regarding argument poise, death, his constitutional violative of to be favor presumption rights: (9th 1988)], Ricketts, Ninth Circuit suc- F.2d 1011 Cir. Adamson v. [865
“In this described system: cinctly statute, has been circumstance ‘Under the once any single statutory aggravating established, the existence of a establish mitigating the defendant must not only circumstance, the risk any mitigating but must also bear nonpersuasion circumstance(s) . . . The rele-
circumstance will not
outweigh
to call for
substantial
leniency”
in the
“sufficiently
vant clause
—thus
statute —
the existence of
the court has found
of death once
a presumption
imposes
(footnotes omit-
at 1041-2
circumstance.’ 865 F.2d
statutory
single
added.)
ted).” (Emphasis
the issue of
Walton
clearly presented
again
Finally, petitioner
titled
In the section
36-37 of his brief.
on
equipoise
pp.
Discretion,” he
“The Removal of
argued:
Sentencing
‘shall’
it
sentencer
statute is
“The Arizona
mandatory: provides
explicitly
is found and
circumstance
sentence whenever
a death
single aggravating
impose
. . .
his
burdens of
the defendant fails to meet
statutory
proof.
it nonetheless
statute does
deprives
“. . . While the
require balancing,
sen-
the Constitution’s individualized
discretion mandated
sentencer of the
in situations where the
ag-
This is because
mitigating
tencing requirement.
the court
... the statute bars
imposing
circumstances are
balance
gravating
from
Thus,
individualized
can
less than death.
presumption
preclude
a sentence
v. Rick-
sentence. . . . Adamson
it can
to mandate death
operate
sentencing
added.)
(footnotes omitted).”
etts,
parts
petitioner
In Section
v.
structure and
consideration
“in
evidence
an
to achieve
shape
mitigating
of
effort’ Id.,
a more rational and
administration
equitable
death
at
penalty.”
of
(1988)
Franklin
«.
U.S. 164
Walton’s
(quoting
Lynaugh,
(plurality opinion)).
in this case are no more
than those made in
and
arguments
persuasive
Blystone
added.)
pressly concept, specifically referencing are bal- circumstances
where the
aggravating
mitigating
ance,” his four
certainly acknowledged
dissenting colleagues
them.
at
the issue
directly prеsented
equipoise
Blackmun,
fellow dissenters
for himself and
writing
Justices
Justice
Marshall,
Stevens,
this
Brennan,
not
addressed
specific
only
at
at 497 U.S.
but
B of the
in Section
issue
opinion
dissenting
his
with death
equipoise:
actually began
analysis
to place
“7
that the Constitution
the State Arizona
also believe
forbids
that are
circumstances
burden
capital
proving mitigating
defendant
13-703(E)
Ariz. Rev. Stat. Ann.
to call
substantial
‘sufficiently
leniency.’
§
for
established,
has
the Arizona stat-
an
circumstance
been
Once
de-
unless the
ute
that death is to be deemed
mandates
appropriate penalty
view,
establishes a
That
my
‘pre-
fendant
otherwise.
statutory provision,
proves
alia,
inter
in violation of the
Amendment.
death’
Eighth
[Citing,
sumption
Ricketts,
(9th
1988).]
865 F.2d
Í041
Cir.
Adamson
has
a defendant’s mit-
Arizona
Court
indicated that
"The
repeatedly
will be deemed
substantial
call
only
evidence
‘sufficiently
leniency’
igating
those in
"...
aggravation.
mitigating
‘outweigh’
If
if
and
factors
trial
are in
statute
that the
circumstances
requires
equipoise,
of death
The assertion that
sentence
may
impose
punishment.
judge
*40
to
the
Amendment
such a case runs
counter
directly
Eighth
require-
imposed
the
a
that death is
that a
sentence must rest
‘determination
ment
upon
capital
added.)
in a
case.’
(Emphasis
[Citation omitted.]”
punishment
specific
appropriate
(Blackmun,
atU.S.
686-87
J., dissenting).
that death at
Not
did the four dissenters
only
acknowledge
equi-
them,
was
to
but more
they
directly presented
important,
poise
also
White’s plurality
unequivocally interpreted
opinion
Justice
that
of the issue.
the dissenters
Specifically,
opined
having disposed
and
the
reliance on Blystone Pennsylvania
Boyde
plurality’s
states’ death
stat-
because those
misplaced
penalty
California
from
on this
issue:
utes were
Arizona’s
very
distinguishable
the
be
“The
in those cases
that
death
would
statutes
penalty
upheld
provided
the
after a determination that
circumstances outweigh
‘only
aggravating
imposed
the
in the
crime committed
circumstances
particular
mitigating
present
defendant,
are
or that there
no such
circumstances.’ Blystone,
mitigating
particular
nor
statute
The dissenters not denounced the tacit only plurality’s approval death, that “in the tie to the State.” also concept goes They that worried lack of a would al- plurality’s “limiting principle” low states to an even burden of the de- place greater proof upon fendant avoid sentence death: fighting “One searches in vain for hint of a a State that limiting May principle. require the death an whenever factor is penalty imposed established and aggravating circumstances do not those mitigating ‘substantially outweigh’ aggravation? a state that statute a death May sentence is provide presumptively appropriate whenever an circumstance is that can proved, presumption be rebutted only circumstances are by showing mitigating ‘extraordinarily test; viz., These formulations would great’? appear satisfy plurality’s circumstance, the State establish an no required mitigating added.) evidence is excluded from the sentencer’s consideration.” (Emphasis (Blackmun, U.S. at 688 J., dissenting).
The dissenters also observed of this plurality’s approval in the Arizona statute to rest concept “appears an between evidence analogy capital sentencing affirmative defenses in cases.” 497 689. The noncapital *41 dissenters left then no doubt that believed the in- they plurality the tie to to the State. ended their correctly permitted go They that the Constitution bars from Arizona analysis by “concluding] a defendant the of burden that miti- placing upon capital proving circumstances are substantial to call for leni- gating ‘sufficiently ” — a that the dissenters admitted was ency’ phrase by interpreted 570 the to defendant Court as
the Arizona prove requiring 497 U.S. his factors. factors his outweighed aggravating mitigating at 690. view, in their four dissenters were correct
In the interpre- my conceiv- of tation their opinion. plurality colleagues’ plurality his her than or defendant more required capital prove ably factors; his her or factors “outweighed” mitigating rather, them. they “substantially outweighed” Today, e.g., however, not the outer reaches of we need determine try rather, burden of defendant’s proof; plurality opinion regarding that death at is within need we only acknowledge equipoise constitutional boundaries. opinion’s cases cited in Walton Controlling said, the which most
That
persuades
plurality opinion
part
at
is—as observed
me
by
tacitly
equipoise
approved
White’s
an
between
drawing
mitigat-
analogy
dissent —Justice
he cited two
evidence and affirmative defenses.
particular,
ing
which
the burden
Court’s
decisions
placed
else be
on the defendant
self-defense or insanity
put
prove
—or
Ohio,
267,
v.
228, 94
Ed.
S.
to death: Martin
480 U.S.
L.
2d
107
790,
and Leland Oregon,
(1987);
343 U.S.
96 L. Ed.
Ct. 1098
1302,
He
cited two
S. Ct. 1002
additionally
non-capital
York,
197,
cases: Patterson v. New
L.
2d
432 U.S.
Ed.
murder
Delaware,
and Rivera v.
(1977);
429 U.S.
S. Ct.
(1976),
L.
2d
One after the Court stated in the year second-degree York, murder case of v. Patterson New 432 U.S. at that it was to reconsider Leland and Rivera” and a “unwilling upheld require- ment that the affirmative defense of extreme emotional distur- bance a of the evidence. proved by preponderance Ohio, Martin the Court observed:
Finally,
“We have hаd the
to
from Leland v.
opportunity
depart
so,”
. . . but have refused to do
Rivera v. Dela-
Oregon,
citing
ware.
“These cases were
to the Patterson
Additionally:
important
Patterson,
decision and
with
are
for
de-
our
they, along
authority
cision
It is to me that two of these four murder additionally persuasive cases cited White the Walton Patterson v. by plurality, Justice Ohio, New York and Martin v. were also authored him. More- over, cases, Martin not affirmed the Leland line but it also only was written before White wrote the only years plurality opinion (Of in Walton. the other two cases cited for Martin’s authority Leland all the members of Walton holding, Oregon predated Court, and Rivera v. Delaware had no author due to its dismissal on jurisdictional grounds.) it is White knew my Accordingly, opinion exactly Justice —
what these four cases
for
stood
and therefore knew
perhaps
his
better than
these cases
his
colleagues
exactly why
supported
—
short,
for the
Walton.
since the Court had
opinion
plurality
defendants,
murder
two
repeatedly approved requiring
particularly
defendants,
murder
their affirmative defenses
prove
evidence,
at least
of the
it was
consistent
preponderance
entirely
defendant Walton
Court to
essentially by
prove,
require
evidence,
he
not be sentenced
should
why
preponderance
i.e.,
sub-
death,
circumstances
sufficiently
“prov[e]
Furthermore,
CASE LAW INTERPRETATIONS issue of death at contained Walton controls the clearly equipoise statute, K.S.A. 21-4624. Kansas death Additionally penalty dissent, the inter- Davis out his are points persuasive, Justice two whose inter- of Walton entities conflicting pretations statute had to be resolved of the Arizona death penalty pretations Ninth Circuit Court of the Arizona Court and the there: Appeals. Walton, inter- has
Since Arizona Court repeatedly the defendant its death statute prove require penalty preted in order factors factors which outweigh mitigating death. “On our task is avoid a sentence of independently appeal, circum- whether ‘reviewthe record to determine any mitigating
573
”
stances
circumstances.’
added.)
outweigh aggravating
(Emphasis
Brewer,
State v.
486, 504,
783,
170 Ariz.
cert. denied 506
826 P.2d
U.S. 872
“We make this decision
the death
[on
error,
after
the entire record for
sentence]
searching
examining
evidence
or absence of
establishing
presence
circumstances, and
whether the
cir
latter
determining
cumstances
when both are
outweigh
present.” (Empha
former
added.) Brewer,
Pandeli,
sis
Moreover,
after
Arizona has executed
defendants
statute,
under
of its
of that
22
with
authority
interpretation
executions since 1992. Three of those executions occurred after
the Arizona
Court affirmed the defendants’ death
Supreme
penally
sentences
and the United States
Court
(post-Walton),
Supreme
their
Miller,
v.
denied
See State
writs of certiorari.
petitions
314,
186 Ariz.
cert. denied
574 Wal has Court the Arizona interpreted Supreme
Additionally,
statute contained
its death
the claim that
ton as
penalty
rejecting
death,
connected to the
an
argument closely
presumption
Gulbrandson,
defendant ar
death at
argument.
equipoise
“once
because
tire Arizona statute was unconstitutional
gued
circumstance, the
at
one
has
least
the state
proven
sub
on a defendant
the burden
statute
sufficiently
prove
places
(Em
death.”
stantial
presumption
outweigh
mitigation
Gulbrandson,
72.
Arizona
added.)
184 Ariz. at
Supreme
phasis
Wal
has been
“This
Court
rejected,” citing
argument
responded:
Gulbrandson,
at 72.
State v.
ton,
184 Ariz.
See
Most
tellingly
unconstitutional,
which the
statute
Arizona death
establishes
relied to
statute
Walton dissent heavily
opine
Amendment, also
of death
violation
Eighth
presumption
In Richmond v.
this
Walton
rejecting
argument.
interpreted
(9th
1992),
Lewis,
Cir.
the defendant had
948 F.2d
creates an unconstitutional
“that the Arizona statute
pre
argued
Ninth
sentence.” The
Circuit
that death is the
sumption
proper
in Walton v.
recent decision
“The
Court’s
responded:
this contention. Rich
addressed and
Arizona
rejected”
specifically
Wood,
mond,
F.3d
v.
Compare “If, vote, unanimous finds a reasonable doubt that one jury beyond or more circumstances enumerated in KS.A. 21-4625 and amend- of exist, ments thereto and further, that the existence such circum- stances is not by any circumstances which are outweighed found exist, death-,otherwise, shall sentenced to the defendant shall be defendant added.) sentenced as law.” provided by (Emphasis
The Idaho
Court
Mr. Hoffman’s
quickly dispatched
constitutional
because
argument
Arizona,
scheme was found to be
“[t]his
constitutional Walton
case,
110 S. Ct.
the State’s burden element every offense or this case prove charged, *46 circumstances, a constitutional defendant’s the existence to prove circum- on him the burden violated proving are not by placing rights at at 110 S. Ct. to call leniency. substantial sufficiently stances 3055.’ the offense element of charged, was every “Because the State required prove circumstances, on Hoffman the burden placed the statutory including 19-2515(c) his constitutional did not violate rights. Code] of [Idaho by operation § Arizona, at 123 Idaho 647. Walton v. supra." 21- reasons, K.S.A. Marsh’s same
For the
argument —that
it
death at
because mandates
4624(e) is
unconstitutional
facially
court.
our
be quickly
dispatched
equipoise—should
Court’s decision
the Colorado
In
outside of
summaiy,
1991) (which
(Colo.
I
with
McFarland,
21-
in K.S.A.
contained
Davis that
weighing equation
Justice
4624(e)
If
on a clean
as written. we were
constitutional
writing
dissent;
slate,
me to further write
there would be no reason for
however,
272 Kan.
the case.
State
such is not
Kleypas,
K.S.A, 21-
(2001),
construed
P.3d 139
majority opinion
Davis,
constitutional;
4624(e) to
I
dissent
joined
Justice
in a
Abbott
as did
concluding
dissenting
separate
opinion,
Justice
Thus, the
court
constitutional as written.
the statute was
Kleypas
21-4624(e).
K.S.A.
the constitutionality
unanimously upheld
law, the ma-
Now,
in substantive
without
change
any intervening
overrules
not because the statute as con-
jority opinion
Kleypas,
unconstitutional,
strued is
but because the
decides the
majority
*47
court exceeded its
in
the stat-
Kleypas
judicial authority
construing
decision,
ute.
a 4 to 3
of a
Kleypas
majority
consisting
opinion
and two written dissents. None
of
three
took the
opinions
po-
sition
that
Kansas death
law must be struck down as
penalty
The
constitutionally impermissible.
majority opinion upheld
law with an
minor
construction relative to
extremely
judicial
equi-
with the three dissenters
the law as written. In
poise,
upholding
us,
decision,
the case before
another 4 to 3
concludes
majority
the death
and
flawed
action
fatally
rejects
majority’s
in
which remedied the
flaw. There
Kleypas
perceived equipoise
has been no
in relevant constitutional law as
change
by
expressed
the United States
Court. The
has been the
Supreme
only change
of
Kansas
Court occasioned
re-
composition
by
Six,
Larson,
Lockett,
of
tirements
While fi-
Abbott.
Justices
to the doctrine of stare decisis is not an “inexorable com-
delity
mand,” we should be
of
an earlier
highly skeptical
reversing
decision where
has
of the
nothing
except
changed
composition
Tennessee,
808, 848,
court.
v.
See
501 U.S.
115 L. Ed. 2d
Payne
720,
2597,
(1991) (Marshall
S. Ct.
reh. denied
tem has been often stated. The United States
Court has
that,
command,”
not an “inexorable
recognized
although
“[s]tare
decisis is the
course
it
because
the even-
preferred
promotes
handed,
and consistent
of
predictable,
development
legal princi-
decisions,
fosters
on
reliance
and contributes to the
ples,
judicial
actual and
v.
perceived integrity
judicial process.” Payne
Tennessee,
tution respect prec continuity requires v. American definition, is, edent Thornburgh indispensable”); 779, 106 786-87, 90 L. Ed. 2d & Coll. Gyn., of Obst (White, rule (1986) “[t]he S. Ct. J., dissenting) (stating if essential of stare decisis is case-by-case decisionmaking judicial law, for when of the rule with the is to be reconciled principle case, decid are to revision standards every open governing legal will, with a mere exercise cases becomes arbitrary judicial ing results”). and unpredictable stare decisis
We have acknowledged importance similarly decisions, in our stating: court, law of will of law has been established generally “once point point cases and all courts of lower rank subsequent the same court be followed by is raised. Stare decisis system^
where the same issue operates promote legal *48 of decisions that have been the survival wide and continuity ensuring stability by . . of stare decisis ensures this court. . The by application approved previously re of a judicial continuing legitimacy stability continuity demonstrating — 336, 356, Services, Inc., 789 P.2d 246 Kan. Samsel Wheeler view.” Transport 824, 844, Peck, (1990), Bair v. 248 Kan. on other disapproved grounds, P.2d 1176 service to the of stare The concept majority opinion pays lip decisis, it, but hastily disregards stating: case law from well-settled and sound “Stare decisis is protect precip- designed It to insulate a consti- is not itous or changes. designed questionable impulsive and, for, when called abandonment. This tutional from critique rule thoughtful of a like the one us here. true in situation Kleypas’ application especially facing untested. was not vetted. It is and previously the avoidance doctrine young fully erroneous; 21-4624(e) aas constitu- Its of K.S.A. was not clearly only rewriting 278 Kan. it encroached of tional adjudication, power legislature.” 544-45. in 2000. In was heard December pre- Kleypas appeal months, number of hours was an spent
ceding unprecedented research court research many attorneys lengthiest by preparing I issues memorandum have ever seen. relating Fifty-one sentence, conviction, of the and the constitutionality validity law as a whole were considered Kansas death exhaustively penalty deliberation, a examination and court. At the end of of this year by 28, 2001, on December a we issued in which we 338-page ruling law, concluded that the Kansas death spеcifically 21-4624(e), contained in K.S.A. was constitu- weighing equation tional. Far more time on this case spent by justices, issue, and on the than other general, weighing particular, I case since became a of member this court in 1977. The majority brushes off the opinion majority holding Kleypas; stating vetted,” issue was not cannot cri- withstand “fully “thoughtful and is erroneous.” tique,” “clearly
While it is true that stare decisis need not be an “inexorable command,” from it should be “informed a series any departure by considerations to test the prudential pragmatic designed with decision the ideal of the rule consistency overruling prior law, and to costs of and over- gauge respective reaffirming case.” See Planned Parenthood v. 505 U.S. at ruling prior Casey, (1) 854. These considerations include: whether the decision sought
to be overturned has
to be intolerable
proven
simply
defying
(2) whether the decision is
to a kind
practical “workability”;
subject
of reliance that
would lend
to the
special hardship
consequences
and add
(3)
to the cost of
overruling
inequity
repudiation;
whether related
of law have so far
as to have
principles
developed
left the rule established
the old decision no more than a remnant
doctrine;
(4)
of abandoned
and whether facts have so
or
changed,
have come to be seen so
as to have robbed the rule
differently,
established
the old decision of
or
significant application
justifi-
cation.
There can be no serious contention that our decision in Kleypas 21-4624(e) K.S.A. in a constitutional manner has construing proven *49 to be unworkable. From the the constitu- beginning, perceived tional with the was the problem weighing equation slight: weighing mandated rather death than life sentence in ex- equation event that the determined the tremely unlikely juiy and circumstances to be in is balance. It almost perfect to conceive as to how this event would come in about impossible real, as situation. In the stat- opposed hypothetical, construing circumstance, ute so as to in mandate life that we avoided the that the entire Kansas death law would be ren- possibility penalty that to an artificial situation its invalid because of dered application real There is no never arise. almost would question certainly in constitu- statute, decision construed our as Kleypas, by tional. our decision of whether us
This leads
Kleypas
question
would lend a
of reliance that
to a kind
has been
special
“subject
to the
of
and add
to the
inequity
overruling
hardship
consequences
into
505 U.S. at
“The
854.
See
cost of
inquiry
Casey,
repudiation.”
it would fall on
of a rule’s
as
counts the cost
reliance
repudiation
continued
on the rule’s
who have relied
those
applica-
reasonably
one
think
Whatever one’s on pen- validity opinion on behalf the fact remains that acting legislature, alty, Kansas, an act for the of into law of the passed providing people narrow, de- as a death clearly punishment penalty possible See L. murders. fined of intentional group premeditated consider the 252. was the first case to ch. State validity Kleypas was awaited of that death our decision by eagerly penalty, that the Kansas as a test of whether death penalty people muster. had enacted would constitutional pass legislature we told the our Kleypas, legislature, Through opinion Kansas, it the death law had extension penalty people this was constitutional as construed court. enacted legisla- on our of the ture had the construction rely weighing equa- right 21-4624(e), no action on and concluded that further tion in K.S.A. have a in order for Kansas to constitutional its was necessary part our that the Kansas death death reliance on assurances penalty. construed, a substantial number law constitutional state, have tried in this been resulting penalty proceedings A of five death sentences. in the report by Legis- imposition of Post Audit estimated the costs lative Division taxpayers’ in its in the millions dollars. cases included study post-Kleypas *50 See Kansas Audit Post Committee Performance Audit Legislative Cases, (De- Costs Incurred for Death D Report, Penalty Appendix 2003). cember to the this what court should have done in
According majority, was declare the statute unconstitutional on its face. The Kleypas therefore believes that is the here. majority appropriate remedy However, the situation is not same here as it was in Kleypas. Where on this court has not of a stat- spoken constitutionality ute, all of those affected it are on notice that its by constitutionality tested, However, been has not and that it be found might wanting. involved, where this court has addressed the statute on the precise articulated, constitutional, and found the statute to be precise point decision, on should entitled to not see it over- persons rely turned the next time case the same issue comes very involving before this court. This reliance militates dis- against haphazardly our in decision carding Kleypas. can there be no that “related
Certainly,
argument
principles
law have so far
as to have left the old rule” established
developed
“no more than remnant of abandoned doctrine.” See
Kleypas
Nor have “facts ...
so
or come
be seen so differ-
changed,
as to have robbed the old rule
[established
ently,
Kleypas
or
See
decision]
Planned
significant application
justification.”
Parenthood
our decision in not because that decision has 3-year-old Kleypas, unworkable, become or the laws or facts it have underpinning it, aor United States Court decision mandates changed, but because this new has the to do so. And simply majority power *51 of an where the continuation is not situation end? This
to what hard- the to work decision has erroneous great potential allegedly in the statute Our construction of of individuals. on the rights ship with affect the those not does charged adversely rights Kleypas murder; rather, it protection. actually provides greater in 21- K.S.A. that the is no There weighing equation question constitutional. 4624(e), decision in is as construed our Kleypas, Thus, defendant will be sen- no there is now any possibility circum- the and tenced to death where mitigating decision in creates in This court’s stances are Kleypas equipoise. Nevertheless, the deci- no defendant. majority’s prejudice that death-sentence the anomalous sion herein has consequence Robinson, Carr, Carr, D. D. defendants: Reginald John Jonathan herein), Marsh, Belt, (defendant L. II Sr., and Michael Douglas the fact that their death sentences will have swept away, despite the was not factor which so concerns the pres- majority equipoise cases, in each of these five The death ent. proceedings penalty Marsh, and, thus, the each of were tried juries post-Kleypas except that, the to our decision was instructed Kleypas, ag- pursuant the factors were factors mitigating required outweigh gravating and so found. for death to be each imposed, jury over- decision in must be The reasons that our Kleypas majority the of the in order to avoid ruled legis- encroaching upon power that, viewed our de- had the One assume lature. legislature might encroachment, an at the there have been cision as an might outcry Yet, of the sort oc- was handed down. time the decision nothing curred. avoid desire to
It is ironic that its majority, professed so of the does by frustrating usurping power legislature, a constitutional death clear intent penalty. pass legislature’s the Kansas that the There is no indication passing legislature, law, concerned that the sentence particularly penalty circum- death in the event in his As Davis has shown dis- stances were exactly equal. Justice sent, is to arise out- an event such unlikely extremely “equipoise” are situations that more side the realm of province hypothetical the Kansas death than of law By invalidating professors judges. on the its law basis of a technical event that application world, almost certain never to arise the real the majority opin- ion thwarts intention of in order to legislature, ostensibly, it. tribute to pay this court is the con only currency legitimacy possesses
fidence of the
that we will decide cases based
on
con
public
law,
sistent
rather than on the
application
proclivities
courts,
individual court members.
trial
Attorneys,
public
have
law,
to know
settled,
once
will remain
right
point
law of
settled
the state and not be overturned
time the
every
of the court
Our
to the doctrine of
composition
changes.
fidelity
absolute,
stare decisis need not be
but we should not abandon our
*52
decisions without a
reason to do so. See United
prior
compelling
States v.
International Business Machines
843, 856,
Corp.,
L.
2d
Ed.
cluded as he did that the was constitutional as weighing equation enacted. I still so believe and am his dissent herein on that joining decision, issue. In a 4 to all seven Kleypas, justices agreed constitutional, Kansas death law was either as construed penalty (dissent). minor or as written To now very respect (majority) is, strike down the Kansas death law in my opinion, wholly and I dissent therefrom. inappropriate unjustified,
