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State v. Marquez
529 P.2d 283
N.M. Ct. App.
1974
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*1 Grace, disability. Ensley (1966).

417 P.2d 885 only be Appellant’s point could second trial court had erred as to conceded point. his first Affirmed. is so ordered. SUTIN, JJ., concur. HENDLEY and 529 P.2d 283 Mexico, Plaintiff-Appellee, STATE New MARQUEZ, Defendant-Appellant. Pete 1402.

No. Appeals Court of of New Mexico. 30, 1974.

Oct. Rehearing 30, 1974. Denied Oct. Certiorari Denied 1974. Nov. *2 Walter, Jr., H. Chief Public

Chester De- fender, Herr, Appellate Bruce L. Defend- Klein, er, Jr., Appellate Associate Donald Fe, Defender, defendant-appel- for Santa lant. Norvell, Gen., Atty. George

David L. A. Morrison, Gen., Atty. Sp. Albuquer- Asst. Andrews, Gen., Atty. que, Leila Asst. San- Fe, plaintiff-appellee. ta

OPINION

SUTIN, Judge.

Defendant was convicted of second de- murder, gree 40A-2-l(B), N.M.S.A.1953 § battery, Repl.Vol. 6), aggravated (2d § Repl.Vol. 40A-3-5(A), (2d 6). appeals. He We affirm. eight grounds of

Defendant raises error points. four are reduced to which Facts made to the allegedly brother or made to Fourth the friends drove On June rear of the Street, was up Northwest, sitting in the car. Defendant carried defendant and Alameda in Albuquerque. left Bar on seat three in a buttal ? *3 that witness back or use him for surre- THE [******] brother COURT: Do the deceased. want to call a there were gun right in his boot because MR. STRIBLING: We want to use age him and young of men of his after lot him for surrebuttal. protect gun he to himself. needed the Defendant never called the witness for stopped get at bar to persons These the surrebuttal. The claimed error was beer, got the quart no one but out waived. purchased the beer defendant car. After (b) Defendant contends the trial window, defendant called decedent from a court erred specific in excluding acts of the car talk to Tafoya over to Jesse by decedent, misconduct involving the use friends,” my de- two are them. “These by decedent deadly weapons in fights. They talked for two fendant said. about The record support does not this conten- Then friendly conversation. in

minutes tion. “Que traes?” the What’s defendant said put through his court arm allowed one state witness matter? Decedent testify window, by by defendant the hair grabbed the cross-examination defendant pull that decedent fight him car with was seen with a knife and he out of opened, got somebody; fights had cut that he seen him. The door was defendant had places. toward of decedent at out went defendant to two and decedent gun had the in his hand fight. Defendant examination, direct defendant was pointed who it at decedent was about permitted to decedent’s testify about as- away. his swung three feet Decedent arm knives, people saulting with sticks and away try gun take the at defendant to weapons; reputation was bad. his defendant, from and defendant shot dece- brother, Defendant’s witness for de- which he dent in the chest from later died. fendant, repu- was asked about decedent’s defendant, Tafoya aiming at his kicked given, After the answer was tation. where was kick toward the defendant objection of made and sus- the state was holding Tafoya Defendant shot in the it. not stricken. tained. The answer was Tafoya face from which recovered. Defend- remained a evidence. he saw de- testified that ant’s brother also car, in which decedent was When at weapon at dances two cedent use scene, defendant riding, left the shot twice objections to places. The court sustained more. specific acts. testimony on any further evi- (1) and admittance Exchtsion testimony wanted only defendant other o not error. dence were by dece- threat made was the introduce This was to defendant’s brother. dent contends trial (a) Defendant waived as above. shown excluding in erred against by threat made decedent defendant the admis The determination which to defendant. was not communicated decedent, a col of violent acts of sion After had tendered issue, discretion in the rests lateral decedent, threat the court said: made of discre abuse was no court. There trial 750, 487 Moraga, 82 N.M. for the De- tion. State v. I advised counsel Alder (Ct.App.1971); P.2d 178 morning the Court (Ct.App. P.2d 194 ette, of the De- would allow the concerning 1974). threat fendant’s brother exceptions. This defendant failed to admissibility of governing the rules do. in Alder ette mentioned

such evidence following: premised as The defense is 20-4-404, (Repl. Section Tafoya sertion that the deceased and part: Supp.) reads Vol. aggressors and that the defendant had There were several person’s shot self-defense. character (a) Evidence eyewitnesses to the The state incident. is not admissi- character trait them; lady young was a called two of one proving purpose ble for the defendant, the car par- who was in with on a conformity therewith acted testi and the other was occasion, except: ticular Jesse mony young lady, which coincided victim was character victim offered fered homicide tion to rebut character [*] (2) Evidence by [*] an case to rebut evidence of trait of the first accused, [*] by of victim same, aggressor; peacefulness of a [*] or *4 pertinent prosecution or evidence of by the the crime [*] prosecu- trait [*] in a of a of- of argument is that which dence tradict or that the deceased gressors. Tafoya’s lished, could be introduced. ; therefore, the additional this. there was no other aggressors question as who was rule trial court has Tafoya having permits defendant’s defendant, of were the did not purpose for been misconduct such no al estab con evi sole ag crimes, wrongs, He is other ternative but to allow it. mistaken. (b) Evidence of circumstantial, prove the This evidence was collateral or is not admissible acts such, merely cumulative; to show and and as its person of in order character a conformity therewith. within the discre acted in admission rested sound that he Moraga, ev- not exclude the tion trial court. State subdivision does This Alderette, supra. There supra; other purposes, when idence offered Furthermore, motive, in- no abuse of proof opportunity, such as of may provides: knowledge, iden- “Error tent,, plan, 20-4-103(a) Rule preparation, predicated upon ruling which ad or accident. not be tity, or absence mistake or unless a substan mits excludes evidence [Emphasis added.] is right party affected tial supra, fol- reads as Section 20-4^105. evidence, .” Exclusion of this : lows event, a sub any would have affected right of the stantial defendant. in which evidence all (a) In cases of character of or a trait character the trial court (c)Defendant contends admissible, proof may be made person is by excluding wit- erred in evidence offered by reputation or testi- by as to regarding character. nesses decedent’s opinion. mony in the form an error. There is merit this claim of allowed cross-examination, inquiry is court (d) Defendant contends the of con- specific instances into relevant plain allowing error in examina committed duct. prior concerning state tion of witness a ments. or in which character (b) In cases is es- person an character trait of 103(d) of Rules of Evidence Rule [§ claim, or de- charge, sential element (Repl. 20-4-103(d), Vol. specif- fense, also be made may states: Supp.)] of his conduct.

ic instances taking precludes Nothing in this rule affecting substan- plain error notice trait evidence or character Before they were introduced, rights although tial can be of decedent judge. brought the attention stated bring within one must himself is wording of this rule taken from drunk. On ques- cross-examination he was Federal Rules tioned about 52(b) of the of Crimi- an incident which occurred nal nights Procedure. two shooting. before the fatal defendant had gotten quarrel into a with “Plain error” has been characterized in some carnival workers and had fired six ways “grave such as errors various which shots them, into the ground near one of us- seriously rights affect substantial pistol the same with which he shot the accused,” that result in a “errors clear mis- deceased. carriage justice,” errors that ob- “are * * * 20-4-607, Section supra, provides: “The vious seriously or otherwise af- credibility of a witness be attacked by fairness, integrity, public repu- fect the any party, including party calling him.” judicial proceedings.” tation of United As was stated State v. Campbell, States v. F.2d 1144 (5th Cir. Hargrove, 464 P.2d 564 (Ct. 1969). plain “It is settled law er- App.1970): caution, applied ror rule should only to avoid a miscarriage invoked areWe committed to rule justice.” Robinson, witness, United States v. bad moral character of a includ- (8th 1969). F.2d 1109 Cir. ing the accused a witness in when behalf, may pur- own be shown for the A review of the record and the conten- pose of credibility through attacking se- tions relative made heretofore ad- curing from the witness on cross-exami- mission and exclusion of evidence shows *5 specific nation of mis- admissions acts of plain lack of error in this case. conduct. . The claimed exclusions were erro- neous. Although proof miscon- of a witness’s (e) Defendant contends the trial permissible purpose duct is of at- for the admitting erred in pre- tacking of credibility, the extent such involving vious incident the defendant. showing through the exer- is controllable sworn, After jury impanelled the judicial cise . of prohibit defendant moved to the from state in this There was no of discretion abuse the introduction of evidence of defendant’s instance. use of gun night the same the before at a of 608(b) upon Rule Defendant relies carnival a shooting at which time incident 20- of Evidence the New Mexico Rules stated, [§ occurred. The court it “When 4, 1973 4-608(b), (Repl.Vol. up, comes I will rule it.” as in follows: Supp.) reads ]. in testified his own behalf. of conduct of the Specific instances court, During cross-examination the trial attacking or witness, purpose for the objection, ques- over the allowed state to may . credibility . . supporting his tion defendant about the shooting incident. evidence. proved by extrinsic be cross-examination, At close de- however, probative may, They for a mistrial. moved The motion and not or was denied. untruthfulness truthfulness into on time, inquired be remote testified defendant had we was witness cross-examination himself carrying gun protect himself because of a witness on cross-examination or Tafoya deceased and had told Jesse truth- to his character testifies who brother, Marquez, they were James [Emphasis untruthfulness. fulness or going Defendant also testified to kill him. added.] peo- had assaulted other the deceased 608 of the Rule rule as is the same sticks, This ple “knives, could what he To Evidence. Rules proposed Federal know, He find, weapons.” also testi- interpret- found been date, decision has reputation had the fied that the deceased rule. got he everybody when wanting fight 62 commentary on Federal Rules of Prior to the Evidence, Rules of gen-

Evidence, explains 608(b), its mean- eral Mexico, rule in New subject to excep- ing. quote, part, We the following: tions, was that evidence of collateral of- fenses, though character, similar in conduct,

Particular instances inadmissible in a prosecution criminal though subject not the of criminal con- crime, specific establish a viction, during even inquired be into on cross- cross-examination of a witness. State v. principle examination of witness Velarde, 224, 67 N.M. (1960), P.2d 522 himself . Effective cross-ex- approval cited with Mason, State v. amination demands that some allowance 663, N.M. 448 P.2d 175 (Ct.App.1968). In going be made for into matters of this Mason, supra, State v. danger preju- kind, possibilities but the are abuse dice outweighed probative value of the Consequently safeguards substantial. In evidence. Aragon, 66, State v. erected in the specific require- form of 475 P.2d 460 (Ct.App.1970), danger inquired ments that instances into prejudice did not outweigh probative probative opposite or its of truthfulness value of the evidence. and not remote in [Emphasis time. add- exceptions ed.] general rule were Bassett, stated in 476, State v. sought The state admission of the carni- 194 P. (1921). The court shooting the element in- val “to show said: tent, gun, bought that he had his it the before, day using that he had been it reck- exceptions so-called day lessly the before.” This does not test general rule have been stated to be the truthfulness or untruthfulness of that where the of other acts or testimony. defendant’s If the defendant motive, intent, crimes tends to establish were asked whether he had used a be- accident, absence of a mistake or a com- use, experience fore and had in its and the plan, mon scheme identity or the evidence, ques- defendant denied this person charged with the commission proper tions been test his would have trial, crime it is admissible. *6 credibility. truthfulness v. State [Emphasis added.] Brooks, 130, (1955). 59 N.M. 279 P.2d 1048 404(b), supra, Rule is almost identical specific act of at the car- misconduct exception with the in rule stated v. State nival Rule was not admissible under Bassett, supra. It is a common law rule 608(b), supra. that has been in followed New Mexico for 404(b) turn to Rule Rules of We century, over half a beginning with State provides Evidence set forth above. It Starr, 180, 24 N.M. (1918), v. 173 P. 674 ex- wrongs of other or acts is not Lopez, and ending with State v. N.M. 85 prove cluded when offered to intent. 742, 516 P.2d 1125 (Ct.App.1973). commentary on Federal Rules The issue to decide is whether the carni- Evidence, 404(b), Rule states that evidence shooting days val incident two before the purposes offered for other such as “intent” question upon in crimes bears the intent of prohibition. It does not fall within the the defendant when shot decedent continues: one We believe it does. defendant, shows the state of mind of the No mechanical solution is offered. in the his characteristic conduct use whether the determination must be made question of gun. It was relevant on the danger prejudice outweighs undue intent.

probative value the evidence in view availability of the of other means of We have held that the “[admis appropriate for and other factors sion or of evidence is a mat exclusion making decisions of this kind under Rule ter the discretion of the trial within court not be [Emphasis 403. and the court’s determination will added.]

gg appeal disturbed in the absence of circumstances show a killing clear abuse that discretion.” v. wicked and malignant [Emphasis State heart. Valdez, 632, 637, 1079, 83 495 P.2d added.] (Ct.App.1972), 1084 aff’d other together, challenge When read 720,

grounds, 83 N.M. 497 P.2d 231 defendant has been met. After a careful Biswell, (1972); 65, v. State 83 N.M. 488 instruction, review of trial court’s we P.2d 115 (Ct.App.1971); Moraga, State v. giving find error in the instruction on supra. supra. implied Anaya, malice. State 608(b) 404(b) Rules subject (3) pre- entitled was Rohland,

this rule. See United States v. Defendant liminary hearing. 468 (3rd F.2d 238 1972); Cir. United Gornick, States v. (7th 448 F.2d 566 Cir. granted pre was not 1971); Brewer, United States v. 427 F.2d liminary hearing. Defendant contends that (10th Cir. 1970). The inci- carnival 20(d) Rule the Rules Criminal Pro relevant, dent time, was not remote 41-23-20(d), cedure (2d [§ danger prejudice outweigh did not Repl.Vol. Supp.)] requires that a probative value of the evidence. The preliminary hearing held within ten trial court did not its abuse days following appearance initial if the de custody. be in This mandate is (2)Giving instruction was not erro- necessary the court determines that “[i]f neous. preliminary examination must be con objection, gave the court Over supra. ducted . 20(a), .” Rule following instruction: applies proceedings This rule “to all It is province within the jury magistrate relating persons to those imply malice in killing a case where a magistrate accused of offenses not within deadly with a weapon has been estab- jurisdiction.” court trial Rule 1 41-23- [§ lished. 1, supra.]. You imply malice in this case beyond 23, 1973, July complaint find a reasonable criminal doubt.that killing perpetrated by was magistrate filed court. On the means weapon. a deadly day, defendant same moved to dismiss the complaint preliminary hearing because a has approved above instruction been held required was not as Rule 20. Duran, in State v. P.2d applicable. ap- 20 was not then No initial 1096 (Ct.App.1972); Anaya, pearance had occurred. *7 695, (1969); N.M. 460 P.2d 60 State McFerran, 622, 26, (Ct. grand 80 jury 459 P.2d indict- July 148 On App.1969). Thereafter, filed. defendant did ment was a right preliminary hear- not have to Defendant contends that he was entitled Burk, ing. P.2d jury to have the determine malice based (Ct.App.1971). upon all the facts and circumstances of case, just weapon only fact that the request (4) Denial of defendant’s for happened gun he had a to be when con- rec- discovery decedent’s criminal people fronted with two who threw ord was not error. punch a kick to his face. case, immediately preced- In the instant 13, 1973, August On instruction, in- above the court pursuant discovery moved for jury meaning im- structed the on the On Procedure. the Rules Criminal plied objection, without as follows: malice 21, 1973, granted was August the motion rap shall implied Malice . sheet of victim.” “except no consid- for . . discovery for provocation provide all appears erable or when does Rule 27 “Q. guys you referring record of decedent of whose Which are to? the criminal charged. murder the defendant “A. Pardon? case, the court At the close of state’s “Q. guys you referring to ? Which attorney to obtain the district ordered “A. Gutierrez and rap sheet for de- copy deceased’s “Q. Why they going think you did were following morning. inspect you to come after ? the court following morning “A. Because that ratted on they said I at that the district the defendant notified possession marijuana them it had no information torney’s office said heroin, they selling, were' Albuquer files of the in their files or the why they that is were after me be- any that indicated Department que Police them, they cause said ratted I for decedent. record kind of criminal ” on both . . of them. . depart attorney police stated district “Q. Why you carry gun? would record. This not check the F.B.I. ment did Why you in were fear of at them comply with the good faith effort to was a time, just you because had rat-

court’s order. you ted on them? re- What are Affirmed. ferring to there? is so ordered. Protecting myself, “A. and I was they

scared going were to kill me HERNANDEZ, they my because specially concurring. they told brother J., going every- me and kill ” HENDLEY, J., dissenting. thing. “A. ... Tony I know that Gutier- HERNANDEZ, Judge, specially concur- rez long for a time and we didn’t ring. get together But, along good. by my I concur the result reached anyway, before, you he’s this done Sutin, myself brother but I in dis- find know. agreement with reasoning under “Q. He’s done I, what? paragraph part (e), finds wherein he the challenged admissible un- people. “A. Assaulting der Rule 404(b), show A intent. review “Q. Like how? defendant’s relating Fights. “A. his claim of necessary self-defense is “Q. it What did do with ? an understanding issue. direct Knives, sticks, find, “A. what he could examination, the defendant testified in know, you weapons. as follows: “Q. you Are familiar with Mr. Gutier-

“Q. you Did have gun at that reputation community? rez’ time? Yes, sir. “A. Yes, “A. I did. “Q. reputation sort of does Mr. What “Q. kind of was it ? What have? Gutierrez “A. A .22 caliber. *8 with, begin is real nice to “A. not “Q. you When did get it? gets he kind of drunk because once got day. I it that “A. same It was a fight everybody. I he wants to Friday. ” it, you . . . didn’t like know.

“Q. Why you get it ? did by prosecutor cross-examination the myself. “A. To protect responded as follows: “Q. Why? “Q. then'you really had reason And guys going fight to to “A. From that were to believe that he wanted you, you, come after did on the 29th of me. June? Well, kicking question so came at me state defendant about a shoot- he “A. got At is when I him. I incident. the end of cross-examina-

that shot know, scared, you they were defendant’s motion a mistrial that tion for say, I me. I denied. Just, to kill like going they if have had a

wouldn’t chance that, The cross-examination disclosed got ground. the have me on would nights two before shooting question, the carrying defendant attended a carnival the “Q. you actually did that You iadmit same used in shooting the of decedent Tony shoot Gutierrez? manager and The carnival made Yes, sir, self-defense, know. “A. attack, threats of pushed cursed and de- against car. testified he “Specific injure did not have an part: intent to or kill 608(b) provides witness, manager for he for shot “four or five feet the conduct instances of credibility away ground” keep in the the manager attacking purpose away. probative of Defendant and a friend then ran ... may away re- and tried to bridge. and not hide under a untruthfulness truthfulness or manager caught The time, cross-ex- others defend- inquired into on mote in be ” ant’s up. friend and beat him my opinion . In amination section right under this had the 20-4-607, by Section relied on the ma- position credibility of defendant’s probe the jority question. does answer the Cer- inquiring that acted in self-defense credibility tainly of a witness be only nights into two before his conduct impeached. However, I fail to see how the same when several shots from he fired the carnival incident had to do anything pistol person. The committee at another credibility. with part: *9 sons. objection, allowed over defendant’s notes this section recite in commentary In federal 20-4- § “Effective cross-examination demands 404(b), it states determination to going be made allowance some by the be made is “whether the trial court kind, possi- into matters but danger outweighs of undue prejudice Conse- bilities of abuse substantial. probative value of evidence.” See also in the safeguards are quently erected is 20-4-^403. Our review to determine § specific requirements that the form of trial whether the abused its discre- inquired probative into instances Valdez, 49S tion. State v. P. its not re- opposite truthfulness or hold the 2d I would (Ct.App.1972). mote in time.” its trial court abused prior questions The and answers about probative of truthfulness incident were prejudice in is this case obvious. of defendant’s claim self-defense carnival incident the defendant casts remote in time. guy” is com- in the role of “bad who gun. probative with pletely reckless HENDLEY, Judge dissenting. in the instant is non-existent. value case respectfully I dissent from nothing to admitted has do opinion, relating majority (1) (e), go credibility. does it Neither regarding the admission intent, motive, prep- “proof opportunity, grant mo- I would carnival incident. aration, knowledge, identity, ab- plan, my rehearing. repeat will views tion for I mistake Section sence of or accident.” previously expressed in first opinion as (b). 20-4-404 majority which the have withdrawn. foregoing rea- reverse for the cross-examination, I would the trial court During

Case Details

Case Name: State v. Marquez
Court Name: New Mexico Court of Appeals
Date Published: Oct 30, 1974
Citation: 529 P.2d 283
Docket Number: 1402
Court Abbreviation: N.M. Ct. App.
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