*1 Oklahoma, Appellant, STATE LYNCH, Appellee. Delbert
Nos.
Supreme Court of Oklahoma.
July *3 Henry, Atty.
Robert H. Gen. and Carol Gen., Dillingham, Atty. Price Asst. Okla- State, City, appellant, homa No. 74,319 respondents, and for Honorable Gor- don, 74,259 Melson, No. et al. Mattingly, Mattingly Jack & Snow Pyron, Seminole, Delbert appellee, Rob 74,319. Lynch, No. Ada, Braly Braly,
George Braly, & W. 74,- County, No. petitioners, Pontotoc Ass’n, et al. Bar 259 and KAUGER, Justice. impression,1 cases of first we
In these the trial court asked to decide whether are 74,259, 74,319, County Lynch and Pontotoc Bar State v. 1. These cases are deemed consolidated: fide, sepa- declaring homa Constitution bona erred rate, adequate independent grounds ap- unconstitutional because court 701.14 finding. our upon which we rest represent pointed counsel were forced indigent defendants without assurance receiving adequate, speedy, and certain FACTS representation.2 compensation for such County lawyers, Two Jack Mat- Seminole 1) Although the statute is
We find that: Pyron, appointed by were tingly and Rob L. unconstitutional, facially the district court Delbert 74,319, no. it is presented facts Cause Lynch, charged had been who 2) The application; unconstitutional degree Although murder. with first system presses' lawyers into ser- present *4 sought penalty, had the death after a State affording post-appointment vice without trial, complicated began August on which why they opportunity to show cause should 21,1989, August.31,1989, and ended on accept appointment; forced to not be gave jury guilty rendered a verdict and 3) arbitrary The statute Following Lynch’s Lynch a life sentence. compensation for and unreasonable rate of 6, 1989, sentencing September on the law- may result in an unconstitu- lawyers which yers petitioned the court for fees and ex- taking property depending private tional penses. facts of each case. on the fees, Matting- hearing At the on counsel recognize responsibility While we spent ly testified that he had 169 hours on of the Oklahoma bar to assist members case, and incurred out $173.03 legal representation to in- provision $17,073.03 expenses, requesting a pocket defendants, digent we find that some Pyron’s testimony was that he had fee. arbitrary and unreasonable instances the behalf, Lynch’s expended 109.55 hours on pro- the due statutory scheme contravenes $10,995.00 Mattingly fee. sought and he Const, 2, 7 art. cess clause Okla. documenting his submitted a statement clause of the as well as the immunities 1986, 1987, hourly overhead rate for 1988 Const, reaching this art. 51. Okla. ranged from $45.80 $53.53—aver- conclusion, rely on federal au- we do not aging Pyron submitted his over- $50.88. thorities, thereto is sole- any figures reflecting reference an aver- head age hourly rate of Had the two purposes.3 $48.00.4 The Okla- ly for illustrative subject standing Although Court fund is not to suit in is not an 2. The Ass’n v. Melson. However, cause is court. the instant district County Lynch, it in Pontotoc issue in is an issue is reviewa- as a common law writ which treated the issue is without Bar Assoc. We find that See, appealable. ble writ but is not this Court found in Missouri- merit because Cook, (Okla.1976). P.2d 878 Fund v. 557 State, 712 P.2d 42 Kansas-Texas R.R. v. (Okla.1985), unincorporated that an association Michigan Long, U.S. 103 463 standing through its members. can have (1983). 77 L.Ed.2d 1214 S.Ct. & SNOW MATTINGLY SEMINOLE, OKLAHOMA COSTS
INDIRECT/OVERHEAD 1987 1988 1986 41,776 47,965 138,929 $ Salaries 4,513 4,723 3,469 Taxes 2,670 4,851 3,029 Repairs 11,348 14,769 13,288 Depreciation 68 113 Advertising 453 133 18 Charges 76 Bank 1,042 1,401 943 Subscriptions Dues 833 436 419 Equipment Rental 17,354 12,481 8,159 Insurance 1154 they worked on the de- statutory every hour that split maximum fee any figures do not reflect $3,200.00, received fense. These Mattingly would have attorneys’ services.5 hour, compensation for the Pyron receiving per $14.61 $9.47 requested approved the computations, The trial court these
per hour. Based on $3,200.00 fees, restriction finding that the Pyron Mattingly would lose $41.41 attorney fees was unconstitutional. expenses for on in overhead would lose $33.39 1988 1987 1986 535 370 Janitоrial Service -0- 239 461 52 Long Distance Service 40 110 Promotion -0- 5,161 5,905 5,895 Expense Office 2,487 2,305 2,158 Postage Box Rent Post Office Telephone -0- 5,174 6,136 4,658 2,415 3,195 3,407 Utilities Bank Box Rent -0- -0- 1,285 Contract Labor 8,003 2,733 2,352 Accounting Legal & Seminars Professional 1,211 Travel Professional Library Backup *5 5,355 4,005 3,610 $111,333 $110,889 $95,274 Total (based Hourly Rate on Overhead 2,080 53.53 year) 53.31 per $ 45.80 hours Costs for Total Overhead $105,832 years above 3 Average Hourly Rate Overhead 2,080 (based $ 50.88 per year) on hours ROB PYRON COSTS
INDIRECT/OVERHEAD 2,497.00 $ Subscriptions and Dues 990.00 Contributions ' 7,318.00 Supplies Material & Accounting 2,293.00 41,925.00 Salaries 4,349.00 Insurance 198.00 Advertising 7,255.00 Rent 2,322.00 Expense Auto 2,274.00 Postage, Charge, etc. Bank 2,924.00 Maintenance 3,881.00 Telephone & Utilities 4,508.00 Taxes 456.00 Entertainment Library 2,874.00 13,276.00 Travel 284.00 Continuing Education $99,624.00 Total Average Hourly Rate Overhead $ 48.00 (based year) per hours on 2080 lawyers appointed hourly attorneys under which each of the same received 5. Had the hour, i.e., attorneys paid statutory would pay Mattingly $29.26 maximum fee as district would be hour, per hour receiving per $70.67 contribute Mattingly would $18.93 result in contributing per Pyron $62.65 a total of accompanying Pyron net $29.21 —with figures indigent’s These hourly defense. hour to per dis- hour. See $61.21 $48.05 losses of and an rate of both the overhead include compensation. cussion infra. of the statute A construction
H55
traordinary
cause
circumstances are shown as es
appealed
Oklahoma
State
State,
consideration on tablished in Bias v.
1157 taking republic respect there- this is the enforcement only of livelihood. means compensation, of, adequate is ana- way. of the law a neutral The services goods of merchants or lagous taking the competent necessary counsel are in- architects, engi- requiring free services system justice sure that our functions accountants, neers, physicians, nurses or of smoothly, justice dispensed that even occupations other thirty-four or one of the handedly, rights and that and interests require state which a professions in this safeguarded defendants are practicing licensed before person to be truly lawyer A adversarial forum.16 profession. or None of the li- occupation weighted responsibility un- with which is require that censing the members statutes ordinary professional,17 common to donate professions those their skills bar, integrated as a member public.14 to the We know that services duty has a to the oath of Oklahoma professionals these so. We many of do office, Courts, clients, to the to his/her that it would be unusual for the also know large at to be more than a licensing boards to force their licen- various tradesperson. indigents proffer their services to sees haircuts, prices to offer cut-rate on or requires Procedural due of law dentures, embalming, surgeries. perms, notice, adequate opportunity a realistic appear hearing, right partic- at a and the acknowledge present system that We ipate meaningful in a manner before one’s may deprive lawyers of interests their rights irretrievably altered.18 We find are Nevertheless, practices. we also rec- law provide safeguards order to which ognize lawyer’s calling is different compliance bring system will into professions. other licensed from that of process, proffer trial courts must due government of and not of We are a laws post-appointment оpportunity for the law- At the foundation of men and women.15 698.9, profes- O.S.Supp.1989 Occupational occupations Thera- § licensed 14.The other 888.6; pist, O.S.Supp.1984 Building are: § sions 59 Accountants, Inspector, O.S.Supp.1989 O.S.Supp. Construction 59 Public 59 Certified 1036; 15.18; Security Adjusters, Guards and Private Investi- O.S. § Insurance 36 § 1982 6206; Architects, 1750.6, O.S.Supp. gators, O.S.Supp.1989 Supp.1983 § 59 59 Mechani- § 46.24; Trainers, Contractor, O.S.1981 O.S.Supp.1987 Athletic § § cal 1850.8. Bondsmen, 530; O.S.Supp.1987 Bail profession problem § has faced this The medical 1303; O.S.Supp.1989 Chiropractors, § development system of an alternative 1503; 164; Reporters, 20 O.S.1981 § § indigents. providing medical service for Hygenist, O.S.1981 Dentists and Dental clinics, system a welfare establishment of free 328.21; Dietitian, O.S.Supp.1984 § provides medical care medical and/or 353.9; O.S.Supp.1988 Druggists, Electrol- federally medical care insurance and funded 536.7; O.S.Supp.1987 ogist, Funeral Di- programs need have alleviated most of the Embalmers, rectors compel physicians their services. to donate *8 Technician, 396.3; Emergency 63 Medical § Christensen, Lawyer’s Bono Publico "The Pro Foresters, 330.74; 59 O.S.1981 § O.S.1981 1, Responsibility”, Am.B.Found. 18-19 1981 Contractor, 1212; Electrical Electrician and § (1981). amplified by Depart- the This is further 1685; Cosmetologist, O.S.Supp.1982 59 § 59 O.S.Supp. provides partial which ment of Human Services 199.7; Agent, So- Insurance § 1985 hospitals payment physicians and that 1425; Broker, O.S.Supp.1988 § 36 licitor Department indigents. of Hu- the See service 567.5; Nurse, Nurse Anesthe- O.S.1981 § 59 Services Provider Manual. man tist, 567.51; O.S.Supp.1988 Optometrist, § 59 584; O.S.Supp. Osteopath, 59 § 59 O.S.1981 Bohle, Quo- Book American 15. B. The Home 633; Physical Therapist, O.S.Supp. 59 § 1983 tations, 1967) (Dodd, (quote p. Mead & Co. 180 887.7, O.S.Supp.1987 Physicians, 59 1987 § Adams). from John 1006; Plumbers, 493; Podia- § 59 O.S.1981 § Examiner, 144; trist, Polygraph § O.S.1981 59 Co., Casualty McLaughlin and Sur. 16. v. Western 1458; Pruner, O.S.Supp.1985 2 O.S.1981 § 59 978, 1985). (S.D.Ala. F.Supp. 980-81 603 3-272; O.S.Supp.1984 Psychologist, 59 § 1366; O.S.Supp. Adjuster, Public 36 1983 § 7, 1, Wright, A.2d 92 131 Vt. 310 17. In re Broker, 6206; O.S.Supp.1982 Real Estate 59 § (1973). 647-48 A.L.R.3d Schoolteachers, 858-303; O.S.Supp.1982 70 § Worker, 6-154; O.S.Supp.1987 Social § Co., 1261.1; Audiologist, Oil P.2d Pathologist Cate v. Archon Speech Veterinarians, 1605; (Okla.1985). O.S.Supp.1982 appear ability represent also yer to and to show cause the client.20 We appoint- why penalty, he/she should not find Rule 1.16 of the that Model Rules represent indigent Conduct, ed an defendant. O.S.Supp.1988 Professional Ch. unpublished in or- 3-A, This is accord with the applicable repre- App. to all client Court, July promulgated der of this sentation, and that it should be construed 67,114. Pitts, Wolfe, No. Pitts “good cause” rule with the factors. This jurisdiction original we refused assume provides lawyer may repre- a refuse to prohibit the enforcement the order 1) representation if: the would sent a client judge by a trial in issued the Seventeenth violate the Rules of Professional Conduct ap- District. The trial court had Judicial law; 2) lawyer's the physical or other lawyer, a pointed primary whose materially impairs mental condition the District, in the Seventh was Judicial 3) client; lawyer’s representation of the the represent indigent evidently an defendant persists involving client conduct law- the because he had listed his name the yer’s lawyer service which believes Oklahoma, telephone directory. Hugo, We fraudulent; 4) has criminal or the client power noted that the exercise of the was lawyer’s perpetrate services to a used O.S.Supp.1985 specifically authorized fraud; 5) discharges crime or the client 464(A), petitioner and that had an lawyer.21 remedy adequate in the trial to chal- court appointment order on the lenge the jus The efficient administration rep- grounds adequately he could not pragmatism, as the tice and as well indigent defendant. This is also resent rights defen constitutional with the Model of Profes- accord Rules dants, court requires continuation of Conduct, O.S.Supp.1988 App. Ch. sional private indi appointments counsel for 3-A, 6.2 and the comments Rule committee gent clause defendants. The due thereto,19 provide lawyer may that a such of the Oklahoma Constitution forbids appointment representa- for the refuse provisions appointments unless are made indigent upon showing good tion of an adequate, speedy, compen for certain cause. holding today prohibit sation. Our would repre appointment both the of counsel to good We find that cause consists indigents post-appointment without a sent of, following is not but limited to the good why opportunity to show cause 1) lawyer qualified factors: is not appointment accepted should not be 2) competent representation; provide appointment just of counsel without representation will result in a conflict of 3) Providing adequate interest; repugnant compensation. case is so lawyer funding indigent representation that it either the is a impair would lawyer’s legislative attorney-client relationship or the matter for action. 3-A, 3-A, O.S.Supp.1988 App. App. Rule Rule Title 5 Ch. 21.Title Ch. provides: pertinent part: 6.2 1.16 appointment shall not seek to "A avoid "(a) (c), Except paragraph as stated in a law- except represent person tribunal to or, yer where shall a client cause, good such as: commenced, representation has with- shall (a) likely representing the to result client is representation if: draw from of a client of the Rules of Professional Con- violation *9 (1) representation will viola- the result in law; or other duct tion Rules of Professional or Conduct (b) representing likely to the client is result law; other unreasonable financial on the in an burden (2) lawyer’s physical condi- the or mental lawyer; or materially impairs lawyer’s ability the to tion (c) repugnant the client or the cause to is so client; represent the lawyer likely impair as to be to the client- the (3) persists the client in a course action ability lawyer relationship lawyer’s or the to lawyer’s lawyer involving the services that the represent the client.” fraudulent; reasonably believes is criminal or (4) (b) lawyer’s guides adopted today the client has used the services the is
20. Under section fraud; unnecessary just compensation perpetrate a crime or has to because (5) discharged_” provided. been the
H59
and,
such,
li-
they
are
Bar Association
II.
law in the state of Okla-
practice
to
censed
OF COUNSEL
APPOINTMENT
practice in
lawyers who
homa. Because
practical purposes, 19 O.S.
For all
from the
are immunized
certain counties
138.1
O.S.Supp.1989
137.1 and
§
§
defendants,
indigent
representation of
have
attorneys in counties which
exempt
equally.
lawyers are treated
all Oklahoma
representing
offices from
public defenders’
discrimination between
also find that
We
Law
defendants in state courts.
indigent
may be forced to
attorneys who
ap
subject to
in these counties are
yers
solely on the
based
indigent defendants
of interest
only when a conflict
pointment
they
county in
the
which
population of
office.22
in the
defender’s
arises
any
is unconstitutional
practice law
neither
attorneys
are
Currently,
these
scrutiny.25
level of
disaster nor
impending financial
faced with
matter,
However,
practical
we note as
practice
order
ignore
their
forced
unnecessary expenses
prevent
indigent.
for an
provide effective counsel
costs,
trial
logistical
transportation
circumstances, these attor
Except
rare
pools
voluntary
first utilize
courts should
“immunity” by
granted an
neys have been
maintain an office
lawyers who
аnd the
legislature.
the
dis-
practice regularly within
indigent defen-
representation of
to be
appointment
trict
in which
prob-
problem. The
a state-wide
dants is
appointing judge
In the event the
made.
geographical
not confined to
lem is
judi-
beyond the
necessary to look
finds it
counties
limits of the individual
ap-
judge
sits an
in which
cial district
Const,
pro-
art.
The Okla.
state.
§
Pre-
requested from the
pointment
pass no
Legislature
“the
shall
vides that
from
Judge
selected
siding
association, corpora-
any
granting to
law
Should
district.
within that administrative
rights,
tion,
any exclusive
or individual
judge
appointment,
in an
not result
this State.”
immunities within
privileges, or
the state
appointment from
may request an
was enacted
provision
This constitutional
Ap-
large from the Chief Justice.
bar at
are
citizens who
equality between
preserve
by Special or Associate
made
pointments
enacting
By
19 O.S.
similarly situated.23
attorneys
from
Judges should be
District
138.1,
137.1 and 19
§
county,
if such
but
office within
who
exemption
created an
Legislature
necessary
beyond
look
it
judge finds
in counties
attorneys
practice
who
request
may make such a
county,
judge
At-
public defender’s offices.
qualify for
pro-
Judge, who shall
District
of the Chief
non-qualifying
practice
torneys who
priority for
according
the order of
ceed
indigent
required to shoulder
are
counties
above.
appointments set out
potential
regard to overhead
representation
the loss of business.24
expenses or
III.
are
posed under
questions
OF VOLUNTARY
THE FORMATION
similarly situ-
attorneys
are
whether
DE-
INDIGENT
REPRESENT
POOLS TO
attorneys are treated
and whether
ated
ENCOURAGED.
FENDANTS IS
applied
are
the facts
equally. When
Attorneys are licensed
find that
provision, we
constitutional
of Oklahoma
of the State
of the Oklahoma
are all members
(Okla.
Trust,
City Hosp.
perti-
provides in
22 O.S.1981
22. Title
J.,
1986)
concurring opinion).
(Opala,
part:
nent
are
defendants
two or more
"...
If
by popu-
defender
charged conjointly,
qualify
and the
Thirty
do not
nine counties
both,
may ap-
justly
the court
defend
cannot
public defender’s
have a
office.
lation to
*10
compensate counsel as
point and
above.”
Porter,
822-23
Reynolds v.
25.
(Okla.1988).
Co.,
P.2d
Kimery
Serv.
v. Public
(Okla.1980);
v. South Oklahoma
Roberts
law,
attorney
and an
responsibility
owes his/her first
sume this
and to relieve law-
Likewise,
duty to the Court.
the Court has
yers
practice
who
in counties
few law-
an immediate interest in the character and
yers
court-imposed
from an unfair
case
good
the function of the bar—a
is
bar
recognize
load. We also
that at this time
necessary
good
applaud
bench.26 We
voluntary services are insufficient to acco-
attorneys
individual
or associations of at-
indigent
right
modate the
of
citizens to the
torneys
provide
who volunteer
pro
either
of counsel
effective assistance
where that
legal representation
representation
bono
or
right
implicated.
of
defendants at
may
rates which
drastically
under the market value of
IV.
lawyers
skills and services. It reflects
law,
in
pride
practice
exempli-
and it
COMPUTATION OF FEES
many
fies the best of
virtues found
State Oklahoma has
obli
practicing
provision
legal
bar. The
ser-
gation
indigents
to furnish counsel for
indigents
responsibili-
vices to
is one of the
felonies;
charged with:
misdemeanors
legal profession,
ties assumed
imprisonment upon
when
conviction is a
personal
problems
involvement in the
possibility; juvenile proceedings
real
disadvantaged
can be one of the most
institution;
result
commitment to an
rewarding experiences in the life of a law-
matters;29 contempt pro
mental health
yer.
ceedings;
guardianship
matters.31
Every lawyer, regardless
professionаl
obligation
pay
The State also has an
prominence
workload,
professional
or
appointed lawyers
fairly
sums which will
participate
should find time to
in or other-
lawyer,
compensate
top
not at the
rate
support
provisions
legal
wise
servic-
lawyer might charge,
which a
but at a rate
disadvantaged.27
strongly
es to the
We
confiscatory,
considering
which is not
after
urge the continuation of these services.
expenses.
overhead and
The basis of the
attorneys
We believe
would voluntar-
paid
amount to be
for services must not
ily donate their skills and services were
vary
judge;
with each
rather there must be
they
unduly
compulsory
burdened with
ascertaining
statewide basis or scale for
appointments.28 We also believe that Okla-
local,
hourly
lawyers
county,
a reasonable
rate in order to avoid
homa
will form
dis-
trict,
voluntary pools
proscribed special
intra-state
to as-
the enactment of a
law.32
Bar,
Integration
person
competency
26. In re
State
185 Okla.
"4. That if the
whose
(1939).
H63
power
inherent
of this court
to de-
because
Oklahoma
*13
law;
intimately
regulate
so
connected
of
practice
practice
of law was
fine and
the
and
the
of
up
nature,
with
exercise
and bound
the
and the cer-
because of
justice.41
power
of
in the administration
problem
the
tainty
of
reoccurrence
of
Const,
7,
explicit-
4 and 6
art.
The Okla.
compulsory
must
presented,
§§
we
declare the
power of
ly
this Court with the
endows
appointment
providing
of
general
general
and
superintending control
post-appointment
opportunity
to show
administrativе
all
inferior
authority
over
why they
required
cause
should not be
is consti-
in this State.42 The Court
courts
appointment,
provid-
accept
the
or without
power
to control
tutionally vested
the
compen-
ing adequate,
speedy, and certain
this
practice
law in
regulate
the
of
and
representation,
sation for such
an unconsti-
State,43
regulates,
among other
it
and
taking
property.
private
tutional
of
We
moral,
1)
resi-
the
and
things:
educational
adopt guidelines
the
must also
trial
the
qualifications
dential
admission
repre-
in setting
courts to follow
fees for
bar;
2)
taking a bar
necessity
the
of
indigent
defendants
all
sentation
45 3)
examination;
at-
requirement
the
where the
cases
state of Oklahoma
re-
Bar Asso-
torneys belong to the Oklahoma
provide
representation
quired to
such
legal
ciation;46 4)
continuing
mandatory
erratic,
unequal,
the
uncon-
order to avoid
education;47
5)
pro-
the
and
standards
taking of private property which
stitutional
attorneys.48
discipline of
cedures for
might
by
if fees are set
a different
occur
seventy-sev-
in each of
state’s
formula
the
Because
our constitutional
We
our constitution-
relating
managerial
en counties.
find that
responsibilities
respon-
by assuming
met
this
al duties are
of the district
superintending
control
law;
by delegating
than
it to
practice
sibility
because
rather
ad-
of the
courts and
(Okla.
by
Supreme
eligible
Ogden,
for examination
41.
Archer
examination,
1979).
its first
and thereafter
Court at
Supreme Court shall hold examinations
pertinent
provides in
§
42.
art.
Okla. Const.
year
applicants at
each
and at
least twice
part:
may
Supreme
times
such other
as the
jurisdiction
Supreme
original
"... "The
prescribe.”
superintending
general
to a
extend
Court shall
Agen-
and all
control over all inferior courts
cies,
7(a),
App.
art.
§
Title 5 O.S.1981 Ch.
created
and Boards
Commissions
provides:
law...."
“(a)
practice law in
No
shall
pertinent
art.
Okla. Const.
part:
is not an active mem-
State of Oklahoma who
Association,
pro-
except as herein
ber of the
authority
all
general
over
administrative
"...
vided.”
State,
hereby
in the
...
vested
courts in this
Supreme Court ...”
1-B,
App.
Rule
Ch.
47. Title 5
Assoc., 624 P.2d
Tweedy Oklahoma Bar
provides:
(Okla.1981).
attorney subject
pursuant
rules
to these
“Each
attend,
provides:
complete
O.S.1981
44. Title 5
2 herein shall
or
to Rule
attendance, a
Supreme
approved
Oklahoma
substitute for
mini-
Court of the State of
“The
authority
(12)
power
approved
twelve
con-
have exclusive
mum of
hours
shall
year
qualifications
legal
of all
pass upon
tinuing
and fitness
calendar
education each
January
law
applicants
beginning
for admission to
1986.”
Oklahoma,
qualifications of
and the
State of
provides:
are now 48. Title 5 O.S.1981 13
applicants shall be those which
such
prescribed
statutes
may
be hereafter
Supreme
the State of Oklahoma
“The
Court of
Supreme
and the
Oklahoma
rules
authority
power
shall
exclusive
have
Court.”
discipline attorneys
at law
and counselors
granted
permit
practice law
or revoke
provides:
16§
45. Title 5 O.S.1981
attorneys
at law
and counselors
(30)
thirty
days
act takes
after this
"Within
effect,
attorneys and counselors
of conduct of
rules
appli-
Supreme
examine
Court shall
are now
state
such as
at law in this
shall he
appli-
all
admission to the bar and
cants for
prescribed by
the statutes of
hereafter
passed upon
have heretofore been
cants who
and the rules of
Oklahoma
to take the examination
and allowed
shall be
Court.”
of State Bar Examiners
Committee
personnel
ministrative
who are answerable ORIGINAL JURISDICTION ASSUMED
peо-
neither to the constitution nor to the
THE
JUDGMENT OF
TRIAL COURT
ple.
AFFIRMED AS MODIFIED IN
Certainly, the framers
constitution
74,319.
CASE NO.
did not intend to obliterate the due
HARGRAVE, C.J., HODGES,
rights
lawyers in
protect
order to
LAVENDER, ALMA WILSON and
rights
constitutional
defen-
*14
SUMMERS, JJ„ concur.
attorney
dants. An
cannot be forced to
accept
appointment
represent
the
indi-
OPALA, V.C.J.,
part,
concur in
dissent
gent
meaningful
defendants without a
part.
post-appointment opportunity
good
to show
DOOLIN, JJ.,
and
SIMMS
dissent.
why
assignment
cause
unacceptable.
the
by providing
post-ap-
We
believe
WILSON, Justice,
ALMA
concurring
pointment
process hearing,
by
due
and
as-
specially:
suring adequate, speedy,
pay-
and certain
applaud
I
this Court’s extension of Bias
services,
legal
ment for
repre-
the
that the
State,
(Okla.1977)
v.
H65 work, (1) today modifies the extraordinary fense the court codify the statutory cap and reducing hourly applied by in Bias v. court’s оrder trial doctrine circumstances (Okla.1977). State, pay by drawn district P.2d 1269 rate to the level attorneys/public defenders and their assist- chap- is another pronouncement Today’s ants, (2) approves claimed amount struggle across the na- ter out-of-pocket for overhead and appropriate balance be- “to find the tion (3) adopts expenses guidelines for trial obligation legal the ethical tween apply assignments in future courts make services available and profession to counsel. attorneys just compensa- rights of Smith, 242 Stephan ex rel. tion.” State concluding regime that the join (Kan.1987). Kan. assigning lawyers for criminal defense recognize eases “that the historical Recent are work in counties which duty provide from which conditions is tainted a constitu- defender services longer evolved no exists legal *15 free services I recede from the court’s infirmity. tional America.” Id. in modern [sic] gov- design that is to interim institutional tra- changes impaired the Dramatic have legislature sys- ern until the overhauls ap- compensation and method ditional view, my the whole scheme is tem. In represent indigent of counsel to pointment flaw. It by a fatal and incurable affected have witnessed years Recent defendants. responsibility judiciary with the saddles the complexity, specialization, increased in operating defense services 75 coun- defense work. Added costs in criminal properly performed to be ties—a function this, Drugs” fueling a dra- the “War on department. Until the by the executive of criminal increase in the number matic in- professionally legislature establishes already heavily bur- heaped upon cases sys- dependent statewide defender exacerbating system.1 These dened I department, within the executive tem emerging view “that have led to the factors measure, (1) would, stopgap merely as responsibility provide Sixth equalize, on develop guidelines that would right to counsel is Amendment basis, for the Bar’s burden a statewide entire- that is not to be borne responsibility in services those providing defense Although law- private Id. ly by the bar.” (2) upon call the Oklahoma counties obligation provide have an ethical yers called the Bar Association Bar] [hereafter legal obligation indigents, the services for pool qual- service manage a statewide Legisla- up It is to the on the state. rests in criminal as deployment for ified obligation. fulfill that ture to public-service work. mandated well as other Justice, concurring OPALA, Vice Chief dissenting part. in part
in
today that the stat-
pronounces
The court
EXECUTIVE
A
THAT IMPOSES
SYSTEM
scheme,
requires
assignment
which
utory
THE JUDICIAL SER-
UPON
DUTIES
indigent
lawyers represent
defendants
ART.
OKL.
VICE VIOLATES
cases,
in certain
in criminal—and
civil—
CONST.1
infirm, may
unconsti-
facially
not
while
is the constitu-
The threshold issue here
In a
application.
present-day
in its
tutional
judicial
in
placing
propriety
tional
from the
corrective relief
for
proceeding
man-
function of
department
executive
order,
approved two
judge’s
trial
deploy-
for
aging
resources
exceeding
professional
fees in an amount
lawyers’
criminally accused
ment in the defense
criminal de-
statutory maximum rates for
to 400 in the U.S.
During
compares with a rate of 350
point.
this
demonstrates
1. One statistic
Britain,
S.R.,
47 in
in France and
years,
of incarceration has
ten
the rate
the last
World, July
at 1.
Norway. Tulsa
100,000
per
citizens to 407.
increased from
highest
one of the
States now has
The United
figure
nóte 11.
1. See
the world. This
rates in
incarceration
infra
indigent persons.2
pro-
provision
legal
In a series of
for
service is constitu-
against
tionally
imposes
nouncements
еnforceable
infirm.
It
on
states,
im-
Supreme
has
U.S.
responsibility managing pro-
service the
posed
governments
on state
the burden of
necessary
fessional human
resources
providing
indigent
services
deployment
in the executive service of
defense
(a)
charged
a felo-
persons who stand
government
i.e., the
indi-
State
defense of
—
(b)
ny,
prosecutions
in misdemeanor
involv- gent persons.
(c)
juvenile
ing
liberty
loss
with a
principal
judiciary is
function of the
noncompli-
delinquency.3
penalty
preside
adjudicative process
over the
of state
ance is federal invalidation
convic-
proceed-
ensuring
with a view to
that the
legislature’s present-
tions. The Oklahoma
ings are
It does not include
error-free.
day response
mandate consists
U.S.
procuring lawyers
to make the
(1) authorizing public
defender services
Amendment,
legal,
meet 6th
or other
stan-
all, counties,4 (2)
some,
directing
but
dards.7 Defense services the State is con-
judiciary
assign
counsel for
stitutionally
provide
mandated to
are clear-
pro-
criminal and civil
defendants
certain
ly
executive
character.8 The Oklahoma
(3)
ceedings5
establishing a maximum
“superintending control”
Court’s
court-pro-
statutory compensation rate for
Const.,9
Art.
neither
Okl.
cured defense services.6
purely
managerial nor administrative but
legislative
and feder-
obedience
adjudicative
character.10 Its terms will
*16
mandates,
judiciary
the
al constitutional
support
judi-
not
this court’s ukase for the
manpower
has furnished
for defense ser-
ciary’s involuntary assumption manage-
of
(a)
public
no
de-
vices
in counties where
responsibilities
rial
extraneous to the dis-
exists, (b)
system
in all cases where
fender
charge
governmental
of
service.
its
public
disqualifies
a conflict of interest
the
managerial powеr
exercise
(c)
Judicial
of
serving and
in certain
defender from
view,
over the defense service
criminal cases
my
noncriminal cases.
In
the entire
design
clearly
separation-of-powers
offends the
assignment
regime’s institutional
Governor,
typically provided
any
2. Defense services are
the
other executive or
for
1) assigned
programs,
legislative
three methods:
office.
2)
3)
deliv-
defender offices and
contract
Ball,
294,
[Ky.
v.
S.W.2d
Bradshaw
487
299
ery systems.
Project
ABA
on Minimum Stan-
1972],
duty
that "it is the
of the
court notes
Justice,
Relating
Criminal
Standards
dards for
department
criminal
executive
laws,
to enforce the
Services,
Providing
Approved Draft
Defense
duty
legislative depart-
and it is the
1968,
(a).
Commentary
appropriate
ment to
sufficient funds to enforce
they
proper
the laws which
have enacted. The
335,
Wainwright,
v.
372 U.S.
83 S.Ct.
3. Gideon
duty
judiciary,
constitutionally
in the
792,
[1963]; Argersinger
L.Ed.2d
v. Ham-
9
799
sense,
appro-
ideal
is neither to enforce laws nor
2006,
lin,
25,
U.S.
S.Ct.
H69
in one
law,
practitioners
government-op
fundamental
became
conformity
with our
equalization de
licensure, discipline
create an interim
system
erated
of
would
sign integration
came
regulation.25
With
also
providing defense services
lawy
deprivatization
the Bar.26
uniformly
all Oklahoma
Lawyers are
will
of
affect
“integrated”
quasi-public
functionaries27 under
the Su
the Bar was
When
ers.24
preme
regime
rule-structured
1938,
organized into
Court’s
profession
became
license.
lawyers
occupational
All
are
of a state
governmental agency.
holders
single
a
25. Whether
26. The
Sch.
supra;
P.2d
hence
Ford
tions
tive.”
L.Ed. 884
nation
J.,
P.2d
profession
ing
Amendment,
against
tion Court
99
ing
supra note 24.
torial
P.2d 423
um, Okl.,
homa Tax
S.Carol.L.Rev.
unlike
[1986]; Harry
The
period
it to
important
quasi-public
deemed
services.”
the State Bar of
U.S.
the common law’s
[1983]
Court
rated
censed”
Martineau,
the
[Okl.1968]..
Court: Time To
in the
land
[1990];
Naifeh,
Oklahoma,
S.Ct.
Tweedy
dissenting).
equal-protection
Bar of
its
exclusive
32,
Finance Coun. Okla.
-,
v. Board
say
could be
1135, 1148,
serving
professional
Service, Inc.,
our
Davis v.
(independent,
(Opala,
law).
Sharpe,
that of Oklahoma — was
permissible
Personal
clause. McKeever
of
unreasonable or
see also
component
deprivatization
2264, 2271,
35
its own
here
[1967],
732
[1954];
Okl.,
own)
"government
v. Oklahoma Bar
England
of
Keller v. State
[1981];
the common
[1935];
The
Com’n., Okl., 437 P.2d
entity,
no
need not be reached now.
the Oklahoma
Admission
State,
power
R. Carlile Trust Cotton Petrole
J., dissenting);
P.2d
185 Okl.
accomplished by
that the Bar’s
Passman,
S.Ct.
598 P.2d
347 U.S.
contains
Take The Gown Off
"important
improving
Attorney
Tweedy v. Oklahoma Bar
Tax-Roll
interest in
Loan & Finance
Our
n. 48
Oklahoma is at
see State ex rel. State
practitioners.
societies
history. During
In re
Elam v.
Okl.,
for the
438, 443,
Okl.,
was entrusted to the Inns
[1984].
expenditures
component
of
self-governing,
jurisprudence
L.Ed.2d 846
[1987], The latter
admitting
agency,"
Integration
to
730
a built-in anti-discrimi-
659
unreasoned classifica-
As An Officer Of
Bar
law,
Drilling
Corrections,
purpose
that trained students
practice
governmental
"regulating
Workers’
Ass'n, Okl.,
H71
assigned
to associ-
by this court’s
or hired —should be free
rigid
prescribed
nor
too
pro-
specialists
in com-
counsel
They should be formulated
ate with
or other
ukase.
by rules.
promulgated
viding
defense services.35
mittees
speech and
1st Amendment
IV
associational freedoms
OF
PROPOSED SCHEME
DICHOTOM-
condemning
today in
join
I
the court
PRIVATE
IZED COMPENSATION FOR
lawyer’s advertising
competitive
use of a
SERVICES
PRACTITIONERS WHOSE
county
permissible
as a
activity within a
REQUISITIONED
ARE
THE DE-
FOR
legal practitioner’s
gauge for a nonresident
DE-
INDIGENT CRIMINAL
FENSE OF
pool
criminal defense
inclusion into a
for
FENDANTS
county
in a
other than that
assignment
professional
maintains a
lawyers
he or she
which
I
reward
for dis
would
targeted
office. No
should be
charging
public-duty
their
service with
for
assignment
puni-
as a
a criminal
compensation
equals
which
sal
quantum of
defense
exercising his/her
sanction
tive
1st
attorneys/public
the district
aries drawn
any-
to advertise
Amendment
freedom
Rather,
I
and their assistants.
defenders
unthin the state.
where
To sanction dis-
legislative power
restrict
to set rates
would
single
judge
cretion that would enable
no more
lawyers’ public
service work to
lawyers
assignment out-of-county
out for
Bar-prescribed quantum of annu
than the
maximum,36
profession-
their
seek business dehors
who
public-duty
al
Once an indi
impermissibly
would have an
al residence
performed all that
practitioner has
vidual
practitioner’s 1st
chilling
legal
effect on the
permissibly
claimed
may constitute
right
to advertise.33
Amendment
maximum,
beyond
all work
public service
for the
that maximum —whether
benefit
assigned practitioner
allow an
would
in criminal defense or for
the State
right
1st Amendment
exercise his/her
governmental
enti
of some other
handling a
benefit
with other
associate
value
market
its
ty
paid
be
at
public service
defense or other
criminal
fair
—should
.37
volunteer,
Any lawyer
duty.34
—whether
33.
34.
Bar
Amendment. Griswold
479, 483,
freedom to associate
242,
350, 383,
gious
regulation.
609,
810
S.Ct.
clearly outweigh
scrutiny
S.Ct.
L.Ed.2d
whether both
compensation
cation,
ware
[1984];
ation
1923,
[1965];
1215
See Bates v. State
I would save
political,
Assoc.,
[1977],
54
622,
3409,
[1982];
Co.,
and cultural ends is
100 L.Ed.2d
rights engendered by the
431 U.S.
right
L.Ed.2d 164
Roberts
see also
(Buckley
261 [1977].
97 S.Ct.
104 S.Ct.
85 S.Ct.
458 U.S.
reh’g
486
3422-3423, 3435-3436,
social, economic,
to associate
have the
Abood
required public service work
private
from
sector
Lawyers appointed
statutory
compensated at
would be
compensated for all out-of-
must also be
done,
rate;
duty
excess
that
is
but when
who re-
pocket expenses.39 Volunteers
Defense: The Need
dards,
the absence
S.E.2d
see
pointments
A
also
stitute
signed
the court noted
obligation;
Moultrie,
cludes
thus
fair market
be awarded in
in State ex rel.
ments but holds
In DeLisio
437,
when
present.
"a court
represent
taking
cash
rel. Scott v.
Under the Nevada
directed
court
P.2d 719 [1983].
mum fees for
indigent,
Cty., Cal.App.3d
cumstances
construction
nism
the court holds
quired
allowed for
normal work
excess of
parable
563
v.
1985];
tion. ...”
“Private
aged
minority
required,”
required
Maynard,
The terms of
Kirwin,
generally
442-443
[1975],
[Cal.App., 1978]
County
subject
advances for
that allows
established a
"taking”
that
at
to devote
14 S.W.Univ.L.Rev. 389
principles place
to that in the
appointment compelling
"extraordinary
property for which
3
725 F.2d
Jewell v.
See Lueck
816,
an
547,
property
duty-bound
v. Alaska
attorneys’
ALR4A
value of the
uncompеnsated
existed and awarded counsel
of statute or court
also
to 5th
of statute or
Roper,
infra
legislature
383 S.E.2d
which is
[Alaska
statutory
indigent criminal defense work
year
indigent
excess of the
Attorneys
courts take the
attorney appointed to
Stephan
Kendrick,
Fresno v.
841-842
are entitled to
in the constitutional
the court
Family
that "an unreasonable
that a
Art.
found that
more than 10
See also
note
out-of-pocket expenses”.
Maynard,
use without
Amend,
695,
statutory
compensation
shall not be
688 S.W.2d
For
v.
1987],
court-assigned
Superior
services
equal protection and due
2,
(Hopper,
federal court
maximum.
to be "measured
criminal
State,
v.
property appropriated;”
lawyer may
Div.
705-706
to establish a
[1987], the court con-
For
to receive
Superior
536,
court rule
circumstances”
acknowledges
Smith,
Uncompensated
accept
upward
Annot., Validity and
24,
at
protection;
statutory maximum
the court holds
service”
Cal.Rptr.
supra
just compensation
Indigent
scheme,
extraordinary
Trial
99 Nev.
547
are
compensation in
position
Okl. Const.
rule
Court,
just compensa-
J.,
8 [1981].
defendant is
taken or dam-
757,
percent of his
[D.C.Cir.1984],
[1984];
an
court
property and
Ct.
regime
[W.Va.1989],
limit on this
note
n. 2.
up
[3]
fixing
Lawyers v.
authorizing
dissenting);
system and
cases. The
might
sense;
not be re-
Kan.
768 [Mo.
fees
740 P.2d
Criminal
In Jewell
717,
“mecha-
State
that as-
amount
37,
by the
assign-
Fresno
fees in
$1,500
Pirsig
maxi-
Stan-
com-
884-
con-
336,
that
are:
Ap-
669
see
cir-
are
[4]
ex
Randolph,
son v.
And For Co.
vice—when
the court holds
tionally require
proach
There
imbursed
Ill.2d
nard,
out-of-pocket
expenses.
bursement of
N.J.
criminal
charging
on
out-of-pocket
County
Fulton
supra
421,
ber
notes that the
But United States
Roper, supra
tion
Ind.
For
Award,
Wis.
Statute
393,
amounts
rejected
Cir.1965];
compensation;
F.2d
Annot.,
Bd. Prison
550,
9,
Salt
it
v.
[1968
[Wash.
146
County
195
property
(Bradshaw
reject
Under this dichotomized
16
Green,
aрpointed
the basis of Canadian
of the authors cited
of
cf.
[1968]; McNabb v.
Indigent
that a
[1966],
Lake
493,
422-423
170 A.2d
H73
assignments
example
in excess
when
quest
service
Abe Fortas
he sounded
Times”,
trumpet
the Bar-established maximum would be Gideon’s
in “Modern
compensated at the state-authorized rate.
j dissent
SUMMARY
SIMMS, Justice, dissenting:
accordingly direct that the fee-
I would
system
jurispru-
Under our
of criminal
setting judge reconsider the claim on re-
dence,
attorney
a licensed
finds himself in a
conformity my
in
first
mand
views
very unique position.
lawyer
That
is an
determining
if the affected
had
such,
officer of the court. And as
is bound
made,
case,
required
more than their
this
required by
to render service when
his or
public-service
individual annual
contribu-
appointment
represent
her
judge
If the
conclude that the
tion.
should
Alabama,
defendant. Powell v. State of
that mini-
case demanded work
excess of
287 U.S.
53 S.Ct.
H75 hourly rate fixed for cousel. defendants to privately retained the office of premature I think this is prosecutors. coun- appointed true that Although it is unsupported. only Not are we without the statuatory autho- pursuant to sel serves empirical impact data of the of a state-wide of the federal and in furtherance rization suggested by system defenders insuring representa- effective interest *24 defendants, Opala, we are without duty my likewise his is brother of criminal tion establishing it comes to a large, except in that such data when public at not to the hourly lawyers, rate for responsibility state-wide whose way. principal His general entirely different from that of interest of his function the undivided is to serve Indeed, appointed counsel. Ferri v. Acker indispensible element an client. man, supra. performance of his re- of the effective indepen- ability to act sponsibilities is Legislature’s atten- We should direct oppose and to dently of the Government Act' which the tion to the Criminal Justice adversary litigation.” init enacted, Congress of the United States making public a defender a My fear is that “Adequate Represen- 3006A titled U.S.C. § government the executive branch part of of Defendants”. This bill underwent tation serving position places a Rep- the House of scrutiny by careful both Oklahoma, masters, i.e., the State Judiciary two Com- resentatives and the Senate of his conflicting way, the interest See, Ackerman, in a supra, mittee. Ferri v. not, any circum- I would page client. notes 15 and 16 at 100 S.Ct. defender stances, make a state-wide closely parallels the Okla- 3006A Section totally inde- than a system anything other respects. pro- in certain It homa scheme decides, body. legislature If the pendent paid to an caр for a to be vides $3500.00 funding study impact organization after in each attorney or defender undoubtedly would system, such or more felonies are case where one considerable, ready for this state is waiving provision be charged, with a place such a de- system, it should such amounts where it is shown maximum system under the umbrella necessary provide fender fair payment is excess System” Defender approved “The Oklahoma Public payment and the compensation, by Bias, in 1988 the enactment Judge created by the Chief Circuit. preferably, more O.S.Supp.1988, may payment supra, recognizes that excess system as an arm of Judi- compensation maintain the necessary provide Department government. trial by cial order of the only could be done this our Chief Jus- approval judge, with County Bar addressing the Pontotoc provides for a The federal act further tice. case, being appointed they object do not hourly expended time rate for uniform much indigent defendants so magistrate and a uniform court before being adequately they the fact are as to expended out of court. hourly rate for time may or not be compensated. What enactment of a state submit that would might vary from compensation adequate 18 U.S.C. closely paralleling statute guidelines legal mind. If the legal tomind 3006A, simple and direct an- might be a met, however, any attorney are of Bias majori- problems raised swer to the petitioning Bar Associations within opinion in this case. ty extraordinary expenses, making a claim for why the claim should not be no reason I see the solutions emphasize that We should expertise approved. problems are within to these Legislature and proper power amount of majority today ties the not this Court. awarded to counsel fees to be
