State v. LuttersState v. Lutters
Lead Opinion
Opinion
The sole issue presented by this appeal is whether a taxicab falls within the “place of business” exception to the offense of carrying a pistol without a permit contained in
On June 15, 2001, at about 11 p.m., the defendant picked up a customer who, while attempting to rob him, stabbed the defendant in the neck. The defendant removed his handgun from the pack on his waist and shot and killed the assailant. The defendant then drove away from the scene and disconnected his two-way radio, which serves to track the location of his taxicab. Meanwhile, the New Haven police determined that a taxicab from Metro Taxi had been involved in the shoot
The defendant was charged with carrying a pistol without a permit in violation of
With the permission of the trial court, the state filed this appeal. On appeal, the state maintains that the place of business exception of
The issue raised by the state’s claim is one of statutory interpretation, and, therefore, our review is plenary. E.g., Segal v. Segal,
Special rules govern our review of penal statutes. “We have long held that [c]riminal statutes axe not to be read more broadly than their language plainly requires .... Thus, we begin with the proposition that [cjourts must avoid imposing criminal liability where the legislature has not expressly so intended . . . and ambiguities are ordinarily to be resolved in favor of the defendant. ... In other words, penal statutes are to be construed strictly and not extended by implication to create liability which no language of the act purports to create. . . . [T]his does not mean [however] that every criminal statute must be given the narrowest possible meaning in complete disregard of the purpose of the legislature. ... No rule of construction . . . requires that a penal statute be strained and distorted in order to exclude conduct clearly intended to be within its scope—nor does any rule require that the act be given the narrowest meaning. It is sufficient if the words are given their fair meaning in accord with the evident intent of [the legislature]. . . . The rule that terms in a statute are to be assigned their ordinary meaning, unless context dictates otherwise . . . also guides our interpretive inquiry.” (Citations omitted; emphasis in original; internal quotation marks omitted.) State v. Scott,
The state maintains that the trial court failed to consider that term in its proper statutory context and, in
As in all cases of statutory analysis, we begin with the pertinent statutory language.
Consideration of the term “place of business” within the broader context of
Similarly, the provisions of
These six limited exceptions to
Furthermore, “[i]t is a familiar principle of statutory construction that where the same words are used in a statute two or more times they will ordinarily be given the same meaning in each instance.” (Internal quotation marks omitted.) Connecticut Light & Power Co. v. Dept. of Public Utility Control,
Finally, and perhaps most importantly, our reading of the place of business exception of
The defendant contends that the trial court’s interpretation of the place of business exception of
The defendant’s assertion that he would be exempt from prosecution under
First, “[w]e will not impute to the legislature an intent that is not apparent from unambiguous statutory language in the absence of a compelling reason to do so.” Home Ins. Co. v. Aetna Life & Casualty Co.,
The defendant’s argument is contrary to yet another applicable principle of statutory construction, namely, that “specific statutory provisions are presumed to prevail over more general statutory provisions dealing with the same overall subject matter.” (Internal quotation marks omitted.) State v. Andresen,
Moreover, “we have long held that . . . exceptions to statutes are to be strictly construed with doubts
Furthermore, because
In addition to the foregoing problems, the construction of
Finally, the trial court’s construction of
Indeed, under the trial court’s inteipretation of
The defendant asserts that our conclusion today is “contrary to the notion that ambiguities within criminal statutes are ordinarily resolved in favor of the defendant,” and that the rule of lenity compels an outcome of the case in his favor. We disagree. “[T]he touchstone of [the] rule of lenity is statutory ambiguity.” (Internal quotation marks omitted.) State v. Jason B.,
We note, finally, that although we conclude that the legislature did not intend to include taxicabs in the place of business exception of
The judgment is reversed and the case is remanded for further proceedings according to law.
In this opinion BORDEN, NORCOTT and VERTEF-EUILLE, Js., concurred.
Notes
Although
The state appealed from the judgment of the trial court to the Appellate Court, and we transferred the appeal to this court pursuant to
The parties entered into a joint stipulation of facts for purposes of the defendant’s motion to dismiss.
The defendant leased the taxicab from a leasing company with an option to purchase it. In addition, the defendant paid taxes and insurance premiums on the taxicab, was responsible for its repair and maintenance, and paid the registration fee for the taxicab. In light of these and other pertinent stipulated facts, the trial court found, and the parties do not dispute, that the defendant operated the taxicab as an independent contractor and not as an employee of Metro Taxi.
In State v. Vickers,
*204 “(b) The provisions of this section shall not apply to: (1) Any officer charged with the preservation of the public peace while engaged in the pursuit of such officer’s official duties; (2) any security guard having a baton or nightstick in a vehicle while engaged in the pursuit of such guard’s official duties; (3) any person enrolled in and currently attending a martial arts school, with official verification of such enrollment and attendance, or any certified martial arts instructor, having any such martial arts weapon in a vehicle while traveling to or from such school or to or from an authorized event or competition; (4) any person having a BB. gun in a vehicle provided such weapon is unloaded and stored in the trunk of such vehicle or in a locked container other than the glove compartment or console; and (5) any person having a knife, the edged portion of the blade of which is four inches or over in length, in a vehicle if such person is (A) any member of the armed forces of the United States, as defined in section 27-103, or any reserve component thereof, or of the armed forces of this state, as defined in section 27-2, when on duty or going to or from duty, (B) any member of any military organization when on parade or when going to or from any place of assembly, (C) any person while transporting such knife as merchandise or for display at an authorized gun or knife show, (D) any person while lawfully removing such person’s household goods or effects from one place to another, or from one residence to another, (E) any person while actually and peaceably engaged in carrying any such knife from such person’s place of abode or business to a place or person where or by whom such knife is to be repaired, or while actually and peaceably returning to such person’s place of abode or business with such knife after the same has been repaired, (F) any person holding a valid hunting, fishing or trapping license issued pursuant to chapter 490 or any salt water fisherman while having such knife in a vehicle for lawful hunting, fishing or trapping activities, or (G) any person participating in an authorized historic reenactment.”
The trial court initially denied the defendant’s motion to dismiss without prejudice because the stipulation of facts had not indicated whether the state could establish that the defendant had possessed the handgun outside of his taxicab. The state thereafter conceded, however, that it could not prove that the defendant had possessed the handgun at any time when he was outside the taxicab. In light of that concession, the state also acknowledged that it could not proceed against the defendant under the information in view of the trial court’s conclusion that the place of business exception of
Neither the state nor the defendant contends that the language of
The California Court of Appeals made this essential point in rejecting a claim identical to the one raised by the defendant in the present case. In People v. Wooten,
The provisions of
We note that the defendant acknowledged as much at oral argument before this court.
See footnote 13 of this opinion (provisions of
Indeed, under the trial court’s interpretation of
The defendant also claims that the trial court’s interpretation of
The defendant also cites the hazardous nature of the taxicab business as a reason for concluding that the legislature intended to exempt taxicab drivers from the general proscription of
Concurrence Opinion
concurring. Although I regard this as a very close case, I concur in the result reached by the majority. I agree, in particular-, with the conclusion of the majority that the trial court’s interpretation of
I also agree with the majority that the rule of lenity does not apply in this case because, upon an examination of the text of the statute and its relationship to other statutes; see Public Acts 2003, No. 03-154, § 1; it is clear beyond a reasonable doubt that a taxicab does not fall within the “place of business” exception of
The majority relies on Moskal v. United States,
Furthermore, the United States Supreme Court has noted that “the need for fair warning will make it rare that legislative history or statutory policies will support a construction of a statute broader than that clearly warranted by the text . . . .” (Internal quotation marks omitted.) United States v. R. L. C., supra,
Finally, to the extent that I believe that the rule of lenity precludes consideration of extratextual sources to clarify the meaning of a criminal statute, I disagree with the standard of statutory review employed by the majority at the outset of its opinion, which suggests that the court may examine extratextual evidence to resolve ambiguities in a criminal statute prior to applying the rule of lenity.
I concur in the majority opinion in all other respects.
Dissenting Opinion
joins, dissenting. The sole issue in this appeal is whether a taxicab falls within the “place of business” exception of
I
Like the majority, I begin with our well established principles of statutory interpretation in analyzing the
Additionally, this case implicates our rigorous rules of construction regarding criminal statutes. In specific, “[w]e have long held that [c]riminal statutes are not to be read more broadly than their language plainly requires .... Thus, we begin with the proposition that [c]ourts must avoid imposing criminal liability where the legislature has not expressly so intended . . . and ambiguities are ordinarily to be resolved in favor of the defendant. ... In other words, penal statutes are to be construed strictly and not extended by implication to create liability which no language of the act purports to create. . . . [T]his does not mean [however] that every criminal statute must be given the narrowest possible meaning in complete disregard of the purpose of the legislature. ... No rule of construction . . . requires that a penal statute be strained and distorted in order to exclude conduct clearly intended to be within its scope—nor does any rule require that the act be given the narrowest meaning. It is sufficient if the words are given their fair meaning in accord with
Finally, I note the rule of lenity, which applies whenever there is a reasonable doubt as to the scope of a statute. See, e.g., State v. Sostre,
II
The language of the statute itself is the first stop on this journey. In State v. Vickers, supra,
The state relies on this legislative intent to argue that, because the legislature’s goal was to limit the number of firearms in the public sphere carried by persons untrained in their use, a motor vehicle cannot be part of the place of business exception. In determining the issue, the majority endorses much of the state’s reasoning supporting its proposed interpretation. I address those arguments separately.
First, the state points to
The defendant has several responses. First, he recognizes the prohibitions listed in
Indeed, the language used by other states to limit gun possession is far less ambiguous. Our legislature, in drafting
B
The state next argues that the statutory development of
As the defendant points out, there is no legislative history available for the 1935 provisions. Therefore,
The interest of protecting the public at large from the unrestricted possession of guns traveling in the public sphere must be balanced, however, against that of property owners in being able to protect their property. See State v. Vickers, supra,
m
The state next argues that a decision that recognizes a taxicab as a place of business for purposes of an
The courts in New York are split on whether a taxicab constitutes a place of business under the exception in § 265.02 (4) of the New York Penal Laws. Compare People v. Romero, 280 App. Div. 2d 316, 316-17,
The courts in California similarly have been indecisive concerning the question of whether the place of business exception of § 12026 of the California Penal Code applies to taxicabs.
Thereafter, in People v. Wooten,
Finally, I note that the Arkansas Supreme Court decisively has interpreted the exceptions to that state’s statute prohibiting the carrying of a weapon without a permit.
IV
Finally, I return to the rule of lenity. “When the statute in question is one of a criminal nature ... we must refrain from imposing criminal liability [when] the legislature has not expressly so intended. . . . [C]riminal statutes are not to be read more broadly than their language plainly requires and ambiguities are ordinarily to be resolved in favor of the defendant. . . . Finally, unless a contrary interpretation would frustrate an evident legislative intent, criminal statutes are governed by the fundamental principle that such statutes are strictly construed against the state.” (Citations omitted; internal quotation marks omitted.) State v. Davis,
In State v. Harrell,
In State v. Sostre, supra,
Because I have a reasonable doubt about the application of the exemption to the defendant’s taxicab, I agree with the defendant. Indeed, the absence in
Finally, I am not unaware of the hypothetical scenarios that the State threatens will result from this opinion.
Accordingly, I respectfully dissent.
General Statutes § 29-35 , entitled “Carrying of pistol or revolver without permit prohibited. Exceptions,” provides: “(a) No person shall carry any pistol or revolver upon one’s person, except when such person is within the dwelling house or place of business of such person, without a permit to carry the same issued as provided insection 29-28 . The provisions of this subsection shall not apply to the carrying of any pistol or revolver by any parole officer or peace officer of this state, or parole officer or peace officer of any other state while engaged in the pursuit of official duties, or federal marshal or federal law enforcement agent, or to any member of the armed forces of the United States, as defined by section 27-103, or of this state, as defined by section 27-2, when on duty or going to or from duty, or to any member of any military organization when on parade or when going to or from any place of assembly, or to the transportation of pistols or revolvers as merchandise, or to any person transporting any pistol or revolver while contained in the package in which it was originally wrapped at the time of sale and while transporting the same from the place of sale to the purchaser’s residence or place of business, orto any person removing such person’s household goods or effects from one place to another, or to any person while transporting any such pistol or revolver from such person’s place of residence or business to a place or individual where or by whom such pistol or revolver is to be repaired or while returning to such person’s place of residence or business after the same has been repaired, or to any person transporting a pistol or revolver in or through the state for the purpose of taking part in competitions, taking part in formal pistol or revolver training, repairing such pistol or revolver or attending any meeting or exhibition of an organized collectors’ group if such person is a bona fide resident of the United States and is permitted to possess and carry apistol or revolver*225 in the state or subdivision of the United States in which such person resides, or to any person transporting a pistol or revolver to and from a testing range at the request of the issuing authority, or to any person transporting an antique pistol or revolver, as defined in section 29-33. For the purposes of this subsection, ‘formal pistol or revolver training’ means pistol or revolver training at a locally approved or permitted firing range or training facility, and ‘transporting a pistol or revolver’ means transporting a pistol or revolver that is unloaded and, if such pistol or revolver is being transported in a motor vehicle, is not readily accessible or directly accessible from the passenger compartment of the vehicle or, if such pistol or revolver is being transported in a motor vehicle that does not have a compartment separate from the passenger compartment, such pistol or revolver shall be contained in a locked container other than the glove compartment or console. Nothing in this section shall be construed to prohibit the carrying of a pistol or revolver during formal pistol or revolver training or repair.
“(b) The holder of a permit issued pursuant tosection 29-28 shall carry such permit upon one’s person while carrying such pistol or revolver.”Section 29-35 (a) was amended subsequent to June of 2001, the time of the defendant’s alleged offenses, however, the portion of subsection (a) relevant in this case had only three minor technical changes. See Public Acts 2003, No. 03-19, § 68; see also Public Acts 2001, No. 01-130, § 9. For purposes of clarity, I refer herein to the current codification of the statute.
“(b) The provisions of this section shall not apply to: (1) Any officer charged with 1he preservation of the public peace while engaged in the pursuit of such officer’s official duties; (2) any security guard having a baton or nightstick in a vehicle while engaged in the pursuit of such guard’s official duties; (3) any person enrolled in and currently attending a martial arts school, with official verification of such enrollment and attendance, or any certified martial arts instructor, having any such martial arts weapon in a vehicle while traveling to or from such school or to or from an authorized event or competition; (4) any person having a BB. gun in a vehicle provided such weapon is unloaded and stored in the trunk of such vehicle or in a locked container other than the glove compartment or console; and (5) any person having a knife, the edged portion of the blade of which is four inches or over in length, in a vehicle if such person is (A) any member of the armed forces of the United States, as defined in section 27-103, or any reserve component thereof, or of the armed forces of this state, as defined in section 27-2, when on duty or going to or from duty, (B) any member of any military organization when on parade or when going to or from any place of assembly, (C) any person while transporting such knife as merchandise or for display at an authorized gun or knife show, (D) any person while lawfully removing such person’s household goods or effects from one place to another, or from one residence to another, (E) any person while actually and peaceably engaged in carrying any such knife from such person’s place of abode or business to a place or person where or by whom such knife is to be repaired, or while actually and peaceably returning to such person’s place of abode or business with such knife after the same has been repaired, (F) any person*230 holding a valid hunting, fishing or trapping license issued pursuant to chapter 490 or any salt water fisherman while having such knife in a vehicle for lawful hunting, fishing or trapping activities, or (G) any person participating in an authorized historic reenactment”
The majority reasons that it would be nonsensical to view the legislature as permitting a loaded pistol to be freely transported in society while prohibiting less dangerous weapons such as a BB gun, stun gun, brass knuckles, or a nightstick. I suggest that this is the same anomaly permitted by the legislature in its decision to allow a firearm in a motor vehicle when a permit, has been granted pursuant to
The majority also is persuaded that, as a practical matter, the defendant’s proposed reading of the statute would be unworkable. For example, if a taxicab driver left his vehicle to get lunch, he would be required to leave his loaded pistol in the taxicab and the pistol would potentially be accessible to the public at large. This trepidation exists either way this case is resolved. The permit requirement certainly would allow the taxicab driver to remove the gun at any time, but does not guarantee that he will not leave the firearm unattended in the vehicle nonetheless.
The majority also relies on the permit requirement in
Similarly, five other states that have enacted statutes addressed to the carrying of a weapon in a motor vehicle have differentiated between private automobiles and common carriers, thereby providing better guidance. See
Public Act 81-222, § 2, amended
In State v. Vickers, supra,
In the present case, the issue is not whether the statutory exception of
Certainly, it would not be an anomaly in Connecticut to recognize that a building need not be stationary. Indeed, the legislature has chosen to treat stationary structures and motor vehicles identically for purposes of determining whether a burglary has transpired. See
Section 12026 of the California Penal Code provides an exception for weapons kept within one’s “place of residence” or “place of business.” In 1988, the California legislature expanded § 12026 to include an exception for weapons kept “on private property owned or lawfully possessed by the citizen or legal resident.”
According to a study by the United States Department of Labor, Bureau of Labor Statistics, 431 taxicab drivers died from job-related iiquries between 1992 and 1995. Of these fatalities, 338 were homicides. A. Knestaut, “Fatalities and Injuries Among Truck and Taxicab Drivers,” 2 Compensation and Working Conditions 55, 59, table 3 (1997). “Cabdrivers had the highest homicide rate—32 homicides per 100,000—among the occupations most affected by deadly violence. This rate is four times more than that of police officers. Robbery appeared to be the motive in many cases. . . . Several factors help to explain why taxicab drivers are frequent victims of this crime: They work alone, frequently at night, and handle cash. In addition, taxicab drivers tend to work in areas, such as inner cities, with higher crime rates.” Id., 55.
Equally of concern is the hypothetical scenario that could result from the limiting of