535 N.E.2d 664 | Ohio Ct. App. | 1987
These cases came on to be heard upon the appeals from the Court of Common Pleas of Hamilton County.
In December of 1985, the Hamilton County Grand Jury returned a joint, multi-count indictment against, inter alia, defendant-appellant Leonard Lundy ("Lundy") and defendant-appellant Phillip Nixon ("Nixon"). Lundy was charged in the indictment with four counts of aggravated robbery, one count of theft of drugs, two counts of drug abuse, and a single count of trafficking in connection with *164 a series of armed robberies. Nixon was charged with one count of aggravated robbery and one count of theft of drugs for his role in the armed robbery of a pharmacy. Over Nixon's objection, the defendants were tried jointly to a jury. The jury found Nixon guilty on both counts charged, acquitted Lundy of aggravated robbery as charged in the third count of the indictment and convicted him on the remaining counts. The trial court sentenced the defendants as appears of record and entered judgment accordingly.
Lundy and Nixon now bring the instant appeals in which each advances five assignments of error. Although the appeals were filed, briefed and argued separately, we have consolidated them for decisional purposes.
The record reveals that on the third day of trial, counsel for Lundy and Nixon joined in an oral motion for a mistrial on the ground of prosecutorial misconduct. In support of the motion, Donna Watts ("Watts"), a court observer, and Anna Mae Lundy ("Mrs. Lundy"), defendant Lundy's mother, were called to testify out of the presence of the jury. each witness averred that she had observed the prosecuting attorney, while conferring with five witnesses for the state in a courthouse corridor, display a photo array, indicate a numbered photo, and advise the witnesses that the man depicted, Lundy, was in the courtroom and wearing a white sweater.
The trial court, upon its determination that Watts and Mrs. Lundy had raised the spectre of prosecutorial misconduct, held a hearing on the motion. At the hearing, Watts identified the five witnesses, and they were summoned to testify. Four of the five witnesses appeared and denied that the prosecutor had prompted their in-court identification of Lundy. The fifth witness, who was unable to identify Lundy in court, was contacted by telephone and similarly denied pre-testimony prompting. The trial court, finding no prosecutorial misconduct, overruled defense counsel's motion for mistrial.
The state subsequently submitted a motion in limine, seeking to exclude Watts and Mrs. Lundy from testifying at trial and further requesting that they be removed from the courtroom and from the courthouse. Following a hearing on the matter, at which defense counsel expressed their intent to call Watts and Mrs. Lundy to testify to the alleged prosecutorial misconduct, the trial court granted the motion in part. The court noted that the allegation of prosecutorial misconduct had been determined to be unfounded in the proceeding upon defense counsel's motion for mistrial. The court thus concluded that the issue could not be broached at trial, but that the defense was free to call either witness to explore other relevant and admissible matters. The court further determined that an order excluding Watts and Mrs. Lundy from the courtroom was unwarranted when their presence was already prohibited by a standing order for the separation of witnesses. Finally, the court denied the state's request to exclude the witnesses from the courthouse.
Lundy and Nixon assert on appeal that the
We note, as a preliminary matter, the absence of any express provision under the rules or statutes governing procedure or evidence for a motion in limine. However, the trial court's authority to consider a motion in limine may be derived from Evid. R. 611(A), which authorizes the court to control the presentation of evidence. Pursuant thereto, a motion in limine
essentially presents an appeal to the trial court for a cautionary instruction to opposing counsel to avoid error or prejudice by limiting his examination of a witness in a specified area until admissibility is determined by the court outside the presence of the jury. State v. Leslie (1984),
The
Pursuant to Evid. R. 403(A), evidence, although relevant, is not admissible if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues or misleading the jury. The trial court, in granting in part the state's motion in limine, did not, as appellants contend, preclude the presentation of Watts or Mrs. Lundy in their defense. It merely admonished defense counsel that the issue of prosecutorial misconduct had been resolved against them outside the presence of the jury and that inquiry into the issue before the jury would be unduly prejudicial. Thus, the court, in its disposition of the state's motion in limine, effectively made a preliminary ruling outside the presence of the jury that testimony as to alleged prosecutorial misconduct was inadmissible pursuant to Evid. R. 403(A).
In its disposition of the state's motion in limine, the trial court indicated that its ruling did not preclude appellants from calling Watts or Mrs. Lundy to testify to other relevant and admissible matters. Counsel for Nixon expressed an intent to call Watts and Mrs. Lundy for the purpose of challenging the credibility of the witnesses against Nixon. However, neither appellant availed himself of the opportunity. Evid. R. 608(B) provides in relevant part that "[s]pecific instances of the conduct of a witness, for the purpose of attacking * * * his credibility, * * * may not be proved by extrinsic evidence." Thus, the testimony of Watts or Mrs. Lundy was inadmissible for the expressed purpose of attacking witness credibility, and we perceive no prejudice to appellants when neither chose to exercise his option to call the two witnesses for that or any other purpose.1 Accordingly, we overrule appellants' first assignments of error. *166
The guarantees against double jeopardy contained in Section
The Ohio General Assembly has sought to effectuate this aspect of the double jeopardy prohibition in R.C.
"(A) Where the same conduct by defendant can be construed to constitute two or more allied offenses of similar import, the indictment or information may contain counts for all such offenses, but the defendant may be convicted of only one.
"(B) Where the defendant's conduct constitutes two or more offenses of dissimilar import, or where his conduct results in two or more offenses of the same or similar kind committed separately or with a separate animus as to each, the indictment or information may contain counts for all such offenses, and the defendant may be convicted of all of them."
Pursuant to R.C.
Two crimes constitute allied offenses of similar import if the crimes and their elements correspond to such a degree that the commission of one offense constitutes the commission of the other offense. State v. Talley (1985),
The offenses alleged in counts four and five of the indictment arose in connection with the armed robbery of a pharmacy. Count four charged Lundy and Nixon with theft of currency and prescription drugs with a deadly weapon in violation of R.C.
Comparing the statutory elements of aggravated robbery and theft of drugs as charged in the indictment, we find that the offenses are allied and of similar import for purposes of R.C.
Having thus determined that the offenses are allied and of similar import, we advance to the second level of inquiry to determine whether the offenses were committed separately or with a separate animus as to each. We find that they were not.
Both offenses were committed simultaneously and at the same location. Thus, they were neither temporally nor spatially separate acts. We further find that the offenses were identical in their objectives. In each count of the indictment, the pharmacy was the alleged victim. Cf. State v. Simpson (Oct. 27, 1982), Hamilton App. No. C-811018, unreported; State v. Bates
(Sept. 29, 1982), Hamilton App. No. C-810916, unreported (the indictment alleged theft of drugs from a pharmacy and theft of currency from the person of the owner). Count four charged Lundy and Nixon with the theft of currency and unspecified prescription drugs, and count five alleged the theft of a specific dangerous drug. R.C.
To summarize, we find that the offense of aggravated robbery as charged in count four of the indictment and the offense of theft of drugs as charged in count five are allied and of similar import and were committed together and with the same animus as to each. Therefore, pursuant to R.C.
At trial, Lundy testified on his own behalf and denied his culpability for the offenses charged. On cross-examination, the prosecution questioned Lundy about his possession of a social security card, credit cards and a blank check, all of which were issued in the names of other individuals. Lundy denied his possession or knowledge of these items. In rebuttal, the prosecution recalled the arresting police officer, who testified that the cards and check were recovered, along with a handgun and gym bag which previously had been entered into evidence, from the trunk of Lundy's car. Over Lundy's objection, the items were subsequently admitted into evidence.
Evid. R. 608(B) provides in relevant part:
"Specific instances of conduct. Specific instances of the conduct of a witness, for the purpose of attacking or supporting his credibility, other than conviction of crime as provided in Rule 609, may not be proved by extrinsic evidence. They may, however, in the discretion of the court, if clearly probative of truthfulness or untruthfulness, be inquired into on cross-examination of the witness (1) concerning his character for truthfulness or untruthfulness, or (2) concerning the character for truthfulness or untruthfulness of another witness as to which character the witness being cross-examined has testified."
Thus, pursuant to Evid. R. 608(B) (1), specific instances of the conduct of a witness may be inquired into on cross-examination of the witness to impugn his credibility if the trial court, in its discretion, determines that the evidence is clearly probative of the witness's veracity. However, apart from the Evid. R. 609 exception for evidence of certain criminal convictions, extrinsic evidence may not be used to prove specific instances of the conduct of a witness to impeach the witness's credibility.
The state contends that the cards and check, because they were recovered in the search of Lundy's car along with the previously admitted gun and gym bag, were relevant to the charges againt Lundy. Thus, the state asserts, Evid. R. 608(B) is inapplicable to exclude the disputed evidence when it was neither extrinsic nor introduced for the purpose of attacking Lundy's credibility. We find this position to be untenable. Lundy was not charged in the instant indictment with the illegal acquisition or possession of the cards and check. Thus, any evidence in support of such an allegation was extrinsic to the crimes therein charged. Evidence demonstrating Lundy's knowing possession of the cards and check may, however, permit the inference that he came into possession of these items by dishonest means. Thus, the only purpose we can perceive for the state's introduction of these items was to *169 impugn Lundy's credibility. We, therefore, find that Evid. R. 608(B) is directly applicable to Lundy's remonstration.
As we noted supra, Evid. R. 608(B) permits inquiry on cross-examination of a witness into specific instances of his conduct for the purpose of attacking his credibility if the evidence is probative of the witness's veracity. We, therefore, find the prosecution's inquiry on cross-examination of Lundy into his possession of the credit cards and check to be permissible under Evid. R. 608(B). The rule prohibits, however, the introduction of extrinsic evidence to prove specific instances of conduct of a witness to impeach his credibility. The trial court, therefore, acted in contravention of Evid. R. 608(B) by permitting testimony by the arresting officer to Lundy's possession of these items and in admitting the items into evidence.
Evidentiary rulings lie within the broad discretion of the trial court and will form the basis for reversal on appeal only upon an abuse of that discretion which amounts to prejudicial error. Evid. R. 103(A); State v. Graham (1979),
Nixon, in his third assignment of error assails the trial court's denial of his Crim. R. 14 motion for a separate trial and, in the alternative, the court's failure to give a limiting instruction to mitigate the effects of the joinder. We find no merit to this challenge.
Prior to trial, Nixon moved for a separate trial, contending that because Lundy was charged in all eight counts of the indictment while he was charged in only two counts, a joint trial with Lundy would be unduly prejudicial. The trial court overruled Nixon's motion upon its determination that the prejudicial aspects cited by Nixon in support of a separate trial were too speculative.
Crim. R. 8(B) permits the joinder of defendants in the same indictment "if they are alleged to have participated in the same act or transaction or in the same series of acts or transactions constituting an offense or offenses, or in the same course of criminal conduct." Crim. R. 14 offers relief from the joinder of defendants if it appears that the defendant will be thereby prejudiced. A defendant who claims error in a trial court's refusal to allow a separate trial has the burden of affirmatively demonstrating that his rights were actually prejudiced. State v.Torres (1981),
Addressing Nixon's alternative contention, we determine that his *170
challenge to the trial court's failure to admonish the jury to consider separately the charges as alleged against each defendant to be feckless. The record demonstrates that Nixon failed to request such an instruction, see State v. Fanning (1982),
Count one of the indictment charged Lundy and two others,viz., Randy Foster ("Foster") and Owen Ford ("Ford"), with the aggravated robbery of a dry-cleaning establishment. Foster and Ford acknowledged their participation in the crime by means of a guilty plea to the charge, and Ford testified against Lundy at trial.
R.C.
Lundy was convicted of aggravated robbery as charged in count one upon the testimony of two eyewitnesses to the robbery and his co-indictee Ford. The eyewitnesses testified that two men entered the dry-cleaning establishment, wielded handguns, and demanded the contents of the cash drawer which contained the day's lottery receipts. The two men were identified as Lundy's co-indictees, Ford and Foster. Ford testified that Lundy and Foster planned the robbery, that Lundy drove them to and from the establishment, and that Lundy received a percentage of the spoils.
Eliminating from our consideration the testimony of Ford and focusing on that of the two eyewitnesses, we find sufficient corroboration of Ford's account of the criminal act of armed robbery and of Foster and Ford's involvement in the offense. However, apart from Ford's testimony, no evidence was presented below to connect Lundy with the crime or to identify him as a guilty actor. We, therefore, conclude that the state failed to adduce sufficient evidence on count one to satisfy the corroboration requirement of R.C.
Nixon, in his fourth assignment of error, contends that the verdicts of guilty returned by the jury on count four, charging him with aggravated robbery, and count five, charging him with theft of drugs, were contrary to the manifest weight of the evidence. Specifically, he argues that the evidence adduced below was insufficient on the element of identity to support his conviction of the offenses beyond a reasonable doubt. We find no merit to this contention.
As we noted supra, Nixon was charged with aggravated robbery and theft of drugs in connection with the armed robbery of a pharmacy. At trial, a pharmacy employee positively identified Nixon as the man who, in the course of the robbery, ordered him to the floor.
When, as here, testimony is not inherently incredible, "[t]he weight to be given the evidence and the credibility of the witnesses * * * are primarily for the trier of facts." State v.Thomas (1982),
Lundy was charged in counts six and seven with drug abuse in violation of R.C.
In count eight, Lundy was charged with trafficking in drugs in violation of R.C.
Having thus determined that the trial court exceeded its authority in sentencing Lundy on counts six, seven and eight, we sustain that portion of Lundy's fifth assignment of error.
In count five, the appellants were charged with obtaining a dangerous drug by means of a theft offense while having on or about their persons or under their control a deadly weapon, to-wit: a handgun, in violation of R.C.
"No person shall obtain any dangerous drug by * * * committing a theft offense * * * and at the time of such * * * offense * * * have a deadly weapon or dangerous ordnance as defined in section
Thus, count five of the indictment, while referring generally to the section proscribing theft of drugs, in essence alleged a violation of R.C.
The trial court, in its instructions to the jury, set forth the essential elements of the offense of theft of drugs as charged in count five, including the element of possession of a deadly weapon. The jury, in its verdict, found Lundy and Nixon "guilty of THEFT OF DRUGS,
R.C.
"(A) When the presence of one or more additional elements makes an offense one of more serious degree:
"* * *
"(2) A guilty verdict shall state either the degree of the offense of which the offender is found guilty, or that such additional element or elements are present. Otherwise, a guilty verdict constitutes a finding of guilty of the least degree of the offense charged."
Lundy and Nixon assert that the verdict returned on count five constitutes a finding of guilty of the least *173
degree of the offense charged, viz., theft of drugs as proscribed by R.C.
There is no question that the verdict form returned on count five is deficient in that it neither specifies the degree of the offense charged nor sets forth the aggravating element of possession of a deadly weapon. However, to accept the appellants' contention that the verdict thereby constituted a finding of guilty to the least degree of the offense charged would, in this case, be to exalt form over substance.
As we noted supra, the appellants were charged in count five with theft of drugs with a deadly weapon which, in essence, is a violation of R.C.
In light of the considerations set forth above, an additional finding of possession of a deadly weapon would be unnecessarily redundant. We, therefore, find the verdict form for count five to be in substantial compliance with R.C.
We further found, in our disposition of Lundy's fourth assignment of error, that the state failed to adduce sufficient evidence to support his conviction of aggravated robbery as charged in count one of the indictment when the conviction was based solely upon the uncorroborated testimony of *174 an accomplice. We, therefore, reverse the judgment of conviction entered on count one and order that Lundy be discharged with respect to that count.
We held with respect to the first issue presented for review in Lundy's fifth assignment of error, that the trial court exceeded its authority in sentencing Lundy for drug abuse as charged in counts six and seven of the indictment and trafficking as charged in count eight. Accordingly, we remand to the trial court for resentencing on counts six, seven and eight in accordance with this decision.
Finally, we found the balance of the appellants' remonstrations, in which they challenge, in whole or in part, the remaining counts upon which they were convicted, to be untenable. We, therefore, affirm the balance of the judgments entered below.
Judgments affirmed in part, reversed in part and causesremanded.
SHANNON, P.J., DOAN and UTZ, JJ., concur.