State of Vermont v. Percy O. Lund
No. 82-047
Supreme Court of Vermont
February 3, 1984
475 A.2d 1055 | 144 Vt. 171
Present: Billings, C.J., Hill, Underwood, Peck and Gibson, JJ.
Reversed and remanded with leave to the defendant to withdraw plea and leave to the State to amend information to the original charge and for further proceedings.
James D. McKnight, Orange County State‘s Attorney, Chel-
Underwood, J. The defendant was charged with the crimes of driving while under the influence of intoxicating liquor [DUI],
Briefly stated, the facts are as follows. In Orange County, the sheriff‘s office and the local jail are each located in the sheriff‘s residence. On October 25, 1981, the defendant drove to this office in order to furnish bail for a friend. The sheriff observed the defendant drive into the parking lot from Route 113. The defendant drove forward and backed up three times before finally coming to a stop. The parking lot, which is thirty to forty feet wide and one hundred and ten feet long, was empty at the time.
The defendant and his young son entered the building. Once inside, the defendant grabbed the stairway bannister and put his hand on the wall to steady himself. He slowly made his way to the sheriff‘s office, staggering the whole way. When he reached the office the sheriff identified himself. The defendant showed the sheriff $500 and said he was there to bail out a friend. During the exchange, the sheriff smelled a strong odor of alcohol on the defendant‘s breath. He also noticed that the defendant‘s speech was slurred and his eyes were bloodshot.
When the sheriff asked the defendant what he was doing at the jail in his inebriated state, the defendant replied with profanity. The sheriff then told the defendant that he was going
Finally, the sheriff asked the defendant to empty his pockets. The defendant put the $500 bail money on the table. When the sheriff went to pick it up, the defendant attempted to bite his hand and started yelling further obscenities at him. The sheriff at that point decided to put the defendant in the lock-up. In order to do so, he had to drag the struggling defendant into the cell.
At no time did the sheriff, who was certified to operate breath testing equipment, request that the defendant take a breath test, or explain to him that he had the right to have an independent chemical sample taken.
I.
The defendant argues that the sheriff was under a duty to request a breath sample. He maintains that Vermont‘s implied consent law,
A sample of breath shall be taken only by a law enforcement officer who has been certified by the Vermont criminal justice training council to operate the breath testing equipment being employed whenever a state police officer or a law enforcement officer who has been certified by the Vermont criminal justice training council . . . has reasonable grounds to believe that the person was operating . . . any vehicle while under the influence of intoxicating liquor. (Emphasis added.)
The defendant submits that the words “shall” and “whenever” create a mandatory duty on the part of state police officers and law enforcement officers who have the proper certification to request a breath sample when they have reasonable grounds to believe a person was driving while under the influence of intoxicating liquor. We agree.
In order to effectuate this intent, the legislature enacted
A sample of his breath or blood shall be taken whenever a state police officer, chief of police, or a police officer employed full-time by a town, city or incorporated village or sheriff has reasonable grounds to believe that the person was operating . . . any vehicle while under the influence of intoxicating liquor . . . . (Emphasis added.)
The meaning of this statute was plain on its face, and thus there was no need for construction. Rather, the courts were required to follow the statute according to its terms. State v. Lynch, 137 Vt. 607, 409 A.2d 1001 (1979). This Court did so in State v. Welch, 135 Vt. 316, 376 A.2d 351 (1977), where we held: “[T]he mandatory aspect of the word ‘shall’ as used throughout the Implied Consent Law concerns the duties of the investigating police officers. In those situations contemplated by
The 1981 amendment of
In the instant case, the sheriff was properly certified and he had the requisite probable cause. Therefore, his failure to make the required request violated
We hold that a violation of the “duty to request” rule is grounds for automatic reversal, since this is the only way that this Court can effectively carry out the legislative mandate set out in
The absent evidence, the breath test, may have been inculpatory or exculpatory. It will never be known which, because no test was requested. Therefore, a defendant can never show actual prejudice when an officer fails to request a breath test from him. Accordingly, we cannot require such a showing as a prerequisite to reversal. Rather, the fact that the absent evidence might have been favorable to the accused is sufficient for us to hold that the possibility of prejudice exists whenever
We note that this holding places no new burden on law enforcement agents. Section 1202 applies only to officers certified to administer a breath test. Those law enforcement agents not certified by the Vermont Criminal Justice Training Council to administer a breath test do not have an obligation under
In instances where it is impossible for a qualified officer either to make the request of the defendant to give a breath or blood sample, or to secure a breath or blood sample of a DUI suspect, the State should be free to proceed to prosecute the suspect in the same manner as if the defendant had refused to submit to testing, or as if there were no personnel or facilities reasonably available to obtain a sample of the defendant‘s breath or blood. It has long been the policy of this Court to avoid a construction of a statute “that will render the act ineffective or lead to irrational consequences.” Audette v. Greer, 134 Vt. 300, 302, 360 A.2d 66, 68 (1976); State v. Tierney, 138 Vt. 163, 165, 412 A.2d 298, 299 (1980).
The State is not limited to proceeding exclusively under
(a) A person shall not operate, attempt to operate, or be in actual physical control of any vehicle on a highway while:
(1) there is .10 per cent or more by weight of alcohol in his blood, or shown by analysis of his breath or blood . . . .
Under this statute the court will charge the jury that if the admitted evidence of the blood test result is .10 per cent or more by weight, it creates a permissive inference that the defendant was driving while under the influence of intoxicating liquor. If, however, the prosecutor elects to proceed under
(a) A person shall not operate, attempt to operate, or be in actual physical control of any vehicle on a highway while:
(2) under the influence of intoxicating liquor;
he cannot avail himself of the presumption he would be entitled to have raised under a prosecution pursuant to
Finally the State always has the option to proceed under both
II.
The defendant next argues that the State failed to prove the essential elements of disorderly conduct. In this regard, he points out that he was charged with violating
A person who, with intent to cause public inconvenience, or annoyance or recklessly creating a risk thereof:
(1) Engages in fighting or in violent, tumultuous or threatening behavior . . . shall be imprisoned for not more than 60 days or fined not more than $500.00 or both.
The elements of this offense are (1) engaging in tumultuous behavior, and (2) doing so with the intent to cause public inconvenience or annoyance. State v. Pickett, 137 Vt. 336, 339, 403 A.2d 272, 274 (1979). The defendant submits that since the only people present during the incident in question besides himself were the sheriff, the defendant‘s son, and a prisoner in one of the cells, these elements were not met.
The defendant argues that the first element is not met because tumultuous behavior can only occur when a crowd of
With regard to the second element, the defendant repeats his above argument. He maintains that since no members of the public were present, the intent to cause public inconvenience and annoyance was not made out. Once again, the defendant‘s argument is factually flawed. Members of the public were present. Even if this were not so, the defendant‘s argument would fail. Public is defined as a place “open to common or general use.” Webster‘s New International Dictionary at 2005 (1961). A sheriff‘s office, without question, comes within this definition. Contrary to the defendant‘s contention, the word public refers to the place the tumultuous behavior occurred, not who was present at the time.
Reversed as to the charge of driving while intoxicated and judgment of acquittal entered thereon; judgment affirmed as to the charge of disorderly conduct.
Billings, C.J., concurring in part and dissenting in part.
I must dissent from the majority‘s reversal of the defendant‘s DUI conviction. I do not think the legislature, in enacting the implied consent law, intended to eviscerate
If an arresting officer reasonably believes a suspect is intoxicated, but the observable symptoms are few or subtle, then the evidentiary results of a chemical analysis are preferable if
Peck, J., concurring in part and dissenting in part. I concur with the majority view affirming defendant‘s disorderly conduct conviction. I agree as well that the issue raised by defendant in appealing his DUI conviction must be resolved through a proper interpretation of
I am in full accord with the dissent filed by Chief Justice Billings. Nevertheless, I am, perhaps, even more disturbed by the majority opinion and its unfortunate consequences. Accordingly, I feel compelled to set forth at much greater length my own analysis of the true intent and purpose of the legislature in this companion dissent.
The majority finds the meaning of
Before a court relies on the plain meaning rule in construing a statute, it must examine and consider fairly, not just isolated sentences or phrases, but the whole and every part of the stat-
I.
It is appropriate to consider first the purpose of the so-called implied consent law (
In State v. Mastaler, supra, this Court articulated two primary reasons for the legislature‘s 1959 enactment of Vermont‘s implied consent law. First, the “obvious purpose” is that of dealing with the problem of the person who drives a motor vehicle while he is under the influence of intoxicating liquor. Id. at 46, 285 A.2d at 778:
Courts may take judicial notice of the problem . . . of the drunken driver on the highways with its ever increasing toll of injuries and death. . . . One reason for the adoption of those statutes was to promote public safety and welfare and to lessen, so far as possible, the danger to the public from intoxicated persons driving on the highways.
Id. at 47, 285 A.2d at 778 (citation omitted). Second, and in furtherance of the first reason, the law was designed to “encourage the availability of scientific evidence to determine the presence or absence of alcoholic influence in a person‘s body fluids . . . .” Id. at 47, 285 A.2d at 778-79.
There is nothing in the above statements of purpose to suggest, even remotely, any finding of a legislative intent to create a right in a suspect to take a breath test, or a duty on the part of the arresting authority either to request or to offer the test. Moreover, these statements of purpose in Mastaler are consistent with findings of purpose by other courts, having statutes similar to Vermont‘s, which have rejected the duty-to-offer argument. Thus, the Supreme Court of Kansas held:
One of the purposes of the legislature . . . was to augment existing methods of establishing intoxication in criminal prosecutions for driving motor vehicles while under the influence of intoxicating liquors. [The statutes authorizing chemical tests] were enacted in 1955 to assist law enforcement officials in determining whether persons apprehended for driving motor vehicles while under the influence of intoxicating liquor were, in fact, in that condition at the time of their apprehension.
State v. Barry, 183 Kan. 792, 797-98, 332 P.2d 549, 554 (1958) (emphasis added).
The majority evidently anticipated this objection and attempted to bury it by assigning it to legislature intent: “The legislature has spoken, and it is not our job judicially to amend the statute and thereby frustrate the legislative intent.” I think the answer to this argument is obvious: again, it begs the very question to be resolved; it is analogous to defining a word by using the word itself. The fundamental or underlying basis of this dissent is that the legislature has not spoken to produce the result embraced by today‘s holding. It is the majority that is requiring the State to collect evidence for the defendant, not the legislature. It is the majority who frustrates the true legislative purpose. Moreover, the sentence contained in the same paragraph of the majority opinion, that “[t]he State should be just as interested in freeing the innocent as in convicting the guilty,” has a strange ring to it in view of the gross discrimination against certain classes of DUI suspects (discussed hereafter in this opinion) created and condoned by the majority‘s interpretation of
In view of the above, it is my view that the underlying and primary purpose of the implied consent law is as set forth in State v. Mastaler, supra; in short, to augment and strengthen the previously existing legislation against drunk driving, not to qualify or limit it. It is intended to be an additional resource available to the State in its efforts to eliminate drunken drivers and the toll of injuries and death and human suffering that fol-
II.
Turning next to the construction process itself, I am of the view that one of the errors of the majority in its interpretation of
It is true that when a statute is plain and unambiguous on its face there is no need for construction and it must be enforced according to its terms. Riddel v. Department of Employment Security, 140 Vt. 82, 86, 436 A.2d 1086, 1088 (1981). Admittedly, this is so even if the statute seems unfair; the remedy in such instances lies with the legislature, not the courts. Nevertheless, the majority assertion that the meaning of
Section 1202 (a) is ambiguous; patently so. Even accepting, arguendo only, that, standing alone, the one sentence relied on by the majority can be construed to mean what is claimed for it, i.e., that a breath test must be offered, the uncertainty within subdivision (a) lies in the incompatibility of the word “request” on the one hand, which is made implicit by the word “consent,” and the words “offer” or “duty to offer” (a breath test) on the other. In general parlance, and more specifically, within the context of
It would not alleviate this uncertainty to say that the duty is not to offer but to request. Such an argument would be
The implied consent (subject to the right of refusal) imposed by the first sentence of
Thus, construing
The remaining subdivisions of
A further weakness in the majority view lies in its assumption that the legislature intended to discriminate among suspects. I cannot subscribe to any such intent. Thus, under
The decision argues that one of the purposes of
It should be noted also that under
Considering still another aspect of
If breath testing equipment is not reasonably available or if the person is unable to give a sufficient sample of his breath for testing . . . he is deemed to have given his consent to the taking of a sample of his blood for those purposes.
Notwithstanding this provision, there is no language, comparable to that in the same subdivision relating to the breath test (as construed by the majority), imposing a duty or obligation on law enforcement officers to “offer” a blood test when
Finally, there may be many situations in which it will be impossible either to offer or to give a breath test even though there may be a qualified officer involved. For one reason or another, including weather conditions or responsibilities at an accident site, it may not be possible to transport a suspect to a station where the test can be given while it is still timely and meaningful. A suspect may elude pursuit and not be apprehended until much later, when any test, breath or blood, would be meaningless, notwithstanding the fact that the clinical evidence against him may be overwhelming. The majority has effectively deprived the State of much of its power to prosecute for DUI under
III.
An examination of statutes in pari materia is recognized as essential to the construction process when that is conscientiously undertaken.1 I believe the majority may also be faulted for its failure to give any consideration to this rule before deciding that
I have already noted my view that
Considering that
Driving “under the influence,” as a criminal offense, has a long history in this state and throughout the nation. In recognizing DUI as a criminal offense, per se, we have in the past, with the single exception discussed in section VI of this dissent, made no allusion to its being affected, limited, or eliminated by virtue of the more recent chemical tests, breath or blood, and certainly not by virtue of any language in
The meaning of “under the influence” was developed in our cases at a time before the use of chemical tests of any kind. Its relevance has always been to physical manifesta-
tions capable of observation by a witness and reported by testimony. To support a claim of “under the influence” requires observable behavior indicating a loss of full control over the faculties of mind and body . . . . With this a witnessed fact, the measure of that loss is not material, and the violation of that portion of the statute3 is sufficiently established.
It is important for the trial court to see that this charge on “under the influence” be applied only in cases where testimony supports a claim of loss of control of physical and mental faculties, and not where the evidence deals solely with the chemical level of alcohol. But the proposition that the legislature has retreated from the position that it is impermissible to operate a motor vehicle with impaired mental or physical faculties due to alcohol is unacceptable.
State v. Carmody, 140 Vt. 631, 638, 442 A.2d 1292, 1295-96 (1982) (emphasis added).
This language is preceded by a statement rejecting the position of the defendant in that case “based on the statutory enumeration [in
It is difficult to imagine a more definitive recognition by this Court that the offense of driving under the influence, established by clinical observations alone (as described in Carmody), remains, as it always has been, a separate and fully viable alternative basis for prosecution, not impaired, weakened or eliminated by the ambiguities of
In support of its position, the majority points to our dicta in a 1969 case saying that, in enacting the implied consent law, the legislature “expressed its preference” for scientific evidence of intoxication over opinion evidence derived from observation by lay witnesses. McGarry v. Costello, 128 Vt. 234, 240, 260 A.2d 402, 405 (1969). Assuming this to be so, how it is relevant, or provides any support for the proposition that a breath test must be requested (i.e., “offered“) escapes me entirely. Again, it is a non sequitur; the one has no relation to the
The statutory authority to prosecute for being “under the influence” (alone) has been in existence continuously in Vermont since 1906 (see
The provisions of
Finally,
I conclude that the majority has failed to give proper consideration to the statutes standing in pari materia with
IV.
Decisions by courts of other jurisdictions are not, of course, binding on this Court. Nevertheless, I am concerned that the majority has not seen fit to investigate this source of information; it would have proved instructive. As far as I can determine the majority decision isolates this Court as the only one reaching the “mandatory offer” conclusion under state statutes similar to our own. Every state decision discovered, including those cited herein, which considered this question, has expressly rejected the conclusion reached by the majority here.
The Supreme Court of Colorado rejected the right-to-take
The test shall be administered at the direction of the arresting officer having reasonable grounds to believe the person to have been driving a motor vehicle under the influence of, or impaired by, alcohol . . . . (Emphasis added.)
The arresting officer, in the first instance, has the right to invoke the implied consent law by requesting the driver to submit to a chemical test or face revocation of his license. Alternatively, the officer may arrest the driver without invoking the statute and the prosecution thereafter may attempt to establish intoxication by means other than the statutory presumptions. The implied consent law neither requires the arresting officer to request a chemical test nor does it grant the driver an independent right to a test . . . .
People v. Gillett, 629 P.2d 613, 617 (Colo. 1981).
The Supreme Court of Kansas reached the same result under a statute providing that whenever the officer has reasonable grounds to believe that a person was driving under the influence of intoxicating liquor “[t]he test shall be administered at the direction of the arresting officer.” (Emphasis added). The Court held:
We find nothing in the foregoing enactments to evidence legislative intent requiring that the chemical tests therein authorized must be offered, given or refused in every case where an arresting officer apprehends the driver of a motor vehicle on a charge of operating that vehicle while under the influence of intoxicating liquor. Moreover when they are reviewed in their entirety, and examined in the light of the purposes for which they were enacted, along with matters of common knowledge of which we take judicial notice, we are convinced their terms are not to be construed as contemplating or requiring that provisions thereof, authorizing the giving of chemical tests, be re-
garded as mandatory or that the giving of such tests, absent refusal to submit thereto, is prerequisite to a prosecution for, and valid conviction of, the offense of driving a motor vehicle while under the influence of intoxicating liquor . . . .
State v. Barry, supra, at 798, 332 P.2d at 554.
Likewise, the Supreme Judicial Court of Maine held, inter alia, in a short per curiam opinion, that: “Failure to offer a test does not preclude conviction under the statute.” State v. Sawyer, 382 A.2d 1051, 1052 (Me. 1978).
In my view, the interpretation of legislative intent to be found in the decisions of other courts is far better reasoned than the construction promulgated by the majority decision in the instant case. These cases say, in effect, that the implied consent law is intended to provide enforcement officers and prosecutors with an easily administered, reliable means for proving intoxication in DUI cases.
However, this does not mean that the state has to offer a chemical test but only that the state must prove intoxication by other methods (under the statute). Chemical tests are neither necessary nor required to prove intoxication.
People v. Culp, supra, at 78, 537 P.2d at 748 (citations omitted).
V.
The majority suggests that a prosecutor is not precluded from bringing his case under
VI.
The only “authority” relied on by the majority for the conclusion that a breath test must be offered is a short statement appearing in State v. Welch, 135 Vt. 316, 321, 376 A.2d 351, 355 (1977), that
Further, even considered as an interpretation of
In my judgment, Welch provides no authority for the decision of the majority here. It is unfortunate that it has been relied on for that purpose. It is simply wrong regardless of its status as a legitimate precedent, and has led the majority to perpetuate the earlier error by relying on it as support for today‘s decision. Its influence on the majority is manifestly great, but entirely disproportionate to its actual merit.
VII.
The majority continues to pile error on error in holding that
By holding that failure to offer the breath test is reversible error, per se, the majority exacerbates the discriminatory aspects of its decision. Thus, a suspect to whom the breath test must be offered, in accordance with the majority opinion, is entitled to an automatic acquittal if the offer was not made, whereas another suspect to whom the test need not be offered, because he had the misfortune to be processed by an unqualified officer, or for any other reason, must stand the full risks of trial and possible conviction. If a test had been available it might have been as inculpatory or exculpatory as any test actually given another suspect; to quote the majority‘s own words: “It will never be known which,” because the law itself denies him a right and a protection that it grants to others in a more fortunate situation. If this is not unjust discrimination, I must have a serious misunderstanding of these terms.
Finally, the caveat that the failure to offer a breath test entitles a defendant to an automatic acquittal ignores well established rules applicable to cases in which fundamental constitutional rights are not involved.4 The Supreme Court of the United States, and this Court as well, have recognized that even rights guaranteed by the United States Constitution, the most fundamental law of this country, may yield before the totality of the facts and circumstances of a particular case, including overwhelming evidence of guilt, rendering any error “harmless.” United States v. Hasting, 461 U.S. 499, 103 S. Ct. 1974 (1983); Chapman v. California, 386 U.S. 18 (1967); see also Rutz v. Essex Junction Prudential Committee, supra; State v. Patnaude, 140 Vt. 361, 438 A.2d 402 (1981). Today‘s decision ignores and excludes this doctrine from consideration in future cases in which it will have clear application. Holding that the failure to offer a breath test results in an automatic acquittal in all cases regardless of the evidence of guilt is unjustified and incomprehensible; it is not only an unnecessary
The case before us is a classic example of an instance in which simple common sense would lead other courts to apply the “totality” doctrine. Every observable symptom of advanced intoxication was present: odor, speech, grossly aggressive, combative and offensive conduct and language, and the like. Nor is there any doubt that defendant operated a motor vehicle while in that condition. All the elements necessary to prove the offense of “driving under the influence” under
I agree with the Chief Justice that the DUI conviction should be affirmed.
