STATE OF OREGON, Respondent, v. JAMIE DALE LUMPKIN, Appellant.
(91CR0280ST; CA A72934)
Court of Appeals of Oregon
August 24, 1994
petition for review allowed by memorandum opinion October 27, 1994
880 P2d 468 | 129 Or. App. 601
Argued and submitted April 28, 1993; resubmitted In Banc April 6, affirmed August 24, 1994. See 320 Or 315 (1994)
Robert M. Atkinson, Assistant Attorney General, argued the cause for respondent. With him on the brief were Theodore R. Kulongoski, Attorney General, and Virginia L. Linder, Solicitor General.
DEITS, J.
Edmonds, J., concurring.
Durham, J. pro tempore, dissenting.
DEITS, J.
Defendant appeals his conviction, on stipulated facts, for possession of a controlled substance.
On the morning of April 24, 1991, Officer Ludwig responded to a report that a person matching defendant‘s description was attempting to break into a car parked near an elementary school. Ludwig confronted defendant, who was confused and distracted. His eyes darted from side tо side as Ludwig asked him questions about why he had approached the car. He paced around and moved his hands and body in an agitated manner. When defendant was asked for identification, his answers were initially incoherent and nonresponsive; however, he eventually communicated his identity by producing a citation that he had received following a car accident several hours earlier. Because Ludwig‘s observations of defendant caused him to be concerned that defendant would attempt to flee or fight before the initial inquiry was completed, Ludwig asked defendant to place his upper body and hands on the trunk of the patrol car. Ludwig suspected that defendant might be under the influence of controlled substances, but he did not intend to search defendant at that time and did not place him under arrest.
While in this position, defendant continued to act “fidgety.” On two occasions during the questioning, defendant stiffened his arms, arched his back, lifted his torso from the trunk, and placed his hands toward his body out of Ludwig‘s view, contrary to Ludwig‘s express instructions. Concerned that defendant might have been reaching for a weapon, Ludwig did a cursory pat of defendant‘s waist area and then patted the front of his jacket. He felt no bulky item but was concerned that a soft bulge that he felt in a breast pocket might contain a razor blade or a fish hook. Ludwig reached into the pocket to remove the item, which was a small orange and black nylon pouch in which he could see the edge of a clear plastic baggie. Recognizing the clear baggie as a common means of packaging controlled substances, Ludwig removed the cleаr baggie from the pouch and saw that it
After he was taken to the police station for booking, defendant continued to deny any attempt to steal the car.1 He said that he had wrecked his own car several hours earlier, while he was high, and that he had been on his way to the towing company to retrieve his car and drive home to California. Defendant then consented to Ludwig‘s request to search the car at the towing company. During that search, Ludwig discovered and seized more controlled substances.
Defendant filed a motiоn to suppress the seized evidence. The trial court granted the motion in part, suppressing statements made by the defendant after the nylon pouch was found and additional evidence seized by Ludwig at the police station. Defendant appeals that part of the order allowing the use of the evidence seized during the frisk, the search of his person and the later search of his car.
1. Defendant does not challenge the validity of the initial stop.2 He first argues that the officer lacked a reasonable basis for asking him to place his upper body and hands on the trunk of the police car. We are bound by the trial court‘s findings of fact on this issue, which are supported by evidence in the record. State v. Miller, 300 Or 203, 227, 709 P2d 225 (1985). The court found that
“[t]he Defendant‘s eyes darted around from side to side. The Defendant fidgeted his feet. He paced around and he * * * appeared agitated. The officer testified that based upon his experience these symptoms were precursors to a suspect fleeing.”
Because Ludwig reasonably believed that defendant might flee during the inquiry, his request that defendant place his
Defendant next argues that the frisk for weapons was not justified under
At the suppression hearing, Officer Ludwig identified such particularized facts. He testified that he thought that defendant was about to run away from him or was possibly going to fight with him.3 He stated that “there was a strong likelihood” that defendant was under the influence of controlled substances. He also testified that, despite his instructions to defendant to keep his arms spread on the trunk of the car, defendant twice pulled his arms and hands toward his midsection and out of Ludwig‘s view. Ludwig stated that these actions led him to believe that defendant possibly was reaching for a weapon. We conclude that Ludwig‘s belief that defendant was armed and posed an immediate threat to his safety was reasonable under the totality of the circumstances and that he was justified in frisking defendant. The trial court did not err in finding that the frisk was authorized.
Defendant next argues that even if the frisk was justified, the officer exceeded the permissible scope of the frisk. The pertinent statute is
“If, in the course of the frisk, the peace officer feels an object which the peace officer reasonably suspects is a dangerous or deadly weapon, the peace officer may take such action as is reasonably necessary to take possession of the weapon.”
Defendant contends that the statute did not authorize Ludwig to take possession of the object that he felt in defendant‘s pocket because Ludwig did not testify that he reasonably suspected that what he felt, a “soft bulge,” was itself a weapon. The state, on the other hand, argues that the statute should be read to allow the removal of an item felt during an authorized frisk if an officer reasonably suspects, based on specific and articulable facts, that the object contains a dangerous or deadly weapon.
When interpreting a statute, we first look to its text and context. PGE v. Bureau of Labor and Industries, 317 Or 606, 610-11, 859 P2d 1143 (1993). Because either reading of the statute is plausible here, we look to the legislative history to inform our inquiry of the legislative intent. PGE v. Bureau of Labor and Industries, supra, 317 Or at 611-12. The legislative purpose in enacting the stop and frisk statutes was to codify some of the principles set out by the United States Supreme Court in Terry v. Ohio, 393 US 1, 88 S Ct 1868, 20 L Ed 2d 889 (1968). State v. Davis, 295 Or 227, 240 n 17, 666 P2d 802 (1983); see also State v. Valdez, 277 Or 621, 625, 561 P2d 1006 (1977). The Court in Terry held that an officer who reasonably believes that a lawfully stopped person is armed and dangerous may frisk the person to the extent necessary to disсover weapons. The Court emphasized that “reasonableness in all circumstances” is the central inquiry when evaluating the constitutionality of a search. Terry v. Ohio, supra, 392 US at 26. In view of the legislative purpose to codify, at least in part, the principles of Terry, we conclude that if an officer has a reasonable suspicion, based on specific and articulable facts, that an object felt during a frisk contains a dangerous or deadly weapon, the statute allows the officer to take reasonable steps necessary to take possession of the object.4
“Article I, section 9, of the Oregon Constitution does not forbid an officer to take reasonable steps to protect himself or others if, during the course of a lawful encounter with a citizen, the officer develops a reasonable suspicion, based upon specific and articulable facts, that the citizen might pose an immediate threat of serious physical injury to the officer or to others then present.” (Emphasis supplied.)
Accordingly, if an officer is engaged in a lawful encounter with a citizen and develops a reasonable suspicion that the person is potentially dangerous, our review of the officer‘s actions focuses on whether the safety precautions taken were “reasonable under the circumstances as they reasonably appeared at the time.” State v. Bates, supra, 304 Or at 525. We see no reason why the same analysis should not be applied when an officer is engaged in a lawful stop of a citizen under
Similarly, in reviewing the propriety of a search incident to arrest conducted for the arresting officer‘s safety, we focus on the reasonableness of the officer‘s actions in the light of the circumstances. In State v. Baker, 100 Or App 31, 34, 784 P2d 446 (1989), a search of the defendant‘s pocket for the purpose of ensuring officer safety was held to be unreasonable because the circumstances did not suggest that the defendant might be carrying a dangerous weapon that the officer could not detect by a patdown. The arresting officer knew that the defendant had several recent citations and arrests, none of which involved violence, and the defendant cooperаted with the officer throughout the arrest and search. We concluded that the trial court erred in failing to suppress the contents of the defendant‘s pocket. In State v. Boyd, 101 Or App 649, 653, 792 P2d 462 (1990), we applied a similar analysis and concluded that where the arresting officer was not concerned for her safety and did not feel threatened when she felt what she believed to be a metal snuff box in the defendant‘s pocket, she had no legitimate reason to reach into
Under defendant‘s reading of the statute, even if an officer reasonably suspects that a stopped person is armed with a dangerous or deadly weapon and reasonably suspects that an object felt during a frisk contains a dangerous or deadly weapon, the officer may take no action for self-protection. If we were to read
The critical questions here, then, are whether Ludwig had a reasonable suspicion that the object that he felt contained a dangerous or deadly weapon and, if so, whether the steps taken were reasonably necessary to take possession of the object. As noted above, a reasonable suspicion is a belief “that is reasоnable under the totality of the circumstances existing at the time and place the peace officer acts.”
Under the totality of the circumstances, including defendant‘s specific actions and Ludwig‘s subjective belief and specific concerns based on his training and experience, Ludwig reasonably suspected that the object that he felt during the frisk contained a weapon, and that his removal of the pouch from defendant‘s pocket was reasonably necessary. The subsequent searches of defendant‘s person and vehicle thus were valid, and the trial court did not err in denying part of defendant‘s motion to suppress.
Affirmed.
EDMONDS, J., concurring.
The majority and the dissent view this case as being governed by
“Officer Ludwig of the Redmond Police Department was dispatched to the Brown Elementary School, as a result of a report of a person being the Defendant‘s description, * * * attempting to enter the vehicle of [another person]. * * *
“[The officer] confronted the Defendant near the east side of Brown school. Almost immediately the officer noticed that the Defendant seemed confused and distracted. The answers to the officer‘s initial questiоns were not coherent nor responsive. The Defendant at one point appeared to believe he was in Ventura, California, rather than the State of Oregon.
“The Defendant‘s eyes darted around from side to side. The Defendant fidgeted his feet. He paced around and he appeared agitated. He looked wide-eyed and dazed, according to [the officer]. The officer testified that based upon his experience these symptoms were precursors to a suspect fleeing.
“The officer asked certain questions of the Defendant about what he was doing and why he was attempting to get into the car. And the Defendant first told the officer that his girlfriend had given him the keys, and that she had then gone to work. When the officer asked the Defendant where his girlfriend worked, he said, ‘Ventura, California.’ He alsо said that her name was ‘Jamie.’ After some further discussion between the officer and the Defendant, the Defendant then appeared to realize he was in the State of Oregon, not in California.
“The officer asked the Defendant for identification * * * the Defendant pulled out his wallet and attempted to locate identification * * *. The Defendant finally produced a citation from Crook County, and advised the officer that he had been in an accident earlier and had received that citation. It was at this time that the officer realized the Defendant‘s name was Jamie * * *.
“Based upon the officer‘s observations of the Defendant and the officer‘s fear [that] the Defendant would flee, the officer asked the Defendant to place his upper body and hands on the trunk of his patrol vehicle. This was to prevent the Defendant from fleeing while the officer completed his initial inquires. At the time the officer asked the Defendant to place his body and hands on the vehicle, he did not intend
to search the Defendant, and he had not placed the Defendant under arrest. At this time he thought it was possible the Defendant was under the influence of controlled substances. “While the Defendant was leaning against the vehicle trunk, the officer became concerned for his own safety because of the Defendant‘s actions. The Defendant continued to act fidgety. He put his arms — he stiffened his arms, arched his back, lifted his torso from the trunk of the vehicle, and placed his hands toward his body out of the view of Officer Ludwig, contrary to Officer Ludwig‘s expressed instructions to him. The Defendant did this on two occasions. The officer then became conсerned that the Defendant may be attempting to reach a weapon by these movements.
“The officer then patted down the Defendant beginning at the waist area where he found nothing. He next patted the jacket pockets of the Defendant, and in one jacket pocket found a soft — or discovered a soft bulge. The officer was particularly concerned that the Defendant may possess a small weapon which was easily concealed, such as a razor blade or a fish hook, which can be hidden anywhere. Based upon his training and his prior experience, he knew that these could be hidden and used as weapons. And he had previously found razor blades in soft containers on individuals. He did feel no bulky item such as a gun.”
The officer proceeded to seize the item in defendant‘s pocket. The trial court further found:
“The officer removed this soft item from the Defendant‘s pocket. He described it as an orange and black nylon baggie, and it was approximately three inches long by about one and a half inches in diameter. The officer was concerned that it contained a weapon.
“After the officer pulled the baggie out of the Defendant‘s pocket, he noticed that the top was open, and inside he could see the edge of a clear plastic — a small clear plastic baggie. Based upon the officer‘s training and on his experience in arrests in the past, he recognized the small clear plastic baggie as an item commonly used for controlled substance packaging.”
The search of defendant‘s jacket pocket potentially implicatеs
“If, in the course of the frisk, the peace officer feels an object which the peace officer reasonably suspects is a dangerous or deadly weapon, the peace officer may take such
action as is reasonably necessary to take possession of the weapon.”
Here, the trial court did not find that the officer “felt” an object in defendant‘s pocket which he reasonably suspected was a dangerous or deadly weapon. If the legislature intended
So far as I can determine, whether the legislature intended
“These two sections [
ORS 131.615 andORS 131.625 ], as the commentary indicates, are separate grounds for making a stop and then conducting a frisk. They do not set forth a police procedure code which must be followed seriatim to make a search lawful. * * *” (Emphasis supplied.)
In State v. Kurtz, 46 Or App 617, 612 P2d 749, rev den 289 Or 588 (1980), the police executed a search warrant inside a residence. The defendant was discovered in the basement of the house. An officer patted him down for weapons, felt a “large bulky object” in his back pocket and removed a wallet and a notebook to see if there was a weapon concealed in them. There was not, but later, the contents of the notebook were seizеd. There was no evidence that the officer had a subjective belief that what he felt was a weapon, nor were there objective facts to lead the officer to believe that the defendant was armed. The officer did testify that it was his general practice in frisking to remove any item that might conceal a weapon. We held that the statute did not authorize that “scope of [a] frisk.” 46 Or App at 621.
In summary, our decisions have held
The only support in Oregon case law, of which I am aware, for the proposition that
“It is my conclusion that our statute [
ORS 131.625 ] must be applied on its terms and provides the beginning point for an analysis of any stop and frisk situation. It has simply superseded Terry [v. Ohio, 393 US 1, 88 S Ct 1868, 20 L Ed 2d 889 (1968)]. Our statute contains no language authorizing full searches of the person or beyond, nor does it provide for alternative measures, reasonable or otherwise. Rather, the statute confines a reasonable search to an external patting of outer clothing of a lawfully stopped person. * * * [W]here a law exists authorizing a particular search or seizure, and that law is itself constitutional, our task is limited to assessing the legality of police conduct on those terms. And when an officer‘s act exceeds his or her statutory authority we have no occasion to consider whether such conduct conformed with state or federal constitutional requirements.”
I respectfully disagree for four reasons. First, the text and context of
If the text and context of subsection (2) are not dispositive, then we are to turn to the legislative history underlying
Finally, Justice Roberts wrote her opinion before State v. Bates, 304 Or 519, 747 P2d 991 (1987). In Bates the court held that Article I, section 9, does not prohibit an officer from taking reasonable steps to protect himself or others if, during the course of a lawful encounter with a citizen, he develops a reasonable suspicion based on specific and articulable facts that the citizen poses an immediate threat of serious physical injury to the officer. 304 Or at 524. Here, the encounter with defendant was lawful because of the report that the officer had received and defendant‘s actions. Based on all the circumstances, the officer had a reasonable suspicion that defendant posed an immediate threat to him, because defendant refused to obey the officer‘s instructions to keep his hands where the officer could see them, and because he kept reaching for the middle portion of his body which was out of the view of the officer. As the court said in Bates:
“[I]t is not our function to uncharitably second-guess an officer‘s judgment. A police officer in the field frequently must make life-or-death decisions in a matter of seconds. There may be little or no time in which to weigh the magnitude of a potential safety risk against the intrusiveness of protective measures. An officеr must be allowed considerable
latitude to take safety precautions in such situations.” 304 Or at 524.
I would hold that it was reasonable for the officer to investigate those areas toward which defendant had been reaching to determine if they contained weapons. Based on his experience, the officer knew that weapons such as razor blades or fish hooks are often secreted in soft bulges such as the one felt by the officer in defendant‘s jacket. It was not an unreasonable step under the circumstances for the officer to protect his own safety to remove the object making the bulge to determine if it contained a razor blade or fish hook that could be used by defendant against the officer. When the officer undertook that task, evidence that the item contained a controlled substance appeared in plain view, which led to probable cause to seize and search it.
In summary, defendant was lawfully stopped under
DURHAM, J. pro tempore, dissenting.
The issue in this case is whether
“(1) A peace officer may frisk a stopped person for dangerous or deadly weapons if the officer reasonably suspects that the person is armed and presently dangerous to the officеr or other person present.
“(2) If, in the course of the frisk, the peace officer feels an object which the peace officer reasonably suspects is a dangerous or deadly weapon, the peace officer may take such action as is reasonably necessary to take possession of the weapon.” (Emphasis supplied.)
The reasonable suspicion required by
The majority departs from State v. Kurtz and the text of the statute in announcing that officers may remove and examine any object if the
“officer has a reasonable suspicion, based on specific and articulable facts, that an object felt during a frisk contains a
dangerous or deadly weapon * * *.” 129 Or App at 606. (Emphasis supplied.)
Ordinarily, the text and context of a statute is the starting point in our determination of the legislature‘s intent. Pierce v. Allstate Ins. Co., 316 Or 31, 35, 848 P2d 1197 (1993). The text is the best indication of the legislature‘s intent. PGE v. Bureau of Labor and Industries, 317 Or 606, 610, 859 P2d 1143 (1993). In determining the meaning of terms chosen by the legislature, words of common usage that аre not defined in the statute should be given their plain, natural and ordinary meaning. State v. Bea, 318 Or 220, 225, 864 P2d 854 (1993). The court is forbidden to insert into a statute words that it believes were omitted.
Moreover, the majority‘s discussion of
“[A] correlation may be statistically or historically correct, but defendant is an individual, not a statistic. An officer must point to facts related to the individual, not to general statistics, to justify an intrusion of this nature.” State v. Baldwin, 76 Or App 723, 727, 712 P2d 120 (1985), rev den 301 Or 193 (1986).
Ludwig‘s knowledge that soft bulges sometimes contain razor blades or fish hooks, and that those items can be used as weаpons, is not a fact that creates a reasonable suspicion that this soft bulge is, or contains, a weapon.
We have held that
“the evidence shows no ‘specific articulable facts’ * * * to support an objective belief that the bulky object was a dangerous or deadly weapon. * * * If the state‘s position is that in the course of a patdown frisk an officer may remove anything which might conceal any sort of a weapon, that is not what the statute says.” 46 Or App at 620.
That statement controls the outcome here, yet the majority disregards it. The majority does not cite or attempt to
The only specific fact to which the majority points is that defendant twice pulled his hands “in toward his midsection” while stretched out on the trunk of the police car. That fact, even when viewed in the light of the officer‘s training, is not sufficient to demonstrate, in the words of
I dissent.
De Muniz and Leeson, JJ., join in this dissenting opinion.
Notes
“No special rule is proposed as to the seizure or admissibility of things discovered in the course of the search here authorized. Thus, by the general law, any seizable item discovered in a proper search could be seized, and admitted into evidence. If the circumstances did not justify a search, or if the search was mоre extensive than authorized in this Subsection, then the products of such a search would not, of course, be admissible in evidence.” Model Code of Pre-Arraignment Procedure 11 (1975).
For example, if the officer has information that the suspect is carrying a container of a substance that is potentially harmful to the officer, the officer‘s belief that the container is a weapon is reasonable.“The parties do not suggest that the search of the pocket and the soft container, and the seizure of the contents of the container, were authorized by any law other than
Before the trial court, defendant moved to suppress the evidence under
“[Prosecutor] Did you feel any bulky items [when you conducted the pat-down of defendant]?
“[Ludwig] No, I didn‘t; other than a baggie or some sort of a container in his coat pocket.
“Q Did you have any concerns that that may contain some weapon?
“A I did.”
