Lead Opinion
The state appeals from a Court of Appeals decision reversing a trial court order that denied in part defendant’s motion to suppress evidence. As in State v. Heckathorne,
The relevant facts are undisputed. Defendant owned a restaurant and catering service. He kept a television in the restaurant kitchen, and he instructed the restaurant staff not to use the television. Nevertheless, the employees sometimes watched the television
Four days later, without obtaining a warrant, a deputy sheriff watched the videotapes. Most of the videotapes contained recordings of the restroom when it was not in use, or “dead time.” However, interspersed throughout the “dead time” were recordings of women in a state of partial nudity as they used the restroom. The two videotapes labeled “master” contained the same images, but they had been edited to remove the “dead time.” In total, the videotapes contained images of 48 different people.
Defendant was charged with 48 counts of invasion of personal privacy, in violation of ORS 163.700.
The trial court suppressed all the videotapes but one; the court declined to suppress the “master” videotape that Smith initially viewed in the VCR at defendant’s restaurant and then watched with Jones and other employees. The trial court reasoned that the videotapes that defendant’s employees had not previously viewed did not “announce” that those videotapes contained evidence of a crime; the court therefore ordered that those videotapes be suppressed. However, the trial court reasoned that the contents of the “master” videotape had become “apparent” by the time the police had viewed it. Therefore, the trial court concluded that defendant had no remaining privacy interest in the “master” videotape and refused to suppress it. The “master” videotape, which contained recordings of 11 different women using the restroom, was introduced into evidence at defendant’s trial. Based on that evidence, a jury found defendant guilty of 11 counts of invasion of personal privacy.
Defendant appealed, assigning error to the trial court’s failure to suppress the “master” videotape. The Court of Appeals reversed, concluding that the trial court erred, under Article I, section 9, in refusing to suppress the videotape. The court rejected the state’s
“the mere fact that a private third party has knowledge of the contents of something in which a defendant claims a privacy interest — even if that party conveys the information to the police — does not mean that a defendant no longer has ‘the right to be free from intrusive forms of government scrutiny.’ State v. Dixson/Digby,307 Or 195 , 208,766 P2d 1015 (1988). Article I, section 9, does not countenance such a result.”
Id. at 626. In this case, the Court of Appeals observed, defendant did not evince an intent to relinquish his privacy interest in the videotape; rather, a “special effort” on the part of the employees, including violating workplace rules, was required to view the images on the videotape. Id. at 627. Therefore, according to the court, because defendant did not, by his own conduct, abdicate his privacy interest in the videotape, he still retained that interest, even after his employees had viewed the videotape and delivered it to the sheriffs office, and the deputy’s viewing of the videotape without a warrant violated that privacy interest. Id. at 627-28.
As noted, this court allowed the state’s petition for review. On review, the state repeats the arguments that it made to the Court of Appeals.
We begin with first principles. Article I, section 9, of the Oregon Constitution, provides:
“No law shall violate the right of the people to be secure in their persons, houses, papers, and effects, against unreasonable search, or seizure; and no warrant shall issue but upon probable cause, supported by oath, or affirmation, and particularly describing the place to be searched, and the person or thing to be seized.”
That provision protects individuals “against unreasonable search, or seizure,” and it protects both possessory and privacy interests in effects. State v. Owens,
The foregoing principle applies even if the private parties acted unlawfully in conducting the search and seizure that ultimately led to police possession of the evidence. That is, even if defendant’s employees in this case had committed theft (which they did not) when they took the videotape from defendant’s restaurant and delivered it to the sheriffs office,
“The Fourth Amendment gives protection against unlawful searches and seizures, and as shown in the previous cases, its protection applies to governmental action. Its origin and history clearly show that it was intended as a restraint upon the activities of sovereign authority, and was not intended to be a limitation upon other than governmental agencies * * *.
“In the present case the record clearly shows that no official of the Federal Government had anything to do with the wrongful seizure of the petitioner’s property, or any knowledge thereof until several months after the property had been taken from him and was in the possession of [the former employer]. It is manifest that there was no invasion of the security afforded by the Fourth Amendment against unreasonable search and seizure, as whatever wrong was done was the act of individuals in taking the property of another. A portion of the property so taken was turned over to the prosecuting officers of the Federal Government. We assume that petitioner has an unquestionable right of redress against those who illegally and wrongfully took his private property under the circumstances herein disclosed, but with such remedies we are not now concerned.”
No party has suggested that the rule under the Oregon Constitution should be different; given what this court stated in Tucker, we assume the rule is the same. Therefore, because the deputy’s receipt of the videotape (from the private citizens who had taken it) was constitutionally lawful, defendant no longer retained a protected possessory interest in the videotape or privacy interest in its exterior. The only question remaining, then, is whether defendant nonetheless retained a protected privacy interest in what that videotape showed that would be invaded by the deputy’s warrantless viewing of it.
As discussed above, in holding that a warrant was required, the Court of Appeals held that the deputy conducted a “search” of the videotape when he viewed it. As this court stated in State v. Howard /Dawson,
“When * * * the police act without a warrant and no exception to the warrant requirement applies, the question whether the police have violated Article I, section 9, reduces to whether the officers’ acts invaded either a constitutionally protected possessory or privacy interest.”
Put differently, if the police do not invade a protected privacy interest by examining a piece of evidence, a “search” does not occur
As noted, the Court of Appeals held that defendant retained a privacy interest in the videotape, because nothing in his conduct evinced his intent to abdicate that privacy interest, and his employees had to undertake “special efforts,” including violating workplace rules, to view the videotape. Under Article I, section 9, however, the fact that defendant did not evince an intent to relinquish his privacy interest in the videotape is irrelevant to the question whether he retained a protected privacy interest in the videotape or whether a search occurred. Even defendants whose property is lawfully seized under the authority of a warrant may not intend to relinquish their privacy interest in that property. The only relevant question is whether defendant had any right to privacy in the videotape once his employees had viewed it and turned it over to law enforcement.
We have no trouble concluding that he did not. Once private parties have seized a piece of evidence, examined it, and delivered it to a police officer (thereby giving the police officer lawful possession of that evidence for criminal investigatory purposes), the police officer’s subsequent, confirmatory examination of that evidence involves no additional injury to any privacy interest of the property owner; any privacy interest that the property owner once may have had in that piece of evidence is destroyed, at least to the extent of the scope of the private search.
As the state has pointed out in its brief to this court, that is the rule that the federal courts employ in analogous situations under the Fourth Amendment. That rule first was adopted by a majority of the United States Supreme Court in Walter v. United States,
“When an official search is properly authorized— whether by consent or by the issuance of a valid warrant— the scope of the search is limited by the terms of its authorization. * * *
“If a properly authorized official search is limited by the particular terms of its authorization, at least the same kind of strict limitation must be applied to any official use of a private party’s invasion of another person’s privacy. Even though some circumstances — for example, if the results of the private search are in plain view when materials are turned over to the Government — may justify the Government’s re-examination of the materials, surely the Government may not exceed the scope of the private search unless it has the right to make an independent search. In these cases, the private party had not actually viewed the films. Prior to the Government screening one could only draw inferences about what was on the films. The projection of the films was a significant expansion of the search that had been conducted previously by a private party and therefore must be characterized as a separate search. That separate search was not supported by any exigency, or by a warrant even though one could have easily been obtained.”
Walter,
However, the Court later explained the limitations on the Walter rule in United States v. Jacobsen,
When the DEA agent arrived, he looked in the box, saw the slit in the tube that the employees had made, pulled out the plastic bags, opened them, and then performed a field test on the white powder. That test confirmed that the substance was cocaine. Eventually, other agents arrived; they performed a second test, rewrapped the tube, and obtained a warrant to search the defendant’s address, to which the box and tube were supposed to have been delivered. The defendant subsequently was charged with and convicted of possession of a controlled substance with intent to distribute it. In upholding the trial court’s denial of the defendant’s motion to suppress the evidence found in the tube, the Court stated,
“The initial invasions of respondents’ package were occasioned by private action. Those invasions revealed that the package contained only one significant item, a suspicious looking tape tube. Cutting the end of the tube and extracting its contents revealed a suspicious looking plastic bag of white powder. Whether those invasions were accidental or deliberate, and whether they were reasonable or unreasonable, they did not violate the Fourth Amendment because of their private character.
“The additional invasions of respondents’ privacy by the government agent must be tested by the degree to which they exceeded the scope of the private search. * * *
“This standard follows from the analysis applicable when private parties reveal other kinds of private information to the authorities. It is well settled that when an individual reveals private information to another, he assumes the risk that his confidant will reveal that information to the authorities, and if that occurs the Fourth Amendment does not prohibit governmental use of that information. Once frustration of the original expectation of privacy occurs, the Fourth Amendment does not prohibit governmental use of the now nonprivate information^] * * * The Fourth Amendment is implicated only if the authorities use information with respect to which the expectation of privacy has not already been frustrated. In such a case the authorities have not relied on what is in effect a private search, and therefore presumptively violate the Fourth Amendment if they act without a warrant.”
Jacobsen,
We recognize that the foregoing analysis differs from the approach that this court would take under Article I, section 9, to the extent that the question whether a person’s Fourth Amendment right to be free from unreasonable searches and seizures is violated turns on whether the person has a “reasonable expectation” of privacy, rather than a “right” to that privacy as under Article I, section 9. However, that distinction does not render the federal analysis inapposite to the situation before us. Rather, we conclude that a private search frustrates a person’s right to privacy under Oregon’s Constitution exactly to the same extent that it frustrates a person’s expectation of privacy under the federal constitution.
In this case, defendant’s employees seized the videotape, viewed it, handed it over to the deputy, and told him exactly what was on it. (And, as noted, none of that private conduct violated defendant’s Article I, section 9, rights.) At that point, defendant no longer retained a protected possessory or privacy interest in the piece of evidence; those interests were destroyed by the private conduct. That is, defendant no longer had a right to privacy in the videotape. Because the deputy’s act in viewing the videotape invaded neither a possessory interest nor a right to privacy in the images on the videotape that was protected by Article I, section 9, of the Oregon Constitution, that act was not a search and no warrant was required.
The foregoing is consistent with this court’s decision in State v. Munro,
On review, this court reversed the decision of the Court of Appeals. In so doing, the court accepted the state’s concession that the police officers’ viewing of the videotape was a search, but stated that the question before the court was whether the defendant had retained any privacy interest in the videotape (after its seizure and initial examination) that could not lawfully be invaded under the authority of the first, drug-related warrant.
“[T]he warrant lawfully authorized the seizure of the videotape and the invasion of defendant’s privacy interest in its contents. Once the police seized the videotape under the authority of the warrant, any privacy interest that defendant had in the contents of the videotape was destroyed by the authority of the warrant permitting the examination and exhibition of the contents of the videotape. Until such time as defendant regained lawful possession of the videotape, he had no remaining privacy interest in its contents that he could assert.
“The fact that the police did not initially observe any images on the videotape when they initially examined it is of no legal significance. Once they lawfully had seized the videotape, nothing prevented the police from examining the contents of the videotape as often as they deemed necessary. Furthermore, once the videotape was lawfully seized under the authority of the warrant, any images stored on the videotape, no matter how hidden, private, or secret, were no longer protected by Article I, section 9.”
Id. at 552-53.
The Court of Appeals read the foregoing passages from Munro as supporting its contrary conclusion that, because there was no search warrant in this case destroying defendant’s possessory and privacy interest in the videotape, defendant retained a privacy interest in it and a warrant therefore was required to view it. That reading was based on the Court of Appeals’ understanding that the warrant in Munro specifically, and in so many words, authorized not only the seizure of the videotape but also the viewing of it. Luman,
The warrant in Munro provided, “ Nou are hereby commanded to search: * * * For the following described property: * * * videotapes * * ”
The decision of the Court of Appeals is reversed. The judgment of the circuit court is affirmed.
Notes
ORS 163.700 provides, in part:
“(1) Except as provided in ORS 163.702 [pertaining to medical and law enforcement exceptions], a person commits the crime of invasion of personal privacy if:
“(a)(A) The person knowingly makes or records a photograph, motion picture, videotape or other visual recording of another person in a state of nudity without the consent of the person being recorded; and
“(B) At the time the visual recording is made or recorded the person being recorded is in a place and circumstances where the person has a reasonable expectation of personal privacy!.]”
The state does not challenge the trial court’s suppression of the videotapes that the employees had not previously viewed. Because those videotapes are not part of this case, we refer in this opinion to the singular “videotape” that is at issue.
We note that defendant never has argued that the employees acted unlawfully in taking the videotape. It is true that defendant has maintained that his employees took the videotape without his permission or consent and that their delivery of the videotape to the sheriffs office was unauthorized, but it is clear from context that that argument merely was intended to refute the state’s contention that defendant had relinquished his possessory and privacy interest in the videotape; it was not an assertion that the sheriffs office’s possession of the videotape was unlawful.
The court also stated that a “seizure” occurs when government agents significantly interfere with the person’s possessory or ownership interest in the property. Howard/Dawson,
In Howard ¡Dawson, the defendants had thrown incriminating evidence in their garbage, and a police officer made arrangements to have the sanitation company deliver the defendants’ garbage to him after collecting it. The police officer looked through that garbage without obtaining a warrant and used what he found there to support a warrant to search the defendants’ house. The defendants agreed that they did not retain an ownership or possessory interest in their garbage once the sanitation company had picked it up, but argued that they still retained a privacy interest in it, the invasion of which would constitute a “search.” The court stated that, although the defendants may not have expected the sanitation company or anyone else to look through their garbage, their subjective expectations were irrelevant. The court held that the defendants had no protected privacy interest in the garbage once the sanitation company had picked it up.
The Court also held that the field test of the white powder, which had not been conducted by the Federal Express employees and therefore technically exceeded the scope of the private search, was not an unlawful “search” or “seizure” within the meaning of the Fourth Amendment. According to the Court, “[a] chemical test that merely discloses whether or not a particular substance is cocaine does not compromise any legitimate interest in privacy.” Jacobsen,
It follows from the foregoing discussion that defendant’s Fourth Amendment rights also were not violated by the deputy’s viewing of the videotape.
Dissenting Opinion
dissenting.
The videocassette is a constitutionally protected effect, and its contents are the images on the videotape. Those images are not in plain view and can be viewed only by the use of an electronic device. Article I, section 9, of the Oregon Constitution protects a person’s right of privacy in the contents of an effect against unreasonable search and seizure. Today, however, the majority concludes
The majority, relying on Fourth Amendment
Article I, section 9, of the Oregon Constitution provides:
“No law shall violate the right of the people to be secure in their persons, houses, papers, and effects, against unreasonable search, or seizure; and no warrant shall issue but upon probable cause, supported by oath, or affirmation, and particularly describing the place to be searched, and the person or thing to be seized.”
Article I, section 9, protects both possessory and privacy interests in effects. State v. Owens,
That preference has its origins in the constitutional principle of separation of powers and recognizes that a search pursuant to a warrant involves both the executive branch, which conducts the search, and the judicial branch, which decides whether to issue the warrant. By contrast, a war-rantless search is a unilateral act of the executive branch unchecked by judicial oversight. Under Article I, section 9, the rule in Oregon is clear: “warrantless * * * searches * * * are per se unreasonable unless falling within one of the few ‘specifically established and well-delineated exceptions’ to the warrant requirement.” State v. Davis,
The majority emphasizes the fact that the employees told the police “exactly what was on [the videotape.]”
The majority also is confused regarding the extent of the warrant issued in State v. Munro,
“ ‘Persons who possess and distribute marijuana and other controlled substances often keep records pertaining to their illegal narcotic activities. These include records of marijuana values they have packaged and sold, lists of customers and associates, and records of drug payments and debts. Such records are commonly kept at the premises where the controlled substances are processed and sold, are secured in safes, lockboxes, computers, or other secure or concealed locations secreted at the location. This facilitates easy access by the seller while affording protection from unwanted discovery.
“ ‘These records include written and electronically stored business documents, ledgers, address books, computer files and software, telephone toll records, notes, messages, photographs and video films, and encrypted memo-randa indicating drug debts/sales.’ ”
Munro,
“ Nou are hereby commanded to search:
“ ‘For the following described property:
“ ‘[I]tems of identification such as utility bills, mail addressed to the occupants, rent receipts and property ownership papers, financial and personal paper; business records such as ledgers, address books, bank records, travel records, computers and their files and related software, telephone toll records; phone recorders, cellular telephones, electronic pagers, caller identification devices, notes, messages, encrypted memoranda, records of drug sales and debts, photographs and videotapes[.]’ ”
Id. at 548 n 4 (emphasis omitted). The warrant in Munro explicitly provided the authority to view the images on the videotape. The warrant did not, as the majority asserts, provide explicit authority to seize and only implied authority to search. The court explained that
“[o]nce the police seized the videotape under the authority of the warrant, any privacy interest that defendant had in the contents of the videotape was destroyed by the authority of the warrant permitting the examination and exhibition of the contents of the videotape. Until such time as defendant regained lawful possession of the videotape, he had no remaining privacy interest in its contents that he could assert.”
For example, in State v. Keller,
“[wjith no exigent circumstances present [the police] could have easily inventoried ‘one fishing tackle box,’ along with other items in plain view. If they had probable cause to believe a crime was being committed, after seeing the syringes and needles in the open cosmetic case, they could have sought a search warrant from a disinterested magistrate.”
Id. at 625-26.
Here, as in Keller, the fact that the police had possession of the videocassette did not automatically result in defendant’s loss of his privacy interest in the images on the videotape such that the warrant requirement could be dispensed with.
As noted above, this court has concluded numerous times that warrantless searches, unless falling within a few, well-defined exceptions, are per se unreasonable. Davis,
Knowing that the videocassette was given to them by defendant’s employees, and not by defendant himself, the officers could not have reasonably concluded that defendant intended to relinquish his privacy interests in the images on the videotape, nor should this court. See id. at 608 (question to be resolved in such cases is whether a defendant’s statements and conduct demonstrated that he relinquished all constitutionally protected interests in articles of property, so that both warrantless seizure of property and resultant search by police were reasonable under Article I, section 9). Because the images on the videotape were not visible, defendant retained a privacy
In light of the foregoing, I would conclude that the officers conducted a warrantless search when they viewed the images on the “master” videotape, to which no exception to the warrant requirement applied. Thus, I would hold that the trial court erred in declining to suppress the images on that videotape. I respectfully dissent.
The Fourth Amendment provides:
“The right of the people to he secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.”
