Lead Opinion
¶1 This case presents the question of when the confrontation clause requires testimony from lab analysts who conduct forensic tests on evidence. While the United States Supreme Court has grappled with this issue on multiple occasions, a majority of the Court has not adopted a single theory or test. Accordingly, our decision follows the results of recent Supreme Court decisions and proposes a test for expert witnesses that does not conflict with Supreme Court precedent.
¶2 We examine the plain language of the confrontation right: an accused person has a right to confront “the witnesses against him.”
FACTS AND PROCEDURAL HISTORY
¶4 Lui and Boussiacos had a turbulent relationship, marked by mistrust and infidelity. Although they were engaged and living together by the summer of 2000, Boussiacos was uncertain about their marriage plans and she alternated between wearing and not wearing her engagement ring. Boussiacos eventually discovered proof of an affair Lui was having with a married woman, and together the two women trapped him in a lie. Lui was aware that his relationship with Boussiacos was in trouble. He feared that Boussiacos would not return from a trip in mid-2000 and called a friend distraught and crying at the prospect of losing her.
¶5 Boussiacos told her mother that she no longer planned to marry Lui, and in early 2001, Boussiacos made plans to fly to her mother’s home in California. On Friday, February 2, 2001, the night before her flight, Boussiacos dropped off her son from a previous marriage with the boy’s father. Lui told police that Boussiacos returned to the couple’s home at roughly 10:00 p.m., and the couple watched television. According to Lui’s account, Boussiacos pаcked for the trip, changed into her nightgown, and went to bed.
¶6 Boussiacos never arrived in California. Her mother contacted Lui to report her missing the following Monday.
¶7 Boussiacos’s friends and family agreed that she paid close attention to her personal appearance, taking great care with her dress and makeup when she went out. Her ex-husband testified that she routinely spent two hours on makeup, hair, and clothes before leaving the house. But when found, she had little makeup on and she was dressed in black sweatpants, torn underwear, and a white T-shirt. Investigators noted that she was wearing tennis shoes, but the laces were tied oddly, on the far sides of each shoe, suggesting that her killer had dressed her after death. In addition, Boussiacos’s luggage was packed in an unusual manner, containing several empty containers of hair product and makeup, two hair dryers, and a bottle of nail polish remover without any nail polish.
¶8 In 2007, detectives reviewing cold cases contacted and interviewed Lui. The State subsequently charged Lui with second degree murder in the death of Boussiacos. At trial, in addition to the evidence described above, the State presented expert testimony from Chief Medical Examiner Dr. Richard Harruff and DNA expert Gina Pineda. Harruff’s testimony related to Boussiacos’s autopsy. While Harruff personally reviews the reports for each of the 1,300 autopsies that his office processes each year, the actual autopsy had been performed by Associate Medical Examiner Dr. Kathy Raven. Harruff was not present for the autopsy, and while he believed that he saw the body after the procedure, he could not be sure. However, Harruff did
¶9 Harruff testified that the body’s temperature at the scene was measured at 38.4 degrees Fahrenheit and that the ambient temperature was 30.5 degrees Fahrenheit. He did not take these measurements himself. Rather, Raven took the temperature measurements and recorded them in personal notes that were not part of the autopsy report but were later obtained in discovery. Based on these two temperature data points, Harruff testified to his opinion that although it was “extremely difficult” to fix an exact time of death, death was possible at any time between the second and seventh of February. 10 Report of Proceedings (RP) at 1354-56, 1398-99.
¶10 Harruff also testified to the conclusions of a toxicology report prepared by analyst Martin Hughes of the Washington State Toxicology Laboratory. Harruff did not perform this test personally or supervise it, and he did not offer his professional opinion about the testing methodology. Instead, he recited the report’s conclusion that no drugs, alcohol, or nicotine were found in Boussiacos’s system.
¶11 The Washington State Patrol Crime Laboratory sent DNA samples obtained from the crime scene to two outside DNA laboratories: Orchid Cellmark and Reliagene Tech
¶12 Pineda did not personally participate in or observe the tests, noting that since assuming her director role, she had “stepped away from the lab,” although she did use the electronic data produced during the testing process to create a DNA profile that reflected “[her] own interpretation and [her] own conclusions . ...” 12 RP at 1484, 1507. She offered a document summarizing the test results, which the trial court admitted solely for illustrative purposes, ruling that Pineda could refer to it during her presentation but that it would not go back to the jury room. State Ex. 136. Pineda testified that based on the results of these tests, she could not eliminate Lui or Lui’s son as a major donor of the male DNA found on the shoelaces. Nor could Boussiacos’s ex-husband be eliminated as a donor. The lab’s testing was unable to detect a male profile from the vaginal swab extract. However, Lui or Lui’s son could not be eliminated as a donor of the DNA found in the vaginal wash.
¶13 Lui objected to Harruff’s and Pineda’s testimony on hearsay and confrontation grounds. The trial court rejected his hearsay argument because ER 703 allows experts to rely on hearsay in forming their opinions. It concluded that there was no confrontation violation because Harruff and Pineda were available for cross-examination. A jury found Lui guilty as charged, and the trial court imposed a standard-range sentence of 200 months of confinement.
¶14 Lui appealed, and the Court of Appeals affirmed in a published opinion. State v. Lui,
¶15 We accepted review and heard oral argument, but before issuing a decision, we granted the State’s motion to file supplemental briefs addressing Bullcoming v. New Mexico,_U.S._,
ANALYSIS
¶16 As an initial matter, we must decide whether to analyze Lui’s claims solely under the Sixth Amendment to the United States Constitution or separately under article I, section 22 of the Washington Constitution.
I. Article I, Section 22
¶17 Article I, section 22 of the Washington Constitution provides that “[i]n criminal prosecutions the accused shall have the right... to meet the witnesses against him face to face . . . . ” While Lui relies primarily on the Sixth Amendment, he raises article I, section 22 as an alternate ground for relief in the event the court concludes his federal confrontation clause rights were not violated.
¶18 We consider six nonexclusive criteria when determining whether a provision of our state constitution should
¶19 This court has concluded that article I, section 22 merits an independent analysis as to both the manner and the scope of the confrontation right. State v. Pugh,
¶20 The text of article I, section 22 does not compel a result different from that under the Sixth Amendment. Both the Sixth Amendment and article I, section 22 protect a variety of criminal procedural rights; the relevant right is phrased in the federal constitution as the right “to be confronted with the witnesses against him,” while the state constitution uses the language “to meet the witnesses against him face to face .... ” U.S. Const, amend. VI; Const. art. I, § 22. On the face of these provisions, article I, section 22 is unique in that it uses the language “face to face” where the Sixth Amendment does not. However, in State v. Foster,
¶22 Our prior interpretations of article I, section 22 similarly do not compel a particular result. We have consistently rejected arguments that the state confrontation clause provides greater protection than the federal confrontation clause. See Pugh,
¶23 Finally, Lui does not brief the current implications of recognizing or not recognizing an expanded confrontation interest under the Washington Constitution, other than that judges and litigants will benefit from knowing which witnesses will appear at trial. But the interest in knowing which witnesses will appear at trial, as well as the consti
¶24 Neither the constitutional text, the historical treatment of the confrontation right, nor the current implications of adopting a broader confrontation right support an independent reading of article I, section 22 in this case. Accordingly, we analyze Lui’s claim solely under the federal confrontation clause.
II. Confrontation Clause
¶25 United States Supreme Court case law on the confrontation clause is somewhat fragmented and does not provide a controlling rule for cases like Lui’s that involve expert witnesses. As we explain below, in the case of nonexpert witnesses, a majority of the Supreme Court has settled on the primary purpose test as the controlling confrontation clause rule. But in the case of expert witnesses, the members of the Court are divided into two groups of four justices each, with Justice Thomas voting independently based on his unique interpretation of the confrontation clause. In the absence of an authoritative Supreme Court majority rule, we must rely on the plain language of the confrontation clause: an accused person has a right to confront “the witnesses against him.”
A. Supreme Court Confrontation Clause Jurisprudence — A Core Rule, and Uncertainty on the Periphery
¶26 Before 2004, confrontation clause jurisprudencе was governed by the indicia of reliability test. See Ohio v. Roberts,
¶27 The six cases naturally divide into two sets of three decisions. In Crawford, Davis, and Bryant, the Court dealt with conventional, nonexpert witnesses who had witnessed or had been the victims of the subject crimes. Crawford,
1. The Core Rule: Conventional Witnesses
¶29 In Crawford, the defendant’s wife told the police that the victim had been unarmed and the prosecution introduced her statements without calling her to the stand.
¶30 The Court revisited and refined its definition of “testimonial” statements in Davis,
¶31 In Davis, the Court held that whether a statement was testimonial depended on the declarant’s purpose in making the statement. The Court held that the statements of Davis’s former girlfriend had been made “to enable police assistance to meet an ongoing emergency.” Id. at 822. The Court held that a statement is testimonial when “the primary purpose of the interrogation is to establish or prove past events potentially relevant to later criminal prosecution.” Id. That is, a statement is “testimonial” if it is “solely directed at establishing the facts of a past crime, in order to identify (or provide evidence to convict) the perpetrator.” Id. at 826. Under this analysis, the ex parte statements were properly admitted in Davis’s case and improperly admitted in Hammon’s case. Id. at 834.
¶32 Justice Thomas disagreed, dissenting on the ground that testimony must necessarily bear “some degree of solemnity.” Id. at 836 (Thomas, J., concurring in part and dissenting in part). Therefore, affidavits, depositions, prior testimony, and other statements obtained through a “formalized process” fell within the scope of the confrontation clause, but an informal talk with the police would not. Id. at 836-37. For that reason, Thomas argued, the statements in both Davis’s and Hammon’s cases were admissible. Id. at 834.
¶33 The Crawford consensus began to unravel in Bryant,
¶34 Justice Scalia dissented, arguing that the primary purpose of the statements was to provide evidence against the defendant. From the declarant’s perspective, the emergency had already ended. Id. at 1171 (Scalia, J., dissenting). Therefore, “his statements had little value except to ensure the arrest and eventual prosecution of Richard Bryant.” Id. at 1170. Justice Ginsburg also dissented, agreeing in full with Justice Scalia’s analysis. Id. at 1176-77 (Ginsburg, J., dissenting).
¶35 Justice Thomas again broke from the primary-purpose test altogether. In concurrence, he argued that the test should be whether the statements were formal and solemn. Id. at 1167 (Thomas, J., concurring).
2. Scientific Evidence: Three Perspectives
¶36 In the next three decisions, the justices divided into three camps as the Court turned from examining statements by conventional witnesses to examining laboratory analysis reports. In Melendez-Diaz,
¶37 Justice Thomas wrote separately to reaffirm that his support for the majority was conditioned on the formal nature of the affidavits at issue. Id. at 329-30 (Thomas, J., concurring).
¶38 Justice Kennedy, joined by Chief Justice Roberts and Justices Breyer and Alito, dissented on the ground that laboratory analysts were not “ ‘witnesses against’ ” a defendant, as they did not bear “personal knowledge of some aspect of the defendant’s guilt.” Id. at 343-44 (Kennedy, J., dissenting). Justice Kennedy offered three distinctions between laboratory analysts and conventional witnesses: “a conventional witness recalls events observed in the past, while an analyst’s report contains near-contemporaneous observations of the test”; “an analyst observes neither the crime nor any human action related to it”; and “laboratory tests are conducted according to scientific protocols; they are not dependent upon or controlled by interrogation of any sort.” Id. at 345-46.
¶39 In Bullcoming,
¶40 Justice Sotomayor wrote separately to emphasize the limited reach of Bullcoming, articulating the factual limits of the case: the sole purpose of the certificate was to be introduced into evidence; the witness who testified at trial was not a “supervisor, reviewer, or someone else with a personal, albeit limited, connection to the scientific test at issue”; the testifying witness did not give “his independent opinion about underlying testimonial reports that were not themselves admitted into evidence”; and the document introduced by the State was not limited to “only machine-generated results.” Id. at 2722 (Sotomayor, J., concurring). Chief Justice Roberts and Justices Kennedy, Breyer, and Alito again dissented, arguing that the report was “impartial” and “prepared by experienced technicians in laboratories that follow professional norms and scientific protocols.” Id. at 2726 (Kennedy, J., dissenting).
¶42 The four justices who had voted together in Bull-coming — Justices Scalia, Ginsburg, Sotomayor, and Kagan— again voted together in Williams. This time Justice Kagan wrote for the four justices. Justice Kagan saw nothing wrong with the expert witness’s testimony that two DNA profiles matched each other, for this was “a straightforward application” of her expertise. Id. at 2270 (Kagan, J., dissenting). Rather, the Court split on the provenance of the victim’s DNA profile, that is, whether the expert affirmed that one of the profiles she was comparing had actually
¶43 As in Melendez-Diaz and Bullcoming, Justice Thomas provided the decisive fifth vote, but in Williams he concluded that the DNA lab reports lacked sufficient formality or solemnity to be considered testimonial. Id. at 2260-61 (Thomas, J., concurring in judgment). And none of these three cases provide a single clear rule because Justice Thomas provided the fifth critical vote in all three cases based on his individual theory that evidence is testimonial only if it bears indicia of formality and solemnity.
¶44 The dissent accuses us of counting perspectives and camps rather than signatures. Dissent at 500. However, counting signatures ignores the fact that a majority of the Court has never agreed on a test for expert witnesses, making it very difficult for courts to effectively follow. Four justices joined an opinion holding that the confrontation clause does not apply to expert witnesses when expressing their own conclusions, four justices attached no importance to the fact that evidence came in through an expert witness, and one justice focused on the solemnity of the evidence relied on by an expert witness. Williams,
¶45 In addition to there being no clear reasoning for expert witnesses, no ruling of the Court is directly on point here. In three important ways, this case brings us into uncharted constitutional territory. First, Melendez-Diaz did not reach back to encompass every factual predicate behind an expert witness’s findings. The confrontation clause does not demand the live testimony of “anyone whose testimony may be relevant in establishing the chain of custody, authenticity of the sample, or accuracy of the testing device .... ” Melendez-Diaz,
¶46 In the absence of binding Supreme Court precedent for a rule, we now turn to the plain language of the confrontation right. By its own terms, the confrontation right applies only to “the witnesses against [the defendant] .”
¶47 The act of imparting factual information to the court is the sine qua non of a witness. Crawford tells us that a “witness” is a person who “ ‘bear[s] testimony’ ” and that “testimony” is “ ‘[a] solemn declaration or affirmation made for the purpose of establishing or proving some fact.’ ”
¶48 Justice Kagan pointed out in her dissent in Williams that cross-examining a witness could be valuable in order to reveal erroneous lab work.
¶49 In other words, merely laying hands on evidence, DNA or otherwise, does not a “witness” make — something more is required. In Melendez-Diaz, an analyst became a witness by preparing a statement affirming that a substance was cocaine. Id. at 311. In Bullcoming, an analyst became a witness by giving live testimony that the defendant’s blood alcohol level was 0.21.
¶50 Not everyone who makes some affirmation of fact to the tribunal will fall under the confrontation clause. The word “against” implies some adversarial element— some capacity to inculpate the defendant.
¶51 Reading the words “witness” and “against” together, in the context of Supreme Court hints and the reasoned practices of other jurisdictions, gives us a working rule. If the declarant makes a factual statement to the tribunal, then he or she is a witness. If the witness’s statements help to identify or inculpate the defendant, then the witness is a “witness against” the defendant.
¶52 The dissent misunderstands our rule and holding and misstates Supreme Court precedent. This is evident in six ways.
¶53 First, the dissent misstates the effect of this opinion, fretting that we have concluded that “laboratory reports are not testimonial” and that “a supervisor can recite the testimony of a subordinate.” Dissent at 498. On the contrary, our holding reaches only so far as expert witnesses and identifies when the confrontation clause is satisfied by their cross-examination. Today’s opinion does not allow laboratory reports to be admitted into evidence
¶54 Second, the dissent must acknowledge that the United States Supreme Court would reach the same result as this opinion under these facts. The result in Williams was that a forensic specialist was permitted to rely on an outside laboratory’s DNA profile when testifying that it matched a sample of the defendant’s blood without violating the defendant’s confrontation rights. See Williams,
¶55 Third, the dissent misleadingly claims that the United States Supreme Court rejected our test on multiple occasions. Dissent at 502-03. The holdings the dissent relies on do not conflict with, or preclude, our test. In Crawford, the Court held that playing a spouse’s tape-recorded statements during her husband’s criminal trial violated his confrontation rights when he was not given an opportunity to cross-examine her.
¶56 Fourth, contrary to the claims of the dissent, we agree that if DNA evidence, or other scientific or technical evidence, is used against a defendant in court, the confrontation clause is implicated. The cases cited by the dissent that discuss “neutral” witnesses do so in response to arguments that a witness is exempt from the confrontation clause when the statements are not used against the defendant.
¶57 Fifth, the dissent insists that we are wishing away Melendez-Diaz and Bullcoming. Dissent at 503. In fact, we too recognize the holdings of these cases. However, there are distinctions between the facts and legal holdings in those cases and the case before us today. The dissent fails to grasp these distinctions. The Supreme Court has never clearly set forth the confrontation clause requirements for when an expert witness relies on the work of others to arrive at his' or her own conclusion.
¶58 Sixth, the dissent attaches great importance to Melendez-Diaz and the fact that Justice Thomas signed the majority opinion. But the dissent ignores the fact that Justice Thomas also concurred, spelling out his reason for concurring — the documents admitted in Melendez-Diaz possessed the requisite indicia of formality. In any event, the holding in the Melendez-Diaz opinion was narrower than the dissent would have us believe. After discussing various forms of “ ‘core class’ ” testimony, the Melendez-Diaz majority concluded that there was “little doubt that the documents at issue [fell] within the ‘core class of testimonial statements’ thus described.”
C. DNA Evidence
¶60 Lui argues that the State violated the confrontation clause when it introduced DNA evidence through a supervisor, Pineda, rather than the analysts who physically conducted the DNA testing. If Pineda had relayed the observations or memory of conventional witnesses, then Lui would be correct. But DNA evidence differs in several important ways from the testimony of conventional witnesses. As we explain below, the DNA testing process does not become inculpatory and invoke the confrontation clause until the final step, where a human analyst must use his or her expertise to interpret the machine readings and create a profile. Pineda used her expertise to create a factual profile that incriminated Lui, and therefore Pineda was the appropriate witness to introduce the DNA evidence.
1. Background — The DNA Testing Process
¶61 For the first step in DNA analysis, the analyst takes a sample from the evidence recovered from the crime scene. For example, here, an analyst took a clipping from Boussiacos’s shoelaces for further analysis. In no sense does an analyst become a “witness” by extracting a sample for testing; the act is not testimonial because no statement has been made yet. This preliminary step in the analysis is essentially part of the chain of custody: an error at this stage goes to its weight and not its admissibility. See Melendez-Diaz,
¶63 Third, the analyst measures the amount of DNA recovered in the second step and replicates the DNA through a process called polymerase chain reaction, which a witness in this case described as “chemically photocopying the 13 different areas of DNA . ...” 9 RP at 1155. This is done in order to amplify a small amount of DNA to a level more amenable to testing. The process does not create new information, but only replicates already-existing DNA information. See State v. Parker,
¶64 Fourth, once the DNA has been replicated and amplified, it is processed by a capillary electrophoresis instrument. The machine passes the DNA through a gel matrix that filters particles by size, slowing down larger particles more than smaller ones. With the particles filtered by the gel matrix, a light beam can capture the fluorescent markings on the DNA and identify peaks and repeats in the makeup of the DNA. This step is fully automated; like the gas chromatograph that Justice Sotomayor discussed in the concurrence in Bullcoming, it is not testimonial and does not invoke the confrontation clause.
¶65 Finally, the machine outputs an electropherogram, or a plot of the peaks and valleys in the DNA. Only here
2. Application of Confrontation Clause Test
¶66 The necessary inculpatory element enters the equation once an expert compares the DNA profiles. Done on the stand in open court, this comparison is permissible as a “straightforward application of [the analyst]’s expertise.” Williams,
¶67 Accordingly, the only “witness against” the defendant in the course of the DNA testing process is the final analyst who examines the machine-generated data, creates a DNA profile, and makes a determination that the defendant’s profile matches some other profile. Absent that expert analysis, we are left with an abstract graph or set of numbers that has no bearing on the trial. Pineda was not a surrogate witness whose only purpose was to act as a channel for the DNA profile to enter into evidence. If she was, then the prosecution would hardly be served, or the defendant identified, by a page of meaningless “gobbledygook.” 12 RP at 1538. Rather, Pineda examined the electropherogram and made the determination that Lui could not be excluded as a possible DNA donor.
¶68 The dissent argues that the jury saw reports prepared by other case analysts who were never subject to cross-examination. Dissent at 512-13. It relies on Pineda’s testimony that Hunan Nasir interpreted the results of samples and wrote the reports. 12 RP at 1552. The dissent ignores Pineda’s testimony that she prepared the exhibit to use with her testimony. Id. at 1497-98; see State Ex. 136 (admitted for illustrative purposes only and did not go to the jury room). Pineda also testified that she came to her own results. 12 RP at 1507. She did not simply rely on the conclusions made by Nasir. Id. She looked at the electronic
¶69 In looking to the ultimate expert analysis, and not the lab wоrk that leads into that analysis, we follow the Court in distinguishing between a person who attests to some fact and a person who aids an expert witness in reaching an attestation of fact: Melendez-Diaz stressed that live testimony is not required if it merely helps to establish “the chain of custody, authenticity of the sample, or accuracy of the testing device.”
¶70 While Pineda did not personally observe the lab tests that underlaid her analysis — that is, the first four steps of the DNA testing process— Bullcoming guarantees the accused the right “to be confronted with the analyst who made the certification,”
¶71 The problem in Melendez-Diaz and Bullcoming was that the defendant was denied effective cross-examination — in Melendez-Diaz because the witness was absent,
¶72 It is unclear how Lui’s confrontation clause rights would be further vindicated by requiring the State to call “anyone whose testimony may be relevant in establishing the chain of custody, authenticity of the sample, or accuracy of the testing device ..., ” and the Supreme Court has never imposed such a requirement. Melendez-Diaz,
¶73 The rule we adopt today avoids the risk of unduly burdening the use of scientific evidence, while preserving the benefits of using a multiplicity of analysts. In the context of DNA testing, as many as 12 different analysts may be involved in a single case. Id. at 2252 (Breyer, J., concurring). Spreading out the testing procedure among different analysts not only promotes “efficiency in the laboratory,” 12 RP at 1572, it also is an important safeguard against fabrication. A laboratory that uses multiple analysts can segregate the analysts working on the suspect’s sample from the analysts working on the crime-scene sample. Williams,
¶74 In short, we decline to adopt a rule that encourages laboratories to entrust cases to lone analysts, thereby giving the hypothetical rogue analyst more opportunities to fabricate results. More generally, we decline to adopt a rule that makes DNA evidence unduly burdensome to introduce because the use of less reliable eyewitness evidence may increase the risk of erroneous convictions. Id. at 2251 (Breyer, J., concurring). Neither result is helpful to defendants or to the State, and neither result furthers the confrontation clause’s goals of checking potential error or
D. Temperature Readings
¶75 Lui also asserts that the State was required to introduce the temperature readings of Boussiacos’s body and the ambient temperature through the live testimony of Dr. Kathy Raven, who took those readings. But like the Orchid DNA analysts, Raven did not become a “witness against” Lui by merely taking temperature readings. She may have been a “witness” by virtue of recording the temperatures, thus creating factual information for later use by the court. But she did not do so “against” Lui. Like the raw DNA profile, Raven’s temperature data had no relevance to Lui’s case until Harruff used that data to estimate a range for the time of death. In fact, until Harruff determined that the time of death was consistent with the prosecution’s theory, the temperature readings could well have benefited Lui. In other words, the first prong of our test was met — Raven created a factual statement of the temperature of Boussiacos’s body and of the ambient environment. But the second prong was not met because these points of data could not inculpate Lui without the intervening analysis of an expert. Because Harruff used his expertise to turn raw data into a conclusion that inculpated Lui, it is Harruff and not Raven with whom the confrontation clause is concerned.
E. Toxicology and Autopsy Reports
¶76 Lui objects to the admission of evidence that Boussiacos had no drugs in her system at the time of death. He asserts that Dr. Richard Harruff had no personal
¶77 Lui is correct. Like the temperature readings, the information taken from the toxicology report and autopsy report were statements of fact. But unlike the temperature readings, these statements had an inculpatory effect: the toxicology report was prepared to identify the cause and manner of Boussiacos’s death and was relied on at trial to rebut Lui’s testimony that Boussiacos might have been smoking prior to her death. The statements from the autopsy report were also for the purpose of identifying the manner of death and were used to prove that Boussiacos was dressed postmortem. All of the statements were used by the prosecution to convict Lui. Furthermore, unlike Harruff’s testimony based on the autopsy photographs or temperature readings, Harruff did not bring his expertise to bear on the statements or add original analysis — he merely recited a conclusion prepared by nontestifying experts.
¶78 However, these erroneous admissions do not warrant a new trial. A constitutional error is harmless if the appellate court is assured beyond a reasonable doubt that the jury verdict cannot be attributed to the error. State v. Watt,
¶79 We applied the “overwhelming untainted evidence” test in State v. Anderson,
¶81 The statements taken from the autopsy report about Boussiacos’s injuries were minor compared to the properly admitted evidence. Harruff, trained in forensic pathology, examined photographs taken both at the crime scene and during the autopsy. Harruff describes the injuries in the photographs in over 20 pages of direct examination. Harruff testified that the photographs showed a number of prominent abrasions on Boussiacos’s neck and petechiae
¶82 The other statements taken from the autopsy report were minor. Harruff was asked by the State if page 3 of the autopsy report indicated how Boussiacos’s hair was styled.
¶83 Significant other untainted evidence supported a finding of guilt. The State produced evidence showing Lui was angry that Boussiacos was going to “leave him and reclaim her own life,” 14 RP at 1805; evidence suggesting that Boussiacos had died before she could dress or put on her customary makeup; evidence suggesting that Boussiacos had been dressed and her bags packed by “somebody who doesn’t know anything about women,” 14 RP at 1838; testimony that a police bloodhound led investigators directly to Lui; evidence of Lui’s familiarity with the area where Boussiacos was found; and evidence of Lui’s unusual conduct during the investigation. The weight of this evidence makes it implausible that the jury’s verdict could be attributed to the toxicology and autopsy reports — evidence that was discussed in 2 pages of a nearly 2,000 page record. 10 RP at 1397-98. The cumulative, untainted evidence necessarily led to a finding of guilt, and thus the Court of Appeals correctly rejected Lui’s confrontation clause challenge to the admission of the toxicology and autopsy reports.
CONCLUSION
¶84 The State satisfied the confrontation clause when it produced the “witnesses against” the defendant — that is, analysts who use their expertise to reach a factual conclusion bearing on an issue in Lui’s case. Lui’s claim to the contrary overlooks the plain language of the confrontation
¶85 Here, Pineda was Lord Cobham to Lui’s Raleigh: by taking the output of a laboratory process and using her expertise to construct an incriminating DNA profile from the data, she became Lui’s accuser. The confrontation clause required Pineda’s testimony, which the State produced. Therefore, there was no error. Neither was there error in the court’s admission of temperature or reversible error in the admission of the toxicology or autopsy evidence. We affirm the Court of Appeals.
Notes
U.S. Const, amend. VI; Const, art. I, § 22.
For the sake of simplicity, we analyze Reliagene’s tests and Orchid’s tests together and refer only to Orchid in the following analysis.
U.S. Const, amend. VI.
The dissent suggests that our analysis is precluded by Melendez-Diaz because Justice Thomas signed the majority. Dissent at 500 n.13. That would be true only if formalized evidence, signed by the author, was admitted into evidence. Instead, we have an expert witness relying upon a report that did not come into evidence.
Justice Thomas declined to join note 6 and Part IV, which defined testimony subject to the confrontation clause without including a requirement of indicia of formality. Bullcoming,
U.S. Const, amend. VT.
The dissent asserts that we have characterized lab results as “inherently аccurate.” Dissent at 515. However, our focus is not on whether the work of analysts is accurate and reliable, but on whether it is “testimony against” an accused.
The dissent fails to grasp this test, which is made clear by its comparison between a police supervisor testifying about eyewitness observations that were recorded by subordinate police officers and an expert witness relying on work done by other lab analysts when arriving at his or her own conclusions. Dissent at 520. The confrontation clause is triggered when an expert witness makes a factual assertion that is used in court and that factual assertion is inculpatory. This test applies only to expert witnesses. The dissent’s comparison fails for two reasons. Id. First, the example fails to specify that the police supervisor is not a conventional witness simply describing a crime scene. If the police officer is a conventional witness, the primary purpose test applies. Second, even if the testimony was from an expert witness, the observations would likely be statements of fact that are inculpatory, triggering the confrontation clause. The statements would not need to be interpreted or analyzed by an expert. They would have meaning on their own, unlike DNA data or the temperature of a body, without being further analyzed.
The dissent cites to note 2 in Crawford for its argument that “seven justices held that the confrontation clause applies to all witnesses against the accused regardless of whether the witnesses are neutral or are experts, such as coroners.” Dissent at 502. The note in Crawford simply states, “[Sjeveral early American authorities flatly rejected any special status for coroner statements.” Crawford,
See 12 RP at 1507 (“I came to my own results____[I]n the end, all of the data is reduced to electronic format. Once it comes out of the machine ... it is what we call an electropherogram, or a plot. ... I did look at the electronic data from the results. ... I did draw my own interpretation and my own conclusions from it.”).
The dissent suggests that it is inconsistent that we could find a toxicology report to be inculpatory but not the DNA testing. Dissent at 507. However, DNÁ testing becomes significant only when data is turned into a profile and that profile is compared to known samples. It is at this point that the data becomes meaningful to a case and inculpatory. In comparison, the toxicology report was an inculpatory statement without being interpreted by Harruff.
“Petechiae” are small red dots on the skin resulting from ruptured blood vessels.
Dissenting Opinion
¶86 (dissenting) — While the majority’s test “avoids the risk of unduly burdening the use of scientific evidence,” majority at 492, it does so only by ignoring and misreading controlling precedent, at the cost of Washington defendants’ Sixth Amendment right to confront the witnesses against them. U.S. Const, amend. VI. The majority’s misguided detour into long-settled questions leads it to conclude that laboratory reports are not testimonial after Melendez-Diaz v. Massachusetts,
¶88 Each of the four reports the prosecution offered against Lui is testimonial under controlling United States Supreme Court precedent. Because the State funneled this testimony into evidence through expert witnesses who lacked any personal knowledge of the facts they recited, Lui was denied his right of confrontation under the Sixth Amendment. This error was not harmless, and he is entitled to a new trial. I respectfully dissent.
ANALYSIS
¶89 The majority claims that our discretion in this case is boundless because case law from the United States Supreme Court “does not provide a controlling rule for cases . . . that involve expert witnesses.” Majority at 470. This is an overstatement at best. In Williams, the Court failed to resolve whether an expert witness may testify to “his independent opinion about underlying testimonial reports that were not themselves admitted into evidence.” Bullcoming,
¶90 But this is the only question the Court has not answered and the only issue on which we granted review. See Pet. for Review at 1 (“Is the Sixth Amendment Confrontation Clause violated when an expert witness’s testimony
A. Laboratory Reports and Test Results Prepared for Trial Are Testimonial
¶91 The confrontation clause of the Sixth Amendment guarantees that “[i]n all criminal prosecutions, the accused shall enjoy the right... to be confronted with the witnesses against him.” U.S. Const, amend. VI. The majority claims this “plain language” as the source of its test. Majority at 470. The plain language of the confrontation clause, however, does not distinguish between expert and nonexpert witnesses. Moreover, the United States Supreme Court has already determined that “[t]he Constitution’s text does not alone resolve” the scope of the confrontation right. Crawford v. Washington,
¶92 Instead, we must turn to controlling United States Supreme Court precedent. While the majority counts “perspective[s]” and “camps” in these cases, majority at 474 it should count signatures. In Melendez-Diaz and Bullcoming, five justices signed majority opinions of the Court, yielding precisely the authority the majority complains we lack. Compare Melendez-Diaz,
¶93 Rather than apply the law of these cases to the issues before us, the majority crafts an entirely new test, the centerpiece of which is a distinction between neutral and inculpatory witnesses and between conventional and nonconventional witnesses (i.e., nonexpert and expert witnesses). See majority at 482 n.8. The majority finds support for its distinction in Justice Anthony Kennedy’s dissent in Melendez-Diaz. See id. at 475. The majority embraces Justice Kennedy’s view that laboratory analysts are not “ ‘ “witnesses against” ’ ” a defendant because they make neutral factual findings, and unlike “conventional” inculpatory witnesses they should not be required to testify to their observations. Id. (quoting Melendez-Diaz,
¶94 In Crawford, seven justices held that the confrontation clause applies to all witnesses against the accused regardless of whether the witnesses are neutral or are experts, such as coroners.
¶95 Five justices again rejected the majority’s distinction between neutral and inculpatory testimony in Bull-coming, holding that even results transcribed from a gas
¶96 The majority’s insistence that its confrontation clause test is grounded in the plain language of the Sixth Amendment is particularly ironic because adopting it requires us to ignore the plain language of the United States Supreme Court. While the Court has been divided on many issues involving the confrontation clause, in four cases at least five justices have rejected the majority’s view. After several unsuccessful challenges in which this argument was the centerpiece of the State’s briefing and pressed forcefully at oral argument, there can be no doubt that laboratory analysts are constitutionally indistinguishable from any other witness, and that reports about results observed in a laboratory are no different from reports by any eyewitness abоut any other subject matter. Most recently, in State v. Jasper,
¶97 Instead, we must apply controlling law to the questions before us. The rule is simple: a statement is testimo
B. The Laboratory Reports and Test Results at Issue Are Testimonial
¶98 In its most recent confrontation clause decision, a fractured United States Supreme Court affirmed the Supreme Court of Illinois without a holding. Williams,
¶99 Because five justices failed to sign any one opinion or concur in any one rationale, Williams merely affirmed the lower court’s judgment without a holding. It stands as a single-case deviation from the majority opinions of the Court in Melendez-Diaz and Bullcoming, and it is no broader than its facts. Under those facts, all we know from Williams is that an expert may testify to a DNA profile performed by a nontestifying analyst without triggering the confrontation clause if that profile is an informal report created in order to meet an ongoing emergency and to exclude possible suspects before the defendant was ever targeted as a suspect, and that profile is never admitted, shown, read, or identified to the fact finder as a source of the expert’s opinions in a bench trial. Id. at 2230,2236,2242 (plurality opinion).
¶100 Nonetheless, Melendez-Diaz and Bullcoming remain the law, and they plainly hold that “any document prepared for use in a criminal proceeding” is testimonial. Jasper,
¶101 At issue are four potentially testimonial forensic reports. First, Dr. Kathy Raven recorded the temperature of Elaina Boussiacos’s body and the outside air at the time and place where her body was found. 10 Report of Proceedings (RP) at 1353-55. Second, Raven prepared an autopsy report that concluded Boussiacos was killed by strangulation. Id. at 1334-40,1405; Ex. 168, at 1. As part of her report, Raven also took photographs of Boussiacos’s injuries and the manner in which she was dressed. 10 RP at 1358-65, 1375-95. Third, Martin Hughes with the Washington State Toxicology Laboratory (WSTL) prepared a toxicology report on blood samples taken from Boussiacos at the request of
¶102 Each of these reports is testimonial under the logic of the four Williams dissenters because it was “ ‘made under circumstances which would lead an objective witness reasonably to believe that the statement would be available for use at a later trial.’ ” Crawford,
¶103 Unlike the DNA testing in Williams that took place before any suspect had been identified, the reports at issue here were created after investigators identified Lui as a suspect in Boussiacos’s murder on February 8,2001.8 RP at 996. Raven performed the autopsy on February 10, WSTL performed the toxicology screen on February 12, and Orchid Cellmark and Reliagene Technologies conducted the DNA testing even later — all after Lui was a suspect and solely for the purpose of collecting evidence for his prosecution. Ex. 168, at 2, 10. Consequently, here, unlike in Williams, there was a “ ‘prospect of fabrication’ ” because the analysts had аn incentive to produce something “other than a scientifically sound and reliable profile.” Williams,
¶104 Also unlike the DNA testing in Williams, which the plurality described as inherently exculpatory because it was designed to exclude huge portions of the population in a search for an unknown rapist, the DNA testing performed by Orchid and Reliagene was inherently inculpatory because it was prepared “for the primary purpose of accusing a targeted individual.” Id. at 2229, 2243 (plurality opinion).
¶105 The majority claims the DNA reports are neutral and insists that they “do[ ] not . . . identify (let alone inculpate) anyone,” majority at 488, because they are merely “affirmation [s] of fact” that “a given DNA donor has certain generic characteristics.” Id. It is difficult to see how the reports do anything but identify Lui as the source of cells and semen found on the victim’s body. Ex. 136, at 4. Indeed, the majority lauds DNA tests for their reliability in obtaining convictions of identified individuals. Majority at 492-93. Moreover, if the majority is correct that a negative blood test for nicotine is inculpatory, id. at 494, how is a DNA report that positively identifies Lui as the contributor and excludes the only other suspect not at least equally as inculpatory? The majority reasons that the reports are distinguishable because a toxicology test, unlike a DNA profile, is inculpatory without having to compare the results to anything. See id. at 494 n.ll. The majority, however, fails to explain how the toxicology report indicating the victim had no nicotine in her bloodstream is at all inculpatory unless compared to Lui’s statement that she may have been attacked when she went out to smoke a cigarette.
¶106 Additionally, although the majority characterizes the DNA report as “meaningless ‘gobbledygook’ ” that required Gina Pineda’s expertise to decode, id. at 489 (quoting 12 RP at 1538), the graphic Pineda referred to was prepared as a visual aid for trial, and it is both readable and meaningful to a layperson. The graphic Pineda referred to on the stand takes the familiar form of a chart. See Ex. 136, at 4. Each column displays a source of DNA, and each line shows a potential for a genetic match. Id. The more matches between a suspect and a sample, the greater the likelihood
¶107 Even the State concedes that the reports offered against Lui implicate the confrontation clause under the Williams plurality’s primary purpose test. State’s Suppl. Br. Addressing Williams v. Illinois and Article I, Section 22 of the Wash. Constitution at 5 n.5 (admitting that the plurality’s narrow definition “might not apply’ to the reports in this case because Lui had already been identified as a suspect). The State is correct. Whether the DNA report meets the majority’s pliable definition of “inculpatory,” it and each of the other reports at issue satisfy the definition of “testimonial” applied by eight of the justices who decided Williams and by a majority of the Court in Melendez-Diaz and Bullcoming.
¶108 Raven’s recorded temperature measurements are also testimonial under Melendez-Diaz and Bullcoming, and under the Williams plurality’s narrower “primary purpose” test. Raven recorded these readings from Boussiacos’s body and the outside air where her body was found on February 8, shortly before the State identified Lui as a suspect. See 10 RP at 1353-56. However, unlike the DNA testing in Williams, these temperature readings were not recorded to meet an ongoing emergency or exclude potential suspects— they were designed to determine the time of the victim’s death. 14 RP at 1809.
¶109 Although the majority claims recording this temperature reading was not an inculpatory act, majority at
fllO Raven’s autopsy report and the WSTL toxicology report were no less inculpatory or testimonial. Even the majority concedes that they met its test. Majority at 494-95. They were prepared to prove the cause and manner of Boussiacos’s death, and were relied on at trial to prove that the killing was intentional and that she hаd no nicotine in her system — not to exclude a class of suspects. 10 RP at 1375-99; 14 RP at 1830-31, 1850-51. None of these tests were designed to meet an “ongoing emergency” or to catch an unidentified criminal who “was still at large.” Williams,
fill Like the testimonial DNA reports created by Nasir and Vendetes that were introduced to the jury through Pineda’s testimony, Raven’s autopsy report was testimonial and introduced into evidence through Dr. Richard Harruff’s testimony. Raven’s autopsy report qualifies as “testimonial” under any test. It is testimonial under the United States Supreme Court’s “primary purpose” test, the narrower Williams plurality test, and even the majority’s new “wit
|112 While medical examiners may perform autopsies for reasons both related and unrelated to trial, the confrontation clause does not require that trial testimony be the sole purpose for an out-of-court statement — only that it be the primary purpose. Bryant,
¶113 On the front page of the report, Raven signed her name to her opinion that “[t]he cause of death ... is due to asphyxia due to neck compression. The manner of death is classified as homicide.” Ex. 168, at 1. Regardless of whether Raven complied with a statute when she wrote those words, no reasonable person would have any doubt that the report would be offered against a defendant at a murder trial. Indeed, the very reason medical examiners have a statutory duty to prepare written autopsy reports is to further and support the criminal prosecution of persons accused of assault, rape, murder, and other serious crimes. No one subject to the statutory command to provide such a report “upon the request of the prosecuting attorney” could misunderstand its purpose or significance.
C. The Results of Genetic Testing Are Testimonial
¶115 The majority contends that the test results reported by analysts at Orchid and Reliagene arе not subject to the confrontation clause because genetic tests yield “ ‘raw, machine-produced data’ ” that is not testimonial. Majority at 479 (quoting Bullcoming,
¶116 As for the DNA reports, they were plainly the work of human hands and a human mind, as was the rest of the presentation of which they were a part. Ex. 136, at 1-4. It does not matter that they summarized the results of repeated DNA testing, much of which was performed by machine; virtually all forensic lab work is performed by or in conjunction with machines, just as police work involves radar detectors, breath test devices, and license plate readers. Justice Sonia Sotomayor’s caution about the scope of the Court’s holdings in Bullcoming carves out only raw, machine-produced data, not all testimony that purports to relate the results of machine testing, about which the witness may just as easily lie or be mistaken as when relaying any other fact. See
¶117 The majority concedes that the WSTL toxicology report was inculpatory and therefore implicated Lui’s confrontation rights, majority at 494, though chemical analysis of blood is hardly less machine aided than DNA testing. Reports attesting to machine-generated results were squarely at issue in both Melendez-Diaz and Bullcoming.
¶118 In Melendez-Diaz, a majority of the Court rejected the distinction between testimony about tests that are “ ‘neutral’ ” and “ ‘scientific,’ ” and less-reliable “testimony recounting historical events, which is ‘prone to distortion or manipulation.’ ”
¶119 It is true that photographs, blood samples containing DNA, and indeed all forms of physical evidence are not testimonial, but this is because they do not testify to anything. Physical evidence does not assert any fact beyond its own existence. State v. Appleby,
¶120 The majority’s concern that respecting defendants’ Sixth Amendment confrontation rights in this context will swamp the system with unnecessary witnesses is hyperbolic. No one disputes that the State can offer evidence without producing a witness to testify to each step in the chain of custody. See Melendez-Diaz,
¶121 By definition, the confrontation guaranty applies only to witnesses who testify against the defendant. Crawford,
¶122 The confrontation clause obviously does not give Lui the right to cross-examine the analysts who took shoelace cuttings and processed the samples, but not because they work in a laboratory or because their analysis was based on the output of machines. Lui has no right to cross-examine these analysts for the simple reason that their testimony was not offered against him. Unlike the other analysts who worked on these sаmples, Nasir and Vendetes each prepared a report testifying to their observations of the results. 12 RP at 1552, 1567; Ex. 136, at 4. Moreover, Nasir and Vendetes did more than simply record the data — they created it. See Melendez-Diaz,
¶123 Not only does the confrontation clause draw no distinction between testimony about laboratory results and testimony about other events, but the majority’s character
¶124 To the extent that forensic testing depends on a human analyst, it contains the same potential for human error and calls just as strongly for cross-examination as testimony by a “conventional” witness about “conventional” topics. See Williams,
¶125 The serious and growing problem of “drylabbing,” in which forensic analysts report results of tests that were never performed, also belies the majority’s confidence that the results of supposedly objective, factual machine data cannot easily be manipulated or manufactured. In Massachusetts, a state crime lab analyst with fraudulent scientific credentials attested to fictional drug test results in roughly 34,000 cases without drawing any concern from her supervisors. See J. Hr’g of the H. Comms. on Pub. Health, Pub. Safety & Post-Audit Oversight, 187th Gen. Court (Mass. 2012) (statement of Dr. JudyAnn Bigby, Sec’y, Exec. Office of Health & Human Servs., Nov. 28, 2012, available at http:// www.mass.gov/eohhs /docs /bigby-testimony-crime-lab-112812 . doc; Brittany Brady, Chemist in Massachusetts Drug Sample Case Lied about Degree, CNN Justice (Sept. 26, 2012, 9:59 AM), http://www.cnn.com/2012/09/25/justice/massachusetts -chemist. Despite the majority’s attempt to pin these incidents on isolated and “hypothetical rogue analyst [s],” at least one
¶126 Laboratory misconduct is not limited to Massachusetts. Forensic examiner Jonathan Salvador’s “lack of attention to detail” and “lack of understanding of chemistry” were rewarded with numerous promotions at the Public Safety crime lab in Houston, where his falsification of results has put close to 5,000 drug cases into question. James Pinkerton & Brian Rogers, Crime Lab Analyst Kept on Job Despite Shoddy Work, Houston Chron. (Apr. 6, 2013), http://www.houstonchronicle.com/news/houston-texas/hous ton/article/Crime-lab-analyst-kept-on-job-despite-shoddy -work-4413046.php (subscription required). Other examples abound. See Melendez-Diaz,
¶127 The majority’s breezy dismissal of the potential for laboratory fraud is particularly inappropriate given Washington’s recent history of such problems. In 2008, the head of the state crime and toxicology labs resigned after King County judges found “ethical lapses and a climate of compromise” at the facility, including a senior manager who fabricated toxicology results. State Toxicology Lab Chief Resigns over DUI Errors, KOMO News (Feb. 14, 2008, 3:38 PM), available at http://www.komonews.com/news/local /15643687.html (last updated Sept. 27, 2010). And most recently, the manager of the state crime lab in Cheney resigned after it was discovered that he had fabricated arson investigation reports in “at least five cases.” Gene Johnson, State Patrol Says Crime Lab Manager Falsified
¶128 The majority’s argument that exempting laboratory reports from the confrontation clause will actually reduce drylabbing is nonsensical. Majority at 492-93. Nothing in Melendez-Diaz or any other case prevents forensic technicians from operating in teams or jointly analyzing samples, and nothing in the many recent incidents of drylabbing supports the majority’s hollow claim that teams of workers are a natural check on the problem. Criminal defendants are entitled to more than the majority’s empty assurances of reliability; they are entitled to cross-examine the witnesses who testify against them, including those witnesses whose testimony is submitted in written form. Crawford,
¶129 The majority wrings its hands over the possibility that laboratory analysts might miss trials “due to sickness, travel, inclement weather, or being called to testify in another trial,” majority at 492, but, of course, so might police officers or any other eyewitnesses or expert witnesses. The majority’s concern for scheduling proves too much and would subordinate all confrontation rights of Washington citizens to the convenience of a trial calendar. Nor does the majority explain why the mortality of laboratory analysts sets them apart from other witnesses. Id. Crawford plainly anticipates that witnesses may be unavailable, holding that the testimonial statement of a witness who does not appear and is “unavailable to testify” is inadmissible unless the defendant had “a prior opportunity for cross-examination.” Crawford,
¶130 This does not leave the State helpless or make a medical examiner’s lifespan a “ ‘statute of limitations for murder.’ ” Melendez-Diaz,
¶131 Nor does the Sixth Amendment require the State to keep physical evidence it would otherwise throw away. Washington State crime labs already store, control, or reference samples for trial and for later retesting as a matter of course because of the realities of appeal and postconviction challenge, and the utility of this evidence for solving other crimes, including “cold cases.” See generally RCW 43.43.753 (establishing a state bank for DNA samples); Wash. State Patrol Forensic Laboratory Servs. Bureau, Forensic Services Guide (Jan. 2012) (describing long-term storage methods for DNA and other physical evidence). Forensic testing is neither as unique or uniquely reliable as the majority claims nor as vulnerable as it fears.
D. A Supervisor Is Not a “Witness” to a Test He or She Did Not Personally Conduct or Observe
¶132 The majority and the State assert that even if the various reports offered against Lui were testimonial, there was no error because he had an opportunity to cross-examine Harruff and Pineda, both of whom were competent to testify about the testing protocols in place at their respective workplaces. Majority at 490 (characterizing Pineda as “an experienced supervisor” who “was well informed
¶133 The majority insists that the problem in Bullcoming was that the defendant “was denied effective cross-examination.” Majority at 491 (emphasis added). Because Lui was able to “effectively” cross-examine Pineda and Harruff, the majority asserts his confrontation right was satisfied. Not so. The problem in Bullcoming was not with the effectiveness of the cross-examination; the problem was that the analyst who testified about the results of a blood test was not a “witness” under the plain language of the confrontation clause.
¶134 While the confrontation clause is concerned with the reliability of testimony, it provides “a procedural rather than a substantive guarantee.” Id. at 61. The only way to satisfy a defendant’s confrontation right is to allow him to cross-examine the witness who offers testimony — not that witness’ supervisor. In Bullcoming, the Court gave no weight to the fact that the testifying analyst was a “knowledgeable representative of the laboratory” who could “explain the lab’s processes and the details of the report.”
|135 Just as in Bullcoming, the experts who testified against Lui were supervisors who could testify about general testing procedures but lacked even a limited “personal . . . connection to the scientific test at issue.” Id. at 2722 (Sotomayor, J., concurring). Their earnestness and the fact that they were “well informed about the procedures used,” majority at 490, are constitutionally irrelevant. It is clear from the record that Harruff did not perform the autopsy and was not even in the building when it was performed, 10 RP 1339, and Pineda testified that she did not observe or participate in the testing at Reliagene and that she was not necessarily in Texas during the testing at Cellmark, 12 RP at 1489, 1494-95, 1567. The analysts who actually performed the autopsy, recorded the victim’s body temperature, measured blood for nicotine, and reported the results of DNA testing never took the stand, and Lui never had the opportunity to cross-examine them about their educational backgrounds, employment history, methods, or conclusions — the majority’s assurance about “effectiveness” notwithstanding.
¶136 A police supervisor would never be allowed to testify to eyewitness observations about a crime scene that were recorded by his subordinate, under the guise of providing expert testimony, no matter how closely he reviewed the notes, but that is precisely what thе majority would allow here. See Davis,
¶137 The State also argues that Lui’s confrontation right was not violated because Harruff and Pineda did not offer any reports into evidence but only relied on them as the basis for their expert opinions. We stayed our decision in hopes that Williams would resolve the question of expert testimony about reports prepared by nontestifying witnesses. Unfortunately, it did not; indeed, Williams left the area muddier than before. Nor does the majority resolve this question. We should confront it and recognize that expert testimony violates a defendant’s confrontation right when the expert acts as a “conduit” by reading the substance of a testimonial report into evidence.
¶138 In Lui’s case, both the trial court and the Court of Appeals held that his confrontation rights were not violated by expert testimony because the underlying reports were offered as a basis for expert opinion and not for their truth. State v. Lui,
¶139 Justice Thomas protested that there is “no meaningful distinction between disclosing an out-of-court statement so that the factfinder may evaluate the expert’s opinion and disclosing that statement for its truth.” Id. at 2257 (Thomas, J., concurring in judgment). The four dissenters agreed that the DNA report was offered for its truth, reasoning that “to determine the validity of the witness’s conclusion, the factfinder must assess the truth of
¶140 In Lui’s case, the State did not offer the lab results to impeach his credibility or rebut his testimony. Instead, just as in Williams, the only сonceivable purpose for expert testimony about DNA testing, temperature readings, autopsy findings, and toxicology results was to introduce these results for their truth. See David H. Kaye, David E. Bernstein, & Jennifer L. Mnookin, The New Wigmore: A Treatise on Evidence: Expert Evidence § 4.10.1, at 196 (2d ed. 2011) (noting that “[t]o use the inadmissible information in evaluating the expert’s testimony, the jury must make a preliminary judgment about whether this information is true”).
¶141 The fiction that these results could “assist the jury in deciding what weight to give” the expert’s opinion is baffling. Lui,
¶142 Most courts to consider this question since Melendez-Diaz and Bullcoming have rejected the categorical approach advanced by the Williams plurality and by the State. Instead of concluding as a matter of law that expert testimony cannot violate a defendant’s confrontation right because it does not come in for its truth, these courts ask whether the expert testified from personal knowledge and opinion or was merely a “conduit” for the underlying testi
¶143 The conduit test’s distinction between permissible and impermissible expert opinion testimony closely follows the rejection of other forms of surrogate testimony in Davis, Melendez-Diaz, and Bullcoming. It also addresses the concern that a bright-line rule permitting experts to read testimonial reports into evidence would put the confrontation clause once again at the mercy of the evidence code. See, e.g., Williams,
¶145 Applying the conduit test to the circumstances at hand, we should conclude that Harruff’s testimony about temperature measurements taken at the scene by Raven violated Lui’s confrontation rights. Harruff did not take these measurements or observe the test, and his recitation of Raven’s figures did not reflect his personal knowledge or opinion. 10 RP at 1354, 1369. While the majority correctly holds that Harruff’s testimony about the results of the WSTL toxicology screen violated Lui’s confrontation right, majority at 494, we should explain why this is so. Harruff had no personal knowledge about the actual testing performed by the laboratory, or even who performed the tests, and did not offer his professional opinion about the results. 10 RP at 1397-98. Harruff’s role in introducing these results was that of “a well-credentialed conduit for testimonial hearsay.” United States v. Ramos-González,
¶146 While Pineda’s testimony about the results of DNA testing also included her expert opinion about what the results reported by Nasir and Vendetes meant, she testified to the results of six tests that she did not perform or observe and about which she had no personal knowledge. 12 RP at 1484, 1489, 1494-95. Each of these tests attested to the presence or absence of genetic information in a particular sample. Ex. 136, at 4. Although the report was not admitted, it was shown to the jury, and Pineda effectively read the results into evidence by her testimony, describing results that were inextricably linked to her conclusions. 12 RP at 1517 (“we obtained a 10 locus profile”; “[w]e noted that [Lui] cannot be excluded as one of the major
¶147 The confrontation clause requires testimony by at least one analyst who personally performed or observed the test at issue, and the expert witness evidence rule offers no exception. The confrontation clause cannot be evaded by substituting “a note-taking policeman” for the declarant. Davis,
¶148 Harruff’s testimony about Raven’s autopsy report and autopsy photographs presents a different matter. As discussed above, photographs and other physical evidence are not testimonial and an expert may refer to them without violating a defendant’s confrontation right. See State v. Roberts,
¶149 Harruff’s testimony about the nature of Boussiacos’s injuries and the cause of her death was based almost entirely on photographs that the State entered into evidence. 10 RP at 1375-97. Although Harruff testified to bruising of the neck muscles and bruising under the scalp that were not apparent in the photographs, this testimony constituted a tiny fraction of his overall testimony. Id. at 1392. Moreover, his testimony that it takes four minutes to die from strangulation came entirely from his expertise and personal knowledge; it did not parrot Raven’s report or even refer to it. Id. at 1385, 1397.
F The Confrontation Clause Is Not an Unbearable Burden
¶151 Ultimately, the majority argues that we must deny defendants the right to confront laboratory analysts because the burden it places on the State is too heavy, apparently indignant that defendants granted this right by Melendez-Diaz have actually exercised it.
¶152 Notwithstanding the United States Supreme Court’s admonition that the confrontation clause, like the
¶153 Finally, although the State has a strong interest in the efficient provision of criminal justice, I cannot agree that confrontation runs entirely counter to this interest. The sheer number of reversals and new trials that attend each new drylabbing scandal illustrate the cost of insulating laboratory analysts from cross-examination. Requiring analysts to testify to their own qualifications and represent their own work gives the State a strong incentive to weed out incompetent technicians and gives laboratories a strong incentive to develop programs and procedures that thrive in “the crucible of cross-examination.” Crawford,
G. The Error Is Not Harmless
¶154 Confrontation clause errors are subject to constitutional harmless-error analysis. Jasper,
¶155 The Court of Appeals accepted the State’s argument that any confrontation violation at Lui’s trial was harmless, finding that if the State’s experts tunneled testimonial evidence to the jury, “[t]here is no rеasonable probability this evidence contributed prejudicially to the verdict.” Lui,
¶156 The “ ‘overwhelming untainted evidence’ ” test considers the untainted evidence admitted at trial to determine “if it is so overwhelming that it necessarily leads to a finding of guilt.” State v. Smith,
¶158 Lui’s credibility was most damaged by his lie about Boussiacos’s ring. Police did not find her engagement ring on her body or in a search of her purse, where friends testified she kept it. 14 RP at 1703. Lui denied having the ring and speculated that Boussiacos’s mother had it or, alternatively, that Boussiacos had been wearing it when she left for California. 10 RP at 1431; Ex. 169, at 50-51, 80. At trial, the State established that Lui gave an identical ring to his current wife, who wore it until police took it into evidence. 12 RP at 1609-22, 1628-29; 14 RP at 1702-08. Even Lui’s lawyer acknowledged that he had lied about the ring, calling it a “monumental mistake.” 14 RP at 1866.
¶159 While a jury certainly could have found that this cumulative untainted evidence was probative of Lui’s guilt, Washington courts have never found confrontation clause errors harmless beyond a reasonable doubt under such
¶160 Washington courts have consistently refused to find harmless error in cases like Lui’s, where the untainted evidence was incomplete and suggested, but did not overwhelmingly establish, the State’s theory. See State v. Grenning,
¶161 Moreover, the tainted testimony in this case was substantial and crucial to the State’s theory. The State argues that the DNA results obtained by Orchid and Reliagene were inconclusive and that omitting Pineda’s testimony would not have affected the outcome. It is true that the presence of Lui’s DNA on the victim’s shoelaces was not conclusive because the two shared a home. The “Y-STR” testing used in this case also could not exclude the possibility that Lui’s son had touched her shoelaces. 12 RP at 1517-19. However, the DNA sample from the victim’s shoelaces was the only piece of evidence linking Lui to the State’s theory that he had dressed her after death and carried her body to the trunk of her car. See 14 RP at 1832-35. Jodi Sass, a forensic scientist in the DNA unit of the Washington State Patrol Crime Laboratory, testified that she had obtained a trace male genetic component from the oddly tied shoelaces found on Boussiacos’s tennis shoes, but she was not able to generate a DNA profile from the sample. 9 RP at 1228-33. Without Pineda’s testimony about the results of these tests, the State would have presented photographs of oddly tied shoelaces but no evidence that Lui tied them after her death.
¶162 Because Lui and the victim had a consensual sexual relationship, the State contends that Pineda’s testimony about trace amounts of Lui’s semen in the vaginal swab was also not decisive and was not relevant to a material element of the crime. However, Pineda’s testimony undercut Lui’s claim that he and the victim had not had intercourse for two weeks before her disappearance. 14 RP at 1828-29; Ex. 43, at 21-23. The State highlighted this inconsistency to the jury, not just to undercut Lui’s credibility but as a possible motive for the killing. 14 RP at 1828-30.
¶164 Finally, the State contends that Harruff’s testimony about the lack of nicotine in Boussiacos’s blood was irrelevant since it did nothing more than undercut idle conjecture by Lui. 10 RP at 1430. Whether the victim was a smoker was not a material element of the crime charged, but the testimony hurt Lui’s credibility and went to the State’s larger narrative that Lui had lied to investigators from the beginning.
¶165 The tainted evidence, particularly the DNA report, was crucial to the State’s case. Pineda’s testimony about the results of this testing linked Lui to the victim’s shoelaces and undercut his story that the two had not had sexual relations in weeks. Harruff’s testimony about the results of the WSTL toxicology screen made Lui’s initial story look less like speculation and more like an intentional lie, and his testimony about the time of death lent support to the State’s theory. The most the State can show is that it introduced sufficient untainted evidence to permit a reasonable jury to find Lui guilty. This showing does not satisfy the constitutional harmless error test, and we should conclude that the errors were not harmless beyond a reasonable doubt.
CONCLUSION
¶166 Consistent with United States Supreme Court precedent, I would recognize that the reports at issue in this
¶167 Because the four reports at issue are testimonial, Lui was entitled to cross-examine the witnesses who prepared them and not settle with questioning well-credentialed conduits about their testimonial evidence.
¶168 The majority’s fear that respecting the constitutional rights of Lui and similarly situated defendants will unduly burden the criminal justice system is exaggerated. Moreover, it provides no justification for charting an entirely new course in conflict with established precedent. I would reverse the Court of Appeals and remand this matter for a new trial. Accordingly, I respectfully dissent.
Reconsideration denied March 13, 2014.
While Justice Clarence Thomas also wrote separately in Melendez-Diaz, this does not erase the precedential value of the majority opinion he signed. See United States v. King,
This same logic applies to our analysis of the toxicology report, which the majority correctly concludes is testimonial, albeit for the wrong reasons. In Washington, the state forensic lab is required by statute to provide “all necessary toxicology procedures requested by all coroners [and] medical examiners.” RCW 68.50.107; RCW 43.43.670(l)(c). The toxicology report in this case was requested by the King County medical examiner and was no less mandated by statute than the autopsy report. Ex. 168, at 10.
The majority concludes that “[n]othing in the record states that the jury saw the reports prepared by [other lab analysts,]” majority at 490, based on Pineda’s testimony that “I did look at the electronic data from the results in the samples in this case. I did draw my own interpretation and my own conclusions from it.” 12 RP at 1507. The record, however, is not as clear as the majority believes. Pineda’s aforementioned testimony was in response to questions regarding how she arrived at her expert conclusions. Id. She did not specify whether the chart that the jury saw was based on raw data from the electropherogram or from the reports of Nasir and Vendetes. However, when explaining the data in the chart, Pineda explained that the data was based on whether it was reported. Pineda specifically stated, “If you look at the other column, starting with the right most column, the vaginal wash, you can see that at some row you have a number and other have an NR, which stands for no results or not reportable for any reason. That means that we didn’t detect peaks at all at that locus, or the peaks did not meet the minimum threshold for us to use it in our interpretation and to put it in a report.” Id. at 1540. Based on Pineda’s testimony, it seems the jury did see data from the DNA reports
The majority’s claim that the United States Supreme Court has not decided “the confrontation clause status of forensic reports” cannot be squared with its complaint that Melendez-Diaz is to blame for an increase in demand for laboratory analyst testimony. Compare majority at 479, with majority at 491-92.
