State v. LucianoState v. Luciano
DECISION AND JOURNAL ENTRY
Per Curiam.
{¶1} Anthony Luciano has appealed from his convictions on two counts of felonious assault. This Court reverses.
I.
{¶2} This case arose out of an incident at Vic‘s Nightclub in Elyria, Ohio. Luciano, his brother Emanuel, and their girlfriends spent time at the club during the late evening and early morning hours of November 29 and 30, 2008. Patrons of the club enter at street level and ascend a stairway to the door of the club, where they must present identification to verify their ages, submit to a screening (by wand) and pat down for weapons, and pay an entrance fee. After the foursome spent a couple hours at the club, both brothers became involved in a physical altercation with several club security guards in the screening area outside the entrance to the club. One of the security guards received a large cut to his face during the incident.
{¶3} Luciano was indicted on one count of felonious assault in violation of Section
II.
ASSIGNMENT OF ERROR I
“THE TRIAL COURT COMMITTED REVERSIBLE ERROR BY COMMENTING ON THE EVIDENCE IN VIOLATION OF APPELLANT‘S RIGHT TO A FAIR TRIAL UNDER THE FIFTH, SIXTH AND FOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION, AND ARTICLE ONE, SECTION 10 OF THE OHIO STATE CONSTITUTION.”
{¶4} Luciano argues that the trial court improperly summarized a witness‘s testimony and commented on other evidence, thereby vouching for and bolstering the credibility of the State‘s witnesses. This Court agrees.
{¶5} In determining whether a trial judge‘s comments in the presence of the jury require reversal, an appellate court‘s analysis is guided by five factors: “(1) The burden of proof is placed upon the defendant to demonstrate prejudice, (2) it is presumed that the trial judge is in the best position to decide when a breach is committed and what corrective measures are called for, (3) the remarks are to be considered in light of the circumstances under which they are made, (4) consideration is to be given to their possible effect upon the jury, and (5) to their possible impairment of the effectiveness of counsel.” State v. Wade, 53 Ohio St. 2d 182, 188 (1978), vacated and remanded on other grounds by 438 U.S. 911 (1978).
{¶6} The Ohio Supreme Court has written that, “[i]n a jury trial, the credibility of the witness is a question solely within the province of the jury. . . . Therefore, a defendant in a jury trial has the right to have the jury, and the jury alone, make the determination on that issue. The trial judge must not encroach upon that right.” State ex rel. Wise v. Chand, 21 Ohio St. 2d 113, 119 (1970) (Citation omitted).
{¶7} Luciano argues that the trial judge committed prejudicial and reversible error in two ways, first, by improperly summarizing and suggesting conclusions to be drawn from Dwayne Seiler‘s testimony and, second, by improperly commenting on the significance of witnesses’ prior statements instead of conducting an in camera inspection as required by
Dwayne Seiler‘s testimony
{¶8} Dwayne Seiler is the head of security and assistant manager at Vic‘s Nightclub. He testified regarding the procedure for admittance to the club, including metal detector screenings and pat downs. Mr. Seiler testified that he became aware of Luciano‘s presence in the club after several women complained that he was touching them inappropriately on the dance floor. Mr. Seiler testified that he began to watch Luciano whenever he was on the dance floor.
{¶9} Mr. Seiler testified that he happened to be at the entrance door to the club when Luciano and his brother were there after having spent time in the club. He testified that they were “causing a ruckus” at the entrance because they did not want to resubmit to wand screening. A physical altercation ensued, during which Jerron Helbig, another security guard, received a large cut on his face.
{¶10} On cross-examination of Mr. Seiler, defense counsel attempted to elicit testimony that Mr. Seiler never saw Luciano exit the club. Luciano‘s theory of his defense, as presented in
{¶11} During the cross-examination of Mr. Seiler, the trial judge commented multiple times in front of the jury regarding the conclusion he would reach based on the witness‘s testimony. On appeal, Luciano only addresses the third such comment the judge made in the presence of the jury. When Mr. Seiler refused to respond with only “yes” or “no” despite defense counsel‘s repeated attempts to compel him to do so, the trial judge sua sponte interrupted and made the following statements in the presence of the jury:
“Let‘s – let‘s stop for just a moment.
“The witness has testified that he saw Mr. Luciano in the bar, because his attention was brought to Mr. Luciano by some customers. From that, you could conclude that at one point Mr. Luciano was in the bar.
“He‘s also testified that he was present when the security personnel attempted to re-wand Mr. Luciano. I cannot imagine why you would want to re-wand someone that was not outside the door of the bar. The only logical conclusion that you might be able to draw is that at least, to some extent, he must have gone beyond the security personnel in order to come back through.
“Would you agree that that‘s a logical conclusion?”
{¶12} Defense counsel then asked whether they could “take a break away from the jury and discuss this matter?” The trial judge acknowledged that that was appropriate and he dismissed the jurors after informing them that the court and counsel were going to discuss a legal issue “that the jury doesn‘t become involved in[.]”
{¶13} Outside the presence of the jury, defense counsel formally objected to the trial court‘s making “logical conclusions in front of the jury as to what the witness testified about, mainly that [Luciano] must have exited.” Instead of addressing the merits of the objection, the
{¶14} The trial judge‘s suggestion that “[t]he only logical conclusion” to be drawn from Mr. Seiler‘s testimony served to bolster Mr. Seiler‘s credibility under circumstances in which the jury had been apprised that Luciano‘s theory of his defense was that he could not have cut Mr. Helbig because he had no opportunity to retrieve a knife, having earlier successfully passed through security screening and having never left the club. The judge‘s comment indicated that he accepted as true Mr. Seiler‘s assertion that Luciano was complaining about the need to resubmit to a security screening and that the only logical conclusion to be drawn from the evidence was that Luciano had left the club. Assuming that factual premise, the judge concluded that another security guard, who had not testified at that point, was in fact attempting to rescreen Luciano only because he had left the building and was attempting to reenter.
{¶15} Luciano argues that the trial judge‘s comments and reasonable inferences arising therefrom prejudiced his right to a fair trial, thereby requiring reversal of his convictions. Luciano maintains the burden of proof to demonstrate prejudice. Wade, 53 Ohio St. 2d at 188.
{¶16} Luciano must further overcome the presumption recognized in the second Wade factor that the trial judge will recognize when he has breached his duty to refrain from making
“What that means, ladies and gentlemen, is if at any time during the trial you saw me scowl, which is my natural expression, or smile, it really doesn‘t mean anything, because I‘m not aware of what expressions I might carry on my face. They may not necessarily reflect the way I‘m receiving the testimony. So if you saw me do anything which indicated to you my view of the testimony or any of the evidence, disregard it. It is up to you to decide the facts.”
{¶17} Here, although the trial judge may have recognized the impropriety of discussing purely legal issues in the presence of the jury, he did not recognize the impropriety of interjecting his conclusions based on the evidence and he offered no curative instruction in that regard. The presumption enunciated in the second Wade factor is, therefore, overcome by the trial judge‘s oversight in this regard.
{¶18} The third factor in Wade also supports Luciano‘s assertion of prejudice. The trial judge sua sponte, and in the presence of the jury, interjected his thoughts as to “[t]he only logical conclusion” to be drawn from Mr. Seiler‘s testimony. There was no pending objection by the State requiring the judge‘s oral participation in the proceedings. The judge did not merely caution defense counsel to refrain from badgering or argumentative behavior in the interest of
{¶19} In considering the fourth factor, the judge‘s summation of Mr. Seiler‘s testimony and his conclusory commentary likely had a considerable effect upon the jury. The jurors were permitted to take notes for use during their deliberation. The judge presented them with a summation of Mr. Seiler‘s testimony, as well as “[t]he only logical conclusion” to be drawn from that testimony. That conclusion eroded Luciano‘s theory of his defense, instead substantiating the State‘s case by concluding that Luciano had the means and opportunity to obtain a knife outside the club. The trial judge gave no curative instruction by which he might have instructed the jury to disregard his comments regarding the conclusions which could (or must) be drawn from the evidence. While there is a long-standing presumption that a jury follows the trial court‘s instructions, State v. Jones, 91 Ohio St. 3d 335, 344 (2001), citing State v. Raglin, 83 Ohio St. 3d 253, 264 (1998), here, the trial court failed to issue a curative instruction.
{¶20} Finally, a consideration of the fifth factor in Wade demonstrates the prejudicial effect of the trial judge‘s summation of evidence and commentary. A judge, commonly understood to be a neutral force in trial proceedings, who assumes an adversarial role effectively diminishes counsel‘s efforts before the jury. The trial judge in this case rendered conclusions during defense counsel‘s cross-examination of Mr. Seiler which diminished defense counsel‘s ability to support Luciano‘s theory of his defense. By the time defense counsel was able to present witnesses who would testify that no one in Luciano‘s group left the club prior to the incident, the jury had already been directed by the trial judge as to “[t]he only logical
{¶21} The State argues that the trial judge‘s comments regarding the conclusions to be drawn from Mr. Seiler‘s testimony were not prejudicial because (1) the judge was merely attempting to illustrate how defense counsel was not making his intended point due to his method of questioning, (2) all the other security guards subsequently testified that they too saw Luciano attempting to reenter the club, (3) the jury remained free to accept or reject any witness‘s testimony and assess the witness‘s credibility, and (4) the trial judge‘s espoused conclusions were in fact logical. This Court disagrees and concludes that Luciano has met his burden to demonstrate prejudice.
{¶22} The State‘s first argument further supports a conclusion that the trial judge‘s comments possibly impaired defense counsel‘s effectiveness by leading the jury to believe that defense counsel did not understand how to properly render a defense for his client. The second argument implies that the impropriety of a judge‘s prejudicial comments can be cured as long as other evidence subsequently supports the same conclusion. This argument ignores the fact that the judge‘s conclusions were based solely on Mr. Seiler‘s testimony and that they served to bolster Mr. Seiler‘s testimony. The ramifications of the improper bolstering of Mr. Seiler‘s credibility might ultimately have been the bolstering of the credibility of subsequent witnesses who similarly testified. The State‘s third argument would have merit had the trial judge instructed the jury to disregard his espoused summations of the evidence and conclusions drawn therefrom. The judge, however, failed to so instruct the jury. The fourth argument disregards the jury‘s role in assessing the credibility of the witnesses, a role abrogated by the trial judge when he espoused a conclusion premised on Mr. Seiler‘s testimony accepted as the truth.
{¶23} The United States Supreme Court wrote in Starr v. United States, 153 U.S. 614, 625 (1894), that the trial judge “should take care to separate the law from the facts, and to leave the latter, in unequivocal terms, to the judgment of the jury, as their true and peculiar province. As the jurors are the triers of facts, expressions of opinion by the court should be so guarded as to leave the jury free in the exercise of their own judgments. They should be made distinctly to understand that the instruction is not given as to a point of law by which they are to be governed, but as a mere opinion as to the facts, to which they should give no more weight than it was entitled to.” (Internal citations omitted.) Here, the judge‘s comments, both substantively and contextually, would not have caused the jurors to understand that the judge was merely expressing his opinion as to the facts. Rather, the judge‘s unguarded comments were presented as conclusions of law based on the court‘s summation of the testimony, resulting in the judge‘s prejudicial usurpation of the jury‘s role as the trier of fact. Luciano‘s first assignment of error as premised on the trial judge‘s commenting on Mr. Seiler‘s testimony is well taken.
Prior statements of witnesses
{¶24} Luciano argues that the trial court committed plain error when it explained to the jury the significance of defense counsel‘s motion pursuant to
{¶25} Luciano failed to object to the trial court‘s explanation to the jury. This Court has held that “an appellate court will not consider as error any issue a party was aware of but failed to bring to the trial court‘s attention[]” at a time when the trial court might have corrected the error. State v. Dent, 9th Dist. No. 20907, 2002-Ohio-4522, at ¶6. “[F]orfeiture is a failure to preserve an objection[.] *** [A] mere forfeiture does not extinguish a claim of plain error under
{¶26}
{¶27} It is well established that an in camera inspection is mandatory upon the defendant‘s motion. State v. Morgan, 1993 WL 119808, 12th Dist. No. 92-02-021 (Apr. 19, 1993) (citing State v. Wilson, 23 Ohio App. 3d 111, 114 (1985) and State v. Ellis, 46 Ohio App. 2d 102, 105 (1975)); see, also, State v. Bunch, 62 Ohio App. 3d 801, 805 (1989). In this case, the trial court did not conduct an in camera inspection of any of the prior statements of the State‘s witnesses notwithstanding Luciano‘s repeated
“[DEFENSE COUNSEL]: Yes, Your Honor. I‘d like to make a –
“THE COURT: You want a 16(B)(1)(g)?
“[DEFENSE COUNSEL]: Yes. And [the assistant prosecutor] has given me this, but I need to review it in light of the testimony as I just heard it, and I‘ll approach with regard to the rule.
“THE COURT: All right. Ladies and gentlemen, what is occurring now is a witness has just testified. Before [defense counsel] cross-examines him, he has the right to look at any prior statement that this witness has made. He‘s going to take that opportunity and review that statement now.
“If he finds inconsistencies in the statement, or he learns something from the statement that would be relevant to your consideration, then he is permitted to use the statement in cross-examination. If he doesn‘t so find anything, then he‘s not permitted to use the statement. But it does take a few minutes to rule on these types of things, and then we would be on into cross-examination.”
{¶28}
{¶29} Luciano‘s argument is well taken. The trial court‘s instruction to the jury (that defense counsel was reviewing the prior statements of multiple witnesses and that he could use them during cross-examination only if they contained inconsistencies) was an improper comment on the nature and value of the State‘s evidence. To inform the jury that the witness has made a prior statement to the police regarding the incident implies that the witness is a good citizen who has cooperated with the police. To inform the jury that defense counsel may only cross-examine a witness regarding inconsistent prior statements bolsters the credibility of a witness whose prior statement, the existence of which is now known to the jury, is not referenced by defense counsel. As discussed above, the trial court‘s statements implicating the credibility of witnesses prejudiced Luciano‘s right to a fair trial.
{¶30} The State argues that any error was harmless because “the trial court gave the jury an accurate description of the legal process.” This Court disagrees. The trial court‘s misconstruction of the plain language of
{¶31} The State argues that Luciano invited the error. Defense counsel, however, merely invoked
{¶32} For the reasons articulated above, this Court concludes that the trial court committed plain error by establishing an improper procedure to address Luciano‘s
{¶33} Luciano‘s first assignment of error is sustained.
ASSIGNMENT OF ERROR II
“THE PROSECUTOR COMMITTED PROSECUTORIAL MISCONDUCT IN VIOLATION OF APPELLANT‘S RIGHT TO A FAIR TRIAL UNDER THE FIFTH, SIXTH AND FOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION, AND ARTICLE ONE, SECTION 10 OF THE OHIO STATE CONSTITUTION.”
ASSIGNMENT OF ERROR III
“THE VERDICTS ARE AGAINST THE MANIFEST WEIGHT OF THE EVIDENCE.”
{¶34} Luciano argues that his convictions must be reversed because the assistant prosecutor elicited irrelevant and prejudicial evidence regarding a pending warrant for the arrest
III.
{¶35} Luciano‘s first assignment of error is sustained. We decline to address his remaining assignments of error. The judgment of the Lorain County Court of Common Pleas is reversed and the cause remanded for further proceedings consistent with this opinion.
Judgment reversed, and cause remanded.
There were reasonable grounds for this appeal.
We order that a special mandate issue out of this Court, directing the Court of Common Pleas, County of Lorain, State of Ohio, to carry this judgment into execution. A certified copy of this journal entry shall constitute the mandate, pursuant to
Immediately upon the filing hereof, this document shall constitute the journal entry of judgment, and it shall be file stamped by the Clerk of the Court of Appeals at which time the period for review shall begin to run.
Costs taxed to Appellee.
CLAIR E. DICKINSON
FOR THE COURT
DICKINSON, P. J.
BELFANCE, J.
CONCUR
CARR, J.
DISSENTS, SAYING:
{¶36} I respectfully dissent.
{¶37} While I agree that the trial court erred by summarizing Mr. Seiler‘s testimony before the jury, I would conclude that the error was harmless. The trial court instructed the jury to disregard anything it considered to be the court‘s view of the facts. Because it is presumed that the jury follows the trial court‘s instructions, State v. Raglin (1998), 83 Ohio St. 3d 253, 264, I would conclude that Luciano has failed to demonstrate that the trial judge‘s comments prejudiced him.
{¶38} Moreover, I disagree that the trial court‘s explanation to the jury regarding the significance of
{¶39} I would address the second assignment of error and overrule it. I agree that the State improperly commented on an alleged outstanding warrant for Luciano‘s brother‘s arrest in regard to his own criminal case which arose out of these underlying facts. The trial court, however, sustained Luciano‘s objection and instructed the jury no fewer than three times to disregard the comments as irrelevant to the issue of Luciano‘s guilt or innocence. Again, the presumption arises that the jury will follow the trial court‘s instructions. Raglin, 83 Ohio St. 3d at 264. In light of the trial court‘s multiple curative instructions, I would overrule the second assignment of error.
{¶40} Finally, I would address the third assignment of error and conclude that the conviction was not against the manifest weight of the evidence. Luciano was convicted of felonious assault arising out of an incident at a nightclub during which a security guard suffered
{¶41} I would affirm the judgment of the Lorain County Court of Common Pleas.
APPEARANCES:
PAUL A. GRIFFIN, Attorney at Law, for Appellant.
DENNIS P. WILL, Prosecuting Attorney, and BILLIE JO BELCHER, Assistant Prosecuting Attorney, for Appellee.