Lead Opinion
OPINION
Stephanie Dawn Losh was indicted for second-degree murder, Minn.Stat. § 609.19, subd. 2(1) (2004), for her actions in connection with the death of Brian Jenny. She pleaded guilty to kidnapping, Minn.Stat. § 609.25, subd. 2(2) (2004). At sentencing, the district court departed du-rationally and dispositionally, imposing a 120-month stayed sentence. On March 8, 2004, the district court found Losh to be in violation of the terms of her probation and executed her sentence. Losh appealed. The court of appeals affirmed Losh’s sentence and the execution of her sentence. State v. Losh,
In early October 2002, Brian Jenny and his brother-in-law, David Matzke, were staying in a cabin in Federal Dam, Minnesota. After drinking beer at a local bar, Jenny and Matzke invited the bartender to join them at the cabin later that night. Sometime after 1:00 a.m., Losh, Kenneth Conger, Leaha Harper-Jenkins, and several other individuals arrived at the cabin. At some time after that, Jenny and Conger left to get more beer and Jenkins eventually joined them.
Losh was indicted for second-degree felony murder; the underlying felony was kidnapping. Losh reached a plea agreement with the state, and the district court accepted Losh’s plea of guilty to kidnapping involving unsafe release and great bodily harm, MinmStat. § 609.25, subd. 2(2). This is a severity level nine offense with a presumptive sentence of imprisonment for 86 months.
On March 8, 2004, the district court found that Losh had violated the terms of her probation, namely by ingesting a pill containing a narcotic. The district court executed her 120-month sentence. Losh appealed to the court of appeals, and while her appeal was pending, the Supreme Court decided Blakely. The court of appeals affirmed the district court, holding that Blakely did not apply retroactively to Losh’s sentence because Blakely was decided after the time to file a direct appeal from the judgment had expired. Losh,
I.
The threshold issue of this case is whether Losh’s appeal is time-barred by section 244.11, subd. 3.
(a)As used in this subdivision, “appeal” means:
(1) an appeal of a sentence under rule 28 of the Rules of Criminal Procedure; and
(2) an appeal from a denial of a sentence modification motion brought under Rule 27.03, subdivision 9,4 of the Rules of Criminal Procedure.
(b) If a defendant agrees to a plea agreement and is given a stayed sentence, which is a dispositional departure from the presumptive sentence under the Minnesota Sentencing Guidelines, the defendant may appeal the sentence only if the appeal is taken:
(1) within 90 days of the date sentence was pronounced; or
(2) before the date of any act committed by the defendant resulting in revocation of the stay of sentence; whichever occurs first.
(c) A defendant who is subject to paragraph (b) who has failed to appeal as provided in that paragraph may not file a petition for postconviction relief under chapter 590 regarding the sentence.
(d)Nothing in this subdivision shall be construed to:
(1) alter the time period provided for the state to appeal a sentence under Rule 28 of the Rules of Criminal Procedure; or
(2) affect the court’s authority to correct errors under Rule 27.03, subdivision 8,5 of the Rules of Criminal Procedure.
Minn.Stat. § 244.11, subd. 3 (footnotes added).
Because Losh entered a plea agreement with the state, was given a stayed sentence which was a dispositional departure, and appealed pursuant to Minn. R.Crim. P. 27.03, subd. 9 as interpreted by this court in State v. Fields,
Losh does not argue that her appeal falls outside the scope of section 244.11, subd. 3, or that she has met the statute’s requirements. Her principal ar
“This court has ‘primary responsibility under the separation of powers doctrine for the regulation of evidentiary matters and matters of trial and appellate procedure.’ ” State v. Lindsey,
This court has previously construed statutes that set time limits for an appeal as procedural. See In re Welfare of J.R.,
Because this court has previously construed statutes setting time limits on taking an appeal as procedural, see J.R.,
The state argues that the statute does not violate the separation of powers because it is “jurisdictional, not procedural.” In addition to this court’s implicit rejection of such a distinction in J.R., we have already determined that the legislature may not constitutionally encroach on our appellate jurisdiction. We have “original jurisdiction in such remedial cases as are prescribed by law, and appellate jurisdiction in all cases.” Minn. Const, art. VI, § 2 (emphasis added). We have interpreted these constitutional provisions to grant us “constitutionally independent authority to review determinations by the other state courts.” State v. Wingo,
Despite these constitutional infirmities, this court can acquiesce to section 244.11, subd. 3, as a matter of comity. See McCoy,
II.
Losh argues that she is entitled to benefit from the rule in Blakely v. Washington. The state argues, and the court of appeals held, that because Blakely was released after the period to file a direct appeal from Losh’s conviction had expired, Blakely does not apply retroactively to Losh. Losh,
In State v. Shattuck, pursuant to Blakely, we held Section II.D of the Minnesota Sentencing Guidelines to be unconstitutional as applied “insofar as it permits an upward durational departure based on judicial findings.” State v. Shattuck,
We have recently addressed the question of when a case is pending on direct review. We held that “a case is pending until such time as the availability of direct appeal has been exhausted, the time for a petition for certiorari has elapsed or a petition for certiorari with the United States Supreme Court has been filed and finally denied.” O’Meara,
Like O’Meara, Losh did not perfect an appeal directly from the judgment of conviction. See Minn. R.Crim. P. 28.02, subd. 2(1), subd. 4(3) (stating that appeal from final judgment must be taken within 90 days). Under O’Meara, Losh’s conviction appears to have become final the date her period of direct appeal expired. Losh argues, however, that she is entitled to the benefit of Blakely because: (1) for the purposes of determining the retroactive effect of Blakely, the sentence, not the conviction, must be final, and (2) “direct review” of her sentence was pending at the time Blakely was decided. Because we conclude that the appeal procedure followed by Losh does not qualify as “direct review” of her sentence, we need not reach the questions of whether “finality of the sentence” (as opposed to “finality of the conviction”) is ever the touchstone for determining retroactive effect and whether or not some methods of review of a sentence qualify as “direct review.”
Losh argues that she did seek “direct review” of her sentence through the procedure approved by this court in State v. Fields. Fields, like the present ease, involved a defendant whose sentence was both an upward durational departure and a downward dispositional departure.
Neither Fields nor subsequent decisions by this court interpreting Fields have described such a procedure as a “direct appeal” or “direct review.” Losh argues that the policy arguments mentioned in Fields support her position that an appeal of a sentence pursuant to Fields should be considered direct review for retroactivity purposes.
III.
Losh also argues that the district court abused its discretion in imposing an upward durational departure. Departures from the presumptive sentence are only justified when substantial and compelling circumstances are present in the record. State v. McIntosh,
1. If no reasons for departure are stated on the record at the time of sentencing, no departure will be allowed.
2. If reasons supporting the departure are stated, this court will examine the record to determine if the reasons justify the departure.
3. If the reasons given justify the departure, the departure will be allowed.
*896 4. If the reasons given are improper or inadequate, but there is sufficient evidence in the record to justify the departure, the departure will be affirmed.
5. If the reasons given are improper or inadequate and there is insufficient evidence of record to justify the departure, the departure will be reversed.
McIntosh,
In determining whether to durationally depart from the guideline sentence, the district court considers “whether the defendant’s conduct was significantly more or less serious than that typically involved in the commission of the crime described in the applicable statute.” State v. Thao,
A basis for an upward departure can be that “[t]he victim was treated with particular cruelty for which the individual offender should be held responsible.” Minn. Sent. Guidelines II.D.2.b(2). The state argues that Jenny was treated with particular cruelty because he was left, severely injured, in a secluded location by a swamp. Losh admitted to stopping the vehicle by a “pond or * ⅜ ⅜ bog” and to driving home after Conger and Jenkins left Jenny by the side of the road. While a “district court may not base an upward durational departure on factors that the legislature has already taken into account in determining the degree or seriousness of the offense,” Shattuck,
Another basis for upward departure which the state argues is present in this case is “[t]he offender committed the crime as part of a group of three or more persons who all actively participated in the crime.” Minn. Sent. Guidelines II. D.2.b(10). In this case, three people were involved in the kidnapping of Jenny. Losh drove the vehicle; Conger and Jenkins placed Jenny in and removed Jenny from the vehicle. The evidence in this case supports this aggravating factor in light of our prior decision in State v. Hough,
Affirmed.
Notes
. The plea agreement between Losh and the state did not involve a joint sentencing recommendation to the district court or other sentencing agreement.
. The applicability and constitutionality of section 244.11, subd. 3, was not initially briefed or argued by the parties. Additional briefing and argument concerning this issue was ordered by this court.
. But, "this court has 'inherent authority to [accept] an appeal in the interests of justice even when the filing or service requirements set forth in a rule or statute have not been met.’ ” State v. Barrett,
. "The court at any time may correct a sentence not authorized by law. The court may at any time modify a sentence during either a stay of imposition or stay of execution of sentence except that the court may not increase the period of confinement.” Minn. R.Crim. P. 27.03, subd. 9.
."Clerical mistakes in judgments, orders, or other parts of the record or errors in the record arising from oversight or omission may be corrected by the court at any time and after such notice, if any, as the court orders.” Minn. R.Crim. P. 27.03, subd. 8.
. "The powers of government shall be divided into three distinct departments: legislative, executive and judicial. No person or persons belonging to or constituting one of these departments shall exercise any of the powers properly belonging to either of the others except in the instances expressly provided in this constitution.” Minn. Const, art. Ill, § 1.
.' The state correctly points out, however, that Minn. R.Crim. P. 27.03, subd. 9 does not discuss any appeal from the district court’s denial of a motion for sentence modification.
. This court has noted a potential exception to this rule in stating that "[i]t may well be that the legislature, in creating a substantive right by statute, may, as an element of that substantive right, circumscribe the adjudication of that right more strictly than in other cases, subject to constitutional requirements of due process.” In re O’Rourke,
. Losh additionally argues that section 244.11, subd. 3, is unconstitutional on the basis that it violates her constitutional right to appellate review of her sentence. Because we invalidate the statute on the ground that it violates the separation of powers, we need not address this issue here.
. Losh argues that because the state, before the court of appeals, conceded that Blakely applied to Losh's case, the state has waived this issue. Losh cites no authority supporting this proposition, however, and the authority she does cite indicates that the state cannot be deemed to have waived arguing this issue on appeal. See State v. Grunig,
.The dissent draws a distinction between cases that are "pending on direct review” and cases that are “final” based on language in Griffith v. Kentucky,
. In addition, the dissent argues that, under the framework of retroactivity analysis laid out by the Supreme Court, Losh should receive the benefit of Blakely in this case because: (1) when Blakely was decided Losh’s availability of appeal had not been exhausted and (2) Losh could petition to the United States Supreme Court for certiorari from this court’s judgment in this case. We initially note that the United States Supreme Court has not yet had to classify state appellate review methods (other than direct appeal from judgment of conviction) as either "direct review” or "collateral review.”
We agree that Losh was properly pursuing a Fields appeal at the time of Blakely’s decision and that this court's decision of a Fields appeal is a final judgment from which review by writ of certiorari could be granted. See 28 U.S.C. § 1257 (2000). But, the availability of appeal and review by writ of certiorari are not themselves sufficient qualities to make a form of appellate review "direct review” for retroactivity purposes. A postconviction petitioner has the ability to appeal a district court’s denial of postconviction relief as well as the opportunity to petition the Supreme Court for a writ of certiorari from a final judgment of this court affirming denial of postconviction relief. See 28 U.S.C. § 1257 (2000); Minn.Stat. § 590.06 (2004); see also Snow v. Ault,
.As discussed earlier, we decline to recognize section 244.11, subd. 3, as a matter of comity based, in part, on the policies expressed in Fields. These policies, however, do not impact our analysis regarding whether a Fields appeal qualifies as direct review. As a matter of procedure, we have determined that a probationer should not be required to appeal his or her sentence within 90 days of pronouncement of that sentence. It does not follow that this individual should be entitled to benefit from all new rules of federal constitutional criminal procedure which arise between the expiration of the direct appeal period pursuant to Minn. R.Crim. P. 28.02, subd. 2(3); 28.05, subd. 1(1) (within 90 days of judgment and sentencing), and the resolution of any eventual appeal pursuant to Fields. Contrary to the dissent, we do not read federal law to require a Fields appeal to be classified as a direct review, and such a classification runs contrary to the principle of finality underlying the federal retroactivity framework applied by this court in O’Meara and Houston. See Teague,
. The dissent also argues that our decision treats similarly situated defendants differently by drawing a distinction between a defendant who receives a stay of imposition and a defendant who receives a stay of execution. The dissent is referencing the court of appeals decision in State v. Beaty,
. Because we hold that Losh is not entitled to the retroactive application of Blakely on this appeal, we do not reach the issue of whether the rule in Blakely, if applied, would entitle Losh to relief.
Dissenting Opinion
(dissenting).
DISSENT
Although I agree with the majority’s conclusion that Minn.Stat. § 244.11, subd. 3 (2004) is unconstitutional and does not preclude Losh’s appeal, I disagree with the majority’s conclusion that Blakely does not apply to this appeal. The focus of the majority opinion on “direct review” only addresses one element of the federal test for retroactivity and thus does not provide a complete answer to the issue before us. Because the federal test permits retroac-tivity of a new rule for the conduct of criminal prosecutions to all cases “pending on direct review or not yet final,” Griffith v. Kentucky,
I begin by focusing on the federal law of retroactivity. As we recognized in O’Meara v. State,
“If we do not resolve all cases before us on direct review in light of our best understanding of governing constitutional principles, it is difficult to see why we should so adjudicate any case at all. * * * In truth, the Court’s assertion of power to disregard current law in adjudicating cases before us that have not already run the full course of appellate review, is quite simply an assertion that our constitutional function is not one of adjudication but in effect of legislation.” Mackey v. United States,401 U.S., at 679 ,91 S.Ct. 1160 (opinion concurring in judgment).
By “final,” we mean a case in which a judgment of conviction has been rendered, the availability of appeal exhausted, and the time for a petition for certiorari elapsed or a petition for cer-tiorari finally denied. See United States v. Johnson,457 U.S. 537 , 542 n. 8,102 S.Ct. 2579 ,73 L.Ed.2d 202 (1982) (citing Linkletter v. Walker,381 U.S. 618 , 622*898 n. 5,85 S.Ct. 1731 ,14 L.Ed.2d 601 (1965)).
In Teague v. Lane,
Habeas corpus always has been a collateral remedy, providing an avenue for upsetting judgments that have become otherwise final. It is not designed as a substitute for direct review. The interest in leaving concluded litigation in a state of repose, that is, reducing the controversy to a final judgment not subject to further judicial revision, may quite legitimately be found by those responsible for defining the scope of the writ to outweigh in some, many, or most instances the competing interest in read-judicating convictions according to all legal standards in effect when a habeas petition is filed.
Teague,
I take from these cases the understanding that a case is “not yet final” when the availability of appeal has not been exhausted and appellate review has not run its full course. Alternatively, I also take from these cases that “direct review” includes all forms of appellate review that are not considered collateral review. Either way, for Losh, her case was not yet final (because the appeal rights made available in Fields had not been exhausted or run their full course) and her case was not on collateral review at the time that Blakely was announced.
O’Meara does not lead me to a different conclusion because any comments we made in O’Meara about when a case is “final” were dicta and, to the extent they were inconsistent with Griffith and Teague, they are not controlling. We did say in O’Meara that the conviction became final on the date the time for direct appeal expired.
For Losh, the questions under Griffith and Teague are whether, at the time Blakely was announced, (1) the availability of an appeal from Losh’s conviction had been exhausted (i.e., appellate review of that conviction had run its course), or (2) Losh’s appellate rights already had been relegated to collateral review. I would answer those questions in the negative. I would conclude that the consequence of our ruling in Fields is that appellate review of a stayed sentence is not exhausted until the time to appeal from any revocation of the stay has expired and that the appellate review of an order denying a motion to modify a stayed sentence is not collateral review.
Fields decided that a defendant in Losh’s position need not file a postconviction petition to obtain review of his sen
Viewed another way, if we apply the full text of Griffith, the definition of finality requires not only that the availability of appeal to our court has been exhausted, but also that the time for a petition for certiorari to the Supreme Court has elapsed or a petition has been denied. Griffith,
Finally, I address one of the underlying concerns expressed in Griffith that “selective application of new rules violates the principle of treating similarly related defendants the same.” Griffith,
For all these reasons, I would reverse the court of appeals’ decision and hold that Blakely applies to Losh’s appeal of the departure made in her sentence.
Dissenting Opinion
(dissenting).
I join in the dissent of Justice Sam Hanson.
Dissenting Opinion
(dissenting).
I join in the dissent of Justice Sam Hanson.
