¶1 — This case asks us to determine whether the removal of a person from the courtroom, under the facts in this case, was a closure in violation of the right to a public trial, and, if so, whether such "closure” can be considered too trivial as to implicate a defendant’s constitutional rights. We hold that the exclusion of one person is not a closure that violates the defendant’s public trial right but instead is an aspect of the court’s power to control the proceedings. In this case, under an abuse of discretion standard,
FACTS AND PROCEDURAL HISTORY
¶2 Dean Lormor was arrested following a domestic disturbance, and during his jail intake, a small bag was found in his pants pocket. The bag contained methamphetamine residue. Lormor was charged with unlawful possession of a controlled substance.
¶3 Lormor’s daughter, who was four days shy of her fourth birthday, was excluded from the courtroom before trial. The daughter, who was terminally ill, was confined to a wheelchair and required a ventilator to breathe. Before trial, the prosecutor brought the matter up because Lormor had either talked to or near one of the jurors regarding his daughter. This conversation followed:
MR. SMITH: Your Honor, thank you. The first issue is — we talked at sidebar about this, and just for the record, there was some indication that the defendant either talked to or talked in front of one of the potential jurors and members of the panel regarding his daughter, and so I - I know the defendant has some criminal history, but I don’t know whether he’s ever been through a trial or not. I’d ask the Court to instruct him to not discuss this or anything around the jurors that have been chosen. That’s my first issue.
THE COURT: Ms. Murphy, do you wish to be heard?
MS. MURPHY: No, Your Honor. I have no objections to that request.
THE COURT: Okay. Mr. Lormor, I didn’t really particularly in the presence of all the jurors want to inquire into the report that you were overheard making some comment in disappointment that your daughter was excluded from the courtroom. I simply want to emphasize to you what I think I’ve already said, the response to that, and that is you can’t have direct contact with or discuss any aspect of your predicament in the presence of others outside of court session unless you’re given permission to do so. I would ask that you respect that limitation, and I understand that your daughter was initially here. She is unfortunately in a medical condition that requires her to be in a wheelchair and to be on apparently breathing assistance.
THE DEFENDANT: Ventilator, yes.
THE COURT: I don’t know how old she is, but she appears to me to be of adolescent years, but I don’t know what her age is.
THE DEFENDANT: She’ll be four on the 29th.
THE COURT: So she is even younger than adolescent years. I made the decision she should not be in the courtroom for a number of reasons: Number one, at that age I don’t know how much she would understand of the proceedings. Two, given the setup I could even hear at the bench the ventilator operating, and I concluded that would be an inappropriate distraction and frankly difficult for her as it would be potentially distracting for the jury.
And so that’s the decision I’ve made. And I have empathy for her circumstances as well as yours in that regard, but I just don’t think it’s appropriate for a young person to be in this kind of a controlled setting, and I did hear some sounds from her which are perfectly understandable. I don’t want in any way to limit her need to express herself for assistance or how she’s feеling or anything else, but I just believe that would serve as an inappropriate distraction to the process and so that’s why I’ve excluded her, and I want you to know that I don’t take that lightly but I would do that in any type of case under the circumstances unless she were a necessary witness and was competent to testify, which given her tender years she would not be under the evidence rules of the court.
Report of Proceedings (RP) (Sept. 24, 2008) at 21-23. The prosecutor requested that Lormor be precluded from discussing his
THE COURT: Well, we’ll cross that eventual bridge when we come to it, and I take a lot — a much different position on who can or can’t be in the courtroom when we’re not in the jury trial mode. And so I am reserving in the defense the right to re-visit this issue once we have concluded the jury part of this case. If there is a finding of not guilty, that ends it. If there is a guilty finding and there’s — are further proceedings and without the jury, my position will be significаntly different regarding the presence of others in the courtroom including the defendant’s daughter.
So I’ve already made my reasons known for excluding Mr. Lormor’s daughter. I’ll maintain them. I think they respond to counsel’s concerns, and so I would direct, however, that counsel or the defendant or any witnesses not make reference to the status of defendant’s daughter without further alerting the court and outside the jury’s рresence having a discussion as to whether such can be done before any mention of it takes place in front of the jury.
RP (Sept. 24, 2008) at 24-25. Lormor was convicted on the possession charge, and he was sentenced to 24 months. He was allowed to go to Disneyland with his daughter before serving his sentence.
¶4 On appeal, Lormor argued the trial court violated his right to a public trial, as well as the рublic’s right to open courts, in excluding Lormor’s daughter without first considering the
Bone-Club
factors.
State v. Bone-Club,
ISSUES
¶5 1. Did the exclusion of Lormor’s daughter constitute a closure, and if so, in violation of Lormor’s right to a public trial?
¶6 2. Was Lormor denied effective assistance of counsel?
ANALYSIS
¶7 Whether the right to a public trial has been violated is a question of law reviewed de novo.
State v. Momah,
¶8 In a recent opinion, the United States Supreme Court had the opportunity to revisit and clarify its court closure doctrine. In
Presley v. Georgia,
¶9 These rules come into play when the public is fully excluded from proceedings within a courtroom.
Bone-Club,
¶10 Lormor’s trial was conducted in an open courtroom. No showing is made that public attendance during the trial, or at any other stage, was prohibited. While it is unclear from the record whether therе were any other observers in the courtroom, what is clear is that only one person was excluded, and there was no general prohibition for spectators or any other exclusion of the public. Our cases establish
when a closure occurs. For example, Lormor’s entire family was not excluded as occurred in
Orange,
¶11 Rather, a “closure” of a courtroоm occurs when the courtroom is completely and purposefully closed to spectators so that no one may enter and no one may leave. This does not apply to every proceeding that transpires within a courtroom but certainly applies during trial and extends to those proceedings that cannot be easily distinguished from the trial itself. This includes pre- and posttrial matters such as voir dire, evidentiary hearings, and sentencing proceedings. This definition is likely underinclusive and may be expanded on by later cases with different facts. But, with this minimal definition in place, and under these facts, we reject the holding of the Court of Appeals that a closure occurred during Lormor’s trial. 3
¶12 Since we find that no closure exists, we analyze this case as the trial court did, as a matter of courtroom operations, where the trial court judge possesses broad discretion. In addition to its inherent authority, the trial court, under RCW 2.28.010, 4 has the power to preserve and enforce order in the courtroom and to provide for the orderly conduct of its proceedings. The power to control the proceedings must include the power to remove distracting spectators, or else it would be meaningless. Any other rule would leave a trial court judge unable to keep the order necessary for a fair proceeding. And it would make little sense to engage in a Bone-Club or Waller analysis every time an unruly spectator is ejected from the courtroom, and, given our definition of “closure,” no such analysis is required.
¶13 The discretion exercised in such an instance is similar to an evidentiary ruling. In fact, thе trial court has a similar power of exclusion under ER 615: “At the request of a party the court may order witnesses excluded so that they cannot hear the testimony of other witnesses, and it may make the order of its own motion.” Evidentiary rulings are reviewed for abuse of discretion and reversed only if the “ ‘exercise of its discretion is manifestly unreasonable or based upon untenable grounds or reasons.’ ”
In re Det. of Post,
¶14 Under an abuse of discretion standard, the record establishes the basis for the
¶15 Relying on federal case law, the Court of Appeals held the situation here to be a trivial closure.
State v. Lormor,
¶16 While this court has occasionally suggested that a closure might be trivial or de minimis, we have not yet been presented with a case or facts that warrant the adoption of this rule.
Strode,
CONCLUSION
¶17 Under the facts of our case, we disagree with the Court of Appeals’ discussion of trivial closures. The exclusion of one courtroom spectator in this case is not a court closure and does not implicate a defendant’s right to a public trial, so a triviality analysis, even if acсeptable, does not apply. A trial court has the inherent, as well as statutory, power to remove disruptive spectators from the courtroom. The use of that power is reviewable for abuse of discretion. In this case, the trial court judge gave reasons on the record for the removal, the justification was not manifestly unreasonable or based on untenable grounds and was not аn abuse of discretion. Lormor’s conviction is therefore affirmed.
Notes
To determine if closure is appropriate, the trial court is required to consider the following factors and enter specific findings on the record to justify any ensuing closure: (1) The proponent of closure must show a compelling interest and, if based on anything other than defendant’s right to a fair trial, must show serious and imminent threat to that right; (2) anyone present when the motion is made must be given an opportunity to object; (3) the least restrictive means must be used; (4) the court must weigh the competing interests; and (5) the order must be no broader in application or duration than necessary.
Bone-Club,
Waller
provides standards that courts are to apply before excluding the public from any stage of a criminal trial: (1) the party seeking the closure must advance an overriding interest likely to be prejudiced, (2) the closure must be no broader than necessary to protect that interest, (3) the trial court must consider reasonable alternatives to closing the procеeding, and (4) the trial court must make findings adequate to support the closure. Waller,
Lormor additionally argues he received ineffective assistance of counsel because his counsel failed to object to the exclusion of his daughter. This claim coincides with Lormor’s public trial right arguments. Because we do not find the exclusion of Lormor’s daughter to be a closure, this claim necessаrily fails.
In full, RCW 2.28.010 provides, “Every court of justice has power — (1) To preserve and enforce order in its immediate presence. (2) To enforce order in the proceedings before it, or before a person or body empowered to conduct a judicial investigation under its authority. (3) To provide for the orderly conduct of proceedings before it or its officers. (4) To compel obedience to its judgments, decrees, orders and process, and to the orders of a judge out of court, in an action, suit or proceeding pending therein. (5) To control, in furtherance of justice, the conduct of its ministerial officers, and of all other persons in any manner connected with a judicial proceeding before it, in every matter appertaining thereto. (6) To compel the attendance of persons to testify in an action, suit or proceeding therein, in the cases and manner provided by law. (7) To administer oaths in an action, suit or proceeding pending therein, and in all other cases where it may be necessary in the exercise of its powers or the performance of its duties.”
For a fuller discussion of trivial closures as found in other states and by circuit courts, see
Easterling,
