Lead Opinion
Opinion
11 Sarah Ann LoPrinzi appeals her two convictions for unlawful sexual activity with a minor, asserting that the trial court erred in multiple ways. First, she contends that the trial court should have granted her motion to either recuse the entire Salt Lake County District Attorney's Office from prosecuting her case or dismiss the case altogether. Second, she challenges two of the court's decisions regarding jury instructions. Finally, she claims that the court erred in denying her motion for a new trial because the verdicts were inconsistent. We affirm.
BACKGROUND
2 In January 2010, LoPrinzi was charged with three counts of unlawful sexual activity with a minor, stemming from sexual acts she had engaged in with a fifteen-year-old boy. Prior to trial, LoPrinzi moved to have the entire Salt Lake County District Attorney's Office disqualified from prosecuting her case or, alternatively, to dismiss the case. Her motion alleged prosecutorial misconduct on the basis that her former attorney had provided the entire defense file to the prosecutor and that the prosecutor's receipt of this file "adversely affected the representation . and [had] given a significantly undue advantage for the prosecution.
T3 At trial, the complaining witness testified that between July 2 and July 5, 2009, when he was fifteen years old, he and Lo-Prinzi engaged in multiple acts of oral and vaginal intercourse. | He testified that he had
T4 LoPrinzi's ex-husband and Friend offered corroboration for the complaining witness's account of two of the incidents. They each testified that over the course of the weekend they had heard and observed activity between LoPrinzi and the complaining witness that was consistent with what he had reported.
{5 LoPrinzi testified in her defense. She denied that she had engaged in any sexual activity with the complaining witness.
16 The investigating officer testified that on July 9 or July 10, 2009, he had talked with LoPrinzi by phone and told her about the allegations of sexual activity with the complaining witness made by her ex-husband, the complaining witness, and the complaining witness's parents. The police scheduled an appointment for LoPrinzgi to come in to talk with the police about the matter. When LoPrinzi failed to appear for the appointment, the officer contacted LoPringi's ex-husband and discovered that LoPrinzi had moved. The ex-husband testified that he had gone to LoPringi's house on July 24 or July 25, 2009, and the house appeared to have been abandoned: "Things had been dumped everywhere," "[the place had been ransacked," "[the walls ... had been serubbed down," "Ms. LoPrinzi's house key was hang ing on her bedroom door," and the pets, LoPrinzi's teenage son, and LoPrinzi were "gone." Some months later, the investigating officer learned that LoPrinzi was living in Wyoming, and a warrant for LoPringi's arrest issued in January 2010.
T7 LoPrinzi admitted that she relocated to Wyoming shortly after her initial conversation with the police. She denied, however, that she had abandoned her home or that she had left the house "ramshackle" or "trashed." She claimed that she was not trying to evade the investigation, explaining that she was not aware of any obligation to meet with the police when she moved and citing her return to Utah once she became aware of the arrest warrant. On cross-examination, the investigating officer acknowledged that although LoPrinzi had failed to show up for a scheduled appointment, he had told her that she was not obligated to come to that appointment and had not otherwise indicated that she was under arrest.
18 Counsel for LoPrinzi and the State presented arguments for and against giving the jury two instructions. First, LoPringi argued that the jury should be instructed on the lesser included offense of sexual battery. The court declined to give the sexual battery instruction, reasoning that there was neither a sufficient overlap of elements for unlawful sexual activity with a minor and sexual battery nor "a rational basis for a verdiet acquitting of the primary offense, and convicting her of the included offense." See Utah Code Ann. § 76-1-402(4) (LexisNexis 2012)
ISSUES AND STANDARDS OF REVIEW
19 LoPrinzi first contends that the trial court improperly denied her motion either to disqualify the entire Salt Lake County District Attorney's Office from prosecuting her case or to dismiss the case based on prosecutorial misconduct. We review a decision on a motion to dismiss under rule 25 of the Utah Rules of Criminal Procedure for abuse of discretion, noting that dismissals "grounded solely on prosecutorial misconduct are rarely appropriate." State v. White,
110 Second, LoPrinzi challenges the trial court's decisions to deny her request for an instruction on sexual battery as a lesser included offense and to give the jury a flight instruction. We review a trial court's decision not to give a lesser included offense instruction for abuse of discretion. State v. Berriel,
111 Finally, LoPrinzi asserts that the court improperly denied her motion for a new trial because the jury's verdicts on the charges against her were inconsistent.
When considering an inconsistency challenge to jury verdicts, we review the evidence in the light most favorable to the verdict and will not overturn a jury's verdict of criminal conviction unless reasonable minds could not rationally have arrived at a verdict of guilty beyond a reasonable doubt based on the law and on the evidence presented.
ANALYSIS
I. Motion to Disqualify/Dismiss
112 LoPringi's first argument on appeal is that the trial court abused its discretion when it denied her motion to disqualify the entire Salt Lake County District Attorney's Office or, in the alternative, to dismiss the case after her original defense counsel shared her confidential defense file with the prosecutor. We conclude that because Lo-Prinzi has not challenged the trial court's finding that there was no prosecutorial misconduct, the court properly denied the motion.
{13 The basis for LoPringi's motion was prosecutorial misconduct. According to Lo-Prinzi, the district attorney's office obtained confidential information from her file, significantly prejudicing her defense. LoPringi's argument to the trial court, as well as on appeal, however, presumes that her counsel turned over LoPrinzi's entire confidential file to the prosecutor. But, following an eviden-tiary hearing at which LoPrinzi's original defense counsel testified, the trial court found that counsel "delivered only the mental health records ..., not other confidential materials in the defense counsel's file" and did so for the "purpose of considering [Lo-Prinzgi's] admission to mental health court." As a result, it concluded that was no prosecutorial misconduct for the District Attorney to receive[ ] the mental health records .., as [LoPringi] was attempting to apply for mental health court and file a Diminished Mental Capacity defense."
14 LoPrinzi has not challenged the trial court's finding that the disclosure of her file was limited to her mental health records. Rather, despite that contrary finding, Lo-Prinzi's argument on appeal is based on the premise that her former defense counsel turned over the entire file, LoPrinzi advances this position by citing emails between LoPrinzi and her former defense counsel and between defense counsel and the prosecutor in which defense counsel indicated that the prosecutor "hald defense counsel's] file for Sarah LoPrinzi because [the prosecutor and the District Attorney] were going to review it." At the hearing, however, the former defense counsel clarified that the "file" mentioned in the emails "refers to the mental health records" and not to the defense file as a whole. The trial court believed defense counsel's testimony, and LoPrinzi has made no effort on appeal to demonstrate that the finding was clearly erroneous. See State v. Balfour,
{15 Furthermore, LoPrinzi does not claim on appeal that the disclosure of just her mental health records to the prosecution required disqualification. Indeed, she does not challenge at all the propriety of the prosecutor's receipt of her mental health records for the limited purpose of evaluating her eligibility for the mental health court or in anticipation of a diminished capacity defense. Accordingly, we affirm the trial court's conclusion that there was no prosecu-torial misconduct under the cireumstances. See State v. Turner,
IL Jury Instructions
116 LoPrinzi next challenges the trial court's refusal to give the jury a lesser included offense instruction on sexual battery and its decision to instruct the jury on flight. We address each issue in turn.
A. Sexual Battery Instruction
117 A criminal defendant is entitled to a jury instruction on a lesser included offense if (1) "the charged offense and the lesser ... offense have overlapping statutory elements" and (2) there is a rational basis in the record as a whole for convicting the defendant of the lesser offense rather than the one charged. State v. Powell,
118 Unlawful sexual activity with a minor oceurs when a person "has sexual intercourse with" another person between the ages of fourteen and sixteen or "engages in any sexual act with the minor involving the genitals of one person and the mouth ... of another.
{19 A rational basis exists if the evidence "view[ed] ... in the light most favorable to the defendant requesting the instruction" would justify sending the question to the jury. Powell,
-( 20 We agree with the trial court that the evidence at trial does not provide a rational basis for the jury to both acquit LoPrinzi of unlawful sexual activity with a minor and convict her of sexual battery. In particular, there is no evidence that LoPrinzi touched the complaining witness's genitals under circumstances in which she knew or should have known her touching was likely to cause him "affront or alarm," an element of sexual battery. See Utah Code Ann. § 76-9-702.1(1). Because the offense of sexual battery may be committed on a person of any age, not just a minor, id. § 76-9-702.1, the affront or alarm language must implicate a lack of consent. Certainly a person could not be convicted of sexual battery if the person touched a statutorily protected body part with the other's consent because such cirenmstances would not suggest that the touching was "likely [to] cause affront or alarm to the person touched." Id. § 76-9-702.1(1). In other words, consent seems to preclude a response of "affront or alarm [by] the person touched" and therefore an appreciation by the actor that the touching was likely to evoke such a response. See id.
{21 On the other hand, unlawful sexual activity with a minor, by its definition, seems to involve consensual sexual activity:
A person commits unlawful sexual activity with a minor [, defined as a person who is older than fourteen but younger than sixteen,] if, under circumstances not amounting to rape ... [or] forcible sodomy ..., the actor: (a) has sexual intercourse with the minor; [or] (b) engages in any sexual act with the minor involving the genitals of one person and the mouth ... of another person.... j
{22 Because the offense of sexual battery punishes nonconsensual touching of "any part of the genitals of another person," Utah Code Ann. § 76-9-702.1, and unlawful sexual activity with a minor seems to punish consensual sexual intercourse or oral sex performed on a person between fourteen and sixteen years of age, a rational basis for sending both charges to the jury can exist only if the evidence raises a question about consent.
123 Accordingly, we find no abuse of discretion in the trial court's refusal to give an
B. Flight Instruction
124 Over LoPrinzi's objection, the trial court gave the jury a flight instruction suggesting inferences could be drawn from Lo-Prinzi having left the state of Utah after her phone conversation with the police. The instruction provided,
Evidence was introduced at trial that the defendant may have fled or attempted to flee after having been accused of the crime. This evidence alone is not enough to establish guilt. However, if you believe that evidence, you may consider it along with the rest of the evidence in reaching a verdict. It's up to you to decide how much weight to give that evidence.
Keep in mind that there may be reasons for flight that could be fully consistent with innocence. Even if you choose to infer from the evidence that the defendant has a "guilty conscience," that does not necessarily mean she is guilty of the crime charged.
We conclude that the trial court did not err in giving this instruction.
125 Evidence of flight is probative because it can demonstrate consciousness of guilt. State v. Franklin,
126 LoPrinzi argues that a flight instruction was not justified in this case because she did not flee from law enforcement. LoPrinzi points out that the investigating officer "did not tell [her] she was under any restrictions or mandatory orders of not leaving the State" or that she was subject to arrest and, furthermore, that the same officer admitted at trial that LoPrinzi had no - obligation to cooperate with law enforcement. She also asserts that the fact that an arrest warrant did not issue until six months later is further indication that she did not leave the state out of a consciousness of guilt or in an attempt to avoid arrest or prosecution. As support for her position, LoPrinzgi cites several cases where a defendant fled in the course of being pursued or detained by police. Seg, eg., Franklin,
127 Evidence of flight may still be probative even if it does not occur immediately after a criminal offense is committed or the police begin an investigation. Indeed, in State v. Franklin,
128 Thus, a flight instruction is appropriate if the cireumstances could support a reasonable inference that the defendant is fleeing out of a consciousness of guilt. In this case, LoPrinzi's ex-husband testified that by July 24 or July 25, two weeks after she initially spoke with the investigating officer, LoPrinzi was gone from her home. He described the home as having "been ransacked" because "[tlhings had been dumped everywhere" and the pets, LoPrinzi's teenage son, and LoPrinzi were "gone." Furthermore, "Itlhe walls ... had been serubbed down," and "LoPrinzi's house key was hanging on her bedroom door," indicating that she was not planning to return. Sudden, permanent departure following police questioning can be probative of a consciousness of guilt
III. Motion for New Trial
129 Finally, LoPrinzi contends that the trial court erred in denying her motion for new trial. LoPrinzi's motion asserted that the verdicts were internally inconsistent because the evidence did not justify the jury's decision to convict on Counts 1 and 3 but acquit on Count 2. According to LoPrinzi, all three counts "involved the same witnesses, same parties, same allegations, and same evidence." Therefore, "the jury would have [to] either conviet on all Counts, or acquit on all Counts."
130 When considering a defendant's argument that the verdicts are inconsistent, "we review the evidence in the light most favorable to the verdict and will not overturn a jury's verdict of criminal conviction unless reasonable minds could not rationally have arrived at. the verdict of guilty beyond a reasonable doubt based on the law and on the evidence presented." State v. Hancock,
"where truly inconsistent verdicts have been reached, 'the most that can be said ... is that the verdict shows that either in the acquittal or the conviction the jury did not speak their real conclusions, but that does not show that they were not convinced of the defendant's guilt' The rule that the defendant may not upset such a verdict embodies a prudent acknowledgement of a number of factors. First, as the above quote suggests, inconsistent verdicts . should not necessarily be interpreted as a windfall to the Government at the*263 defendant's expense. It is equally possible that the jury, convinced of guilt, properly reached its conclusion and then through mistake, compromise, or lenity, arrived at an inconsistent conclusion on the [other] offense."
State v. Sjoberg,
31 We applied this standard in State v. Sjoberg,
132 Like the jury in Sjoberg, "the jury [in this case] determined, for its own presumably valid reasons, that the evidence only supported [two] conviction[s]." See id. LoPrinzi's only remedy then is to "take refuge in challenging the sufficiency of the evidence that supports the conviction{s]." See id. para. 8. We conclude that there was sufficient evidence of unlawful sexual activity with the complaining witness to support both convictions. See State v. Honie,
4 33 The complaining witness testified that he and LoPrinzi engaged in both oral and vaginal intercourse on three separate occasions. LoPrinzi's ex-husband and Friend presented corroborating evidence for two of those occasions. And although LoPrinzi offered an alternative account of the events, it is within the province of the trier of fact to assess credibility and weigh the evidence as a whole. See Stewart,
CONCLUSION
134 We affirm the trial court's decision that there was no prosecutorial misconduct in receiving LoPrinzi's mental health record to warrant disqualification of the Salt Lake
Notes
. The motion to disqualify the Salt Lake County District Attorney's Office or to dismiss the case was filed by LoPrinzi's second defense attorney.
. The response also asserted that because Lo-Prinzi had withdrawn her application to the mental health court, neither the prosecutor nor anyone else in the office had ever reviewed the mental health records. The prosecution did not introduce evidence to support this statement, however, and the trial court did not cite it as a basis for its decision.
. The relevant code sections have not been amended in any way material to our analysis since the time of the underlying offense or trial. Accordingly, we cite the current version of the Utah Code for the convenience of the reader.
. The Statev. Berriel,
. The other variations of unlawful sexual activity of a minor do not apply given the facts presented here. See Utah Code Ann. § 76-5-401(2)(b)-(c) (LexisNgxis 2012).
. We have our doubts about whether the legislature intended sexual battery to be a lesser included offense to offenses involving sexual intercourse or sodomy. Conduct that amounts to sexual intercourse or sodomy performed on a person without his or her consent is explicitly excluded from the scope of the sexual battery statute. Utah Code Ann. § 76-9-702.1(1), (2)(a), (e) (LexisNexis Supp.2013). But the unlawful sexual activity with a minor statute makes even consensual acts with a person between ages fourteen and sixteen unlawful. While it seems unlikely to us that any conduct with a minor within that age range that was not consensual would be charged under the unlawful sexual activity statute rather than as a more serious forcible offense, the question has not been presented here in a way that we believe would justify a conclusive determination that sexual battery could never be a lesser included offense of unlawful sexual activity with a minor. Rather, that is an issue for another day.
. LoPrinzi points to evidence of other activities besides oral and vaginal intercourse that she argues warranted a sexual battery instruction. But the activities she identifies do not qualify as intentional touching under the sexual battery statute, either because they do not involve protected body parts (e.g., LoPrinzi's rubbing of the complaining witness's chest and leg) or they involve the complaining witness's touching of Lo-Prinzi (e.g., the complaining witness's suggestive slap of LoPrinzi's buttocks).
. Certainly, LoPrinzi's departure could have other innocent explanations as well. And Utah law requires juries to be advised of that possibility: "[It is not error to give [a flight instruction] so long as it instructs the jury that there might be reasons for flight that are fully consistent with innocence 'of the crime charged and that even if consciousness of guilt is inferred from flight, it does not necessarily reflect actual guilt." State v. Franklin,
. State v. Sjoberg, 2005 UT App 81U,
Concurrence Opinion
(concurring):
1 35 I concur in the judgment of the court and in the lead opinion except as to the discussion of consent in paragraphs 20 through 22, which in my view is unnecessary to the holding of the court. In addition, I write separately (1) to explain why I think judges should not give flight instructions and (2) to comment on the new standard of review applicable to lesser-included-offense challenges.
1
136 Facts adduced at trial often support competing inferences. We generally leave the role of urging the jury to draw one inference or another to counsel in closing argument. I see no reason why evidence of flight presents a special case requiring judicial instruction. Pointing out to the jury that a perpetrator might flee a crime scene for reasons consistent with guilt falls within the prosecutor's job description; pointing out that a bystander might flee a crime scene for reasons consistent with innocence falls within defense counsel's job description; opting for one inference or the other falls within the jury's job description. I see no necessary role for the judge in this process.
37 Consistent with this reasoning, a size-able minority of jurisdictions hold that "because the significance of flight should be left to argument, ... instructions on the significance of flight should not be given." State v. Stilling,
38 While this court lacks the authority to make this change-at least in a case in which a flight instruction was given-I urge our supreme court to do so in the appropriate case.
2
1139 I agree with the majority that, under our supreme court's recent opinion in State v. Berriel we must review trial court rulings rejecting lesser-included-offense instructions for an abuse of discretion.
(40 At trial, a defendant is entitled to a jury instruction on a lesser included offense only when (1) the elements of the charged offense and the lesser offense overlap and (2) the record as a whole provides a rational basis to acquit the defendant of the charged offense and to convict the defendant of the lesser offense. State v. Baker,
' 41 On appeal, under the traditional standard of review, "[wlhether a jury instruction on a lesser included offense is appropriate presents a question of law," the trial court's resolution of which we review for correctness. Spillers,
1 42 Berriel alters this regime. It states, "The issue of whether the record evidence, viewed in its totality, supports the defendant's theory of the case is primarily a factual question."
(48 As Berriel itself recognizes, its "abuse-of-discretion standard" is less favorable to defendants than the traditional "correctness standard." Id. Under the traditional standard we reviewed rulings of this type for correctness, viewing the facts and inferences on appeal in the light most favorable to the defense. Spillers,
144 This shift carries several potential consequences. First, the new standard makes reversing the denial of a lesser-included-offense instruction far more difficult. Consequently, such denials are likely to become more common. Furthermore, Berriel's characterization of trial courts as "factfin-ders,"
4 45 My point is not that the step taken in Berriel should not have been taken-that is a question for a higher court. I am simply noting the significance of the step and that future cases may need to sort out its ramifications. In any event, Berrie! controls, and the lead opinion here correctly applies it.
. Or, more precisely, that no reasonable person could conclude that the record as a whole does not provide a rational basis to acquit the defendant of the charged offense and to convict the defendant of the lesser offense.
