State v. Longley (2005-326)
2007 VT 101
[Filed 12-Oct-2007
NOTICE: This opinion is subject to motions for reargument under V.R.A.P. 40 as well as formal revision before publication in the Vermont Reports. Readers are requested to notify the Reporter of Decisions, Vermont Supreme Court, 109 State Street, Montpelier, Vermont 05609-0801 of any errors in order that corrections may be made before this opinion goes to press.
2007 VT 101
No. 2005-326
State of Vermont Supreme Court
On Appeal from
v. District Court of Vermont,
Unit No. 3, Franklin Circuit
Wendell M. Longley February Term, 2007
Mark J. Keller, J.
John T. Lavoie, Franklin County Deputy State’s Attorney, St. Albans, for Plaintiff-Appellee.
Matthew F. Valerio, Defender General, and Anna Saxman, Deputy Defender General,
Montpelier, for Defendant-Appellant.
PRESENT: Reiber, C.J., Dooley, Johnson, Skoglund and Burgess, JJ.
¶ 1. BURGESS, J. Defendant Wendell Longley appeals from his convictions, after a jury trial, for first degree aggravated domestic assault and reckless endangerment arising out of the same incident. Defendant argues: (1) the trial court erred when it failed to include in its jury instruction on reckless endangerment the requirements that a firearm must be loaded and operable; (2) the State was required, but failed, to prove that the firearm used in the domestic assault was operable; (3) the trial court erroneously admitted highly prejudicial evidence of defendant’s prior bad acts; and (4) the State impermissibly commented on defendant’s failure to prove that the firearm was fake and his failure to deny this allegation to the police when they searched his property. We reverse defendant’s conviction for reckless endangerment and affirm his conviction for first degree aggravated domestic assault.
¶ 2. The State presented the following evidence at trial. At the time of the incident at issue, defendant and complainant were married, but separated. Defendant lived in the marital home. In 2003, complainant obtained a relief from abuse order requiring defendant to remain 300 feet away from her. The order also required defendant to relinquish all of his firearms. In the fall of 2003, defendant asked his son to return a muzzle loader to him to use during the upcoming hunting season, and his son did so. In June 2004, complainant and a friend were walking by the marital home when complainant stopped to check on rose bushes she had planted prior to her separation from defendant. Defendant saw them, shouted insults at complainant, and told them to get off his property. As the women walked away, defendant shouted: “I’m going to get my muzzle loader and I’m going to shoot you between the eyes. . . . When it is оver—when this is done, I’m going to hunt you down. I’ll find you and I’ll kill you.”
¶ 3. The State’s evidence further showed that defendant then drove after them, stopped his car in the street and pointed what the complainant recognized as defendant’s hunting muzzle loader at them, and said: “I’m going to shoot you now, bitch. . . . Take a picture, my bitch, I’m going to shoot you.” Complainant, who had taken to carrying a camera in the event defendant approached her in violation of the restraining order, took pictures of this encounter. She and her friend ran to a neighbor’s house and the neighbor called the police. The neighbor testified thаt she saw the car stopped in the road and a person point a gun out the window at complainant and her friend. Interviewed several hours later by an investigating state police trooper, defendant acknowledged that he yelled at the women to get off his property, but denied having a gun and denied threatening complainant in any way. Two searches of defendant’s residence, one with his consent and another pursuant to warrant, turned up no gun. Defendant was subsequently charged with first degree aggravated domestic assault for threatening to use a deadly weapon on his wife in violation оf 13 V.S.A. § 1043(a)(2), and misdemeanor reckless endangerment for placing her friend in danger of serious injury by pointing a rifle at her in violation of 13 V.S.A. § 1025. The muzzle loader was never found, although defendant’s son testified that his father’s rifle essentially looked and operated the same as the son’s own muzzle-loading rifle, which was shown to the jury. Defendant was convicted of both charges and this appeal followed.
¶ 4. We hold: (1) the trial court insufficiently instructed the jury as to the crime of reckless endangerment; (2) first degree aggravated domestic assault does not require the use of an operable firearm; (3) the trial court did not abuse its discretion when it admitted evidence of defendant’s past aggression toward complainant and the issuance of a citation to him for violating an abuse prevention order; and (4) the prosecutor’s closing argument was fair comment on the evidence in this case and not a violation of defendant’s Fifth Amendment rights.
I. Requirements of a Firearm for Reckless Endangerment
¶ 5.
On
appeal we review jury instructions “as
a whole and not piecemeal, in order to ensure that they accurately state the
law on every theory fairly put forward by the evidence.” State v. Baird,
II. Firearm as a “Deadly Weapon” for First Degree Aggravated Domestic Assault
¶ 6. In its first degree aggravated domestic assault instructions, the trial court declined to instruct the jury that it needed to find that the rifle was loaded and operable at the time of its use. Instead, the court instructed the jury that it needed to find that defendant was armed with a “deadly weapon” which it defined, as set forth at 13 V.S.A. § 1021(3), as “any firearm, or other weapon, device, instrument, material or substance, whether animаte or inanimate which in the manner it is used or is intended to be used is known to be capable of producing death or serious bodily injury.” Defendant objected to this charge, arguing that the instructions were erroneous because an inoperable or unloaded firearm is incapable of causing death or serious bodily injury, and thus cannot constitute a deadly weapon. Defendant contends that the State failed to offer any evidence of an operable and loaded weapon.
¶ 7. The State responds first by
arguing that first degree aggravated domestic assault, unlike standard
aggravated assault, focuses on the threat to the victim, not actual danger, and
a firearm can be used to create fear or intimidation regardless of whether it
is loaded or operable. The State further argues that even if proof of actual
danger is required, there was sufficient evidence for the jury to conclude that
defendant’s rifle was capable of producing death or serious bodily injury. “Determination
of the essential elements of an offense upon which the jury must be instructed
is a matter of law and reviewed de novo.” State v. Coburn,
¶ 8. First degree aggravated
domestic assault occurs when a person “uses, attempts to use or is armed with a
deadly weapon and threatens to use [it] on a family or household member.” 13
V.S.A. § 1043(a)(2). As stated in the jury instructions, a “deadly weapon” is
defined as “any firearm, or other weapon, device, instrument, material or
substance, whether animate or inanimate which in the manner it is used or is
intended to be used is known to be capable of producing death or serious bodily
injury.” Id. § 1021(3). Looking at the plain language of the statute,
there is no requirement that a firearm be loaded or operable to be a “deadly
weapon.” See State v. Kimmick,
¶ 9. The New Hampshire
Supreme Court reached a similar conclusion when interpreting a statutory
definition of “deadly weapon” nearly identical to that found in 13 V.S.A. §
1021.[1] State v.
Hatt,
¶ 10. To construe this language
otherwise—to define the crime solely according to an accused’s intent to
actually injure another with a firearm rather than an intent to put аnother in
fear of a gunshot—would make the statute virtually unenforceable absent a
confession or recovery of the firearm. Equally absurd would be to base
enforcement conditioned upon proof of the accused’s private knowledge that a
firearm is ready and able to fire, again dependent upon admission or, possibly,
recovery of the weapon, rather than the victim’s objective perception of danger
based on a general knowledge that firearms are ordinarily capable of inflicting
death or serious injury. Because “[a] presumption obtains against a
construction that would lead to absurd results,” Craw v. Dist. Court,
¶ 11. In summary, the
statutory language and logic leads to the conclusion that a firearm employed in
a threat against a family or household member need not be shown to be operable
or loaded to constitute a deadly weapon. First, the wording of the definition
of deadly weapon is broadly written to include anything that is, in the manner
used, “known to be capable” of producing harm. Second, several of the assault
statutes to which the definition applies, most notably the charged crime,
proscribe conduct beyond placing someone in actual danger. These crimes are in
contrast to reckless endangerment, which requires that a firearm be operable
because placing a person in actual danger is an element of the crime. Messier,
III. Admission of Prior Bad Acts and Evidence of Motive
¶ 12. At trial, the State introduced evidence of defendant’s prior bad acts and animus against complainant in the form of: (1) testimony about an extended assaultive episode in September 2003 that culminated in a death threat comparing complainant to deer heads mounted on the wall; (2) the relief-from-abuse order complainant obtained against defendant; and (3) defendant’s citation for violating the order by following and insulting complainant. The trial judge admitted the evidence of the prior assault as evidence of context and ultimately admitted the evidence of the citation to show motive. Defendant argues that the introduction of his prior bad acts inhibited his ability to obtain a fair trial.
¶ 13. The State asserted that prior
instances of abuse demonstrated defendant’s motive and intent to threaten
complainant, and that the citation could have prompted defendant to get even
with complainant for reporting him to the police. Defendant countered that his
intent and motive were not elements genuinely in issue and relevant under
Vermont Rule of Evidence 404(b), because the case clearly fell under the
reasoning announced in State v. Lipka, where we held that when a
defendant claims he did not commit the alleged offense, he implicitly concedes
that he acted with the requisite intent if the jury finds that he did in fact
commit the acts charged.
¶ 14. We distinguish Lipka for
three reasons. First, the prior bad acts admitted into evidence in that case
were assaults against a different victim, rather than incidents concerning the
same complaining witness as in the instant case. Second, Lipka did not
address evidence of motive or a situational context which, as here, tends to
satisfy the State’s burden to prove, over defendant’s denial, that the incident
happened at all. See State v. Forbes,
¶ 15. Courts may admit evidence of a
defendant’s prior wrongs to show motive or intent, V.R.E. 404(b), as long as
the probative value is not substantially outweighed by the danger of unfair
prejudice. V.R.E. 403. Trial courts have broad discretion to admit evidence
of a defendant’s prior bad acts, and we will reverse such a decision only when
we find an abuse of discretion resulting in prejudice. State v. Ovitt,
¶ 16. The legitimate evidentiary
purposes of “other crimes, wrongs, or acts” listed in Rule 404(b) is not
exhaustive, and the State may introduce such evidence for other probative
reasons. State v. Forbes,
¶ 17. Prior bad act evidence was agаin
recognized to show context, as well as intent, in State v. Sanders, 168
Vt. 60, 62-63,
¶ 18. Ordinarily, we will not find that a trial court abused its discretion to admit evidence
of past wrongs unless it failed to weigh
the evidence’s probative value against its prejudicial effects. See State v. Lawton,
¶ 19. In the instant case, the trial
court’s inquiries during the evidentiary hearings and its cautionary
instructions during the trial show that it did consider the probative value and
the resulting prejudice from the State’s various proffers of evidence. At a
pre-trial hearing held on October 12, 2004, the court expressed concern about
the prejudicial effect of prior bad acts evidence generally, specifically that
such evidence not be perceived by the jury as an “unwritten allegation . . .
that he did it this time because he did it before.” At a subsequent motion
hearing held on October 28, the court pressed the State for reasons why
evidence of prior bad acts should not be withheld until justified by the need
to cross-examine defendant or to rebut the defense presentation. The State
explained that, in addition to providing context, defendant’s prior assault,
threats, and stalking of the complainant, and his declared belief that she was
unfaithful, explained defendant’s motivation, providing evidence of his intent
to threaten his wife, and to put her in fear of death or serious bodily
injury. Thе court concluded that the proffer fell within the rationale of
admissibility under Sanders and Hendricks, cases where we upheld
the introduction of a defendant’s prior assaults against the same victim under
Rules 404(b) and 403, despite prejudice, when the evidence proved an element of
the offense as well as establishing a situational “context” for the otherwise
isolated, and seemingly “incongruous and incredible” single allegation of
abuse. Hendricks,
¶ 20. During the motion hearing held on October 28, the court also expressed concern about unfair prejudice resulting from the State’s proposed introduction of the police citation for an alleged abuse-prevention-order violation issued to defendant the day before the rifle incident. The State proffered the citation as evidence of a potential motive for defendant’s threats. The court projected that it would not admit the evidence without a more concrete relation to the alleged threatening behavior. On the first day of trial, the State augmented its proffer with complainant’s anticipated testimony, based on her earlier reports to police, that defendant complained at the time of the threat that she had “turn[ed] [him] into the рolice again.” After complainant did testify that defendant accused her of “trying to put [him] back in jail” while pointing the rifle at her and threatening to shoot, the court later permitted introduction of the citation over defendant’s objection.
¶ 21. As it turned out, evidence of
the citation was probative of motive and presented slight risk of undue
prejudice. The nature of the citation, and even the underlying allegations for
the citation—following complainant and insulting her—are substantially
dissimilar to the death threat charged in the instant case. Cf. Winter,
¶ 22. Also in dispute was whether
defendant used a real firearm as a deadly weapon to threaten his wife and to
place her friend in danger. Evidence of defendant’s deep-seated animosity,
anger, and motive against his wife were therefore important to the State’s
effort to establish an inference, from defendant’s past actions, prior gun
threats, and historic anger, that he was angry and serious enough to employ a
real weapon in this assault. “Under the circumstances, the evidence of prior
acts,” and the fact and timing of the citation, “was highly probative” and its
admission was no abuse of discretion. Id. at 383,
IV. State’s Comments in Closing Argument
¶ 23. Defendant contends that sеveral statements by the prosecutor in closing argument, highlighting the absence of any testimony that the muzzle loader described by the complainant was other than a real gun, violated defendant’s Fifth Amendment right to remain silent. The prosecutor said to the jury, in reference to the photograph taken by the complainant purporting to show defendant pointing a rifle:
What is the explanation for that? I mean it’s a fake gun. I mean keep in mind there’s absolutely no evidence, whatsoever, in this case that it was anything except the muzzle loader that he owned. Any other suggestion is just a suggestion out of his mouth. It started in the voir dire during the jury selection process, a couple questions during trial, no witness in this case, all these people, these family members . . . .
At this point defendant objected on due process grounds, claiming that he had no burden of proof. The court responded by immediately instructing the jury that “[t]he defendant has no burden of proof to prove anything, as I told you at the very beginning and I’ll tell you later on.” The State continued:
No witness in this case, all these people who know him . . . wife, sons . . . nephew, all these people who know him, nobody says: “Oh, yeah, Wendell has got a replica gun. He’s got a fake gun that looks just exactly like his musket . . . .” . . .There’s just no evidence like that.
The only evidence is, he owned a gun just like this one, the one that [his son] owns . . . .
¶ 24. Defendant did not object on
Fifth Amendment right-to-silence grounds, so we confine our analysis of this
question, which was raised for the first time on appeal, for plain error. State
v. Welch,
¶ 25. Considering defendant’s timely
objection on due process grounds, we are not persuaded that the argument
prejudiced defendant by shifting the burden of proof from the State to
defendant. The record confirms that from voir dire through opening, trial, and
closing, the defense repeatedly raised the possibility that the “item”
described by complainant as defendant’s muzzle- loading rifle pointed at her
through defendant’s car window could have been a fake gun. “The burden of
proving prejudice is on the respondent,” State v. Lapham,
¶ 26. Defendant’s final argument on
appeal is that the State, during its closing argument, also made impermissible
comments on his failure to explain to the police, during their visit, that the
gun was a fake. It is settled that the State may not comment on a suspect’s
post-arrest silence, State v. Percy,
The conviction for reckless endangerment is reversed, and the conviction for aggravated domestic assault is affirmed.
FOR THE COURT:
_______________________________________
Associate Justice
Notes
[1] The New Hampshire statute definеd “deadly weapon” as “any firearm, knife or other substance or thing which, in the manner it is used, intended to be used, or threatened to be used, is known to be capable of producing death or serious bodily injury.” N.H. Rev. Stat. Ann. § 625:11(V) (2007).
[2] Other courts have held to the contrary
based on statutes that, unlike Vermont’s, expressly require that a weapon be
capable of deadly harm to be considered a “deadly weapon.” See People v.
Wilson,
[3] That the trial court was attentive to controlling the prejudicial aspects of the State’s proffers is further reflected in its rulings limiting the State’s discussion of defendant’s unemployment history so as to avoid introducing evidence that he sexually harassed his coworkers; redacting docket sheet entries to omit sentencing information; and excluding introduction of defendant’s letters to a son excoriating his wife’s supposed unfaithfulness and untruthfulness and referring to her with threatening language.
