State v. LongState v. Long
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- Before:
- Vertefeuille
Opinion
VERTEFEUILLE, J.This appeal concerns the constitutionality of Connecticut’s statutory procedures governing the recommitment of insanity acquittees (acquittees), as set forth in
The following facts and procedural history are relevant to our resolution of this appeal. In March, 1986, the defendant was charged by information with assault in the second degree in violation of
*513Prior to the expiration of the defendant’s five year commitment, the state’s attorney, in accordance with
In March, 2001, the state filed its most recent petition to recommit the defendant. In response, the board filed a report with the court recommending continued commitment.9 The defendant then moved to strike the board’s report and to dismiss the state’s petition for recommitment, claiming, among other things, that “[o]nce an acquittee reaches his/her maximum term of recommitment, the reasoning of Fasulo v. Arafeh, 173 Conn. 473 [378 A.2d 553] (1977), State v. Metz, 230 Conn. 400 [645 A.2d 965] (1994), and related cases, by extension, renders a state’s petition for recommitment pursuant to . . . [§] 17a-593 (c) unconstitutional in both procedure and effect.” Following a hearing, the trial court denied the defendant’s motions and granted the state’s petition, thereby extending the commitment *514of the defendant pending the filing of a memorandum of decision.
Thereafter, the trial court, sua sponte, reconsidered its earlier rulings, vacated its order of commitment, and granted the defendant’s motion to dismiss the state’s petition for recommitment based on its conclusion that
Lastly, the trial court concluded that
Although the trial court declared
Rather than pursue a civil commitment in the Probate Court, the state appealed from the trial court’s judgment *516of dismissal to the Appellate Court. We thereafter granted the state’s motion to transfer the appeal to this court pursuant to
In this appeal, the state challenges all three grounds on which the trial court found
We conclude that
I
The state’s first claim on appeal is that the trial court improperly concluded that
The following additional facts are relevant to this issue. In October, 1991, as the defendant neared completion of his initial five year commitment period, the state’s attorney petitioned the Superior Court, in accordance with
Prior to beginning our due process analysis, we briefly review the statutory commitment scheme for acquittees, as set forth in
The board is “an autonomous body within the Department of Mental Health and Addiction Services for administrative purposes only.”
Once committed to the jurisdiction of the board, an acquittee may apply to the Superior Court for release every six months, or the board itself may recommend to the court that the acquittee be discharged from custody.19
As the acquittee reaches the end of his maximum term of commitment, the state may file a petition with the Superior Court for an order of continued commitment if “reasonable cause exists to believe that the acquittee remains a person with psychiatric disabilities ... to the extent that his discharge at the expiration of his maximum term of commitment would constitute a danger to himself or others . . . .”
The question of whether the trial court properly concluded that
Our analysis of the trial court’s ruling begins with the premise that “a validly enacted statute carries with it a strong presumption of constitutionality, [and that] those who challenge its constitutionality must sustain the heavy burden of proving its unconstitutionality beyond a reasonable doubt.” (Internal quotation marks omitted.) State v. Rizzo, 266 Conn. 171, 291, 833 A.2d 363 (2003); see also Thalheim v. Greenwich, 256 Conn. 628, 647-48, 775 A.2d 947 (2001); State v. Campbell, 224 Conn. 168, 176, 617 A.2d 889 (1992), cert. denied, 508 U.S. 919, 113 S. Ct. 2365, 124 L. Ed. 2d 271 (1993). “The court will indulge in every presumption in favor of the statute’s constitutionality . . . .” State v. Campbell, supra, 176. Therefore, “[w]hen a question of constitutionality is raised, courts must approach it with caution, examine it with care, and sustain the legislation unless its invalidity is clear.” (Internal quotation marks omitted.) State v. McCahill, 261 Conn. 492, 504, 811 A.2d 667 (2002).
In the present case, the trial court concluded that
We repeatedly have stated that, “[a] procedural due process challenge to the validity of [a statute] cannot proceed in the abstract.” Thalheim v. Greenwich, supra, 256 Conn. 648; see also Hall v. Gilbert & Bennett Mfg. Co., 241 Conn. 282, 307, 695 A.2d 1051 (1997); Sassone v. Lepore, 226 Conn. 773, 779, 629 A.2d 357 (1993). “It is a settled rule of constitutional adjudication that a *523court will decide the constitutionality of a statute only as it applies to the particular facts at hand. ... A party who challenges the constitutionality of a statute must prove that the statute has adversely affected a protected interest under the facts of his particular case and not merely under some possible or hypothetical set of facts not proven to exist.” (Internal quotation marks omitted.) City Recycling, Inc. v. State, 247 Conn. 751, 758, 725 A.2d 937 (1999). Therefore, “[a] claim that a statute fails, on its face, to comport with the constitutional requirements of procedural due process reflects a fundamental misunderstanding of the law of due process. Due process is inherently fact-bound because due process is flexible and calls for such procedural protections as the particular situation demands. . . . The constitutional requirement of procedural due process thus invokes a balancing process that cannot take place in a factual vacuum.” (Internal quotation marks omitted.) Thalheim v. Greenwich, supra, 648; see also Williams v. Bartlett, 189 Conn. 471, 476, 457 A.2d 290 (noting that due process “is not a technical conception with a fixed content unrelated to time, place and circumstances” [internal quotation marks omitted]), appeal dismissed, 464 U.S. 801, 104 S. Ct. 46, 78 L. Ed. 2d 67 (1983). Consequently, the issue in the present case, as properly framed, is whether
“The United States Supreme Court [has] set forth three factors [which this court has followed] to consider when analyzing whether an individual is constitutionally entitled to a particular judicial or administrative *524procedure: First, the private interest that will be affected by the official action; second, the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards; and finally, the Government’s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail. Mathews v. Eldridge, 424 U.S. 319, 335, 96 S. Ct. 893, 47 L. Ed. 2d 18 (1976). ... Due process analysis requires balancing the government’s interest in existing procedures against the risk of erroneous deprivation of a private interest inherent in those procedures.” (Citations omitted; internal quotation marks omitted.) Giaimo v. New Haven, 257 Conn. 481, 511-12, 778 A.2d 33 (2001).
Applying this analysis to the facts of the present case, it is undisputed that Connecticut’s statutory procedures for the recommitment of acquittees, as set forth in
“The fundamental requisite of due process of law is the opportunity to be heard . . . [which] must be at a meaningful time and in a meaningful manner. . . . [T]hese principles require that a [party] have timely and adequate notice detailing the reasons for [the proposed action], and an effective opportunity to defend by confronting any adverse witnesses and by presenting his own arguments and evidence orally.” (Citations omitted; internal quotation marks omitted.) Goldberg v. Kelly, 397 U.S. 254, 267-68, 90 S. Ct. 1011, 25 L. Ed. 2d 287 (1970); see Giaimo v. New Haven, supra, 257 Conn. 512. In this case, following his initial commitment, the defendant was the subject of five petitions for continued commitment filed by the state’s attorney’s office and heard by the Superior Court. In each instance, the defendant (1) was given a copy of the petition; see
We conclude that these existing statutory procedures, as applied to the defendant, did not expose him to an unreasonable risk of erroneous deprivation of his liberty. We further conclude that there would be little value in the imposition of additional procedural safeguards, such as mandatory judicial review without a petition being filed during the term of recommitment. Accordingly, we conclude that
II
The state next claims that the trial court improperly granted the defendant’s motion to dismiss in concluding that
In part I of this opinion, we reviewed the basic structure of the statutory commitment scheme regarding acquittees. In order fully to address the state’s claims, we must also consider the relationship between the statutory commitment scheme for acquittees and the statutory commitment scheme for civil committees, as set forth in
As we previously have noted herein, Connecticut law allows a defendant charged with a crime to raise the affirmative defense of lack of capacity due to mental disease or defect.
After civil commitment proceedings are commenced, the individual who is the subject of the proceedings, whether a private citizen or a current inmate in the prison system, has a right to a hearing on the merits before the Probate Court.
*530The hospital in which the individual is committed annually must notify the committee that he has a right to an additional hearing regarding his continued commitment.
Prior to beginning our analysis, we set forth the applicable standard of review. The question of whether the trial court properly concluded that
A
We begin with the state’s claim that the defendant lacked standing to bring either a state or federal equal protection challenge to
“The issue of standing implicates this court’s subject matter jurisdiction.” Fish Unlimited v. Northeast Utilities Service Co., 254 Conn. 21, 31, 755 A.2d 860 (2000), overruled in part on other grounds, Waterbury v. Washington, 260 Conn. 506, 545, 800 A.2d 1102 (2002); see also Steeneck v. University of Bridgeport, 235 Conn. 572, 580, 668 A.2d 688 (1995) (“[w]here a plaintiff lacks standing to sue, the court is without subject matter jurisdiction”). “[0]nce the question of lack of jurisdiction of a court is raised . . . the court must fully resolve it before proceeding further with the case.” (Internal quotation marks omitted.) Dow & Condon, Inc. v. Brookfield Development Corp., 266 Conn. 572, 579, 833 A.2d 908 (2003). “Standing is the legal right to set judicial machinery in motion. One cannot rightfully invoke the jurisdiction of the court unless he [or she] has, in an individual or representative capacity, some real interest in the cause of action, or a legal or equitable right, title or interest in the subject matter of the controversy. . . . When standing is put in issue, the question is whether the person whose standing is challenged is a proper party to request an adjudication of the issue
“Standing is established by showing that the party claiming it is authorized by statute to bring suit or is classically aggrieved. . . . The fundamental test for determining aggrievement encompasses a well-settled twofold determination: [F]irst, the party claiming aggrievement must successfully demonstrate a specific, personal and legal interest in [the subject matter of the challenged action], as distinguished from a general interest, such as is the concern of all members of the community as a whole. Second, the party claiming *532aggrievement must successfully establish that this specific personal and legal interest has been specially and injuriously affected by the [challenged action]. . . . Aggrievement is established if there is a possibility, as distinguished from a certainty, that some legally protected interest . . . has been adversely affected.” (Citations omitted; internal quotation marks omitted.) AvalonBay Communities, Inc. v. Orange, 256 Conn. 557, 567-68, 775 A.2d 284 (2001).
In the present case, it is uncontested that the defendant has a specific, personal and legal liberty interest in any recommitment proceedings instituted by the state in accordance with
We previously have concluded that “a genuine likelihood of criminal liability or civil incarceration is sufficient to confer standing.” (Internal quotation marks omitted.) Ramos v. Vernon, 254 Conn. 799, 809, 761 A.2d 705 (2000); see also Kuser v. Orkis, 169 Conn. 66, 73-74, 362 A.2d 943 (1975) (court stated, in dictum, that genuine likelihood of civil incarceration would confer *533standing). In Ramos, one of the issues before this court was whether the plaintiff had standing to challenge a juvenile curfew ordinance that potentially could apply to him in the future. Ramos v. Vernon, supra, 808-11. We concluded that, because “the litigant’s alleged activity is proscribed by the ordinance as ‘unlawful’ . . . and [the ordinance sets forth procedures] in which the litigant may be referred to Juvenile Court for violation of its terms,” he therefore was classically aggrieved and had standing to challenge the ordinance. (Citations omitted.) Id., 810.
Similarly, in the present case, the defendant challenges the acquittee recommitment statute,
B
We next address the state’s substantive claim that
“In order to analyze [the defendant’s claim], we first must detail the principles applicable to equal protection analysis. . . . First, in general, as in any constitutional challenge to the validity of a statutory scheme, the [statutory scheme] is presumed constitutional . . . and [t]he burden is on the [party] attacking the legislative arrangement to negative every conceivable basis which might support it ... . Heller v. Doe, 509 U.S. 312, 320, 113 S. Ct. 2637, 125 L. Ed. 2d 257 (1993). . . .
“Moreover, [t]o implicate the equal protection [clause] under the . . . federal [constitution] ... it is necessary that the state statute [or statutory scheme] in question, either on its face or in practice, treat persons standing in the same relation to it differently. . . . Thus, the analytical predicate [of consideration of an equal protection claim] is a determination of who are the persons similarly situated.” (Citations omitted; internal quotation marks omitted.) State v. Moran, 264 Conn. 593, 606, 825 A.2d 111 (2003).
“The equal protection clause does not require absolute equality or precisely equal advantages. . . . Rather, a state may make classifications when enacting or carrying out legislation, but in order to satisfy the *535equal protection clause the classifications made must be based on some reasonable ground. ... To determine whether a particular classification violates the guarantees of equal protection, the court must consider the character of the classification; the individual interests affected by the classification; and the governmental interests asserted in support of the classification. Dunn v. Blumstein, 405 U.S. 330, 335, 92 S. Ct. 995, 31 L. Ed. 2d 274 (1972).” (Citations omitted; internal quotation marks omitted.) Franklin v. Berger, 211 Conn. 591, 595, 560 A.2d 444 (1989). “Where . . . the classification at issue neither impinges upon a fundamental right nor affects a suspect group it will withstand constitutional attack if the distinction is founded on a rational basis. . . . Rational basis review is satisfied so long as there is a plausible policy reason for the classification .... [I]t is irrelevant whether the conceivable basis for the challenged distinction actually motivated the legislature.” (Internal quotation marks omitted.) State v. Moran, supra, 264 Conn. 607.
It is undisputed that
First, under the acquittee statutory scheme, the board has general and specific familiarity with all acquittees beginning with their initial commitment and, therefore, is better equipped than courts to monitor their commitment. By placing oversight of these individuals in a single administrative agency, such as the board, which is comprised of laypersons and experts in relevant areas, including psychiatry, psychology, probation, and victim advocacy, the legislature reasonably could have believed that the board, with its expertise and familiarity with the mental status of each acquittee, would be better equipped than a court to monitor the individuals’ recommitment. This furthers the legislature’s legitimate interest in efficiently managing the recommitment of acquittees. See Donahue v. Southington, 259 Conn. 783, 798, 792 A.2d 76 (2002) (concluding that efficient management of administrative system is legitimate reason for disparate treatment).
Second, the state clearly has an interest in ensuring that its citizens are not erroneously committed based on harmless, idiosyncratic behavior. See Addington v. Texas, 441 U.S. 418, 426-27, 99 S. Ct. 1804, 60 L. Ed. 2d 323 (1979). The legislature, however, reasonably could have concluded that the risk of erroneous commitment is far less for an acquittee and, therefore, additional mandatory judicial review during the recommitment is unnecessary. Specifically, the legislature could have determined that the likelihood of an erroneous commitment is reduced in the case of an acquittee because an *537acquittee initiates the commitment process himself by pleading and proving the mental illness that led to his commission of a crime. As the United States Supreme Court stated in Jones: “[S]ince [commitment as an acquittee] follows only if the acquittee himself advances insanity as a defense and proves that his criminal act was a product of his mental illness, there is good reason for diminished concern as to the risk of error. More important, the proof that he committed a criminal act as a result of mental illness eliminates the risk that he is being committed for mere idiosyncratic behavior . . . .” (Citations omitted; emphasis in original; internal quotation marks omitted.) Jones v. United States, supra, 463 U.S. 367.
Accordingly, we conclude that a rational basis exists for the legislature’s differential treatment of acquittees and civilly committed inmates, and, therefore,
C
The state’s final claim is that the trial court, in concluding that
Article first, § 20, of the Connecticut constitution, as amended by articles five and twenty-one of the amendments, provides that “[n]o person shall be denied the equal protection of the law nor be subjected to segregation or discrimination in the exercise or enjoyment of his or her civil or political rights because of religion, race, color, ancestry, national origin, sex or physical or mental disability.‘‘’ (Emphasis added.) In Daly v. DelPonte, 225 Conn. 499, 515, 624 A.2d 876 (1993), this court concluded that the “protection [under article twenty-one of the amendments] for those possessing physical and mental disabilities identifies the members of this class as a group especially subject to discrimination . . . .” Therefore, the amendment’s prohibition of discrimination against that class of individuals requires “encroachments on these rights to pass a strict scrutiny test.” Id., 514.
“We previously have noted that strict scrutiny is required only when a state action invidiously discriminates against a suspect class or affects a fundamental *539right .... The United States Supreme Court has explained, with respect to those presumptively invidious classifications; Plyler v. Doe, 457 U.S. 202, 216, 102 S. Ct. 2382, 72 L. Ed. 2d 786 (1982); such as alienage and race, that [t]hese factors are so seldom relevant to the achievement of any legitimate state interest that laws grounded in such considerations are deemed to reflect prejudice and antipathy—a view that those in the burdened class are not as worthy or deserving as others. . . . Barannikova v. Greenwich, 229 Conn. 664, 676, 643 A.2d 251 (1994). Accordingly, when the state discriminates against the disabled, or a class of the disabled, in favor of the able-bodied, invidious discrimination is presumed and strict scrutiny is applied. . . .
“On the other hand, when the state discriminates amongst members of the protected class, invidious discrimination cannot necessarily be presumed. . . . [I]n order for strict scrutiny to apply to a . . . statute that discriminates amongst the disabled, there must be evidence, either on the face of the statute or from its legislative history, that the legislature intended to discriminate invidiously on the basis of disability. See Benjamin v. Bailey, 234 Conn. 455, 479, 662 A.2d 1226 (1995) (plaintiffs . . . carry the burden of demonstrating invidious discrimination and of rebutting the presumption of constitutionality).” (Citations omitted; emphasis in original; internal quotation marks omitted.) Rayhall v. Akim Co., 263 Conn. 328, 343-45, 819 A.2d 803 (2003).
In the present case, acquittees and civilly committed inmates are both members of the same class, namely the psychiatrically disabled. What differentiates these two groups for the purposes of recommitment procedures is the acquittee’s proven criminal offense, which has been adjudicated to be the product of mental illness.
*540A verdict of not guilty by reason of mental disease or defect establishes two facts: (1) the person committed an act that constitutes a criminal offense; and (2) he committed the act because of mental illness. See, e.g.,
Because we have concluded that the defendant’s federal equal protection claim satisfies rational basis review, it is axiomatic that the same conclusion satisfies state equal protection analysis. See Horton v. Meskill, 172 Conn. 615, 639, 376 A.2d 359 (1977) (“[t]his court has many times noted that the equal protection clauses of the state and federal constitutions have a like meaning and impose similar constitutional limitations”); see also State v. Rao, 171 Conn. 600, 601, 370 A.2d 1310 *541(1976); Kellems v. Brown, 163 Conn. 478, 485, 313 A.2d 53 (1972), appeal dismissed, 409 U.S. 1099, 93 S. Ct. 911, 34 L. Ed. 2d 678 (1973); Snyder v. Newtown, 147 Conn. 374, 381, 161 A.2d 770 (1960), appeal dismissed, 365 U.S. 299, 81 S. Ct. 692, 5 L. Ed. 2d 688 (1961).
The judgment is reversed and the case is remanded to the trial court for further proceedings consistent with this opinion.
In this opinion the other justices concurred.
Notes
The statutory scheme providing for acquittee commitment and oversight, which was enacted in 1985 and originally was codified at
“(b) Assault in the second degree is a class D felony.”
See footnote 1 of this opinion for an explanation of technical changes made to the terminology included in the acquittee commitment and oversight statutory scheme.
The trial court acted pursuant to
The board acted pursuant to
Article first, § 8, of the Connecticut constitution provides in relevant part: “In all criminal prosecutions . . . [n]o person shall be . . . deprived of life, liberty or property without due process of law . . .
Section 1 of the fourteenth amendment to the United States constitution provides in relevant part: “No State shall . . . deny to any person within its jurisdiction the equal protection of the laws.”
Article first, § 20, of the Connecticut constitution, as amended by articles five and twenty-one of the amendments, provides in relevant part: “No person shall be denied the equal protection of the law nor be subjected to segregation or discrimination in the exercise or enjoyment of his or her *515civil or political rights because of religion, race, color, ancestry, national origin, sex or physical or mental disability.”
At the hearing on the state’s petition and the defendant’s motions, the trial court took the unusual step, with the agreement of the parties, of addressing the merits of the state’s petition for recommitment prior to addressing the defendant’s motion to dismiss, even though the trial court’s ruling on the motion to dismiss could have determined the outcome of the proceedings. Consequently, evidence was presented and findings were made concerning the defendant’s mental status, and, after the hearing on the state’s petition, the trial court ruled on the defendant’s motion to dismiss.
The trial court also denied the defendant’s motion to strike the board’s report recommending his continued commitment. The defendant does not raise that ruling in the present appeal.
It is undisputed by the parties that Connecticut statutes provide disparate commitment and recommitment procedures for acquittees and civilly committed inmates. In particular, the parties agree that the procedures differ in the type and frequency of periodic judicial review afforded acquittees and civilly committed inmates after their initial term of commitment has expired.
The state alternatively argues that, even if this court were to conclude that the judicial review the defendant received via his multiple recommitment hearings did not satisfy his due process rights, “the recommitment statutory scheme provides periodic review sufficient to satisfy any acquittee’s due process rights under the state constitution.” (Emphasis in original.) Because we conclude that
The defendant makes two related arguments on appeal for affirming the trial court’s judgment. The defendant’s primary claim is that the trial court correctly concluded that
The hospital at which the acquittee is confined must submit to the board a written report of the acquittee’s mental condition every six months.
Although neither the defendant’s motion to dismiss nor the trial court’s memorandum ol’ decision specified whether the defendant was claiming a lack of procedural due process or substantive due process, the trial court’s analysis was clearly reilective of a procedural due process claim and, therefore, we will analyze it as such.
“A facial challenge, in this context, means a claim that the law is invalid in toto—and therefore incapable of any valid application.” (Internal quotation marks omitted.) Packer v. Board of Education, 246 Conn. 89, 97 n.14, 717 A.2d 117 (1998); Hoffman Estates v. Flipside, Hoffman Estates, Inc., 455 U.S. 489, 494 n.5, 102 S. Ct. 1186, 71 L. Ed. 2d 362 (1982). A “facial” challenge, as compared to an “as applied” challenge “is not dependent on the facts of a particular case.” (Internal quotation marks omitted.) State v. Ball, 260 Conn. 275, 281, 796 A.2d 542 (2002).
In Fasulo v. Arafeh, supra, 173 Conn. 479, this court concluded that commitment of an individual to a mental hospital must end when the legitimate state interest in confining the person no longer exists, and therefore, in order to satisfy the due process clause of the Connecticut constitution, “involuntarily confined civilly committed individuals [must] be granted periodic judicial reviews of the propriety of their continued confinement.”
If the state wishes to commit an incarcerated person whose sentence is nearing completion, the state must follow the procedures for civil commitment. See
The state also argues that the legislature reasonably could have concluded that an acquittee presumptively is more dangerous than a civilly committed inmate, and therefore warrants disparate treatment, since, as a matter of law, the acquittee’s criminal conduct was the product of his mental illness. Because we find that rational basis review is satisfied on other grounds, we need not address this argument.
Since both physical and mental disabilities are subject to rational basis review under the federal equal protection clause, we need not determine whether the defendant’s insanity is a result of a physical or mental disability.
The defendant claims that the trial court, relying on language in this court’s decision in State v. Metz, supra, 230 Conn. 424, was correct when it held that there is “no constitutional justification for a categorical distinction between [an acquittee and a civilly committed inmate],” and therefore “there is no rational basis ground to support the disparate treatment of the [defendant].” (Internal quotation marks omitted.) We disagree. This court, in Metz did not address the issue of whether
The issue of whether heightened review is appropriate when analyzing astate equal protection challenge to the disparate recommitment procedures for acquittees and civilly committed inmates is a question of first impression. This court, in State v. Metz, supra, 230 Conn. 424 n.17, specifically held that “[b]ecause [we] construe