Lead Opinion
Mario Llamas-Hernandez (“defendant”) was charged in 05 CRS 244830 with one count of trafficking in cocaine by possession of 400 grams or more of cocaine, in violation of N.C.G.S. § 90-95(h)(3)c (2007), and in 05 CRS 244832 with one count of trafficking in cocaine by possession of 28 grams or more, but less than 200 grams, of cocaine in violation of N.C.G.S. § 90-95(h)(3)a (2007). He was convicted by a jury of the charge of trafficking in cocaine by possession of 28 grams or more, as charged in 05 CRS 244832. The jury was unable to reach a unanimous verdict as to the charge of trafficking in 400 grams or more of cocaine as charged in 05 CRS 244830, and a mistrial was declared in that case.
Pursuant to a plea agreement, defendant then pled guilty in 05 CRS 244830 to the charge of trafficking in cocaine by possession of more than 200 grams but less than 400 grams. The two charges were consolidated for sentencing, and defendant was sentenced to imprisonment for a minimum term of 70 months and a maximum term of 84 months. Defendant appeals.
The State presented evidence at trial which tended to show that in April 2005 Charlotte-Mecklenburg Detective Jorge Olmeda began working with an informant who provided him with information about drug trafficking activity. On 16 September 2005 the informant arranged a meeting with Oseil Lopez-Tucha at a restaurant to negotiate a sale of cocaine. On 24 September 2005 the informant met LopezTucha in the parking lot of a Bi-Lo supermarket to purchase cocaine. Lopez-Tucha called defendant from the parking lot. Defendant told Lopez-Tucha and the informant to meet him at 6506 Yateswood Road, and stated thát he would be driving a green Suburban. Lopez-Tucha and the informant went to Yateswood Road and saw the Suburban. Defendant took Lopez-Tucha and the informant into the residence at 6506 Yateswood Road, and defendant told the informant that he had a kilogram of cocaine for him to purchase. The informant left the room and called the police.
Police officers arrived on the scene approximately five minutes later with a search warrant. Detective Olmeda arrived and discovered a woman, Elvira Villa-Gomez, in the Suburban. Detective Olmeda’s partner, Detective Stephen Whitesel, went into the apartment and found the informant, Lopez-Tucha, and defendant in the master bedroom. The informant told Detective Olmeda that cocaine was located
Detective Olmeda interviewed Villa-Gomez and obtained her consent to search her home at 4113 Craig Avenue. The Craig Avenue residence was leased to Villa-Gomez and defendant. Detective Olmeda and Detective Whitesel searched the residence and found a white powdery substance weighing approximately 55 grams in the linen closet. Although a chemical analysis was performed on this substance, the report was not admitted at trial. Over defendant’s objection, Detectives Olmeda and Whitesel were permitted to testify as lay witnesses that the substance found at Craig Avenue was cocaine. Mills also testified that in her opinion the substance found at Craig Avenue was similar to the substance found at Yateswood Road, the case in which defendant pled guilty. The substance found at Craig Avenue formed the basis of the charge contained in 05 CRS 244832.
The issues raised in this appeal relate only to the defendant’s conviction of trafficking in 28 grams or more, but less than 200 grams, of cocaine as charged in 05 CRS 244832, which involved the substance found at 4113 Craig Avenue. Defendant argues the trial court erred by admitting the lay witness testimony of Detectives Olmeda and Whitesel that the substance found at 4113 Craig Avenue was cocaine. When reviewing a trial court’s rulings on the admission or exclusion of lay witness or expert testimony, we review for abuse of discretion. State v. Washington,
N.C.G.S. § 8C-1, Rule 701 governs the admission of lay witness opinion testimony and provides that a lay witness’s testimony “in the form of opinions or inferences is limited to those opinions or inferences which are (a) rationally based on the perception of the witness and (b) helpful to a clear understanding of his testimony or the determination of a fact in issue.” N.C. Gen. Stat. § 8C-1, Rule 701 (2007). “As long as the lay witness has a basis of personal knowledge for his opinion, the evidence is admissible.” State v. Bunch,
Pursuant to Rule 701 of the North Carolina Rules of Evidence, “[i]f the witness is not testifying as an expert, his testimony in the form of opinions or inferences is limited to those opinions or inferences which are (a) rationally based on the perception of the witness and (b) helpful to a clear understanding of his testimony or the determination of a fact in issue.” N.C. Gen. Stat. § 8C-1, Rule 701 (2005). “As long as the lay witness has a basis of personal knowledge for his opinion, the evidence is admissible.” State v. Bunch,104 N.C. App. 106 , 110,408 S.E.2d 191 , 194 (1991) (holding that an officer’s testimony concerning practices of drug dealers was admissible lay opinion as it was based on personal knowledge and helpful to the jury).
Officer Miller testified that two of the pills in the pill bottle seized during defendant’s arrest were crack cocaine and that he based his identification of the pills as crack cocaine on his extensive training and experience in the field of narcotics. Officer Miller, who had been with the police department for eight years at the time, testified that he had come into contact with crack cocaine between 500 and 1000 times. As Officer Miller’s testimony on this issue was helpful for a clear understanding of his overall testimony and the facts surrounding defendant’s arrest,*645 the trial court did not abuse its discretion, much less commit plain error, in permitting Officer Miller to testify as to his opinion that the pills were crack cocaine. Defendant’s argument, therefore, is overruled.
Id. at 414-15,
Were.we confronting this issue anew, we would be inclined to reach a different interpretation of Rule 701 than that reached by the Freeman panel. We acknowledge that North Carolina law favors admissibility of lay opinion testimony where the witness has personal knowledge of the subject about which he or she is testifying. See 2 Kenneth S. Broun, Brandis and Broun on North Carolina Evidence § 181, at 23 (6th ed. 2004) (“A lay witness may give his opinion as to the identity of a person or object he has seen, and his lack of positiveness affects only the weight, not the admissibility of his testimony.”); State v. Yelton,
' However, we find instructive dicta contained in this Court’s opinion in State v. Rogers,
Defendant assigns error to the court’s overruling his objection and allowing [the deputy sheriff] to testify that from his examina-' tion of the white powder found in the five tinfoil packets, in his opinion the white powder contained heroin. The witness had previously testified that he had approximately twenty-five hours training in the identification of controlled substances, both through the S.B.I. and the Federal Government, that he had three and a half years experience “working with drugs on the street,” and that he had examined heroin “numerous times.” He was not asked, either on direct or on cross-examination, as to what his “examination” of the white powder consisted of, or as to what tests, if any, he made in the course of that “examination.” Had such questions been asked, it would be easier to evaluate the witness’s qualification to testify to the opinion called for, and the jury could have assessed more accurately the weight which it might give to the opinion expressed. In any event, in view of the subsequent testimony of the S.B.I. chemist, we find no prejudicial error in the court’s ruling in the present case.
Id. at 113-14,
However, though the holding in Freeman concerns us for the reasons stated above, we are bound to follow it. State v. Jones,
Expressing reservations similar to those which we have expressed above, the dissent seeks to distinguish Freeman on the basis that the substance involved in that case was crack cocaine, while the substance involved here is cocaine in powder form. The distinction, according to the dissent, is that powder cocaine is more nondescript and has less distinct properties than crack cocaine and, therefore, cannot be as easily identified by a layperson as can crack cocaine, which “has a distinctive color, texture, and appearance.” Thus, the
Defendant next argues that he was denied the effective assistance of counsel because his trial attorney failed to object to the testimony of Olmeda and Whitesel that the substance found at Craig Avenue was cocaine. “In order to successfully challenge a conviction on the basis of ineffective assistance of counsel, defendant must demonstrate: 1) that his trial counsel’s performance ‘fell below an objective standard of reasonableness [;]’ and 2) that this deficiency in performance was prejudicial to his defense.” State v. Lemonds,
A review of the record reveals that defense counsel did in fact object to the detectives’ testimony on multiple occasions. In addition, during an evidentiary discussion with the trial court, defendant’s counsel specifically stated that she objected to the testimony of Olmeda and Whitesel because the State had not provided her with a lab report analyzing the substance found at Craig Avenue, and these objections were acknowledged by the trial court. We note that defense counsel did not object to Mills’ testimony, but this did not fall below an objective standard of reasonableness or prejudice defendant, as Mills was an expert in chemical analysis of controlled substances. See State v. Bullard,
Defendant next argues that the trial court erred in denying his motion to dismiss the charge where the evidence was insufficient for a rational trier of fact to find each and every element of the offense of trafficking in cocaine by possession beyond a reasonable doubt. We disagree.
In the present case, Lopez-Tucha testified that defendant planned to sell cocaine to the informant. Cocaine was found at the defendant’s residence and in close proximity to defendant at Yateswood Avenue where he met Lopez-Tucha and the informant in order to arrange the sale of cocaine. Detective Olmeda and Detective Whitesel testified that they believed that the substance was cocaine, and Mills testified that the substance was similar to the cocaine found at Yateswood Road. Detective Whitesel and Mills both testified that they weighed the cocaine found at Craig Avenue and that it weighed 55 grams. Therefore, the jury could reasonably infer that the statutory threshold for trafficking was satisfied. This assignment of error is overruled.
Defendant next argues that the trial court erred by granting the State’s motion to join the two charges of trafficking in cocaine. N.C.G.S. § 15A-926(b)(2) (2007) states that joinder is appropriate:
a. When each of the defendants is charged with accountability for each offense; or
b. When . . . the several offenses charged:
1. Were part of a common scheme or plan; or
2. Were part of the same act or transaction; or
3. Were so closely connected in time, place, and occasion that it would be difficult to separate proof of one charge from proof of the others.
Here, the trial court joined defendant’s two cocaine trafficking charges, 05 CRS 244830 and 05 CRS 244832. These charges arose from the same series of events on the same day, and the evidence indicated a common scheme to sell drugs. Further, defendant has failed to satisfy his burden by showing he was deprived of a fair trial and prejudiced as a result of the joinder. Consequently, the trial court did not abuse its discretion, and we overrule this assignment of error.
Concurrence Opinion
concurring in part and dissenting in part.
I concur in the portions of the opinion that question the rationale of this Court’s holding under Rule 701 of the North Carolina Rules of Evidence in State v. Freeman,
Initially, it should be noted that the defendant pled guilty to the Class F offense of trafficking in cocaine and received the mandatory sentence of 70-84 months. The issues involved in this case pertain to the guilty verdict as to the Class G offense of trafficking in cocaine, which was consolidated with the Class F offense for purposes of judgment. Regardless of whether the defendant’s conviction for the Class G offense is upheld or reversed, he will still serve a sentence of 70-84 months imprisonment for the Class F trafficking offense. Nonetheless, under the rationale of State v. Speckman,
Detective Olmeda testified in this case that at the Craig Avenue address they found 55 grams of cocaine. Defendant objected to this testimony. While the State elicited testimony as to Olmeda’s experience in undercover drug operations, no testimony was elicited concerning his ability to identify controlled substances by sight.
At the trial of this case, the State sought to offer into evidence a laboratory report concerning 55 grams of white powder. Defendant’s counsel objected, stating that she had requested any such report in discovery, and that she had been told by the district attorney’s office that they would not be testing the smaller amount. As a result, no effort was made by defendant to have the 55 grams of white powder tested. The State acknowledged that the report was not provided, even though the testing was done nine months prior to trial. The trial court excluded the lab report as a discovery sanction pursuant to N.C. Gen. Stat. § 15A-910(a)(3) (2007). Following this ruling, the trial court permitted Detective Whitesel to give a lay opinion concerning the 55 grams of white powder. He testified that in his opinion it was cocaine. No preliminary testing of any kind was performed on the substance. The identification of the 55 grams as being cocaine was based solely upon his visual observations. No testimony was offered as to why he believed that the white powder was cocaine other than his extensive experience in handling drug cases. No testimony was offered as to any distinguishing characteristics of the 55 grams of white powder, such as its taste or texture.
Jennifer Mills, a chemical analyst with the Charlotte-Mecklenburg Police Department, testified that a visual examination of a controlled substance is merely a preliminary test, and is not conclusive.
II. Analysis
Our courts frequently are confronted with cases involving two types of cocaine; powdered cocaine and crack cocaine. Powdered cocaine is a non-descript white powder. Crack cocaine is an off-white pasty substance that comes in small blobs, referred to in street parlance as “rocks.” See generally Blanchard & Chin, Identifying the Enemy in the War on Drugs: A Critique of the Developing Rule Permitting Visual Identification of Indescript White Powder in Narcotics Prosecutions, 47 Amer. U. L. Rev. 557 (1998).
Article 5 of Chapter 90 of the North Carolina General Statutes is the North Carolina Controlled Substances Act. A controlled substance is defined as “a drug, substance, or immediate precursor included in Schedules I through VI of this Article.” N.C. Gen. Stat. § 90-87(5) (2007). The statute then goes on to describe in great chemical detail the substances prohibited in Schedules I through VI. For example, cocaine is described in Schedule II as follows:
Cocaine and any salt, isomer, salts of isomers, compound, derivative, or preparation thereof, or coca leaves and any salt, isomer, salts of isomers, compound, derivative, or preparation of coca leaves, or any salt, isomer, salts of isomers, compound, derivative, or preparation thereof which is chemically equivalent or identical with any of these substances, except that the substances shall not include decocanized coca leaves or extraction of coca leaves, which extractions do not contain cocaine or ecgonine.
N.C. Gen. Stat. § 90-90(l)(d) (2007). There are different definitions of isomers for different controlled substances. For purposes of cocaine, isomer means “the optical isomer or diastereoisomer.” N.C. Gen. Stat. § 90-87(14a). Optical isomers are compounds with the same molecular formula but which act in opposite ways on polarized light. See Ducor, New Drug Discovery Technologies and Patents, 22 Rutgers Computer & Tech. L.J. 369, 379 (footnote 47) (1996). Diastereoisomers are compounds whose molecules are not mirror images but each molecule rotates polarized light. See Strong, FDA Policy and Regulation of Stereoisomers: Paradigm Shift and the Future of Safer, More Effective Drugs, 54 Food Drug L.J. 463 (1999).
By enacting such a technical, scientific definition of cocaine, it is clear that the General Assembly intended that expert testimony be required to establish that a substance is in fact a controlled substance. This is how drug cases have been handled and tried in the Superior Courts of this State for many years. Officers gather the evidence, carefully identify it with control numbers and submit it to a laboratory for chemical analysis. If the laboratory testing reveals the presence of a controlled substance, the prosecution of the defendant goes forward. If the laboratory testing reveals that no controlled substance is present, then the case is dismissed by the prosecutor.
The General Assembly has further set forth procedures for the admissibility of such laboratory reports. See N.C. Gen. Stat.
I submit that if it was intended by the General Assembly that an officer could make a visual identification of a controlled substance, then such provisions in the statutes would be unnecessary.
B. Lav Opinion Under Rule 701
The majority relies primarily upon the case of State v. Freeman,
1. State v. Freeman
In Freeman, police in Charlotte arrested an armed robbery suspect, who had in his possession what “looked like a pill bottle.’.’ Id. at 411,
One of defendant’s assignments of error was that the trial court committed plain error by allowing the officer to testify that the two items seized were crack cocaine. Id. at 414,
State v. Bunch, supra, held that an officer, based upon his experience, can testify as to common practices of drug dealers. Id. at 110,
In Freeman, the substance involved was crack cocaine, not powdered cocaine. A review of the opinion, briefs and record in that case does not reveal anything about the appearance of the cocaine other than to describe it as “pills.” Two of the “pills” were distinctive enough from the other pills in the bottle for the arresting officer to immediately identify them as crack cocaine. The appearance of the cocaine in Freeman simply was not a major concern in the case because the laboratory report conclusively established the chemical composition of the substance. Crack cocaine has a distinctive color, texture, and appearance. While it might be permissible, based upon these characteristics, for an officer to render a lay opinion as to crack cocaine, it cannot be permissible to render such an opinion as to a non-descript white powder.
2. Prejudicial Effect
Jennifer Mills only testified as to the similarity of the two packages of powder. Thus the admission of Detective Olmeda’s and Whitesel’s opinion testimony that the 55 grams of white powder was cocaine, over the objection of defendant, was not harmless error.
III. Conclusion
Based upon the evidence presented in this case, there were no distinguishing characteristics of the 55 grams of white powder to support a lay opinion under Rule 701 that the substance was cocaine. Such opinions must be rationally based on the perception of the witness. N.C. Gen. Stat. § 8C-1, Rule 701 (2007). The mere “similarity” of the kilogram of white powder established by laboratory tests to be cocaine to the 55 grams is not sufficient to establish the 55 grams to be cocaine, a controlled substance. I would hold the trial court abused its discretion in allowing lay opinion testimony that the substance was in fact cocaine.
The trial court erred in allowing the lay opinion testimony of the officers that the 55 grams of white powder was cocaine to come before the jury. Without this testimony, there was no evidence before the jury as to the nature of the white powder. The trial court erred in
