232 Conn. 345 | Conn. | 1995
The defendant, Kathaleen Linares, challenges the constitutionality of General Statutes § 2-ld (a) (2) (C) and (E),
The defendant appealed from that judgment to the Appellate Court, which affirmed the judgment of conviction under § 2-1d (a) (2) (C) and reversed the judgment of conviction under § 2-1d (a) (2) (E). State v. Linares, 32 Conn. App. 656, 674, 630 A.2d 1340 (1993). The Appellate Court concluded that § 2-1d (a) (2) (E) prohibits constitutionally protected conduct, and invalidated that provision as unconstitutionally overbroad under the first amendment to the United States constitution. Id., 668. The Appellate Court, however, concluded that, because § 2-1d (a) (2) (C), “does not involve protected speech, we need not analyze either the fed
We granted the defendant’s petition for certification to appeal on the issues of the statute’s constitutionality both on its face and as applied to the defendant.
The videotape and audio cassette recording in the record of this case demonstrate the following undisputed facts.
The occasion was Governor William A. O’Neill’s budget address to the General Assembly in the Hall of the House of Representatives. The governor, Lieutenant Governor Joseph Fauliso and other state officials were on the podium. The lieutenant governor introduced the governor, and the audience applauded, with some whistling, for thirty-four seconds. The governor then spoke without interruption for approximately two minutes, when his speech was interrupted by applause and whistles for approximately twenty-two seconds.
The defendant unfurled a large pink banner that was tied to the railing with string or rope. Gauging by its comparison to the people behind it, we estimate the size of the banner to be approximately 6 feet by 9 feet. On the banner, within a triangle, was the legend, in large block letters: “WE DEMAND LESBIAN AND GAY RIGHTS, BILL.” The content of this message had nothing to do with the content of the governor’s speech, either generally or at that particular moment; the speech was devoted to budgetary matters. Simultaneously, the defendant and others chanted or shouted in loud voices, “gay rights lesbian rights,” over and over again without stopping.
The chanting and the presence of the unfurled banner, facing the audience in the Hall of the House, continued unabated for approximately one minute and twenty-five seconds. During this period the governor stopped speaking and the audience can be seen on the videotape looking up in the direction of the banner and the chanting. Also, at some point after the banner was unfurled and the chanting began, but after the governor had stopped speaking, the governor looked over
I
The defendant claims that subdivisions (2) (C) and (E) of § 2-ld (a) are impermissibly vague, facially and as applied, in violation of the United States constitution. The defendant also claims that these provisions are overbroad in violation of the first amendment to the United States constitution. The defendant contends that these provisions, on their face, impermissibly sweep within their proscriptions speech that may not be punished by the government. We disagree.
A
We first consider whether these provisions are unconstitutionally vague in violation of the United States constitution. “Under the requirements of due process of law mandated by our federal and state constitutions, a penal statute must be sufficiently definite to enable a person to know what conduct he must avoid. State v. Proto, 203 Conn. 682, 696, 526 A.2d 1297 (1987); State v. Pickering, 180 Conn. 54, 59-60, 428 A.2d 322 (1980); see Buckley v. Valeo, 424 U.S. 1, 77, 96 S. Ct. 612, 46 L. Ed. 2d 659 (1976); State v. Eason, 192 Conn. 37, 46, 470 A.2d 688 (1984) [overruled in part on other grounds, Paulsen v. Manson, 203 Conn. 484, 525 A.2d 1315 (1987)]. [A] statute which either forbids or requires the doing of an act in terms so vague that men of common intelligence must necessarily guess at its meaning and differ as to its application violates the first essential of due process of law. Connolly v. General Construction Co., 269 U.S. 385, 391, 46 S. Ct. 126, 70 L. Ed. 322 (1926); State v. Eason, supra; State v. Pickering, supra, 60.” State v. Williams, 205 Conn. 456, 469-70, 534 A.2d 230 (1987).
1
We apply these principles to determine whether subdivisions (2) (C) and (E) of the statute are vague on their face.
The defendant claims that this subdivision is vague on its face because it “supplies no objective standard by which to judge whether noise is ‘reasonable’ or ‘unreasonable.’ ” She contends that “[i]n many instances, ‘reasonable noise’ is undoubtedly just as disturbing to the legislative process as is ‘unreasonable noise.’ Presumably, reasonable noise is that which is acceptable to those who enforce the rules, and unreasonable noise is that which is unacceptable. It could be otherwise only if the statute defined ‘unreasonable’ by objective standards that could be applied consistently, without reference to the meaning of a person’s noise or the variable sensibilities of the enforcement officials.” We are unpersuaded that the scope of this subdivision bestows upon officials such unfettered discretion; instead, we conclude that the totality of the language of the statute both provides fair notice to potential noisemakers and sufficiently constrains official discretion to enforce the statute such that the subdivision does not “chill” free speech.
Although the defendant cites various state and federal precedents that have invalidated statutes due to facial vagueness, she has cited to none that invalidate a statute because of the infirmities from which this subdivision of § 2-ld (a) is alleged to suffer. As the Appellate Court correctly observed, the phrase “unreasonable noise” lacks a vague quality because the term “unreasonable” denotes objectivity based on the circumstances. Because this statute is clearly related only to the disruption of official legislative proceedings, we are persuaded that an individual “would have little difficulty identifying conduct that would lead to such a result.” State v. Indrisano, supra, 228 Conn. 812; see
Moreover, this subdivision does not employ any terms that have been found to denote a subjective standard based on the varying sensibilities of law enforcement officials. See, e.g., Kolender v. Lawson, 461 U.S. 352, 358-60, 103 S. Ct. 1855, 75 L. Ed. 2d 903 (1983) (phrase “credible and reliable identification” unconstitutionally vague because it encourages “arbitrary enforcement”);
Additionally, although the defendant has not specifically challenged the statute’s use of the terms “disturbs,” “disrupts” and “interferes” under her vagueness analysis of this subdivision of the statute, we believe that the narrow meaning of these terms helps this subdivision to pass facial vagueness scrutiny. As the Appellate Court properly observed, “[t]he statute itself does not define ‘disturb,’ ‘disrupt,’ ‘interfere’ or ‘unreasonable.’ Dictionary definitions, however, clarify the meanings of these words. ‘Disrupt’ means ‘to upset the order of,’ or ‘throw into confusion or disorder’; ‘disturb’ means ‘to break up or destroy the tranquility or settled state of’; ‘interfere’ means ‘impede.’ American Heritage Dictionary (1981).” State v. Linares, supra, 32 Conn. App. 664-65. Further, in previously concluding that the term “interferes” within the disorderly conduct statute is not unconstitutionally vague, we interpreted that term to mean “disturbs or impedes the lawful activity of another person.” (Internal quotation marks omitted.) State v. Indrisano, supra, 228 Conn. 818, 819.
Construing the language “disturbs, disrupts or interferes with” in light of the statute as a whole; State v. Burney, 189 Conn. 321, 326, 455 A.2d 1335 (1983); we
We next address whether subdivision (2) (E) is unconstitutionally vague on its face. Subdivision (2) (E), like subdivision (2) (C), expressly punishes a person for interfering with the legislative process when that person “with intent to do so, disturbs, disrupts or interferes with . . . any session, meeting or proceeding of
The defendant argues that “[a] reasonable person reading the statute is unable to determine in advance whether clapping, cheering, hanging a banner, carrying a sign, or performing any other act is cause for arrest. The greater concern is that enforcement authorities are vested with virtually unlimited discretion to arrest or not arrest, based on their own subjective notions of what appears to be disturbing, disruptive or interfering with the legislative process.” (Emphasis in original.) Further, the defendant emphasizes that “[i]t strains credulity to assert that, without further statutory, regulatory or judicial guidance, the Capitol Police would alight on a proper understanding of what the statute punishes and what it does not.” We disagree.
Contrary to the defendant’s argument, the use in subdivision (2) (E) of the phrase “any other act,” when viewed in light of our construction of the rest of the language of the statute, does not afford law enforcement officials unlimited discretion to arrest or not to arrest. In light of our interpretation of the language
Moreover, as in the case of subdivision (2) (C), any imprecision in the language of subdivision (2) (E) is tempered by the specific intent requirement of the statute. The specific intent requirement decreases the possibility that an individual will unwittingly engage in punishable expressive conduct. See Houston v. Hill, supra, 482 U.S. 474 (Powell, J., dissenting in part) (“intent to interfere” element “would . . . possibly satisfy the concern as to vagueness”). Consequently, although we may agree with the defendant that the phrase “any other act,” in isolation, does not limit itself in a constitutionally precise manner, we conclude that subdivision (2) (E), when read as a whole, has a meaning that places individuals on sufficient notice as to what conduct it proscribes and adequately restricts the discretion of law enforcement officials. The words of subdivision (2) (E) “are marked by flexibility and reasonable breadth, rather than meticulous specificity . . . but we think it is clear what the ordinance as a whole prohibits.” (Emphasis added; internal quotation marks omitted.) Grayned v. Rockford, supra, 408 U.S. 111.
2
Additionally, the defendant cites to no relevant authority in support of her claim that subdivisions
Further, the defendant’s claim that law enforcement officials singled out her speech as “unreasonable noise” fails to persuade us that these provisions of the statute are vague as applied to her. Even if we assume the defendant’s characterization that others in the audience in attendance made “loud and sustained sounds of approval at numerous points in the speech” and that “[t]hey were not punished,” our review of the record indicates that the audience responded to the normal flow of the governor’s speech with appropriately timed
B
The defendant also contends that subdivisions (2) (C) and (E) of § 2-ld (a) are overbroad in violation of the
Nonetheless, the defendant claims that these provisions are overbroad due to various linguistic infirmi
Further, the defendant contends that the phrase “making unreasonable noise” is overbroad because although the term “unreasonable” ordinarily is susceptible to a dictionary definition, its union with the undefined term “noise,” which is susceptible to many definitions, makes the entire phrase overbroad. Consequently, she contends that we must place a “fighting words” gloss on the entire phrase. Without such a gloss, in her view, “political messages delivered that are undesired may be judged unreasonable noises while welcomed messages will seem eminently reasonable.” We are unpersuaded that this subdivision casts so wide a net.
In analyzing whether these subdivisions proscribe a substantial amount of protected conduct, we note at the outset that the first amendment in all contexts “ ‘forbids the government to regulate speech in ways that favor some viewpoints or ideas at the expense of others.’ City Council of Los Angeles v. Taxpayers for Vincent, 466 U.S. 789, 804 [104 S. Ct. 2118, 80 L. Ed. 2d 772] (1984).” Lamb's Chapel v. Center Moriches Union Free School District, 508 U.S. 384, 394, 113 S. Ct. 2141, 124 L. Ed. 2d 352 (1993); see Cornelius v. NAACP Legal Defense & Educational Fund, 473 U.S. 788, 806, 105 S. Ct. 3439, 87 L. Ed. 2d 567 (1985) (Cor
“In places which by long tradition or by government fiat have been devoted to assembly and debate, the rights of the State to limit expressive activity are sharply circumscribed. . . . [Such locations include] streets and parks which ‘have immemorially been held in trust for the use of the public and, time out of mind, have been used for purposes of assembly, communicating thoughts between citizens, and discussing public questions.’ Hague v. CIO, 307 U.S. 496, 515 [59 S. Ct. 954, 83 L. Ed. 1423] (1939). In these quintessential public forums, the government may . . . enforce regulations of the time, place, and manner of expression which are content-neutral, are narrowly tailored to serve a significant government interest, and leave open ample alternative channels of communication.” Perry, supra, 460 U.S. 45. Such close scrutiny is appropriate in these forums because such properties possess long-standing traditions of public usage. R. Post, “Between Governance and Management: The History and Theory of the Public Forum,” 34 UCLA L. Rev. 1713, 1759 (1987) (tradition of public usage provides “point of distinction between public and nonpublic forums”).
At the other extreme, courts recognize that some government properties are decidedly “nonpublic” for first amendment purposes. “[On public] property which is not by tradition or designation a forum for public communication . . . the State may reserve the forum for its intended purposes, communicative or otherwise, as long as the regulation on speech is reasonable and not an effort to suppress expression merely because
“[An intermediate category] consists of public property which the State has opened for use by the public as a place for expressive activity. The Constitution forbids a State to enforce certain exclusions from a forum generally open to the public even if it was not required to create the forum in the first place. . . . Although a State is not required to indefinitely retain the open character of the facility, as long as it does so it is bound by the same standards as apply in a traditional public forum.” Perry, supra, 460 U.S. 45-46. The government creates such a “designated” public forum “by intentionally opening a nontraditional forum for public discourse. . . . [T]he Court has looked to the policy and practice of the government to ascertain whether it intended to designate a place not traditionally open to assembly and debate as a public forum. . . . The Court has also examined the nature of the property and its compatibility with expressive activity to discern the government’s intent.” Cornelius, supra, 473 U.S. 802.
When a government opens a nontraditional forum to public expression, it does not create a designated public forum unless it intends to permit a wide range of expressive activity; id., 804-805; and property opened to some, but not all types of speech remains a nonpublic forum. Although it must permit expression of all viewpoints within the narrow category of speech that the government has intended to authorize, it may
Thus, it is clear that modern public forum analysis under the United States constitution focuses first on the category of public property at issue in the case. R. Post, supra, 34 UCLA L. Rev. 1766. Only after a court has labeled a particular public property as a traditional, designated or nonpublic forum does the court then consider to what extent the government may restrict speech there. See Perry, supra, 460 U.S. 46. Because restrictions on speech in public forums receive the highest level of scrutiny and those in nonpublic forums are subject to the lowest; Lee, supra, 505 U.S. 678-79; a court’s initial categorization of property, as a practical matter, necessarily determines whether a particular restriction on speech will be invalidated. See C. Dienes, “The Trashing of the Public Forum: Problems in First Amendment Analysis,” 55 Geo. Wash. L. Rev. 109,118 (1986). Scholars suggest that this modem categorical approach implicitly, if not explicitly, reflects the United States Supreme Court’s position that a government, in its proprietary function as “owner” of public lands, like any owner of private property, may choose to exclude certain classes of speech. See id., 112 (“seeds of the modern nonpublic forum doctrine” found in court’s application of private property concepts to public property); R. Post, supra, 34 UCLA L. Rev. 1722-24, 1743 (notion of government acting in its proprietary function drives modern public forum analysis).
Applying the federal forum approach to the present case, we recognize that the gallery of the Hall of the House in the capitol arguably may be classified as a pub-
Because the gallery has been opened to the public only for the limited purpose of viewing and allowing minimal participation in the legislative process by moderate and timely expressions of approval or disapproval, however, it seems possible, under federal forum analysis, that this part of the capitol appropriately may be designated a nonpublic forum. See Comelim, supra, 473 U.S. 802. Similarly, locations other than the capitol that house official legislative proceedings, such as public hearings, may be considered to be nonpublic forums because the public likewise has only been given a limited expressive role in such places. “The government does not create a public forum by inaction or by permitting limited discourse, but only by intentionally opening a nontraditional forum for public discourse.” Id. If that were the case, we would uphold the statute “as long as the regulation on speech is reasonable and not an effort to suppress expression merely because public officials oppose the speaker’s view.” Perry, supra, 460 U.S. 46. Nonetheless, we need not conclusively categorize the forum at issue, because we conclude that subdivisions (2) (C) and (E) qualify as reasonable time, place and manner restrictions and that these subdivisions therefore pass constitutional muster even under the most stringent standard.
In any type of forum, from traditional public to nonpublic, it is permissible to impose content-neutral “time, place and manner” regulations on speech that are narrowly tailored to serve a significant governmental interest and that “ ‘leave open ample alternative channels for communication.’ ” Ward v. Rock Against Racism, supra, 491 U.S. 791. We initially discuss the governmental interest in prohibiting interferences with the General Assembly. The legislature operates under a constitutional mandate in our democratic state govern
Like the United States Congress, our state legislature, in order to execute this constitutional mandate effectively, must retain the power “to preserve itself, that is, to deal by way of contempt with direct obstructions to its legislative duties.” Marshall v. Gordon, 243 U.S. 521, 537, 37 S. Ct. 448, 61 L. Ed. 881 (1917); see also Jurney v. MacCracken, 294 U.S. 125, 147-50, 55 S. Ct. 375, 79 L. Ed. 802 (1935) (discussing congressional power to prevent obstructions to legislative process). Thus, it must have “the right to prevent acts which in and of themselves inherently obstruct or prevent the discharge of legislative duty or the refusal to do that which there is an inherent legislative power to compel in order that legislative functions may be performed.” Marshall v. Gordon, supra, 542; see White v. Norwalk, 900 F.2d 1421,1425-26 (9th Cir. 1990) (discussing city council’s need to be free from disruptions). Consequently, it is clear that the state has a significant interest in ensuring that the General Assembly, whether sitting in a session, meeting, proceeding or committee, has the opportunity to fulfill its mandate free from objectively unreasonable interferences.
In emphasizing the strength of the state’s interest in maintaining a functional General Assembly, we do
Indeed, although the defendant asserts that the phrase “whether within or outside the presence of said general assembly, either house thereof or any such committee” included in § 2-ld (a) (2) creates “a locational element in the statute that makes it apply anywhere,” we conclude that the statute, as a whole, is narrowly tailored to protect the state’s interests. Under subdivision (2) (C), an individual is never subject to arrest or prosecution for “making unreasonable noise” outside the presence of an official legislative proceeding unless that person intends and effects an actual interference with that proceeding. This subdivision appropriately recognizes that “unreasonable noise” can succeed in its aim even if it is created “outside” the presence of the targeted proceeding. Merely critical expression outside the capítol, however, could not be punished; see Boos v. Barry, 485 U.S. 312, 318-19, 108 S. Ct. 1157, 99 L. Ed. 2d 333 (1988); instead, the state would necessarily have to prove that the characteris
Moreover, in light of the vital state interests involved and the facially narrow language employed, we reject the defendant’s contention that we must place a “fighting words” gloss on the phrase “unreasonable noise.” As correctly noted by the defendant, courts often have recognized that application of a “fighting words” gloss can save a broad breach of the peace statute from a constitutional overbreadth claim. See, e.g., Marks v. Anchorage, 500 P.2d 644 (Alaska 1972); In re Brown, 9 Cal. 3d 612, 617-19, 510 P.2d 1017, 108 Cal. Rptr. 465 (1973), cert. denied, 416 U.S. 950, 94 S. Ct. 1959, 40 L. Ed. 2d 300 (1974); Commonwealth v. Juvenile, 368 Mass. 580, 595-97, 334 N.E.2d 617 (1975), superseded by statute as stated in Commonwealth v. Unnamed Defendant, 22 Mass. App. 230, 492 N.E.2d 1184 (1986). These cases are irrelevant to the present context, however, because they involved statutes that were not narrowly tailored to the nature of a particular site or the needs of specific government institutions. In other words, a “fighting words” gloss is inappropriate here because “unreasonable noise” can create an interference with the legislative process regardless of whether the “noise” is characterized as “fighting words.” For instance, if, during floor debates on a bill, a member of the gallery shouted slogans loudly in order to express her disapproval with the pending legislation, such expression could objectively be characterized as “unreasonable noise” even if her actual words were not susceptible to a “fighting words” designation. Con
For similar reasons, we must reject the Appellate Court’s observation that subdivision (2) (E) “is similar to the ordinance in Houston v. Hill, supra, [482 U.S. 451,] that was held by the United States Supreme Court to be unconstitutional because of overbreadth,” and its conclusion that “[w]e discern no meaningful difference between the two statutes, and hold that [subdivision (E)] is unconstitutional as overbroad.” State v. Linares, supra, 32 Conn. App. 668. First, § 2-1d (a) (2) (E) applies only to disruptions of official meetings of the General Assembly. This locational element limits the statute’s restrictive effect on protected speech. See Grayned v. Rockford, supra, 408 U.S. 112, 117-18. Second, subdivision (2) (E) applies only if an individual acts with the specific intent to disturb, disrupt or interfere. We agree with Justice Powell’s recognition in Houston that such a specific intent element can save an otherwise overbroad statute because such a requirement narrows the statute’s applicability by excluding from its ambit those whose expression may have innocently or unknowingly caused a disturbance. See Houston v. Hill, supra, 482 U.S. 474 (Powell, J., dissenting in part). Third, subdivision (2) (E), as interpreted above, only applies if conduct, expressive or otherwise, “disturbs, disrupts or interferes with” an official legislative proceeding due to its characteristics and not because of any message it may have conveyed. The statute therefore does not permit an arrest or prosecution that is based on the subjective views of law enforce
II
The defendant next claims that § 2-ld (a) (2) (C) and (E) are vague, both on their face and as applied, in violation of the due process provisions of the Connecticut constitution. She argues that these subdivisions fail to satisfy the independent protections against the enforcement of vague laws afforded under our state constitution because they lack “ ‘minimal guidelines to govern law enforcement.’ ” The defendant further claims that these statutory provisions are overbroad in violation of the Connecticut constitution because they impermissibly proscribe expressive conduct at the capitol that is protected under the expansive free speech provisions of our state constitution. We disagree.
A
We need not dwell on the defendant’s vagueness claims under the Connecticut constitution. The defendant principally bases her independent state constitutional vagueness claims on the authority of State v. Coleman, 96 Conn. 190, 113 A. 385 (1921). In Coleman, this court denounced indefinite criminal laws that “leave the constitutional liberties of a citizen to be
In short, we have considered in detail the defendant’s vagueness claims under the federal constitution, and she has failed to persuade us that our state constitution mandates a different analysis or contrary result. As we discussed above, § 2-1d (a) (2) (C) and (E) give individuals adequate notice of what conduct they prohibit. Further, the language of these provisions, when read in light of the statute as a whole, sufficiently guides law enforcement officials in the execution of their duties. Thus, unlike the statute at issue in Coleman that gave officials “unlimited” or “absolute and uncontrolled” discretion; (emphasis added) id., 196-97; the subdivisions of § 2-1d in question do not permit unconstitutionally unrestrained discretion under the Connecticut constitution. Moreover, because we have concluded that the defendant’s specific conduct clearly falls within the statute, we are unpersuaded that these subdivisions are vague as applied to her conduct.
B
The defendant also claims that § 2-ld (a) (2) (C) and (E) are overbroad in violation of the free speech provisions of the Connecticut constitution. Her state constitutional claim is in two parts. First, she contends that we should reject modern federal forum analysis in favor of a more flexible, fact specific approach similar to that utilized by the United States Supreme Court prior to
Under the prior approach, the United States Supreme Court’s first amendment analysis often relied not on any consideration of the government’s proprietary right to exclude, but only on whether the particular speech in issue was consistent with the uses of the specific public property involved. See C. Dienes, supra, 55 Geo. Wash. L. Rev. 112; accord Grayned v. Rockford, supra, 408 U.S. 104; Brown v. Louisiana, 383 U.S. 131, 86 S. Ct. 719, 15 L. Ed. 2d 637 (1966); Edwards v. South Carolina, supra, 372 U.S. 229. The central issue under that approach was “whether the manner of expression is basically incompatible with the normal activity of a particular place at a particular time. . . . [I]n assessing the reasonableness of a regulation, [a court weighs] heavily the fact that communication is involved; the regulation must be narrowly tailored to further the State’s legitimate interest.” Grayned v. Rockford, supra, 116-17. This emphasis on basic compatibility, rather than on categorization of particular “types” of public property, reflected the court’s attempt “to serve the first amendment value of maximizing social communication.” R. Post, supra, 34 UCLA L. Rev. 1731.
In deciding whether our state constitution demands such an interpretation, we acknowledge that federal constitutional law sets minimum national standards for individual rights and that states may afford individuals greater protections under their own state constitutions. State v. Miller, 227 Conn. 363, 379, 630 A.2d 1315 (1993); State v. Oquendo, 223 Conn. 635, 649, 613 A.2d 1300 (1992); State v. Geisler, 222 Conn. 672, 684, 610 A.2d 1225 (1992). Although we often look to United States Supreme Court precedent when construing
To determine whether our state constitution affords greater rights than the federal constitution, we consider the following “tools of analysis”: (1) the “textual” approach—consideration of the specific words in the constitution; (2) holdings and dicta of this court and the Appellate Court; (3) federal precedent; (4) the “sibling” approach—examination of other states’ decisions; (5) the “historical” approach—including consideration of the historical constitutional setting and the debates of the framers; and (6) economic and sociological, or public policy, considerations. State v. Miller, supra, 227 Conn. 380-81; State v. Diaz, 226 Conn. 514, 530-31, 628 A.2d 567 (1993); State v. Geisler, supra, 222 Conn. 685. Applying this analysis, we decline to follow the modern, forum based approach currently employed to resolve claims under the first amendment to the United States constitution that concern abridgement of speech on public property. Instead, we agree with Judge Schaller’s concurrence in the Appellate Court and adopt the “compatibility” test, as expressed in Grayned v. Rockford, supra, 408 U.S. 116-17, for claims brought under the Connecticut constitution that involve restrictions on speech on public property. See State v. Linares, supra, 32 Conn. App. 686 (Schaller, J., concurring).
The defendant’s freedom of speech claims implicate various sections of our state constitution. “The state
It is instructive to compare the language of these sections to the corresponding language of the United States constitution. See U.S. Const., amend. I (“Congress shall make no law . . . abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the Government for a redress of grievances.”). Our state constitution includes in article first, § 4, the word “publish,” a term not found within the United States constitution. Other courts, construing the term “publish” in the context of similarly worded state constitutions, have found that the term creates expanded communicative rights for the public. See Tate v. Akers, 409 F. Sup. 978, 981-82 (D. Wyo. 1976), aff’d, 565 F.2d 1166 (10th Cir. 1977) (construing Wyoming constitution); South Holland v. Stein, 373 Ill. 472,479-80, 26 N.E.2d 868 (1940) (Illinois constitution).
Moreover, as Judge Schaller noted, article first, §§ 4, 5 and 14, also include other language that suggests that our state constitution bestows greater expressive rights on the public than that afforded by the federal consti
The case law of this state also supports our adoption of the more speech protective Grayned approach. As early as 1921, this court looked to the constitution of Connecticut to protect individuals from laws that gave officials unlimited discretion to limit freedom of speech. State v. Coleman, supra, 96 Conn. 195-96. In doing so, the Coleman court looked beyond the less speech protective approach then followed by the United States
Moreover, we have recognized that our state constitution “is an instrument of progress, it is intended to stand for a great length of time and should not be interpreted too narrowly or too literally so that it fails to have contemporary effectiveness for all of our citizens.” State v. Dukes, supra, 209 Conn. 115. This concern for “contemporary effectiveness” would be undermined if we followed federal forum analysis, which affords the most rigorous protection of speech only at “traditional” forums and narrowly defines “traditional” to exclude modern public gathering places often otherwise compatible with public expression. See, e.g., Lee, supra, 505 U.S. 680 (airport not public forum because not traditionally “used for purposes of expressive activity”).
A body of federal case law concerning this particular issue of free speech lends considerable support to our adoption of a flexible approach. As discussed previously, prior to its return to the more rigid, forum based categorization of public property, the United States Supreme Court followed the flexible approach espoused in Grayned v. Rockford, supra, 408 U.S. 104. This model of first amendment analysis required a case-by-case balancing of the right to free speech against the competing interest of preventing unreasonable interference with the “normal activity” of a particular place. Id., 116-17. Free from the modem inquiry containing varying levels of judicial scrutiny, the Grayned model focused not on the labeling of property as “traditional public” or “nonpublic,” but on whether the specific use
These justices have emphasized that the use of the unified, balancing test is necessary to preserve the value of free speech in light of the realities of public expression in modern life. See, e.g., Lee, supra, 505 U.S. 697 (Kennedy, J., concurring) (without unified “compatibility” approach that ignores mere historical analysis, “our forum doctrine retains no relevance in times of fast-changing technology and increasing insularity”). Similarly, some commentators and scholars have resoundingly advocated for a return to a flexible, unified approach focused on speech “compatibility.” See R. Post, supra, 34 UCLA L. Rev. 1765-66 and n.213 (discussing overwhelming support for adoption of Grayned approach).
Indeed, one commentator has noted that the Grayned approach “is designed to maximize the speech which the government is constitutionally required to tolerate,
Further, our decision to adopt the more speech sensitive approach of Grayned under our state constitution is supported by the history of free speech in Connecticut. In Cologne, this court’s majority opinion discussed the historical underpinnings of free speech under the Connecticut constitution and concluded that the constitutional framers were concerned primarily with curbing undue interference from the government. Cologne v. Westfarms Associates, supra, 192 Conn. 60-62. Similarly, the dissent in Cologne discussed the well established importance of free speech in society and analyzed the broad protections to speech expressly incorporated into the Connecticut constitution. Id., 69-71, 76-80 (Peters, J., dissenting). Additionally, Judge Schaller’s historical analysis sheds light on this state constitutional question. “Before the 1818 Connecticut constitutional convention, civil liberties in Connecticut were in their infancy, particularly freedoms of speech and press. C. Collier, ‘The Connecticut Decía
“Moreover, in the years immediately preceding our constitution’s enactment, Connecticut citizens embraced a philosophy of greater tolerance, moving toward a more culturally diverse society. R. Purcell, Connecticut in Transition: 1775-1818 (Wesleyan Univ. Press 1963) pp. 311-35; W. Horton, ‘Annotated Debates of the 1818 Constitutional Convention,’ 65 Conn. B.J. SI-1, SI-4 (1991). This is particularly evident in the struggle to separate church and state. Between 1812 and 1818, the issue of church and state deeply divided political factions. R. Purcell, supra, pp. 320-21. The Federalists continued to support established institutions both religious and secular. Id. At the same time, the Tolerationists strongly advocated the separation of church and state and, as their party name suggests, a movement toward greater tolerance. Id. The Tolerationists gained a major victory with the election of Governor Wolcott in 1817 and, a year later, with the overwhelming placement of their representatives in both houses of the legislature. Id., p. 360. By 1818, it was apparent that the political tide in Connecticut had shifted in the direction of greater tolerance and cultural diversity. Ultimately, these views culminated in the enactment of the Connecticut constitution. [We are] convinced, therefore, that our constitution’s speech provisions reflect a unique historical experience and a move toward enhanced civil liberties, particularly those liberties designed to foster individuality.” State v.
Finally, it is clear that our adoption of the flexible, Grayned approach will best enable our courts to adapt the central tenets of free speech jurisprudence to the ever changing nature of public expression and communication in modern society. As aptly expressed by Justice Kennedy, “[i]n a country where most citizens travel by automobile, and parks all too often become locales for crime rather than social intercourse, our failure to recognize the possibility that new types of government property may be appropriate forums for speech will lead to a serious curtailment of our expressive activity.” Lee, supra, 505 U.S. 697-98 (Kennedy, J., concurring). Further, this flexible approach prohibits the government from unilaterally and unnecessarily limiting speech at public locations; it avoids the “grant of plenary power [that] allows the government to tilt the dialogue heard by the public, to exclude many, more marginal, voices.” Id., 702.
With these principles in mind, we nonetheless must reject the defendant’s overbreadth claims under the Connecticut constitution. As we outlined previously, the Grayned test requires the government, under the Connecticut constitution, to permit free speech and public expression on government property up to the point when such free expression becomes “basically incompatible with the normal activity of a particular place at a particular time. . . . [I]n assessing the reasonableness of a regulation, we must weigh heavily the fact that communication is involved; the regulation must be narrowly tailored to further the State’s legitimate interest.” Grayned v. Rockford, supra, 408 U.S.
Because subdivision (2) (C) narrowly prohibits only conduct that amounts to “unreasonable noise” and that intentionally creates an impediment to an official legislative proceeding because of characteristics such as its timing, loudness and duration, rather than any message it may convey, this subdivision facially limits itself to expression that is “basically incompatible” with the business of the General Assembly. Subdivision (2) (E) is also limited so as to prohibit only an act that is intended to interfere with a legislative proceeding and, in fact, interferes with such a proceeding because of its characteristics rather than because of any message it conveys. Subdivision (2) (E), as does subdivision (2) (C), therefore expressly restricts itself to expression that is “basically incompatible” with the business of the General Assembly. This conclusion recognizes that public expression must yield at the point where the General Assembly “is prevented from accomplishing its business in a reasonably efficient manner.” White v. Norwalk, supra, 900 F.2d 1426. “Where an examination of all the relevant interests indicates that certain expressive activity is not compatible with the normal uses of the property, the First Amendment does not require the government to allow that activity.” Cornelius, supra, 473 U.S. 820 (Blackmun, J., dissenting) (applying Grayned test).
We next consider the defendant’s claim that the trial court should have granted her motion to dismiss because her arrest and prosecution were based on her constitutionally protected political expression. She argues that this court should adopt the three part balancing test, enunciated in State v. Hardin, 498 N.W.2d 677 (Iowa 1993), and In re Kay, 1 Cal. 3d 930, 464 P.2d 142, 83 Cal. Rptr. 686 (1970), that, in the
Although the defendant crafts this as a claim separate and distinct from her vagueness and overbreadth claims, we are unconvinced that the so-called Kay-Hardin test is anything more than an adaptation of the Grayned model of free speech analysis to the context of a “public meeting” or “political rally.” See In re Kay, supra, 1 Cal. 3d 943 (characterizing meeting as “large, public celebration held outdoors in a public park, featuring, in the course of a political campaign, a public official as the principal speaker”). It is noteworthy that the specific ordinance at issue in In re Kay had prohibited willful disturbances at “ ‘any assembly or meeting, not unlawful in its character’ ”; (emphasis added) id., 937-38; and that the relevant conduct had occurred in a public park during a city sponsored Fourth of July celebration.
Even if we were to agree in principle with the use of a balancing test in In re Kay, a determination that we need not make in this case, we have already applied this test, as tailored to the particular statute and circumstances of this case, to the defendant’s claims and rejected them in part IIB of this opinion. As discussed previously, the challenged subdivisions of the statute are narrowly tailored to prohibit only conduct, expressive or otherwise, that is intended to impede and does impede an official legislative proceeding. In the words of the court in In re Kay, § 2-ld (a) (2) (C) and (E) pass constitutional muster because they “[authorize] the imposition of criminal sanctions only when the defendant’s activity itself—and not the content [or, more accurately, the viewpoint] of the activity’s expression— substantially impairs the effective conduct” of an official legislative proceeding. (Emphasis in original.) In re Kay, supra, 1 Cal. 3d 942.
Moreover, our independent review of the record does not support the defendant’s claim that the government utilized the statute to punish her solely for the expression of her particular viewpoint. Unlike the circumstances underlying the decision in In re Kay, the defendant’s conduct here impeded the governor’s
The judgment of the Appellate Court is reversed in part, and the case is remanded to that court with direction to affirm the judgment of the trial court.
In this opinion Peters, C. J., and Borden and NorCOTT, Js., concurred.
Callahan, J., concurred in the result.
General Statutes § 2-ld provides in relevant part: “interference with the GENERAL ASSEMBLY; MISDEMEANOR, (a) A person is guilty of interfering with the legislative process when he . . .
“(2) Alone or in concert with others, with intent to do so, disturbs, disrupts or interferes with, or attempts to disturb, disrupt or interfere with, any session, meeting or proceeding of the general assembly or either house thereof or any committee of the general assembly or either house thereof, whether within or outside the presence of said general assembly, either house thereof or any such committee by (A) engaging in violent, tumultuous or threatening behavior; or (B) using abusive or obscene language or making an obscene gesture; or (C) making unreasonable noise; or (D) refusing to comply with a lawful order of the police or a member of the office*348 of State Capitol Security to disperse; or (E) performing any other act which disturbs, disrupts or interferes with any such session, meeting or proceeding .. . .”
The defendant also challenges the other provisions of General Statutes § 2-ld (a) (2), specifically, (2) (A), (2) (B), and (2) (D). She claims that because she had filed her motion to dismiss prior to the time when the state narrowed its charges to allege violations only of subdivisions (2) (C) and (2) (E), she may now facially challenge § 2-ld (a) (2) in its entirety. She asserts that “[t]he procedural history of the case and the underlying reasons for according standing to make facial challenges to statutes that might otherwise chill freedom of expression together support the defendant’s position that she is entitled to challenge the entirety of Gen. Stat. § 2-ld [(a) (2)] on the grounds of overbreadth and facial vagueness.” We disagree.
We agree with the defendant that in an appropriate case, the importance of free speech values may permit a defendant to attack a statute on its face, even in a case in which the defendant’s conduct may clearly fall within the core meaning of that statute. This principle necessarily presupposes, however, that the defendant has actually been charged with violations of that statute. As we have stated previously, “[o]ur vagueness inquiry— whether facial or as applied—extends only to those portions of the statute that were applied to the defendant in this case. Smith v. Goguen, [415 U.S. 566, 581, 94 S. Ct. 1242, 39 L. Ed. 2d 605 (1974)]; Colten v. Kentucky, 407 U.S. 104, 111 n.3, 92 S. Ct. 1953, 32 L. Ed. 2d 584 (1972).” State v. Indrisano, 228 Conn. 795, 804, 640 A.2d 986 (1994). We are unpersuaded that sound vagueness and overbreadth jurisprudence compels a contrary conclusion in this case. Because only charges under subdivisions (2) (C) and
(2) (E) were before the trial court when it ruled on the defendant’s motion to dismiss; see footnote 5; we need only consider the constitutionality of those provisions.
The state originally charged the defendant generally, in a short form information, with a violation of § 2-ld. In response to the defendant’s motion for a bill of particulars, however, the state filed a long form information, narrowing the charges to violations only of § “2-ld (2) (C) and (E),” which actually meant to refer to § 2-ld (a) (2) (C) and (E), as acknowledged by the defendant on appeal.
The first amendment to the United States constitution provides: “Congress shall make no law respecting an establishment of religion, or pro
The fourteenth amendment to the United States constitution provides:
“All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. No state shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.”
The constitution of Connecticut, article first, provides in relevant part:
“Sec. 2. All political power is inherent in the people, and all free governments are founded on their authority, and instituted for their benefit; and they have at all times an undeniable and indefeasible right to alter their form of government in such manner as they may think expedient.
* * *
“Sec. 4. Every citizen may freely speak, write and publish his sentiments on all subjects, being responsible for the abuse of that liberty.
“Sec. 5. No law shall ever be passed to curtail or restrain the liberty of speech or of the press.
* * *
“Sec. 9. No person shall be arrested, detained or punished, except in cases clearly warranted by law.
“Sec. 14. The citizens have a right, in a peaceable manner, to assemble for their common good, and to apply to those invested with the powers of government, for redress of grievances, or other proper purposes, by petition, address or remonstrance.”
Because the state narrowed the charges against the defendant by filing a long form information that alleged that the defendant had violated only subdivisions (2) (C) and (2) (E) of § 2-ld (a), the trial court, when it denied the defendant’s motion to dismiss, had before it only the charges brought under those two specific subdivisions of the statute.
General Statutes § 54-94a provides: “conditional nolo CONTENDERE PLEA. APPEAL OF DENIAL OF MOTION TO SUPPRESS OR DISMISS. When a defendant, prior to the commencement of trial, enters a plea of nolo con
Practice Book § 4003 provides in relevant part: “appeals of rulings ON MOTIONS TO DISMISS OR SUPPRESS FOLLOWING JUDGMENTS ENTERED UPON CONDITIONAL PLEAS OF NOLO CONTENDERE
* ** *
“(b) With the approval of the court, after a hearing to consider any objections thereto, a defendant may enter a conditional plea of guilty or nolo contendere, reserving in writing the right, on appeal from the judgment, to review of the adverse determination of any motion made prior to the close of evidence, which motion must be specified in such written reservation. If the defendant prevails on appeal, the judgment shall be set aside and the defendant shall be allowed to withdraw the conditional plea of nolo contendere after the case has been remanded to the trial court. The court shall not accept a plea of guilty or nolo contendere pursuant to this subsection where the adverse determination of the specified motion would not have a significant impact on the disposition of the case in the trial court. The court shall also decline to accept such a nolo contendere or guilty plea where the record available for review of the ruling upon the specified motion is inadequate for appellate review of the court’s determination thereof.”
We granted certification as to the following issues:
“1. Whether the defendant’s motion to dismiss should have been granted because General Statutes § 2-ld is overbroad, in violation of the Connecticut constitution and the United States constitution?
“2. Whether the defendant’s motion to dismiss should have been granted because General Statutes § 2-ld is vague on its face, in violation of the Connecticut constitution and the United States constitution?
“3. Whether the defendant’s motion to dismiss should have been granted because General Statutes § 2-ld is vague as applied in the instant case, in violation of the Connecticut constitution and the United States constitution?
“4. Whether the trial court should have granted the defendant’s motion to dismiss because the state sought to punish her for political expression protected by the Connecticut constitution and the United States constitution?” State v. Linares, 228 Conn. 906, 634 A.2d 299 (1993).
We granted the state’s petition for certification to appeal, limited to the following issue: “Whether General Statutes § 2-1d (a) (2) (E)’s prohibí
In this instance, as in all the other instances of the audience interrupting the governor’s speech by applause and whistles, the applause and whistling were spontaneous responses to the particular content of the speech at that moment, and ended voluntarily when the governor indicated that he was ready to resume his speech. The legislators themselves participated in the applause for the duration of the interruptions.
Although this brief description can only be partially gleaned from the videotape—-namely, the location of the gallery with respect to the podium— the rest is simply a matter of common knowledge of the physical construction of the Hall of the House, and of the rules of the House.
Although we stated in State v. Indrisano, supra, 228 Conn. 795, that the defendant in that case could not mount a facial vagueness challenge because his conduct fell within the challenged statute’s core of meaning, this conclusion required us to determine that the statute at issue in that case in fact had a core meaning. The determination that a statute has a core meaning and the determination as to whether a statute is facially vague because it has no core meaning in essence requires the same analysis. Compare Parker v. Levy, 417 U.S. 733, 94 S. Ct. 2547, 41 L. Ed. 2d 439 (1974), with Kolender v. Lawson, 461 U.S. 352, 103 S. Ct. 1855, 75 L. Ed. 2d 903 (1983).
Unlike the mens rea language employed in the disorderly conduct statute, which we construed and limited in State v. Indrisano, supra, 228 Conn. 806-809, this statute’s mens rea language requires no “predominant intent” gloss. In Indrisano, this court adopted that gloss in order to define and limit the ambiguous terms within the phrase “intent to cause inconvenience, annoyance or alarm,” and thereby comply with the requirements of Colten v. Kentucky, 407 U.S. 104, 108-109, 92 S. Ct. 1953, 32 L. Ed. 2d 584 (1972). (Emphasis added.) Id. Because the mens rea language of § 2-1d (a) (2) employs none of these vague terms, such a gloss is unnecessary. See General Statutes § 2-1d (a) (2) (guilty if “with intent to do so, disturbs, disrupts or interferes with ... [a] proceeding of the general assembly”).
The defendant cites generally to Houston v. Hill, supra, 482 U.S. 451, Colten v. Kentucky, supra, 407 U.S. 111, Coates v. Cincinnati, supra, 402 U.S. 616, Thornhill v. Alabama, 310 U.S. 88, 97-98, 60 S. Ct. 736, 84 L. Ed. 1093 (1940), State v. Indrisano, supra, 228 Conn. 795, and State v. Coleman, 96 Conn. 190, 196, 113 A. 385 (1921). Of these cases, only Colten and Indrisano specifically considered a claim of vagueness as applied. See Colten v. Kentucky, supra, 110; State v. Indrisano, supra, 813-15. Those cases do not support the defendant’s argument, however, because they not only rejected the vague as applied claims at issue in them, but they also provide no discernible basis for a contrary result in this case. Colten v. Kentucky, supra, 110; State v. Indrisano, supra, 813-15.
The Appellate Court concluded that “[w]e need not decide [whether to conduct a de novo review of the record to make an independent determination of the facts] because here the facts are not in dispute, and an independent review by us would not result in different findings.” State v. Linares, supra, 32 Conn. App. 661. We agree with the defendant that the nature of her “as applied” constitutional claims required the Appellate Court to conduct an independent review of the record. See Houston v. Hill, supra, 482 U.S. 458 n.6; Brown v. K.N.D. Corp., 205 Conn. 8, 11-12, 529 A.2d 1292 (1987). In reviewing the trial court’s legal conclusion about whether the statute is vague or otherwise unconstitutional as applied to the defendant, the Appellate Court should have reviewed the available evidence, including the exhibits, as we do here, to determine whether the trial court ignored evidence concerning the application of the statute. See Houston v. Hill, supra, 458 n.6. Of course, such independent review was unnecessary for the Appellate Court’s consideration of the defendant’s facial vagueness and overbreadth claims because an analysis of a “facial” type of claim is not dependent on the facts of a particular case.
Also, it is a necessary predicate to free speech analysis that the government’s action has, in some way, implicated the free exercise of speech. State v. Ball, 226 Conn. 265, 270, 627 A.2d 892 (1993). In other words, if the statute regulates conduct only, i.e., conduct which has no arguable expressive component, then such regulation does not impermissibly curtail freedom of speech. The Appellate Court concluded that subdivision (2) (C) does not trigger free speech analysis because the term “ ‘unreasonable noise’
These arguments go too far. Free speech scrutiny, in order to protect expression adequately, must be triggered by a threshold finding that particular government regulation has the incidental effect of burdening expression. See State v. Ball, supra, 226 Conn. 270. Thus, although consideration of particular expressive conduct’s effect on the legislature is relevant to determine, under the rubric of free speech analysis, whether the government may constitutionally prohibit that conduct, such consideration of the effect cannot be used to preclude the constitutional inquiry from ever taking place. Because the proscription of “unreasonable noise” by subdivision (2) (C) clearly contemplates a restriction on some types of speech and the ban of “any other act” by subdivision (2) (E) necessarily may include forms of speech, we conclude that free speech analysis of both provisions is appropriate here.
we recognize that the statute proscribes conduct in locations other than the gallery of the Hall of the House, and that, to resolve the defendant’s facial overbreadth challenge, we must examine the constitutionality of the statute’s proscriptions in each such location. We need not classify each such location as a particular type of “forum,” however, because, even in the most speech protective forum, the proscriptions contained in § 2-ld (a) (2) (C) and (E) would be consistent with the first amendment.
We therefore must qualify the defendant’s broad assertion that “the state capítol is a forum—unlike a school, library or courthouse—whose ‘characteristic nature and function’ includes being a forum in which the citizens ‘apply to those invested with the powers of government, for redress
At the same time, we must reject the state’s broad contention that “whether the defendant’s expressive activity in the House gallery either fell within the statute and impeded the functioning of the legislature or constituted protected speech should be based upon the extent to which the provisions of the state constitution and the legislature’s rules, precedents, and customs permit non-members to express themselves directly in the proceeding in question.” Such a position inherently reflects a narrow view of expressive rights akin to that embodied in federal “public forum” jurisprudence. The rules, precedents, and customs of the General Assembly often will help inform whether particular expression is “basically incompatible” with the normal activities at the capitol. These standards, however, cannot limit, in and of themselves, the extent of permissible public expression at the capitol; if they did, the government could stifle expression that posed no risk of preventing the legislature “from accomplishing its business in a reasonably efficient manner.” White v. Norwalk, supra, 900 F.2d 1426.
Citing In re Kay further, the defendant argues that the state should be required to give a warning prior to removing or arresting an individual under these subdivisions of § 2-ld. The defendant seems to contend that such a procedure is necessary to give individuals fair warning that their
The defendant attempts to show that these subdivisions permit law enforcement officials to enforce them in an arbitrary and discriminatory manner by alluding to the doctrine of “desuetude,” the concept that a statute may be unconstitutional because of its lack of use. We agree with the Appellate Court that, because the defendant did not raise this doctrine at the trial level, we have an insufficient record upon which to evaluate its potential application to her case. See State v. Linares, supra, 32 Conn. App. 662 n.ll.