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State v. Lewis
164 S.E.2d 177
N.C.
1968
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*1 SUPREME COURT IN THE v. Lewis State [1, 2] Upon motion pros in a criminal judgment of nonsuit a for be must be taken to by the State ecution, the evidence introduced light favorable to the the most interpreted in true and it must be 469; Cook, 2d State Goines, 509, 160 S.E. 273 N.C. State. State 271 N.C. 156 S.E. 49; Cutler, N.C. 160 S.E. is witness Gaston considered, the When so 679. of first finding every of offense of element ample support was, therefore, no in the denial of the error degree burglary. There judgment of nonsuit. for defendant's motion assigned as error only ruling the court Although this of is charge the court carefully considered the defendant, have we granting for of a new trial. basis jury and find therein no objection appears No the face of the record. upon no error We find any evidence. The verdict of the admission of upon the record to the judgment evidence and the court is by the jury supported is the verdict. accordance No error.

STATE OF NORTH CAROLINA v. LEWIS No. 250

(Filed 1968) 20 November Corpus purpose corpus subjicien- 1— of writ of 1. Habeas habeas ad § dum corpus subjiciendum give writ of habeas The office ad is to liberty hearing legality of his an immediate so restrained inquired may into' determined. detention legality Corpus 2— determination Habeas restraint § corpus hearing for determination sole habeas petitioner imprisonment alleged lawfully deprived being whether is unlawful is then un- liberty. of his appellate Corpus review 4— 3. Habeas § involving Except custody children, 17-40, cases minor G.S. no any, being by corpus judgment, remedy, appeal from habeas lies if petition for a of certiorari which writ addressed the sound discre- appellate court. tion of Corpus identity finding 40— Criminal Law 4. Habeas § proceeding corpus prior habeas finding by corpus proceeding petitioner in a A the court person charged legal significance only in fact the indictment has petitioner for the court’s decision that as a basis is not entitled to his im- custody, significance determining from it has release but mediate guilty charged crime whether indictment. State v. Lf.wis *2 plea guilty 34— 51' Criminal Law of not § , every plea puts guilty of Defendant’s not in of issue essential element charged places prove beyond tlie crime and the burden on State to a charged, including all reasonable doubt essential of elements the crime identity person person on trial named in as the the- indictment. 37; Judgments Constitutional Law Law Criminal § § §§ — identity person prior finding 40— of in defendant as indicted — corpus hearing jury question identity to trial on of finding by corpus proceeding A the court in a habeas at which defend- person ant was awarded a new trial that defendant is in fact named judicata question upon in retrial, the indictment to not res as that defendant’s and the court’s refusal at to admit offered the retrial evidence which tended to defendant show that he in named prejudicial error, being indictment constitutes right defendant entitled of as jury every charged, to a trial as to essential element the crime including identity. as to his — applicability 7. Criminal Law 75— of Miranda ob- confession prior tained to June Arizona, apply Miranda v. 384 U.S. does not to confessions obtained 13, 1966, the date June when offered at trials or beginning thereafter, upon retrials where law enforcement officers relied complied and with constitutional standards at time the con- were made. fessions 48, 73, accomplice 8. Criminal Law in 79— statements §§ made presence defendant’s accomplice presence an in Statements made defendant’s which in- incompetent hearsay criminated defendant are as where defendant ver- bally assented and thereto stated officers detail both before and after accomplice statements, made the statements all facts included such being implied admission there no silence since defendant did not re- silent, being necessity and there no for main admission of the state- explain significance ments defendant’s assent thereto since de- same statements to the officers. fendant — Battery and 16— secret 9. Assault assault §§ felonious assault battery An indictment malicious secret assault and based 6.S. allegation which contains that the victim 14-31 iously of the assault was ser- injured support insufficient to a conviction felonious assault 14-32. as defined G.S. concurring dissenting J., part part. Lake, J., joins concurring Higgins, dissenting opinion. of certiorari Appeals. writ Court of

ON tried the October Defendant 1967 Criminal Session of before Superior Morris, Nash Emergency Judge, and a jury, August returned at Term, indictment charged COURT IN SUPREME THE v. wilfully did “feloniously Lewis, B. on December Jessie with battery a commit assault manner, maliciously in a secret Bailey by H. iron one R. piece wit: weapon deadly Bailey. kill said H. R. intent waylaying otherwise that offered the State. It admitted evidence in behalf of Evidence offered support the verdict. was sufficient to opinion, was excluded. to in the defendant, referred “guilty deadly secret assault with jury found Judgment imposing bill of indictment.” charged weapon, years, with a credit of four months and six- ten prison sentence of *3 (s), pronounced. sentence was served days for time teen Appeals found error. appeal, the Court of 1 Upon defendant’s August on On 2d 497. defendant’s App. 296, 161 S.E. N.C. granted. was petition, certiorari Deputy Attorney General

Attorney Bruton and McGal- General liard the State. for appellant.

Fields, Cooper & Henderson for defendant J. Bobbitt, con- Session, defendant At his trial at 1967 October Criminal hearing corpus Judge

tended, as he at a before had contended habeas B. Lewis. Cowper February 13, 1967, that he not Jessie August had pleaded At B. Lewis nolo contendere Term, 1955 Jessie years Judgment imposing prison ten to the sentence of indictment. brought or returned pronounced. escaped. He Defendant prison January in 1965. under the North Carolina On Richardson, M.D.,” petition defendant filed name, “Harold B. corpus. corpus hearing, writ of habeas At the habeas did B. nor attack 1955 indictment Jessie Lewis the State’s sought imprison immediate Jessie B. Lewis. He release from was not B. as custody ground on the he Jessie Lewis. Evidence by identity was offered the State and defendant’s defendant. disputed question Cowper finding resolved the Judge of fact B. Lewis and Dr. Harold Richardson "that Jessie B. are one finding Judge of fact, Cowper Based on person.” same de- petition discharge for immediate from custody. defendant’s nied corpus hearing, Judge came to Cowper’s At the habeas atten- represented Lewis had not been Jessie B. counsel tion' at Judge Cowper Thereupon, Term. vacated August plea 1955 FALL TEEM 441 State v. (and

judgment August pleas judg- at Term also entered involving Lewis), ments other cases Jessie B. and ordered that defendant be held for trial on B. the 1955 indictment Jessie Lewis. quotes

It is by Judge Morris, noted that order entered which Judge Cowper’s from order of of in- February 13, 1967, our source concerning formation preceding para- the matters set forth in the graph. The record before us not contain the pro- does the minutes of ceedings August at 1955 Term nor corpus the record the habeas proceedings.

At his trial October Criminal Session, after the had rested its case, defendant offered witnesses whose testimony, was taken in jury, the absence of the show had known they tended to person Jessie B. Lewis and that the was not Jessie B. Lewis. court proffered ground excluded this find- testimony on ing previously by Judge Cowper that defendant was Jessie B. Lewis, charged person indictment, constituted res judicata identity as excepted on trial. Defendant assigned to and error ruling. the court’s said Judge Cowper The writ returnable before was a writ of [1-3] corpus ad subjiciendum, Corpus 25 Am. Habeas Jur., Aptly great described as “the writ in all manner of efficacious illegal confinement,” guaran Blackstone Commentaries it is I, teed Article Section of North Carolina. Constitution Herndon, N.C. S.E. 268. The office of this “most *4 English law,” celebrated writ 3 Blackstone Commentaries give “is to 129, person liberty a restrained of his hear immediate legality ing so that of detention may inquired his into and C.J.S., Corpus question determined.” 39 Habeas 4. “The sole for § hearing alleged determination habeas corpus im unlawful for prisonment petitioner being is then unlawfully deprived whether re liberty.” Renfrow, 55, 315, of his In 247 N.C. 59, 317, 100 S.E. 2d In Burton, and cases cited. Accord: re N.C. 534, 540, 126 S.E. 581, involving Except custody 586. cases of children, minor judgment a 17-40, appeal lies from on a G.S. rendered return to corpus. Steele, of In 685, writ re 687, 220 N.C. 18 S.E. 2d 132, 134, cited; Renfrow, supra. and cases In re remedy, any, The if by petition certiorari, of for writ addressed to the sound discretion appellate Croom, of re Lee court. N.C. 455, 95 S.E. 903. [4] The finding of fact made by Judge Cowper the habeas cor legal significance pus proceedings had as a basis his de for then cision that defendant entitled to immediate release custody. significance in determining It has no from whether defend- COURT IN THE SUPREME v. Lewis

State Assuming indictment. charged in crime guilty ant entitled to is not accusation, prisoner and sufficient process valid pending his confinement is shown for discharge 'probable if cause supra. Herndon, v. State trial. judg- and the B. Lewis plea if the of Jessie defendant,

Whether have been en- vacated, not been would thereon had pronounced ment have the proceedings otherwise, to corpus in the habeas titled, jury, pre- a is not identity decided question as to controverted plea judgment. vacated the Judge Cowper sented. dictment. [5] At His October plea of not Session, guilty put in issue defendant was tried every essential element on the 1955 in Cooper, 381, 124 charged. 372, 256 N.C. S.E. the crime of prove beyond a reason was on the State to The burden 97. 91, person fact Jessie B. defendant, able doubt and all other essential indicted, elements of the person Lewis, the Logner, 550, 553, 63, 66; v. 269 N.C. 153 S.E. 2d charged. State crime 159 S.E. 2d 873. 273 N.C. Clyburn, v. State [6] Article I, Section 13, of the Constitution of North Carolina any convicted shall be of crime but “No provides: good jury persons and lawful open of a verdict unanimous however, provide may, other means Legislature of trial, court. appeal.” misdemeanors, with the A (Chap statute petty 4636(a) later codified Laws Public N. ter a 1935) permitted defendant, by pleading nolo C. Code felony jury a charge, to waive and be tried contendere unconstitutional as violative of I, was held judge, Article by the Camby, N.C. 182 S.E. 715. In the cited Section approval from the quotes Stacy, C.J., Hoke, Wells, N.C. 55 S.E. as fol (later C.J.), in State J. — Stewart, this Court S. v. 89 N.C. “Two decisions lows: Superior held that Holt, Court, 749—have 90 N.C. S. therein, juiy trials originating criminal action indictment by the accused.” Defendant was entitled as be waived could not every essential element of the crime jury charged, trial as to right to identity. as to his including judge excluding ruling proffered the trial Appeals. approved by the Court of In our view, *5 not warrant cited do conclusion. The the texts decisions below. are discussed cited decisions Drumbright, 496, ex rel. Fla. of State Cacciatore

Analysis following: A.L.R. discloses the Joe 721, 97 One Cac- 156 So. State v.

n ciatore“was upon a municipal Tampa, in docket tried court City charge attempted allege a violation of ineffectually which judge quash, Ordinance No. 455-A.” The overruled his motion to pronounced judgment. However, the guilty found the defendant in a corpus proceeding, habeas ordered the Court, Circuit custody discharged ground from on the accusation not of- tried, defendant was convicted and sentenced “did state an against City Tampa either fense or the of Florida.” charge municipal “Subsequently, another docket was entered sufficiently charge (d) . court which . . the defendant cer- with (did) tain acts which constitute violation said Ordinance 455-A.” The action under consideration was instituted Cacciatore in the prohibition. Alleging to obtain a writ of jeopaxdy, Circuit Court former prayed judge Municipal Tampa prohib- he that Court be proceeding prosecution. ited from second The Circuit Court affirming dismissed the action. When judgment, Florida, opinion “(I)n by Brown, J., said: corpus proceedings, general jurisdictions rule in most an is that judgment discharging proceedings order or such is con- clusive in favor he is held in illegally custody and is res judicata necessarily of all issues of law and fact involved in that re- sult, again cause; he cannot be arrested the same is, warrant, indictment, the same or which was information illegal.” (Our italics.) therein held Jur., The statement from 25 Am. Corpus 157, quoted opinion Habeas the Court of Appeals, essentially J., the same words used Brown, the Florida Brown, J., case. The continues: it usually “While termi- proceeding against pending nates the the petitioner, it does neces- sarily prevent subsequent the institution of a prosecution against proceedings legal him under which are and sufficient and which re- supply illegalities, defects, move the or on account of which the discharge granted.” order Moebus, Petition 74 N.H. A. (1907), referred to Appeals, and the Court of Petition Moebus, (1905), N.H. A. 170 relate following factual situa- Mark In one Shinbom was tried

tion: and convicted felony of a imprisonment New and sentenced Hampshire years. for ten prison February escaped Committed he December from the State. fled the prisoner, a resident of arrested in that York, State. He brought New New into Hampshire upon requisition issued its Governor. Although he Henry Moebus, he was E. not Mark Shinborn, asserted he refused to litigate separately identity. issue to his He impris- asserted his *6 THE COURT IN SUPREME v. Lewis ground “he was on the unlawful Hampshire onment New was (New court within hearing competent lawfully entitled to before that, upon and de- prison,” Hampshire) prior commitment to to his to be liberated. (trial), nial was entitled hearing of such he for the Speaking Su- original petition was denied. “Being C.J., Hampshire, Parsons, said: preme of New felony unlawfully lawfully could large, and Shinborn sentence for person, imprisonment, private to even be and returned arrested foundation of Holmes, 48 N.H. 377. The warrant. State v. without prison a trial before his committal to rests petitioner’s claim to Shinborn, If he no he not Shinborn. is upon the contention that is Shinborn, illegally wrong been him. he is he was has done If may He now illegally entitled to a committed and confined. As he to question, trial none has been had. declines ask if state, the issue raised such and to contest if refuses ground appears. said, litigate his refusal to error As heretofore identity he Shinborn, is an admission that and of his legally prison, in the state unless his it that he is confined follows (Our italics.) In the 1907 imprisonment expired.” has de- term of cision, petition, substantially which contains the same al- a second (1) grounds on the on which legations first, as the denied (2) ground denied, and on the further petition first at- again questions already adversely decided tempted present pe- decision. titioner in the 1905

[6] Testimony proffered by defendant, which tended to show he Lewis, charged B. indictment, was not Jessie ruling should been admitted. competent and have proffered excluding testimony, this judge the decision of Appeals approving ruling, were the Court of erroneous. On this a new is entitled to trial. account, relating questions competency now portions turn We G. Womble. of Sheriff evidence, which defendant identified as State’s Jessie testimony of H. Reese Lewis, Bailey, B. consisted Fred L. Bailey, then county jailer, assistant Wood and G. 0. Womble. sheriff, Wood, deputy testified witnesses what occurred in then County January 28, on Bailey Jail on occasion the Nash escape Womble testified to the of Lewis was assaulted. Sheriff prisoners, County from Nash Jail Evans, Dock both of one 31, 1955; January to their arrest to their re- January County Nash Jail; and reconfinement to statements turn to after reconfinement; before and his return and made to him Lewis State v. Lewis jail af- presence statements made Evans of Lewis ter their return and reconfinement.

[7] Defendant assigned as error the admission, over his objections, by and testimony Sheriff Womble’s as to statements Lewis made as to statements by made Evans. testimony

Sheriff Womble’s After the arrest of tends to show: Lewis Lewis, and Evans on first January he talked with police at the reconfine- Rocky station at Mount and later after the ment of Lewis in County the Nash Jail. Lewis told him substance Bailey on that, January 28, prisoner, had while he struck piece the head iron, knocking down; with a him he had dragged Bailey bullpen into the door; that, locked the Bailey’s keys, through he unlocked an outer door which he and Evans, a escaped. After Lewis fellow-prisoner, made these state- (Sheriff Womble) ments, he talked with Evans and Lewis the County substantially Nash Jail. Evans then told him what Lewis previously had told him with reference happened to what Jan- uary 28, 1955. this after occasion, On Evans had made these state- ments, by him Lewis told the statements made Evans were correct. repeated Thereupon, Lewis the statements' had he made to the Sheriff’s conversation with both Lewis and Evans the Nash County Jail. testify at

Evans did not the at October Criminal Ses- Sheriff Womble he did not sion. testified know where Dock Evans — in years.” that time that he had “seen him The trial the absence of the judge, jury, conducted a voir dire findings made of fact examination and the set out below. to

With, testimony reference the Sheriff Womble’s portion re- by lating to him Lewis, judge to statements made the trial found as by a fact “that the statements made the sheriff the defendant were knowingly intelligently made, freely, voluntarily, any without hope reward or threat, inducement, reward to defendant, the rights he been advised his constitutional after had with reference against any might being statement he make used him.” portion testimony With reference Sheriff Womble’s re- by lating Evans, judge to statements made the trial found as a fact “that the about which the sheriff was asked, conversation which he presence with Dock defendant, had Evans was made type particu- such circumstances and was of the conversation, larly sheriff pres- the statement made Dock Evans as call defendant, ence of were such answer on the part COURT IN THE SUPREME

State v. Lewis between rules conversation defendant, and the court com- defendant is presence the sheriff and Dock Evans against defendant.” petent and admissible made statements testimony It is clear Sheriff Womble’s testimony statements made incompetent as to Evans unless Attorney competent. General. by Lewis was This conceded incriminating testimony as to Hence, we consider first whether competent. statements made support testimony heard on voir was sufficient to dire voluntarily judge findings of the trial to the effect Lewis of his con- statements him after had been advised attributed to he However, rights respects forth. stitutional set warnings given Lewis with reference to his constitutional shows the set rights requirements established and fell short of certain Arizona, ed. Ct. forth in Miranda v. 384 U.S. 16 L. 86 S. *8 1602, 13, 3d decided June 974, 10 A.L.R. 1966. in in with decision State v. Appeals, accord its

The Court ap- 2d did not App. 279, 492, 1 161 S.E. held Miranda Branch, N.C. 1955; judge, ply made to statements upon findings compliance as to full with the constitutional based Sheriff Womble’s applicable 1955, properly standards admitted testimony as Lewis’s statements. largely upon the stress jurisdictions, in other

Decisions based opinion Mr. phrases placed particular words Jersey, 719, 384 U.S. 16 Justice in Johnson v. New Chief Warren sharp 20, 1966, June are 882, 1772, L. 2d 86 S. Ct. decided ed. are Branch, supra, discussed prior conflict. decided to State v. Those there is J., Appeals. in his for the Since Brock, Court appropriate definitively to rule trial, to be a new deems as to admissibility as to at that whether, custody with Lewis while is to determined statements requirements of Miranda with reference to reference applicable January 31, 1955, on or about constitutional standards were made. when the statements con holding testimony in-custody that a defendant’s

Decisions compliance the absence of full fession is not admissible begun 1966, after when in trials or retrials June Miranda offered (Nev.); following: Guyette P. 244 State, v. 438 2d United include the (2d Cir.); F. 2d v. Vanterpool, v. 394 697 Groshart United States (9th Cir.); State, (Ala.); Smith v. 210 2d 826 F. 2d 172 So. States, 392 (8th Cir.); States, 375 F. 2d Creech v. United 355 v. Com Evans (Ky.); 245 Amsler v. monwealth, States, 2d United 381 412 S.W. FALL TERM 447 1968 State v. Lewis (9th F. Cir.); 2d 37 People Doherty, Rptr. 857, v. 59 429 2d Cal. P. 177; Dell State, v. 231 (Ind.); N.E. 2d 522 McCarther, State v. 197 Kan. 279, (5th 416 P. 290; 2d v. United States, Gibson 363 F. 2d 146 Cir.); Thomas State, App. 101, v. 3 558; Md. A. 2d 238 Government Virgin Lovell, (3d Islands v. 378 F. 2d Cir.); Shoffner, 799 State v. 31 Wis. 2d 412, 458; 143 2d N.W. State Brock, v. 101 416 Ariz. P. 601; 2d Ruiz, (Note: v. 49 Haw. 421 P. 2d last four cases Johnson.) cited do refer to holding testimony

Decisions that a in-custody defendant’s con- fession made begun June admissible retrials after June where there full compliance with the con- stitutional standards when the confession was in- made, following: clude the 22 People v. Sayers, N.Y. 2d 571, 240 2d N.E. 540; Murphy v. State, 426 2d S.W. 509 (Tenn.); State, Boone v. 3 App. 11, 787; A. Md. State Branch, supra; Vigliano, 129; 50 N.J. A. 2d Jenkins State, (Del.); 230 A. 2d 262 People Worley, 2d 439, Ill. 227 N.E. Commonwealth v. Brady, Cnty. Rpts. 43 Pa. Dist. & 2d 325. published

Articles and comments since Johnson, in which the sub ject discussed, under consideration is following: Schaefer, include the “Sunbursts”; Techniques Prospective Control Overruling, (1967); Record of N.Y.C.B.A. Wash. and Lee L. Rev. 108 (1868); (1967); 19 S. C. L. Rev. 863 116 U. Pa. (1967); L. Rev. 316 (1966). Syracuse L. Rev. 117 relating general principles op- prospective

For to retroactive or overruling adopted by precedent, of new court in ref- eration rule (Annotations) is made to Comment Notes 14 L. ed. 2d erence *9 1371-1447, legal and in 992-1015 A.L.R. 3d and to decisions and 10 general periodicals principles cited therein. These are summarized in 14 2d at as the Comment Note L. ed. 994 follows: early decisions, courts established favor policy “In the retroactively treating overruling operating as as well all decisions recognized power modem decisions prospectively, but the have overruling operative prospec- that an decision is of a court to hold upon rights tively operative parties only and is even as a overruling generally it has been held that mat- to de- operation overruling of an law, ter constitutional retroactive Thus, whether required prohibited. nor cision is neither overruling will be adopted an case a new rule and to what extent retroactively compulsion, of constitutional is not a matter applied judicial attitude, depending on the circumstances of matter of but a 448 IN THE SUPREME COURT v. Lewis particu- purpose particular tbe the nature and situation and lar overruling decision involved. deemed among have been those which following

“The factors are opera- partial denial of retroactive complete to a court’s or warrant the overruled reliance on oveiTuling justifiable tion decision: overruling adopted in the ability the new rule case; to effectuate likelihood that effect; and the giving it retroactive case without substantially overruling decision will operation retroactive (Our italics.) justice.” burden the administration of given retroac- unlimited discussion, decisions pass, without We ed. 2d Wainwright, 335, 372 U.S. 9 L. operation, e.g., Gideon v. tive confine discussion to de- 2d 733. We 792, Ct. 93 A.L.R. 799, 83 S. op- newly overruling precedent, is to adopted rule holding the cisions retroactively. prospectively and not erate 618, 601, L. 2d 85 S. Ct. Walker, 14 ed. Linkletter v. 381 U.S. upon Ohio, Mapp whether v. 7, 1965, bears 1731, decided June 1081, 1684, (1961), 84 A.L.R. 2d 933 2d 81 S. Ct. 643, 6 L. ed. U.S. Colorado, 1782, 93 L. ed. 69 S. 25, v. 338 U.S. which overruled Wolf retroactively prospectively. applied (1949), was to be Ct. 1359 exclusion of evidence seized adopted Mapp, Under the new rule the Fourth Amend- provisions and seizure of the search violation by the Due Process Clause of the Statés required ment was Linkletter, It was held certiorari Amendment. Fourteenth corpus proceedings, that a State a decision in federal review in Mapp had become final before decision conviction which court subject attack because of the admission of evi- collateral was not not meet the constitutional standards of that did dence at the trial applica- is silent with reference to the Although Linkletter Mapp. appeal, was applied then on the new rule Mapp to cases tion of conviction, in Fahy and also to reverse convictions Mapp’s reverse 171, 2d (1963), 11 L. ed. Ct. 229 Connecticut, 85, S. 375 U.S. Calofirnia, 483, 865, 11 L. ed. 2d 376 U.S. 84 S. Ct. Stoner v. — cases, the search and seizure (1964). illegal of these In each — Mapp. the decision in occurred Mapp 453, 459, 15 L. ed. 2d 86 S. Ct. Shott, 406, 382 U.S. de- Tehan v. prospective ap- bears or retroactive 19, 1966, January cided 106, 14 L. California, 609, 380 U.S. ed. plication of Griffin Malloy Hogan, April 28, 1, U.S. decided S. Ct. decided June which over- 84 S. Ct. ed. L. ed. Jersey, 211 U.S. L. 29 S. Ct. Twining v. New ruled *10 46, 332 91 California, 1903, U.S. L. ed. 67 v. S. Ct. Adamson and it the Fifth 1223, privilege was held Amendment A.L.R. 1672, v. by the against the States self-incrimination made clause the Self-Incrimination Fourteenth Amendment. held Griffin prosecution the of the Fifth Amendment “forbids either comment that such silence on accused’s instructions the court silence or to review guilt.” Tehan, is in on certiorari evidence of It was held the petitioner in corpus proceedings, decision federal habeas comply with the collaterally, not attack on account of failure to could which Malloy in and convictions adopted Griffin, rules State court Although is silent prior had become final decisions. those Griffin been so appears as then had appeal, to cases on direct that Griffin 337, S. Ct. applied Ohio, 286, 15 L. ed. O’Connor U.S. rule involved 445. It is noted that the constitutional defect defect adopted quite different from the constitutional Griffin Mapp Wade, Miranda and United States v. 388 U.S. involved 1926, California, L. ed. 2d 87 S. Ct. Gilbert L. both decided June U.S. ed. 2d 87 S. Ct. defect

1967, and discussed below. Since the constitutional referred occurring new during an incident related to Griffin prejudice free from such defect and without trial could be conducted adopted in rules prosecution However, or defense. new overruling occurring matters to trial decisions relate to other complied with constitutional fully where law enforcement officers subsequent prosecu- In applicable. instances, standards then these impaired rejected if the on seriously tion defeated or evidence not rules ground comply pro- the officers did new thereafter overruling mulgated in the decisions. upon Jersey, supra, prospective bears or ret-

Johnson New Miranda, superseded and of which application roactive Escobedo holding admissibility of confession decisions evidence earlier was voluntary on basis of whether the confession determinable New Jersey Court, testimony trial in a At Johnson’s 1959 coerced. in-custody incriminating statements Johnson had admitted conviction final in 1958. Johnson’s became 1960. After judgment collaterally post-con- attacked Miranda, Johnson ground his 1958 on the confessions had proceedings been ob- viction with the complying constitutional standards first an- tained without asserted a new in Miranda. Johnson’s trial was re- nounced ground Miranda was to be jected applied prospectively retroactively. passing addition to question directly “(T)o of Chief Justice Warren upset states: presented, pending on direct appeal still all convictions were ob- preceding Escobedo Miranda would impose in trials tained justice. the administration At burden unjustifiable the same *11 450 IN THE SUPREME COURT '[274 ; v. time, any we and persuasive do not find reason to extend Escobedo Miranda even announced, to cases tried before decisions were those though may appeal.” Thus, Johnson, the cases still be on direct Court, overruling decision, its held established therein the rule applied appeal. would not be then direct already cases tried and v. Denno, Stovall 388 L. ed. 2d 87 S. Ct. 1967. U.S. upon prospective ap- decided June bears or retroactive plication Wade, supra, of United States v. and v. California, Gilbert supra, which, on had review, lineup direct held that identification testimony exhibiting should if be excluded obtained accused, identifying absence of his counsel and before Stovall, In witnesses. on certiorari to review a decision in federal corpus petitioner proceedings, it was held that could not collaterally attack State court had become final judgment to the decisions and in In addition, Wade Gilbert. it was justified stated Mr. Justice Brennan that “no distinction is be- final, tween now as in convictions the instant and convictions stages Although at various of trial in direct opinion review.” specifically subject begun does deal of trials or retrials decided, after Wade and Gilbert were the basis of epi- decision is by Mr. Justice Brennan these tomized words: “We hold that and Gilbert affect those cases and all Wade cases which future involved, purposes for identification conducted in the confrontations (Our italics.) of counsel this date.” absence after involving begun trials after Stovall, subsequent Decisions admissibility holding that and were decided Wade Gilbert depends in a whether lineup as to identification decisions in or after the Wade Gilbert lineup occurred before following: People Haston, v. Cal. include the announced, were Nassar, 237 N.E. 2d 444 P. 2d Commonwealth Rptr. 419, (Md. App.). State, Also, A. 2d 626 see Crume (Mass.); Barnes v. (5th Hutto, and United Cir.), States Beto, F. 2d 36 (4th Cir.). F. 2d 783 impression leaves the overruling decisions of these

Consideration spoken definitively has not of the United States Pending under such consideration. such precise question now on the guided jurisdiction will be our de- in this decision, trial courts herein. cision Stovall states: “The determining judicial policy, (a) question implicate purpose guiding resolution of the

criteria (b) standards, the extent the reliance by the new be served (c) standards, the old authorities on by law enforcement State v. Lewis application retroaoctive justice on the administration effect (Our law enforcement italics.) Obviously, the new standards.” of officers relied on the the time at standards constitutional confession, and search time of the seizure, and at the commenced retrial is lineup. the time of the The date the trial or *12 the evi- obtained unrelated to whether the law enforcement officers reason- they which according dence to constitutional standards Supreme Schaefer, of ably placed reliance. As stated Justice Techniques Pros- of in The “Sunbursts”: Illinois, Court Control stand- pective Overruling, op. cit. at 411: “The earlier constitutional commenced, upon, relied not at the moment that the ards were interrogation place.” that the took but at the moment sions obtained [7] In our view, Miranda should to that decision, not and does not when offered at apply trials or retrials to confes upon and where law enforcement officers relied beginning thereafter, standards the time the complied with constitutional perceive a trend towards this conclusion were made. We confessions of the United discussed in Court States decisions herein. with the decision of phase we are accord

On this Appeals. Jackson, The statement State v. 270 N.C. present inconsistent with the 773, 774, S.E. is in accord with present decision the statement

is withdrawn. 163 S.E. Fox, v. 274 N.C. State statements Evans

Admissibility testimony made light legal principles be considered incriminated Lewis is to hereafter set forth.

[8] “If a statement is made in a party’s presence such cir naturally properly expected would be cumstances that a denial deny untrue, his silence or failure to is admis if the statement were implied Stansbury, North against him as an admission.” Car sible calling circumstances Edition, 179. As to Evidence, Second olina 134 S.E. 2d Guffey, 261 N.C. denial, such see State 431, 137 S.E. 2d State cited; Moore, 262 N.C. cases Although quoted finding 2d 777. Virgil, N.C. 138 S.E. incorporates to Evans cer relating statements attributed fact rule, used the statement of this the rule language ordinarily tain for the situation under consideration apply the factual does not not remain silent. according Womble, did to Sheriff Lewis, reason incriminating statements attributed to Evans were Assuming assented verbally and that Lewis thereto presence in Lewis’s made IN THE COURT SUPREME but as to the statements statement, testimony made no further significance explain made by competent solely Evans would is differ- Lewis's assent. The situation under consideration factual According ent. before and after Womble, Lewis, Sheriff both statements attributed in detail to Sheriff made, to Evans were stated all to Evans Womble facts included in the statements attributed being true, necessity which tended to incriminate Lewis. This existed for the admission of the statements attributed to Evans explain significance order to thereto. Absent a Lewis’s assent creating exception against thereto, sound reason for the rule hear- incompetent say testimony evidence renders as to the unsworn declarations of Evans. grounds, a new trial is on other we need not

Since awarded de- cide whether the erroneous admission of as to state- ments prejudicial Evans would constitute error of such im- port require as to the award of a new trial. Whether an error is to or harmless prejudicial be considered must be determined the con- say, text of the entire record. Suffice to at the next if circum- *13 substantially by stances are the same as those present disclosed by will be avoided the exclusion record, testimony error of the as to made Evans. statements assigned appeal on defendant’s

Although properly as error not brought brief, forward defendant’s Appeals of nor to the Court subject discussed be- to call attention to the appropriate we deem it low.

[9] The indictment on which defendant was tried is based in a secret man any person “If shall 14-31, provides: on G.S. with battery any deadly assault and maliciously commit an ner waylaying otherwise, with intent to kill another or weapon' upon notwithstanding may so assaulted have person, such other adversary, guilty of his he shall of presence of the been conscious 14-31 is often referred felony .” The described G.S. felony. . . battery deadly weapon. and with a assault to as malicious secret imprisonment twenty years. therefor is punishment maximum “Any person assaults another with a provides: 14-32 who G.S. injury inflicts serious not re- kill, with intent to deadly weapon felony. guilty felony of a . . .” The de- sulting death, shall be is often referred to as felonious assault. The 14-32 scribed G.S. imprisonment years. therefor is for ten punishment maximum they might possible instructed return one four jurors were (2) Guilty charged; guilty or assault (1) an with verdicts: inflicting kill, bodily injury with intent serious deadly weapon State v. resulting in death; (3) deadly

not or guilty assault weapon; (4) guilty. Although ample there was evidence to effect Bailey, the victim assault, injured, seriously 1955 indictment allegation Consequently, contains no to this effect. since the charge indictment does not all essentials the crime of felonious assault as defined in 14-32, a G.S. verdict that defendant guilty of such felonious could not assault be sustained. this connection, see v. Rorie, 579, N.C. 233, S.E. Overman, State v. 464, 269 N.C. 453, 153 S.E. 2d 44, and cases cited therein. The indictment in High, N.C. S.E. allegation contained an that victim of the assault sus- damage tained “serious wit, injury, to on or about the head.” Appeals For indicated, the error the decision Court of reversed and the cause is Court with direction remanded legal award a new trial to be conducted accordance with the principles stated herein.

Error and remanded. concurring part dissenting J., part: LAKE, concur, I in the decision that to a new the defendant is entitled I opinion trial. also concur in all of majority except portion dealing of it applicability with the case of the decision Arizona, Court of the United States in Miranda v. 384 U.S. 16 L. Ed. 2d admissibility S. Ct. and with the testimony Sheriff Womble as made to him statements by the defendant and Evans. apply and, does case my

It is view rule to this Miranda the statements testimony Womble as to consequently, the of Sheriff incompetent. majority- to him As the points compels out, this the conclusion that the *14 by presence sheriff as to statements made to him Evans the If incompetent. express the also the defendant’s of defendant was rule, of the incompetent by reason Miranda the con- admission temporaneous by competent not be as an im- statement Evans could having by admission the defendant. The defendant the consti- plied by throughout interrogation silent the tutional to remain by sheriff, deny to the statement Evans could not failure be admission that the Evans implied an statement true. deemed Fuller, N.C. 155 S.E. though is majority opinion that, to the effect com- trial be after the Miranda the admissibility menced in evidence at by trial of statement the course of such IN THE SUPREME COURT interrogation custodial if the by rule, is not affected the Miranda was made this statement before the date of that decision. With I am I agree. to that unable believe for trial courts to follow this course will result of proper. reversals convictions otherwise Harlan, Like Stewart, Justices and Clark, White who dissented from the Miranda decision, I rule believe the established that misinterpretation case is of a unsound the result of the Four- to teenth Amendment the Constitution of the United Conse- States. quently, I have no to see the enlarged, desire effect of that decision content either of the rule or as to the time of its effective- ness. of the Miranda are, The merits decision however, not before us. my dissenting opinion Hospital, in Rabon

As stated my judicial power that the does S.E. it view N.C. law making of new rule of not extend to portions reason am unable to concur those of future. For that I this imply may which seem to that majority Court law legislative fully very this which is the essence of the power, exercise is, opinion, I, us power my denied Art. power. That § ques of that II, Carolina, of the Constitution North but Art. any implications us in case and such before this tion not are, most, at the dicta. majority opinion my Supreme it is view that Court reason, for like While, authority has lawful United States no the Constitution of give interpretation an of that document by the United States only, that is not operation question before us. The prospective that United States has ruled it does have Supreme Court question binding upon and its determination authority, itself, interpretation of the us, being, Constitution of the United States. United has that au- Supreme of the States

Assuming the Court not for it is this purposes of thority, must for the as we Supreme of the a decision Court whether to determine Court retroactive, not if it be or, be or should should United States when its effectiveness commences. retroactive, to determine fully Supreme by the determined Court question That is a tribunal. Unless the other Court United States interpretations declares, its otherwise the United States are applicable, retroactive and are the United States Constitution occurring regard thereafter, to all trials without so, otherwise where giving question rise to arose. When Su- facts when the declared, has otherwise its the United States decla- preme when interpretation as to its is conclusive ration *15 State v. Lewis Constitution of the United effect and conclusive States takes as to which under the new trials are to be conducted rule announced it and which are to be conducted under former rule. spoken Court of the in John- United States has so

son v. New Jersey, 384 U.S. 16 L. Ed. 2d 86 S. Ct.

with reference to the effective date of its Miranda decision. Conse- quently, the discussion the majority opinion, present case, principles governing as to a decision, determination of when changes law, should be declared just retroactive and how retro- ’ active it be, pertinent should is not to the case now before us. agree Whether we Jersey not, Johnson v. New or it is the au- thoritative answer to the question of when the Miranda took rule effect and determines which (time-wise) confessions are admissible and which not. only question are is, us What did the John- say son case about this and what did the mean by what it said?

This is what the Court said Johnson v. Jersey: New

“In this case we are called to determine whether Escobedo * * * * * * v. Illinois and Miranda v. Arizona should be ** * retroactively. applied We hold applies that Miranda only began to cases which the trial after the date of our de- * * * ago. cision one week “ * * * application of seriously etroactive Miranda would [R] - disrupt of our criminal the administration laws. It would re- quire prisoners retrial or release numerous found guilty by conformity trustworthy evidence with previously announced * * * constitutional standards. light “In the of these various considerations, we conclude that * * * applied Escobedo and Miranda should not be retro- question remains actively. The whether Escobedo and Miranda appeal affect cases still on direct when they shall were decided application shall begun whether their commence with trials * * the decisions were announced. after making reasons set forth “All of the above for Escobedo and suggest ap- nonretroactive these decisions Miranda should begun after the decisions ply only to trials were announced. fully will benefit from our Future defendants new standards in-custody interrogation, past may governing while defendants * * still avail themselves of the voluntariness test. *. -Pros- begun application to trials after the pective standards were *16 IN THE SUPREME COURT * * * cir- here. In these particularly applicable announced pending still on di- upset all the convictions cumstances, * * * preceding appeal obtained in trials rect which were adminis- unjustifiable an burden impose Miranda would * * * justice. tration of considerations, light of we conclude “In the these additional ** * only to commenced apply should cases that Miranda * * * were announced. after those decisions concerning im- disagreements among the other courts "The lay plications Escobedo, however, impelled have us to down presented guidelines not additional situations case. are Miranda, guidelines there- This we have done and these begun persons had not available whose trials fore throughout.) IS, (Emphasis added June 1966.” a thing, that it certain says opinion When a court in its “holds” given therefor, determines what and not the reasons statement, escape conclusion that I am unable to case decides. applies rule to the introduc- case decides that Miranda Johnson begins which trial after the Miranda any trial, tion of a confession irrespective of when confession decided, case was 13 June Consequently, I cannot concur this statement in the was obtained. case: opinion present majority apply and does not to confes- view, Miranda should

“In our prior decision, to that when offered at trials or obtained sions thereafter, where law beginning enforcement officers re- retrials with constitutional standards complied lied were made.” the confessions at the time interrogation just prior an arrest and to the Mi- suppose us Let interrogating prisoner officer did not inform The randa decision. appointed, being indigent. he counsel his to have interrogation proper. response otherwise confessed prisoner just recaptured. trial before and has been escaped thereafter prisoner the confession is offered in evidence brought trial is now He objection. any there be doubt as to what Can admitted over hold, assuming United States would it of the In in the Miranda Johnson cases? to its decisions adheres support can find no for the view that I Johnson language depends obtained, on when was admissibility confession was used at which it commenced. when the trial rather than of whether a new for consideration remains There trial, in a former errors indeed new trial because trial, ordered Thorpe gets or mere old Is the new continuation tbe one. long announcement way after the of the Miranda merely “begun” because before that decision was handed down case started an indictment returned to that decision and an my abortive trial was then the answer had? obviously, old, respect “No.” The is a in this nullity, erroneous trial at least.

Though the decisions of courts not alter the rule of other could to I the Johnson case as the effective date of the Miranda strengthened my according am view the fact that, ma- jority opinion majority in this a substantial of the decisions jurisdictions from reach the same other conclusion. joins opinion. J.,

Higgins, STATE OF NORTH CAROLINA THORPE LEROY

No. 247 (Filed 1968) 20 November — right 32— in-custody Constitutional Law to counsel §

1. interro- gation Indigent request during in-custody ques- defendant’s failure counsel tioning following regarded right bis arrest cannot be waiver legal representation (1) where the defendant awas retarded and unedu- 20-year-old youth completing who had cated grade, cluding one, left school before the third (2) officers, although advising rights, defendant of his in- they lawyer a statement would hire a if he could not afford explain during to' failed defendant that he was entitled to counsel interrogation. — admissibility Law presumptions 2. Criminal 76— confessions § determining admissibility aof confession the courts are no longer permitted rely presumption confession is deemed voluntary contrary until and unless the to be is shown. — 32— indigent Constitutional Law § counsel representation Not is accused entitled to' but under in-custody certain circumstances he is entitled to interroga- counsel at his counsel, indigent, without if accused is tion: pro- counsel must be intelligently by the authorities vided waived. — competency Law 75— in-custody 4. Criminal confession inter- rogation— of counsel waiver indigent did not advise Where officers uneducated and retarded defend-

Case Details

Case Name: State v. Lewis
Court Name: Supreme Court of North Carolina
Date Published: Nov 20, 1968
Citation: 164 S.E.2d 177
Docket Number: 250
Court Abbreviation: N.C.
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