Lead Opinion
{¶ 1} The issue before us is whether, in the crime of aggravated robbery in violation of R.C. 2911.01(A)(1), the element of brandishing, displaying, using, or
I
A
{¶ 2} James Lester and an unnamed accomplice stole money from three men by drawing the victims into playing three-card monte. One of the victims (“victim two”) became suspicious and asked to see the bag that supposedly contained the players’ money. (At the start of the game, the players, including the victim, put their money in a paper bag ostensibly held for the winner of the game.) The bag that victim two saw turned out to be empty. Lester fled. Victim two then realized that a bank envelope containing $1,800, which had been in a briefcase near where Lester was sitting, was gone.
{¶ 3} Victim two chased Lester. Lester then pulled out a knife, showed it to victim two, and said to him: “I know how to use this knife and I will cut you.” Victim two tried to dial 9-1-1 on his cell phone to get help, but Lester grabbed the phone from his hand. Victim two gave chase, and some young boys helped him get the cell phone back. Lester escaped in a car with Tennessee license plates. Victim two identified the car, and the police apprehended Lester.
{¶ 4} Lester was charged with aggravated robbery, in violation of R.C. 2911.01(A)(1), and robbery, based on the theft of money from victim two, and two counts of theft from the elderly based on two other incidents.
{¶ 5} The jury convicted Lester of aggravated robbery, robbery, and the two counts of theft from the elderly. The trial court merged the count for robbery into the count for aggravated robbery before sentencing.
B
{¶ 6} On appeal, the First District Court of Appeals reversed Lester’s aggravated-robbery conviction based on its conclusion that Lester’s indictment was defective for failing to allege a mens rea element for the aggravated-robbery charge. State v. Lester, 1st Dist. No. C070383,
{¶ 7} Pursuant to this court’s decision in State v. Colon,
{¶ 8} The First District’s decision preceded by two weeks this court’s decision on reconsideration in State v. Colon,
{¶ 9} The state appealed the First District’s decision, and we accepted review of its sole proposition of law. State v. Lester,
II
{¶ 10} The parties disagree whether the state is required to charge any mens rea for the element of displaying, brandishing, indicating possession of, or using a deadly weapon in the aggravated-robbery statute. The state argues that the statute imposes strict liability for that element, and thus no mens rea must be
{¶ 11} “(A) No person, in attempting or committing a theft offense, as defined in section 2913.01 of the Revised Code, or in fleeing immediately after the attempt or offense, shall do any of the following:
{¶ 12} “(1) Have a deadly weapon on or about the offender’s person or under the offender’s control and either display the weapon, brandish it, indicate that the offender possesses it, or use it.” (Emphasis added.)
{¶ 13} Ohio law requires that for one to be found guilty of an offense, “[t]he person [must have] the requisite degree of culpability for each element as to which a culpable mental state is specified by the section defining the offense.” R.C. 2901.21(A)(2). R.C. 2901.21(B) then provides:
{¶ 14} “When the section defining an offense does not specify any degree of culpability, and plainly indicates a purpose to impose strict criminal liability for the conduct described in the section, then culpability is not required for a person to be guilty of the offense. When the section neither specifies culpability nor plainly indicates a purpose to impose strict liability, recklessness is sufficient culpability to commit the offense.”
{¶ 15} R.C. 2911.01(A)(1) does not specify a degree of culpability, or a mens rea. The question here, then, is whether the General Assembly plainly indicated a purpose to impose strict liability for the conduct of displaying or using a deadly weapon, or whether recklessness is sufficient culpability for that element of the offense of aggravated robbery under R.C. 2911.01(A)(1).
A
{¶ 16} The indictment against Lester did not specify a mens rea for the element of brandishing, displaying, using, or indicating possession of a deadly weapon during the theft offense. As noted above, Colon II clarified that the omission of the mens rea element from an indictment does not require automatic reversal if the trial court properly instructs the jury. The trial court in this case did not instruct the jury that the element of brandishing, displaying, or using a deadly weapon during a theft offense requires a specific level of culpability, although the trial court did instruct the jury that it must find that Lester knowingly committed theft.
{¶ 17} The state’s failure to specify the mens rea in the indictment and the failure to instruct the jury on the mens rea for the element of brandishing, displaying, using, or indicating possession of a deadly weapon constitute error only if a specific level of culpability is required for the element. By contrast, if R.C. 2911.01(A)(1) imposes strict liability for the element, then the court of appeals erred in reversing Lester’s conviction.
{¶ 18} In answering the question whether the aggravated-robbery statute, R.C. 2911.01(A)(1), “plainly impose[s] strict liability” with regard to the element of brandishing, displaying, using, or indicating possession of a deadly weapon, we must consider what we have previously said about the mens rea applicable to similar statutes.
1.
{¶ 19} In State v. Wharf (1999),
{¶ 20} This court concluded that “by employing language making mere possession or control of a deadly weapon, as opposed to actual use or intent to use, a violation, it is clear to us that the General Assembly intended that R.C. 2911.02(A)(1) be a strict liability offense.” Id. at 378,
{¶ 21} In Wharf, this court also noted in dicta that “no use, display, or brandishing of a weapon, or intent to do any of the aforementioned acts, is necessary according to the plain language of [R.C. 2911.02(A)(1)].” Id. Lester and his amicus curiae rely on this dicta in Wharf to support their argument that a defendant must act recklessly in displaying or brandishing a deadly weapon under R.C. 2911.01(A)(1).
{¶ 22} As the amicus curiae, the public defender, points out, the aggravated-robbery statute at issue here was amended in 1996 to add the language “display the weapon, brandish it, indicate that the offender possesses it, or use it.” Am.Sub.S.B. No. 2, 146 Ohio Laws, Part IV, 7136, 7278. The public defender argues that the additional language in the current aggravated-robbery statute suggests that the General Assembly intended to require that a defendant act with a specific intent to display the deadly weapon. Lester and the public defender point to Wharf to support that argument.
2.
{¶ 24} The statute’s amendment in 1996 to add language requiring a defendant to brandish or display a deadly weapon in addition to the strict-liability requirement of possession and control of the deadly weapon does not establish that the General Assembly intended to require a specific mental element. A defendant’s brandishing or displaying a deadly weapon elevates the risk to others in the vicinity of the robbery above the risk posed only by the possession or control of the deadly weapon. Cf. Wharf,
{¶ 25} The statute here is distinguishable from the one at issue in State v. Clay,
{¶ 26} Because this court has recognized that mens rea is not required for the possession or control of a deadly weapon by a defendant in committing a robbery, Wharf,
3.
{¶ 28} From the victim’s perspective, or for that matter, from a bystander’s perspective, the risk of harm increases when a defendant brandishes or displays the weapon. Cf. Dean v. United States (2009), — U.S. -,
4.
{¶ 29} Lester argues that under Colon I, the state must show that a defendant recklessly brandished, displayed, indicated possession of, or used the deadly weapon to prove a violation of the aggravated-robbery statute, R.C. 2911.01(A)(1). However, in Colon I, there was “no dispute” that the defendant’s indictment for robbery in violation of R.C. 2911.02(A)(2) was defective for failure to allege a mens rea.
{¶ 30} Moreover, Colon I is not dispositive of the issue here. This case addresses the defendant’s use, display, brandishing, or indicating possession of a deadly weapon under R.C. 2911.01(A)(1), unlike Colon I, which addressed the element of inflicting or threatening to inflict physical harm under R.C. 2911.02(A)(2). Additionally, as previously noted, the parties in Colon I did not contest the issue of whether R.C. 2911.02(A)(2) required a mens rea, and this court’s discussion of that issue in Colon I consequently was limited.
{¶ 31} And contrary to the suggestion in State v. Jones, 7th Dist. No. 07-MA-200,
{¶ 32} We are persuaded that the General Assembly, by not specifying a mens rea in R.C. 2911.01(A)(1), plainly indicated its purpose to impose strict liability as to the element of displaying, brandishing, indicating possession of, or using a deadly weapon. Cf. R.C. 2901.21(B).
III
{¶ 33} We hold that the state is not required to charge a mens rea for this element of the crime of aggravated robbery under R.C. 2911.01(A)(1).
{¶ 34} We reverse the judgment below and reinstate Lester’s conviction.
Judgment reversed.
Notes
. The indictment charged Lester with aggravated robbery: “JAMES LESTER, on or about the 24th day of October in the year Two Thousand and Six * * *, in committing or attempting to commit a theft offense, as defined in section 2913.01 of the Revised Code, to -wit: THEFT OF UNITED STATES CURRENCY BELONGING TO [victim two], or in fleeing immediately thereafter, had a deadly weapon on or about his person or under his control, and displayed, brandished, indicated possession or used the deadly weapon, to wit: A KNIFE, in violation of Section 2911.01(A)(1) of the Ohio Revised Code* * *.”
Concurrence Opinion
concurring in judgment only.
{¶ 35} This case comes to us courtesy of the quagmire created by State v. Colon,
{¶ 36} And so the major question to be decided is the consequence of the missing mens rea in this indictment. I do not agree that the General Assembly has plainly indicated an intention to impose a standard of strict liability upon the element of brandishing, displaying, using, or indicating possession of a deadly weapon in an aggravated robbery charged under R.C. 2911.01(A)(1) and thus would hold that the mens rea of recklessness — the default culpability standard— applies. Nevertheless, I concur in the judgment to reverse the judgment of the court of appeals and reinstate Lester’s conviction, although for altogether different reasons.
The Purpose of an Indictment
{¶ 37} The purpose of an indictment issued by a grand jury has always been to give notice to the accused: “[A] criminal offense must be charged with reasonable certainty in the indictment so as to apprise the defendant of that which he may expect to meet and be required to answer; so that the court and jury may know what they are to try, and the court may determine without unreasonable difficulty what evidence is admissible.” Horton v. State (1911),
{¶ 38} As recently as in State v. Buehner,
{¶ 39} ‘“Under Crim.R. 7(B), an indictment “may be made in ordinary and concise language without technical averments or allegations not essential to be proved. The statement may be in the words of the applicable section of the statute, provided the words of that statute charge an offense, or in words sufficient to give the defendant notice of all the elements of the offense with which the defendant is charged.”
{¶ 40} “ ‘An indictment meets constitutional requirements if it “first, contains the elements of the offense charged and fairly informs a defendant of the charge against which he must defend, and, second, enables him to plead an acquittal or conviction in bar of future prosecutions for the same offense.” ’ ” Id. at ¶ 8-9, quoting State v. Childs (2000),
{¶ 41} Until Colon I and II, the typical indictment that recited the language of a criminal statute as written was presumed to give appropriate notice to the accused of the charge that was to be defended against. Furthermore, if a question existed, a bill of particulars could be requested, and a motion to amend the indictment could always be filed under Crim.R. 7(D).
{¶ 42} In Colon I and II, for the first time, the court decided that a defective indictment could lead to structural error because it omitted the required mens rea for robbery charged under R.C. 2911.02(A)(2), even though the indictment tracked the statute under which Colon was charged. The majority in Colon I determined that the defendant had no notice that the state was required to prove that he had been reckless in inflicting, threatening to inflict, or attempting to inflict physical harm on another while committing or attempting to commit a theft offense. Colon I,
{¶ 43} The majority opinion in this case states, “Colon II clarified that the omission of the mens rea element from an indictment does not require automatic reversal if the trial court properly instructs the jury.” But in fact, Colon II has complicated criminal appeals even further. Although harsh, Colon I seemed to require reversal without exception when an indictment lacked a mens rea for an element of the crime; Colon II backed away from automatic reversal and requires an appellate court to look further at jury instructions in addition to making the determination of whether a “specific level of culpability” is required for an element of the crime.
The Effect of a Missing Mens Rea
{¶ 44} Formerly, legislative silence as to mens rea in a statute defining an offense had been interpreted as an indication of the purpose to impose strict liability. See, e.g., State v. Lisbon Sales Book Co. (1964),
{¶ 45} “(A) Except as provided in division (B) of this section, a person is not guilty of an offense unless both of the following apply:
{¶ 46} “(1) The person’s liability is based on conduct that includes either a voluntary act, or an omission to perform an act or duty that the person is capable of performing;
{¶ 47} “(2) The person has the requisite degree of culpability for each element as to which a culpable mental state is specified by the section defining the offense.
{¶ 49} Thus, when a particular culpability standard is not expressed for an element of an offense and the statute does not plainly indicate a purpose to impose strict liability, proof of recklessness is sufficient. State v. Schlosser (1997),
{¶ 50} But the majority’s method of determining strict liability means we will not be taking the General Assembly at its own word, i.e., that recklessness is the default mens rea. This court should not be rewriting statutes. The legislature should determine what acts must be done with some degree of culpability and what acts require no guilty mind at all but are offenses for which a person is strictly liable.
Plain Indication of Strict Liability
{¶ 51} The majority turns the R.C. 2901.21(B) analysis completely around by stating that the 1996 amendment to R.C. 2913.01 that added language prohibiting the brandishing or displaying of a deadly weapon to language prohibiting its possession and control does not establish “that the General Assembly intended to require a specific mental intent.” (Emphasis added.) R.C. 2901.21(B) clearly provides that when an expressed standard of culpability is missing, we are to discover whether the section under discussion “plainly indicates a purpose to impose strict criminal liability.” In contravention of this statutory language, the majority changes the focus of the inquiry from whether there is a plain indication of a purpose to impose strict liability to whether there is an intention to require a specific mental intent.
{¶ 52} In its analysis, the majority relies upon State v. Wharf (1999),
{¶ 53} The legislature seems to have done exactly that in R.C. 2911.01(A)(1) where, in addition to requiring that the offender have a deadly weapon on or about the offender’s person or under the offender’s control, the statute also requires that the person “either display the weapon, brandish it, indicate that the offender possesses it, or use it.” R.C. 2911.01(A)(1). The existence of this additional language, which the court in Wharf specifically noted was lacking in R.C. 2911.02(A)(1), is an indication of “a level of conduct more severe” than merely possessing or having a weapon under one’s control. The missing mens rea, therefore, expresses that the default mental state of recklessness is imposed in R.C. 2901.21(B).
{¶ 54} Before Wharf, this court was consistent in applying R.C. 2901.21(B). For example, we recognized a “plain indication” of a purpose to impose strict liability in R.C. 2915.02(A)(1), which prohibits bookmaking, and R.C. 2915.03(A)(1), which prohibits the use of a person’s premises for gambling. See State v. Wac (1981),
{¶ 55} In other cases, it was also confirmed that the lack of any expressed mental state means that the standard applicable to the offense is recklessness. See State v. Parrish (1984),
(¶ 56} In State v. Lozier,
{¶ 57} We have also properly applied R.C. 2901.21(B) in repeatedly holding that the “[e]xistence of the culpable mental state of recklessness is an essential element of the crime of endangering children.” State v. Adams (1980),
{¶ 58} Because R.C. 2911.01(A) does not specify a degree of culpability and does not plainly indicate a purpose to impose strict liability, I would hold that recklessness is the degree of culpability for the element of brandishing, displaying, using, or indicating possession of a deadly weapon in the offense of aggravated robbery.
Resolution
{¶ 59} I would frankly call the Colon cases aberrant. Colon I and II render Crim.R. 7(D) and 12(C) and R.C. 2941.29 meaningless. Lester did not raise the
{¶ 60} In addition, R.C. 2941.29 provides, “No indictment or information shall be quashed, set aside, or dismissed, or motion to quash be sustained, or any motion for delay of sentence for the purpose of review be granted, nor shall any conviction be set aside or reversed on account of any defect in form or substance of the indictment or information, unless the objection to such indictment or information, specifically stating the defect claimed, is made prior to the commencement of the trial, or at such time thereafter as the court permits.”
{¶ 61} Reverting to pre-Colon precedent will reinstate the importance of the two criminal rules and the statute. Reviewing courts will not be faced with the issue of defective indictments for the first time on appellate review. They will not be tempted to save convictions by holding that an indictment missing a mens rea indicates a strict liability element rather than an element with the default culpability of recklessness.
{¶ 62} I would reinstate Lester’s conviction because any error in the indictment was not called to the attention of the trial court at a time when the error could have been corrected by the trial court. Therefore, the objection to the defect was waived. I concur in judgment only.
