The defendant, George Michael Leniart, appeals from the judgment of conviction, rendered after a jury trial, of murder in violation of General Statutes § 53a-54a (a), 1 and three counts of capital felony in violation of General Statutes (Rev. to 1995) § 53a-54b (5), (7) and (9), as amended by Public Acts 1995, No. 95-16, § 4. 2 The defendant claims that the evidence was insufficient to prove beyond a reasonable doubt each of the crimes of which he was convicted. He also claims that the trial court improperly excluded a videotape of an interview conducted by police of a crucial prosecution witness just prior to the administration of a polygraph examination, admitted evidence of prior misconduct committed by the defendant, and excluded expert testimony that he proffered regarding the lack of reliability of jailhouse informant testimony. Although we disagree with the defendant's claims regarding the sufficiency of the evidence, we agree that the court improperly excluded the polygraph pretest interview videotape, and, accordingly, we reverse the judgment of conviction and remand the case for a new trial. Because the remaining two evidentiary issues are likely to arise again on remand, we address them in turn. Although we disagree with the defendant that the court improperly admitted evidence of his prior misconduct, we agree that the court improperly excluded expert testimony proffered by the defendant regarding the reliability of jailhouse informant testimony.
The jury reasonably could have found the following facts. On May 29, 1996, the victim, A.P., 3 who was fifteen years old, snuck out of her parents' home to meet P.J. Allain, another teenager, so that they could smoke marijuana, drink alcohol, and have sex. The two teenagers were picked up by the defendant, who at the time was thirty-three years old. They then drove to a secluded location in the woods.
A.P. and Allain drank beer, smoked marijuana, and kissed in the defendant's pickup truck. The defendant took Allain aside and told him that he wanted "to do her" and that he "wanted a body for the altar." The defendant had previously told Allain that he was in a cult.
Allain returned to the truck and told A.P. that she was going to be raped by the defendant. A.P. asked that she have sex only with Allain. Allain then removed her clothes and had sex with her in the truck while the defendant watched through the windshield. After Allain and A.P. finished having sex, the defendant climbed into the truck and sexually assaulted A.P. During the assault, Allain kept his hand on A.P.'s breast but could not look at her because he felt horrible. Afterward, A.P. pretended not to be upset so that the defendant would not harm her further.
The defendant then proceeded to drive the teenagers toward home. The defendant dropped off Allain near his home. After Allain was no longer present, the defendant drove A.P. to an unknown location, where he pretended to run out of gas. The defendant forced A.P. to run into the woods with him, and at times he had to drag her along. The defendant then choked A.P., killed her, and disposed of her body in an unknown location. A.P. was never seen again by anyone despite a nationwide search by law enforcement for many years, and her remains have never been recovered.
The defendant admitted to four individuals, on different occasions, to killing A.P. and/or to disposing of her body: Allain 4 and three inmates-Michael Douton, 5 Zee Ching, 6 and Kenneth Buckingham. 7 The defendant was incarcerated with Douton, Ching, and Buckingham at various times while he was serving a sentence for sexually assaulting K.S., a thirteen year old girl, approximately six months prior to the disappearance of A.P.
A warrant was issued for the defendant's arrest on March 28, 2008, and the defendant was subsequently charged in a substitute, long form information with the following crimes: murder in violation of § 53a-54a ; capital felony in violation of § 53a-54b (5) (kidnap-murder); capital felony in violation of § 53a-54b (7) (murder in the course of sexual assault); and capital felony in violation of § 53a-54b (9) (murder of person under age sixteen).
The matter was tried to a jury, Jongbloed, J., presiding. On March 2, 2010, the jury returned a verdict of guilty on all counts. On June 22, 2010, the court merged the verdicts into a single conviction of capital felony and sentenced the defendant to a term of life imprisonment without the possibility of release. This appeal followed. Additional facts and procedural history shall be set forth as necessary to address the claims of the defendant.
I
SUFFICIENCY OF THE EVIDENCE
The defendant first claims that the evidence was insufficient to prove beyond a reasonable doubt any of the charges of which he was convicted. Specifically, the defendant asserts that the evidence was insufficient to establish beyond a reasonable doubt that (1) A.P. is dead, because, pursuant to the corpus delicti rule, the defendant's alleged confessions may not be used as evidence to prove that A.P. is dead in the absence of independent proof of her death; (2) the defendant intended to kill A.P.; (3) he murdered A.P. during the commission of a sexual assault because there was no evidence independent of his confessions that he sexually assaulted A.P.; and (4) he murdered A.P. in the course of a kidnapping or before she could be returned to safety. 8 For the reasons that follow, the defendant cannot prevail on his sufficiency of the evidence claims.
A
We first turn to the defendant's claim that the evidence was insufficient to prove beyond a reasonable doubt that A.P. is dead because, in his view, the only evidence of A.P.'s death is the testimony of four of the state's witnesses that the defendant separately confessed to each of them that he killed A.P. and disposed of her body. The defendant argues that, under these circumstances, the common-law corpus delicti rule prevents him from being convicted of murder and capital felony solely on the basis of his uncorroborated confessions and in the absence of independent extrinsic evidence of the fact of death of the alleged victim.
In response, the state argues that the evidence is sufficient to prove A.P.'s death beyond a reasonable doubt because (1) the defendant cannot rely on the corpus delicti rule, as he failed to object to the admission of his confessions at trial; and (2), under Connecticut's formulation of the corpus delicti rule, a defendant's confession may be used to prove the corpus delicti, i.e., the death of the victim, as long as there is corroborating evidence that substantially establishes the trustworthiness of the defendant's confession. Such corroborating evidence, the state contends, need not itself independently establish the corpus delicti, may be circumstantial in nature, and need not prove any element of the offense beyond a reasonable doubt.
We reject the defendant's claim that the evidence was insufficient to prove A.P.'s death. We reach this conclusion primarily for two reasons. First, we conclude that under Connecticut law the corpus delicti rule is an evidentiary rule regarding the admissibility of confessions rather than a substantive rule of criminal law to be applied in reviewing the sufficiency of the state's evidence. In this case, the defendant did not object to the admissibility of his confessions at trial and has not challenged their admissibility on appeal. 9 Accordingly, we conclude that because the defendant has not challenged the admission of the confessions, the confessions may be considered by this court in analyzing the sufficiency of the state's evidence without reference to the corpus delicti rule.
Second, we conclude that, even if the defendant is permitted to raise the corpus delicti rule as part of his sufficiency of the evidence claim, the sufficiency claim fails because substantial evidence, circumstantial or otherwise, was admitted at trial to corroborate both the trustworthiness of his confessions and the fact of A.P.'s death. As a result, because the defendant's confessions may be considered by this court in assessing the sufficiency of the evidence, we apply the traditional standard of review in assessing the evidence and conclude that the evidence was sufficient for the jury to conclude beyond a reasonable doubt that A.P. is dead.
We begin our analysis by reviewing the purpose, history, and present scope of the corpus delicti rule in
Connecticut. The corpus delicti rule, which is often also referred to as the corroboration rule, exists "to protect against conviction of offenses that have not, in fact, occurred, in other words, to prevent errors in convictions based solely upon untrue confessions to nonexistent crimes."
State v. Arnold,
"The Connecticut rule, which we reaffirm, is that, although the confession is evidence tending to prove both the fact that the crime [charged] was committed [by someone, that is, the corpus delicti] and the defendant's agency therein, it is not sufficient of itself to prove the former, and, without evidence [from another source] of facts also tending to prove the corpus delicti, it is not enough to warrant a conviction; and that there must be such extrinsic corroborative evidence as will, when taken in connection with the confession, establish the corpus delicti in the mind of the trier beyond a reasonable doubt.... The independent evidence must tend to establish that the crime charged has been committed and must be material and substantial, but need not be such as would establish the corpus delicti beyond a reasonable doubt apart from the confession.... Properly this [extrinsic] evidence should be introduced and the court satisfied of its substantial character and sufficiency to render the confession admissible, before the latter is allowed in evidence.
State v. LaLouche,
[
Citations omitted; emphasis altered; internal quotation marks omitted.)
State v. Doucette,
supra,
In 1964, our Supreme Court in
State v. Tillman,
The next major refinement of Connecticut's corpus delicti rule occurred in
State v. Harris,
Our Supreme Court reversed the judgment of the trial court, holding that the corpus delicti rule should not have barred the admission of the defendant's inculpatory statements. Id., at 196,
Instead of following the traditional rule, the court in
Harris
adopted the formulation of the corroboration rule set forth in
Opper v. United States,
Our Supreme Court's last major reformulation of our corroboration rule came in
State v. Hafford,
On appeal, the defendant claimed that, because he was charged with the felony of sexual assault,
12
which
requires proof of a specific loss or injury, the trial court improperly applied the version of the corroboration rule set forth in
Harris.
Id., at 315,
In rejecting the defendant's claim, our Supreme Court concluded that the same version of the corroboration rule adopted in
Harris
should be extended to all types of crimes, not just those that prohibit conduct and do not require demonstration of a specific loss or injury. Id., at 317,
In a somewhat cryptic footnote, however, the court in
Hafford
provides what can be described as commentary on its newly minted holding, using language that the concurring opinion here appears to construe as carving out a limited exception for homicide cases. In that footnote, the court stated: "We note, however, that proving the trustworthiness of a defendant's confession to a crime resulting in injury or loss
often
will require evidence of that injury or loss. For example, a confession to a homicide
likely
would not be trustworthy
without evidence of the victim's death." (Emphasis added.)
We have several observations about this footnote. First, by its use of the adverbs "often" and "likely," our Supreme Court appeared to recognize at least the possibility that in some homicide cases, the state could be successful in establishing that a defendant's confession is sufficiently trustworthy without independent, extrinsic evidence of the victim's death. We are unconvinced that the footnote was intended to convey any deviation from the court's holding. Rather, the footnote simply conveyed that in many cases involving an injury or loss, the trustworthiness of the confession might be most easily and sufficiently corroborated through evidence of the corpus delicti itself. That statement, however, does not alter the court's holding that such evidence is no longer mandatory if other sufficient corroborating evidence is available.
Second, unlike the former version of the corroboration rule expressed in Tillman, the touchstone of the court's analysis in Hafford is the trustworthiness of the confession rather than an evaluation of whether the state has presented independent, material, and substantial evidence of the corpus delicti itself. We do not read the footnote, which contains no analysis, to change that focus.
Third, the footnote is dictum. "Dictum is generally defined as [a]n expression in an opinion which is not necessary to support the decision reached by the court.... A statement in an opinion with respect to a matter which is not an issue necessary for decision.... Our Supreme Court has instructed that dicta have no precedential value." (Citation omitted; internal quotation marks omitted.)
State v. Torres,
Having ascertained and articulated the specific version of the corroboration rule that is to be applied, we next turn to the issue of whether Connecticut's corroboration rule is an evidentiary rule that must be raised by objecting to the admission of the defendant's confessions at trial, or whether it is a substantive rule of criminal law that may be raised for the first time after the confessions are introduced, either at trial or in postverdict proceedings, including on appeal. 13 This question is not academic because if the corroboration rule is a substantive rule of criminal law, i.e., an implicit element of the state's case for which there must be sufficient evidence, then the state's failure to establish the corpus delicti could entitle a defendant to a judgment of acquittal. If the corroboration rule is simply an evidentiary rule that prohibits the admission of a defendant's confession until the state has offered material and substantial evidence to establish the trustworthiness of the defendant's confession, then any reversible error by the trial court in applying the rule could only result in a new trial for a defendant rather than a judgment of acquittal. We conclude that Connecticut's corroboration rule is properly understood and applied as an evidentiary rule rather than a substantive rule of criminal law.
We begin our analysis by reviewing Connecticut authority on this point. Prior to 1988, our Supreme Court typically applied the corroboration rule in the context in which the defendant raised it. In other words, if a defendant at trial objected to
the admission of his confession on the ground that the state had not satisfied the corpus delicti rule, then, on appeal, our courts treated the claim as an evidentiary issue. See, e.g.,
State v. Hafford,
supra,
In 1988, our Supreme Court decided
State v. Uretek, Inc.,
Our Supreme Court, however, declined to review the corpus delicti claim because the defendant company had failed to object to the admission of the statements at trial or to move for a judgment of acquittal on the basis of a lack of corpus delicti evidence.
Less than one year later, however, our Supreme Court, in
State v. Oliveras,
Despite the language in
Oliveras,
this court previously has concluded that it is bound by our Supreme Court's holding in
Uretek, Inc.,
that the corroboration rule is not of constitutional magnitude and, thus, an unpreserved corpus delicti claim founders on the second prong of
Golding.
See
State v. Heredia,
The defendant argues that
Heredia
is wrongly decided and should be overruled because (1) other jurisdictions have given unpreserved corpus delicti claims appellate review, and (2)
Uretek, Inc.,
is not binding authority because our Supreme Court retreated in
Oliveras
from its holding in
Uretek, Inc.
We decline to overrule
Heredia
because "[t]his court's policy dictates
that one panel should not, on its own, [overrule] the ruling of a previous panel. The [overruling] may be accomplished only if the appeal is heard en banc." (Internal quotation marks omitted.)
State v. Ortiz,
Even if we were to conclude that we are not bound by
Uretek, Inc.,
and thus that the law on this issue remains unsettled in Connecticut, we would still reject the defendant's claim that he is entitled to rely on the corroboration rule on appeal despite his failure to object to the admission of his alleged confessions at trial and his argument that the corroboration rule is a substantive rule of criminal law. The question of whether the corroboration rule is an evidentiary rule or a substantive rule of criminal law has been the subject of significant discussion in other jurisdictions and by commentators. Professor Wayne LaFave aptly describes this debate as follows: "In its traditional form, the corpus delicti rule may have barred the government from introducing the defendant's confession until it had first proved the corpus delicti. However, it is now generally accepted that a trial judge has the discretion to vary the order of proof, meaning that the government may introduce the defendant's confession before it has introduced the additional evidence that will establish the corpus delicti, so long as the corpus delicti is proved before the government rests. Aside from the order of proof, there is also the question of whether the corpus delicti rule simply defines the evidentiary foundation needed to support the introduction of the defendant's confession, so that the decision is to be made by the trial judge before the case is submitted to the jury, or whether on the other hand it establishes an implicit element of the government's proof, so that the trial judge's evidentiary ruling would be merely preliminary to the jury's later determination of corpus delicti. There
is a split of authority between the 'evidentiary foundation' and 'implicit element' approaches, though apparently most courts follow the latter view." (Emphasis omitted; footnotes omitted.) 1 W. LaFave, Substantive Criminal Law (2d Ed. 2003) § 1.4(b), p. 31; compare, e.g.,
Langevin v. State,
After an extensive review of the case law and commentary, we conclude, for the following reasons, that Connecticut's version of the corroboration rule is best characterized and applied as an evidentiary rule, under which a trial judge, upon objection, assesses the corroboration evidence offered by the state before deciding whether to admit the defendant's inculpatory statements. First, our Supreme Court has chosen to follow the corroboration rule established for federal courts in
Opper v. United States,
supra,
Certainly, if the corroboration rule implicated the sufficiency of the evidence, then the jury would be expected to play some role in its application but, as previously discussed, most courts following the Opper rule do not instruct the jury on the corroboration rule. Moreover, in our view, an appellate court reviewing the jury's factual determination of guilt should not apply a sufficiency of the evidence standard that looks at the evidence at trial through a different lens than that used by the jury in deciding whether the evidence established the defendant's guilt beyond a reasonable doubt. Instead, an appellate court should review for error the trial court's gatekeeping determination that the defendant's confessions are sufficiently trustworthy to permit the jury to hear them.
Second, there is no constitutional requirement to have a corroboration rule at all. See, e.g.,
United States v. Dickerson,
Finally, treating the corroboration rule as an implicit element of the offense has been criticized by courts and commentators because it places juries in the difficult position of having to determine whether the state has proven the corpus delicti or otherwise met the corroboration rule after it has heard evidence regarding the defendant's confessions. See, e.g.,
Langevin v. State,
supra,
"One example of the cautious approach taken by courts when faced with admitting defendants' confessions is the
Bruton
rule-the rule that, when two or more defendants are being tried jointly, if one defendant has confessed and has implicated the co-defendants, that confession cannot be admitted unless the confessing defendant takes the stand. [See
Bruton v. United States,
"The implicit element approach to the corpus delicti rule suffers from this same psychological difficulty. Under this approach, if the trial judge rules that the corpus delicti is satisfied, the jury would hear the defendant's confession, only to later be asked to set the confession to one side and determine whether the government's remaining evidence is sufficient to establish the corpus delicti. One might doubt whether jurors, having heard the defendant's confession to a heinous crime, could dispassionately discharge this duty." (Internal quotation marks omitted.)
For these reasons, we conclude that Connecticut's corroboration rule is a
rule of admissibility to be decided by the court. A defendant who fails to challenge the admissibility of the defendant's confession at trial is not entitled to raise the corroboration rule on appeal because (1) the evidentiary claim is not of constitutional magnitude and, thus, cannot meet
Golding
's second prong; see
State v. Uretek, Inc.,
supra,
We turn, then, to the defendant's claim that the evidence was insufficient to prove beyond a reasonable doubt that A.P. is dead. We begin our analysis by setting forth the traditional standard of review applicable to a sufficiency of the evidence claim. It is well settled that a defendant who "asserts an insufficiency of the evidence claim bears an arduous burden." (Internal quotation marks omitted.)
State v. Rodriguez,
"[T]he jury must find every element proven beyond a reasonable doubt in order to find the defendant guilty of the charged offense, [but] each of the basic and inferred facts underlying those conclusions need not be proved beyond a reasonable doubt.... If it is reasonable and logical for the jury to conclude that a basic fact or an inferred fact is true, the jury is permitted to consider the fact proven and may consider it in combination with other proven facts in determining whether the cumulative effect of all the evidence proves the defendant guilty of all the elements of the crime charged beyond a reasonable doubt....
"Moreover, it does not diminish the probative force of the evidence that it consists, in whole or in part, of evidence that is circumstantial rather than direct.... It is not one fact ... but the cumulative impact of a multitude of facts which establishes guilt in a case involving substantial circumstantial evidence.... In evaluating evidence, the [jury] is not required to accept as dispositive those inferences that are consistent with the defendant's innocence.... The [jury] may draw whatever inferences from the evidence or facts established by the evidence [that] it deems to be reasonable and logical." (Internal quotation marks omitted.)
State v. Papandrea,
Finally, on appeal, we do not "ask whether there is a reasonable view of the evidence that would support a reasonable hypothesis of innocence. We ask, instead, whether there is a reasonable view of the evidence that supports the jury's verdict of guilty." (Internal quotation marks omitted.)
State v. Stephen J. R.,
In this case, there is ample evidence from which the jury reasonably could have concluded beyond a reasonable doubt that A.P. is dead. First, the defendant admitted to Allain on the day following her disappearance that he had choked A.P. to death and disposed of her corpse in a body of water. This admission, for the reasons discussed previously in this opinion, may be used as substantive evidence that she is dead. Similarly, the defendant told Douton, a fellow inmate, that "she was in the river" and that "they would never convict him because they would never find [her] body." The defendant also told his cellmate, Ching, about a teenage girl whom he had raped and killed on his boat before disposing of her body by hiding it in a well and later dumping it in Long Island Sound. In the same vein, but on a different occasion, he told another inmate, Buckingham, that he had accidentally choked a young girl to death while having sex with her and "disposed of her off of a boat that he had or had access to out in the Sound." Although these confessions certainly differed from one another in certain respects, the core facts admitted in them were the same: that he killed A.P. by choking her, then disposed of her remains in a body of water.
Additionally, there is evidence independent of the defendant's confessions from which the jury could infer that A.P. is dead. For example, A.P. disappeared during the evening hours from her house never to be seen again despite a nationwide search for her. She had been missing for more than thirteen years at the time of the defendant's trial. She left home that evening without taking money, clothes, or other personal belongings. She was fifteen years old at the time, and the jury could infer from her age and from other evidence of her mental state and maturity that she lacked the intellectual ability and life skills that would equip her with the necessary resources to live elsewhere, undiscovered by law enforcement and her family. See
People v. Ruiz,
Moreover, on the basis of the eyewitness testimony of Allain, the jury reasonably could have concluded that, on the night of her disappearance, the defendant sexually assaulted A.P. in his truck and could have inferred that the defendant, who then had a motive to kill her to avoid criminal liability for the sexual assault, also had the opportunity to kill her as the last person to be seen with her when she was alive.
The jury was also free to credit Allain's testimony that the defendant had stated to him while A.P. was still in his truck and before he sexually assaulted her that he was planning to kill her when he stated that he "wanted to do her" and that "we need a body."
21
This evidence may be used as substantive evidence that the defendant followed through on his plan. "[A] declaration indicating a present intention to do a particular act in the immediate future, made in apparent good faith and not for self-serving purposes, is admissible to prove that the act was in fact performed." (Internal quotation marks omitted.)
State v. Farnum,
Finally, the jury reasonably could have inferred that the defendant choked A.P. to death because approximately six months prior to A.P.'s disappearance, the defendant choked another girl, thirteen year old K.S.,
into unconsciousness during a violent sexual assault. See
State v. DeJesus,
The defendant argues in his brief that there was some evidence before the jury that A.P. was still alive. In particular, the defendant points to a sworn statement, admitted at trial, given to the police by James Butler, a former Marine and a friend of A.P. and her family. In his statement, Butler claimed to have seen and spoken with A.P. in Virginia Beach, Virginia, after her disappearance. Butler was not called to testify at trial, however, and the police were unable to verify any of the details he supplied as to his claimed encounter with A.P. In any event, the jury certainly was free to disbelieve this evidence because it was largely dependent on hearsay and unsupported by any other evidence. In reviewing a sufficiency of the evidence claim, "we do not ask whether there is a reasonable view of the evidence that would support a reasonable hypothesis of innocence. We ask, instead, whether there is a reasonable view of the evidence that supports the [trier's judgment] of guilty." (Internal quotation marks omitted.)
State v. Brown,
In light of all of the evidence, including all of the reasonable inferences to be drawn therefrom, the fact that law enforcement failed to find her body or discover other forensic evidence that she is dead did not require the jury to conclude that the state failed to meet its burden to prove that A.P. is dead. See, e.g.,
State v. Estrella,
Moreover, even if the defendant is entitled to rely on the corroboration rule as part of our review of the sufficiency of the evidence, we would still conclude that independent evidence substantially corroborates the trustworthiness of his confessions.
23
As noted previously, under
Opper
and its progeny, the corroboration evidence (1) may be circumstantial, (2) need not rise to the level of proof beyond a reasonable doubt, and (3) need not independently establish the death of A.P. See
State v. Harris,
supra,
Finally, even if footnote 23 in Hafford required the state to offer substantial evidence of A.P.'s death that is totally independent of the defendant's confessions, we would still conclude that the state has met this burden. On the basis of the conduct and statements of the defendant during the evening hours of May 29, 1996, and the other circumstances regarding A.P.'s abrupt disappearance, all of which was supported by testimony and facts independent from his confessions, there was substantial circumstantial evidence from which the jury could conclude that A.P. is dead. Under any version of the corroboration rule, this evidence alone need not establish the death of the victim beyond a reasonable doubt, provided that this evidence and the defendant's confessions together constitute sufficient evidence from which the jury could find beyond a reasonable doubt that A.P. is dead. We conclude that the state met that burden.
B
We next turn to the defendant's claim that the evidence was insufficient to prove beyond a reasonable doubt that the defendant intended to cause the death of A.P. Specifically, the defendant argues that the evidence was sufficient at best to demonstrate an accidental homicide, but falls short of establishing intent to kill. We disagree.
"[T]he specific intent to kill is an essential element of the crime of murder. To act intentionally, the defendant must have had the conscious objective to cause the death of the victim.... Because direct evidence of the accused's state of mind is rarely available ... intent is
often inferred from conduct ... and from the cumulative effect of the circumstantial evidence and the rational inferences drawn therefrom.... Intent to cause death may be inferred from ... the events leading to and immediately following the death.... Furthermore, it is a permissible, albeit not a necessary or mandatory, inference that a defendant intended the natural consequences of his voluntary conduct.... In addition, intent to kill may be inferred from evidence that the defendant had a motive to kill." (Internal quotation marks omitted.)
State v. Otto,
The following evidence, and the reasonable inferences to be drawn therefrom, was sufficient to demonstrate beyond a reasonable doubt that the defendant intended to cause A.P.'s death. First, although A.P.'s body was never found, the defendant has repeatedly admitted 24 that he choked the victim. From this fact, the jury could infer that he intended her death as a natural consequence of that voluntary act. Although such conduct may also be probative of a lesser mental state, such as recklessness, it is not unreasonable to infer that he intended A.P.'s death by choking her.
Second, the defendant expressed to Allain before A.P.'s death that he intended to kill her. As previously
discussed, "[A] declaration indicating a present intention to do a particular act in the immediate future, made in apparent good faith and not for self-serving purposes, is admissible to prove that the act was in fact performed." (Internal quotation marks omitted.)
State v. Farnum,
supra,
Third, the defendant failed to obtain, or to try to obtain, medical assistance for A.P. for the injuries he caused to her. This failure supports an "antecedent intent to cause death."
State v. Sivri,
Fourth, the defendant disposed of the victim's body so that it could not be located. Concealing a victim's corpse is "strong evidence of the defendant's consciousness of guilt," and such evidence
may be considered "as part of the evidence from which a jury may draw an inference of an intent to kill."
State v. Sivri,
supra,
Finally, the state presented strong evidence of the defendant's motive to kill the victim, namely, that the defendant had sexually assaulted A.P. and, therefore, had an interest in ensuring that she could never testify against him.
25
From this evidence, the jury reasonably
could have inferred that the defendant had a motive to kill the victim, which the jury could have considered when evaluating the defendant's intent. "Although motive is not an element of the crime of murder that the state must prove beyond a reasonable doubt ... an intent to kill may be inferred from evidence that the defendant had motive to kill." (Internal quotation marks omitted.)
State v. Otto,
supra,
In the present case, the defendant's intent, as an element of the crime of murder, was proven beyond a reasonable doubt by the cumulative impact of the evidence and the rational inferences permissibly drawn therefrom. Accordingly, the defendant cannot prevail on this claim.
C
The defendant also claims, with respect to the crime of capital felony in violation of § 53a-54b (7), that the evidence was insufficient to prove beyond a reasonable doubt that A.P. was murdered in the course of the commission of a sexual assault. The defendant's entire argument with respect to this claim is contained in one paragraph of his principal brief and is premised on his contention that the only evidence that he murdered A.P. in the course of the commission of a sexual assault came from informants and was supported by no other evidence of a sexual assault. 26 We reject this claim for several reasons.
First, as we have concluded in part I A of this opinion, the defendant did not object to the admission of his confessions and is not entitled to Golding review that the confessions were improperly admitted. Moreover, even if the defendant was entitled to raise the corroboration rule on appeal, we have already concluded that the trustworthiness of his confessions was sufficiently corroborated. Finally, the defendant does not contend that the confessions (if properly admitted) and other evidence in the case were insufficient to prove this capital felony count beyond a reasonable doubt. Accordingly, we are not persuaded by the defendant's claim that the evidence was insufficient to prove that the defendant committed murder in the commission of a sexual assault.
D
The defendant next claims that the evidence was insufficient to prove that he is guilty of capital felony in violation of § 53a-54b (5), as alleged in count one of the information, because the state failed to demonstrate beyond a reasonable doubt that he murdered A.P. during the course of a kidnapping or before she was able to return to safety. 27 We disagree.
General Statutes (Rev. to 1995) § 53a-54b (5), as amended by Public Act 95-16, § 4, defines the capital offense of kidnap-murder as "murder by a kidnapper of a kidnapped person during the course of the kidnapping or before such person is able to return or be returned to safety...." In
State v. Salamon,
"Although [the] holding in
Salamon
constituted a significant change with respect to our interpretation of the kidnapping statutes, we emphasized that [o]ur holding does not represent a complete refutation of the principles established by our prior kidnapping jurisprudence. First, in order to establish a kidnapping, the state is not required to establish any minimum period of confinement or degree of movement. When that confinement or movement is merely incidental to the commission of another crime, however, the confinement or movement must have exceeded that which was necessary to commit the other crime. [T]he guiding principle is whether the [confinement or movement] was so much the part of another substantive crime that the substantive crime could not have been committed without such acts.... In other words, the test ... to determine whether [the] confinements or movements involved [were] such that kidnapping may also be charged and prosecuted when an offense separate from kidnapping has occurred asks whether the confinement, movement, or detention was merely incidental to the accompanying felony or whether it was significant enough, in and of itself, to warrant independent prosecution." (Internal quotation marks omitted.)
State v. O'Brien-Veader,
In the present case, the defendant's admissions to Allain regarding his conduct on May 29, 1996, toward A.P. after Allain exited the defendant's vehicle and the defendant drove away with A.P. were sufficient to establish beyond a reasonable doubt that the defendant murdered A.P. during the course of a kidnapping or before she was able to return to safety. The defendant confessed to Allain that he pretended to run out of gas, and that A.P. was "freaking out, saying she had to go home." The defendant stated to Allain that he then dragged A.P. into the woods, "made her run with him" and choked her because she was "freaking out." According to Allain, the defendant also admitted that he tied A.P. to a tree.
On the basis of the defendant's admissions and the reasonable inferences that they support, we conclude that the evidence was sufficient to demonstrate that the defendant's movement and confinement of A.P. was not merely incidental to the crime of murder because he engaged in conduct beyond that necessary to choke the victim to death. Specifically, in a series of events, the defendant prevented A.P. from returning to safety and dragged her by force into the woods and tied her to a tree. The jury was free to infer that these events were protracted and occurred along a series of independent locations. See
State v. Ward,
II
EXCLUSION OF VIDEOTAPE OF INTERVIEW
We next turn to the defendant's claim that the court improperly excluded from evidence a videotape of an interview that the police conducted of Allain immediately prior to his taking a polygraph examination (pretest interview). The defendant argues that the court abused its discretion by excluding the videotape of the pretest interview because the videotape contained relevant evidence of Allain's bias and motive for testifying for the state.
28
The state argues that the pretest interview was an inseverable component of the polygraph examination, and, therefore, the court properly excluded the videotape in accordance with our Supreme Court's holding in
State v. Porter,
The following additional facts, as established by the record and procedural history, are relevant to the defendant's claim. In August, 2004, Allain, who already had provided the police with a written statement implicating the defendant in the murder of A.P., made himself available for a polygraph examination conducted by the state police. Immediately prior to the administration of the polygraph examination, Allain was subjected to an approximately ninety minute pretest interview that was conducted by the polygraph examiner, state police Trooper Tim Madden. Allain was alone with Madden for the majority of the pretest interview, although, at one point, officers who had taken Allain's earlier written statement were brought in to allow Allain to amend that statement. Although Madden informed Allain of his right to have counsel available, Allain never requested access to a lawyer. 29 The pretest interview was videotaped, as was the polygraph examination itself. 30
At the outset of the interview, Allain repeatedly made clear that he was motivated to take the test because he recently had been charged with violating his probation and had a suspended period of incarceration hanging over his head. Allain told Madden that his probation officer was "pushing toward violating me if I don't take [the polygraph test]." Although Madden attempted to persuade Allain that there were other and perhaps better reasons why he should take the test, the videotape of the interview plainly demonstrates the pressure Allain felt to take the test.
During the pretest interview, Madden stressed to Allain several times that the police wanted Allain "on their team." He suggested to Allain that the goal of the polygraph was to help Allain give a truthful and consistent statement at trial so that they could "get"
the defendant, whom Madden described as the "big fish." Madden said he wanted Allain to pass the polygraph test because it would ensure that he would be a more reliable witness for the state against the defendant. Madden reviewed Allain's prior sworn statement with Allain in detail, and several times expressed his desire that Allain "confirm" his prior statement. On more than one occasion, Madden stopped to point out weak spots in Allain's narrative and arguably attempted to shape Allain's future testimony by suggesting ways in which his statement could be amended to make it more believable.
Madden also repeatedly indicated that it was in Allain's best interest to cooperate with the state, and made clear to Allain that if he failed to cooperate fully, he risked being charged in this matter, something that Allain thus far had avoided. Several times during the pretest interview, Madden offered Allain assurances that even if he were to admit to more substantial involvement in A.P.'s disappearance and murder than previously disclosed, things would go better for Allain if he cooperated fully with the state. To illustrate this point, on at least six different occasions during the pretest interview, Madden and the officers who took his amended statement told Allain about the well-publicized Maryann Measles case, in which a number of persons had been implicated in the horrific rape and murder of a teenage girl in Litchfield County. 31 As it was explained to Allain, one of the participants in the Measles murder (Maggie Bennett), who had cooperated fully with the state, had "gotten off lightly," and received a "slap on the wrist," whereas those who had lied or had been uncooperative with the police and prosecutors received harsh punishments.
The defendant contends, on the basis of a report disclosed to the defense by the state, that Allain failed the polygraph examination. Although the state conceded that the report contained a preliminary conclusion that some of Allain's answers were consistent with deception, the state argued that it would have had to conduct additional testing to determine whether Allain actually failed the polygraph test. There is no evidence that the state performed such testing despite the officers' representations to Allain that the test would definitively determine if he was telling the truth, and thus he must take and pass it before he would be permitted to testify and become eligible for favorable treatment in connection with A.P.'s rape, disappearance, and death.
Prior to trial, the state filed a motion in limine seeking to exclude all testimony or evidence pertaining to the polygraph examinations of any witnesses. The court first took up the motion in limine at a hearing on February 8, 2010. At that time, defense counsel indicated his opposition to the motion, stating that it was his intention to have the videotape of Allain's pretest interview admitted into evidence along with the results of the polygraph test. With respect to the videotape of the pretest interview, the defendant stated that he would seek to offer it on the ground that it showed Madden giving Allain numerous assurances that Allain would receive favorable treatment if he cooperated, 32 which defense counsel argued "raises questions in my mind about whether this young man is coming into this courtroom with the intention to do anything other than save himself." With respect to the polygraph results, defense counsel argued that Allain had failed the polygraph with respect to questions about whether he had killed A.P. or seen her body after she was dead, and the defendant sought to offer those results not for their truth but for the limited purpose of showing Allain's motivation to fabricate or tailor his trial testimony in order to curry favor from the state. According to defense counsel, because Allain failed the polygraph, he likely was motivated more than ever to convince the state that the defendant was the sole guilty party and that he had nothing to do with A.P.'s murder. Defense counsel stated to the court: "I understand the general rule against the admissibility of polygraph exams and would contend that if the finder of fact were made available of the results, it do so with a limiting instruction that [Allain's] credibility is for them to determine."
The state took the position that none of the evidence that the defense sought to present to the jury regarding the polygraph examination was admissible under applicable law as set forth in
State v. Porter,
supra,
On February 11, 2010, the day that Allain was scheduled to testify, the court returned to the issue of the polygraph examination and the videotape evidence, having had an opportunity to review the videotapes of the pretest and the examination itself. The court heard
additional arguments from the defense and the state, each of which essentially reasserted the arguments made at the prior hearing. The state's position remained that the videotape of the pretest interview, like the polygraph results themselves, was "polygraph evidence" as that term was used by our Supreme Court in
Porter
in reaffirming "our per se rule against the use of polygraph evidence in Connecticut courts."
State v. Porter,
supra,
In an oral ruling following argument, the court refused to admit the videotape as evidence at trial. The trial court appears to have agreed with the state's position that the videotape constituted inadmissible polygraph evidence, reasoning as follows: "Well, I guess in part it depends on how you define the phrase polygraph evidence, but
Porter
does indicate and I quote that: Polygraph evidence should remain per se inadmissible in all trial court proceedings in which the rules of evidence apply, and for all trial purposes, in Connecticut courts. [See id., at 94,
"There's specific reference in footnote 37 [of
Porter
] which addresses the issue of using a polygraph. I'll quote from the footnote: Some jurisdictions that bar the admission of polygraph evidence for the substantive truth of the matter asserted do allow it to corroborate or impeach a witness' testimony. We see no reason for this distinction. [See
"So, I'm going to prohibit the use of the reference to polygraph. But as the state has indicated, there's certainly no prohibition against ... asking the witness questions on cross-examination that would get to any promises or benefits that were made to him during the course of that interview." (Citations added; emphasis added.) We construe the court's ruling as barring any use of the videotape by the defendant and precluding him from mentioning the term "polygraph" for any purpose. 33
It is axiomatic that "[w]e review the trial court's decision to admit [or to exclude] evidence, if premised on a correct view of the law ... for an abuse of discretion."
State v. Saucier,
The defendant claims that the court's decision to exclude the videotape of the pretest interview was premised, not on the court's independent assessment as to the probative value of the videotape as evidence of bias weighed against its prejudicial impact, but on an incorrect view of the law, namely, a misunderstanding or misinterpretation of our Supreme Court's holding in
State v. Porter,
supra,
In
Porter,
our Supreme Court considered whether Connecticut should adopt the standard announced by
the United States Supreme Court in
Daubert
34
for evaluating the admissibility of scientific evidence, and "whether Connecticut should abandon its traditional per se rule that polygraph evidence is inadmissible at trial";
State v. Porter,
supra,
The court then turned to the polygraph issue. For purposes of its analysis, the court assumed without deciding that "polygraph evidence" would satisfy the admissibility threshold established by
Daubert,
ultimately concluding, however, that the prejudicial impact of "polygraph evidence" greatly exceeds its probative value. On the basis of that conclusion, the court reaffirmed our per se rule against the admissibility
of such evidence "in all trial proceedings in which the rules of evidence apply, and for all trial purposes."
We are unconvinced that the videotape of the pretest interview falls within the scope of the exclusionary rule discussed in
Porter.
Although the court in
Porter
used the term "polygraph evidence" throughout the opinion, a term that, at first blush, seems to be rather broad in scope, it is easily gleaned from the decision that the term was not intended to have an expansive meaning or to encompass any and all evidence tangential to or referring to a polygraph examination. First, as the court indicated, the issue before it was whether to abandon the existing rule regarding the inadmissibility of the results of polygraph tests. The court gave no indication that it was considering whether to expand the scope of that exclusion, only whether the rule should be maintained in its present iteration. Second, in identifying the rule at issue, the court clearly set forth the scope of
the rule as follows: "This court has repeatedly held that neither the
results of a polygraph test
nor the
willingness of a witness to take such a test
is admissible in Connecticut courts." (Emphasis added; internal quotation marks omitted.)
State v. Porter,
supra,
We are aware of no other appellate decision in which our courts have been asked to directly address whether a videotape of a pretest interview constitutes excludable polygraph evidence. However, we note that in
State v. Davis,
In the present case, use of the videotape of the pretest interview to demonstrate motive, bias, or interest would not have revealed the results of Allain's polygraph test nor was it being offered as evidence of Allain's willingness to take a polygraph examination. The state never advanced either ground in support of excluding the videotape from evidence. The videotape of the pretest interview was not "polygraph evidence" and, accordingly, did not fall within the scope of the per se exclusionary rule reaffirmed by the court in Porter. Additionally, nothing in the Porter decision, or in any other case law of which we are aware, countenances the trial court's decision to preclude all evidentiary references to the term "polygraph" itself. 35 It was not necessary for the court to preclude from evidence the mere fact that a polygraph examination had occurred. As we have already stated, the court needed only to guard against the admission of the results of a polygraph examination or of the examinee's willingness to take such an examination as evidence at trial. 36 Indeed, to the extent that the court was concerned that the jury would draw some impermissible inference from the videotape of the pretest interview regarding Allain's willingness to take a polygraph examination, the court could have given the jury a limiting instruction as to the appropriate use of this evidence.
Instead of excluding the videotape outright as "polygraph evidence," the court was obligated to exercise its legal discretion in deciding whether to permit the jury to view the videotape by evaluating its probative value against its prejudicial effect, in the same manner that it would have considered any other extrinsic evidence offered for the purpose of establishing motive and bias of a witness. Because the court's ruling regarding the admissibility of the videotape of the pretest interview was not made on the basis of a correct view of the law but on the court's mistaken belief that the videotape was inadmissible "polygraph evidence," the court improperly excluded the videotape.
Furthermore, upon consideration of the entire record, we do not have a fair assurance that the exclusion of the videotape of the pretest interview did not substantially affect the verdict. The defendant has the burden of establishing harm from any nonconstitutional evidentiary error.
37
State v. Gallo,
The videotape of the pretest interview was offered for the limited and proper purpose of showing Allain's motivation for testifying in favor of the state against the defendant. A court commits reversible error whenever it unduly restricts a defendant's right to present evidence that tends to show motive, interest, bias, or prejudice on the part of a key government witness.
State v. Luzzi,
It is undisputed that Allain's trial testimony was an integral component, if not the linchpin, of the state's case against the defendant. He was the only witness with any direct knowledge of the events that led up to A.P.'s disappearance and his testimony corroborated the reliability of the defendant's alleged jailhouse confessions. Because the state's case against the defendant turned in large part on Allain's testimony in order to secure a conviction, the jury's assessment of Allain's credibility was crucial. Accordingly, any evidence of Allain's bias and motivation to tailor his testimony in favor of the prosecution's case was critically important to the defense, and the videotape of the pretest interview was the most persuasive evidence available to the defendant because it reveals Allain's demeanor and concerns in living color.
The state correctly notes that the defendant was not precluded from raising during cross-examination the fact that Allain had been interviewed by the police or from exploring whether the state had offered Allain any incentives to testify against the defendant or pressured him to testify in a particular way. Our review of Allain's cross-examination shows that the defense challenged Allain's credibility by pointing out evidence tending to demonstrate that Allain had changed or augmented aspects of his story on a number of occasions. Cross-examination highlighted a number of details that he testified to on direct examination that he never disclosed in his prior written statements. The defense questioned Allain about his "interview" with Madden and, without mentioning that it occurred prior to a polygraph examination, noted the fact that the police believed he was not telling the truth about his involvement in A.P.'s murder, suggesting that Allain had incentive to cooperate with the state and implicate the defendant in order to keep the investigation away from him.
No cross-examination, however, could have substituted for or been as impactful as to Allain's motive and bias as the direct evidence afforded by the videotape. Although the defendant was allowed to question Allain regarding his "interview" with Madden, the defense was precluded, among other things, from revealing the context in which that interview occurred. That context was significant. The videotape reveals that the law enforcement officers used the context of the polygraph examination process to pressure Allain to inculpate the defendant in the (lengthy) pretest interview in the following way. Madden emphasized to Allain that the polygraph examination would definitively determine whether he was going to be part of the state's "team" that would "get" the defendant, "the big fish" in the case, and possibly receive a slap on the wrist himself, or, conversely, whether he would be fully prosecuted like the noncooperating witnesses in the Measles case. In our view, the videotape tends to show, among other things, the subtle but significant pressure placed on Allain by law enforcement through the means of the specific factual context in which the pretest interview occurred. No amount of generic questioning of Allain on cross-examination, without clarifying this important context, would show the precise degree, nature, and effect of both the inducements and pressure on Allain to inculpate the defendant that the videotape reveals. In other words, exclusion of the videotape and all references to polygraph deprived the defense of its best opportunity to show the degree of pressure, inducements and manipulation exerted on Allain. We are convinced that had the jury been given an opportunity to view the pretest interview, the evidence may have significantly altered how the jury assessed Allain's testimony as a whole, possibly raising reasonable doubt about the guilt of the defendant. The defendant, therefore, is entitled to a new trial.
Our conclusion that a new trial is warranted because the court improperly excluded evidence of bias is dispositive of the defendant's appeal, thus eliminating the need to address the remainder of the defendant's evidentiary claims. Nevertheless, because the defendant's claims that the court improperly admitted prior misconduct evidence and improperly precluded the defendant from presenting expert testimony concerning the reliability of jailhouse informants are likely to arise again on remand, we also address those claims. See
State v. Arroyo,
III
ADMISSION OF PRIOR MISCONDUCT
The defendant claims that, on two occasions, the court improperly admitted unduly prejudicial evidence of prior misconduct. First, the defendant challenges the court's admission of testimony by K.S., a former girlfriend of Allain, that the defendant choked and raped her six months prior to the rape and murder of A.P. Second, the defendant challenges the admission of testimony by Ching that, during his time as the defendant's cellmate, the defendant asked Ching for his opinion about whether the defendant should "do in" Allain. The state responds that, in each instance, the court properly admitted the challenged testimony under a recognized exception to the general rule precluding evidence of a defendant's prior misconduct or on other grounds. See Conn.Code Evid. § 4-5. For the reasons we will set forth, we agree with the state that the court properly admitted the challenged testimony. 38
Before turning to a discussion of each of the defendant's claims, we set forth the legal principles and standard of review generally applicable to the admissibility of evidence of prior misconduct. Section 4-5 of the Connecticut Code of Evidence provides: "(a) Evidence of other crimes, wrongs or acts of a person is inadmissible to prove the bad character, propensity, or criminal tendencies of that person except as provided in subsection (b).
"(b) Evidence of other sexual misconduct is admissible in a criminal case to establish that the defendant had a tendency or a propensity to engage in aberrant and compulsive sexual misconduct if: (1) the case involves aberrant and compulsive sexual misconduct; (2) the trial court finds that the evidence is relevant to a charged offense in that the other sexual misconduct is not too remote in time, was allegedly committed upon a person similar to the alleged victim, and was otherwise similar in nature and circumstances to the aberrant and compulsive sexual misconduct at issue in the case; and (3) the trial court finds that the probative value of the evidence outweighs its prejudicial effect.
"(c) Evidence of other crimes, wrongs or acts of a person is admissible for purposes other than those specified in subsection (a), such as to prove intent, identity, malice, motive, common plan or scheme, absence of mistake or accident, knowledge, a system of criminal activity, or an element of the crime, or to corroborate crucial prosecution testimony.
"(d) In cases in which character or a trait of character of a person in relation to a charge, claim or defense is in issue, proof shall be made by evidence of specific instances of the person's conduct."
Under this rule, evidence of a defendant's prior misconduct generally is inadmissible to show that a defendant committed the crime charged or to show that the defendant is predisposed to commit that crime. Nevertheless, otherwise inadmissible prior misconduct evidence may be admitted if it is offered, not for propensity purposes, but "to prove intent, identity, malice, motive, a system of criminal activity or the elements of a crime." (Internal quotation marks omitted.)
State v. Pena,
Furthermore, our Supreme Court has explained that courts must apply a more liberal standard of admissibility in cases involving the admission of prior sexual misconduct. See
State v. Smith,
supra,
"The admission of evidence of prior uncharged misconduct is a decision properly within the discretion of the trial court.... [E]very reasonable presumption should be given in favor of the trial court's ruling.... [T]he trial court's decision will be reversed only where abuse of discretion is manifest or where an injustice appears to have been done.... [T]he burden to prove the harmfulness of an improper evidentiary ruling is borne by the defendant ... [who] must show that it is more probable than not that the erroneous action of the court affected the result." (Internal quotation marks omitted.)
State v. Heck,
In deciding whether evidence of prior misconduct falls within any of the exceptions to the general rule prohibiting the admission of such evidence, we have employed a two part analysis. See
State v. Kalil,
A
The defendant first claims that the court improperly allowed K.S., a former girlfriend of Allain's, to testify that the defendant had choked and raped her in November, 1995. We disagree.
The following additional facts are relevant to this aspect of the defendant's claim. In November, 1995, K.S. was thirteen years old and a girlfriend of Allain. Allain introduced K.S. to the defendant. On November 26, 1995, at approximately 10 p.m., K.S. was picked up by the defendant in his pickup truck. She went with the defendant to his trailer, which was behind the homes of the defendant's parents, believing that Allain would join them later. The defendant provided K.S. with beer and whiskey, which she drank while she waited for Allain to arrive. The defendant received a call on his cell phone, which he told K.S. was from Allain, who could not leave home to join them. K.S. asked to leave at that point, but the defendant told her that she was not going anywhere. She tried to open the trailer door to leave, but it was locked. At that point, the defendant pushed K.S. over to his bed, where he choked and raped her. At about 5 a.m. the defendant left the trailer to make a phone call in his parents' house, threatening K.S. that he would hunt her down and kill her if she tried to leave the trailer. After the defendant left, K.S., fearing that this might be her only opportunity "to make it out alive," ran to the nearest home and called the police and her father. The defendant later was arrested.
Prior to trial, the state filed a motion in limine giving notice of its intent to call K.S. as a witness who would testify about being raped by the defendant. The state primarily argued that her testimony was admissible to show a common plan or scheme, although the state also argued that it was admissible to show motive, intent, identity and to corroborate crucial prosecution testimony. The defendant filed a written opposition to the motion in limine arguing that the testimony was not relevant to any exception to the general rule barring the admission of prior misconduct evidence and, alternatively, that the evidence was far more prejudicial than probative. Prior to ruling on the admissibility of K.S.'s testimony, K.S. testified about the prior rape to the court outside the presence of the jury. Following that testimony, and after hearing additional oral argument, the court ruled that K.S.'s testimony was admissible.
The court, citing
State v. Snelgrove,
supra,
On the basis of our review of the record, we conclude that the court properly exercised its discretion in admitting K.S.'s testimony.
Our review is guided by subsection (b) of § 4-5 of the Connecticut Code of Evidence, set forth previously, which codifies the exception, first recognized in DeJesus, that evidence of prior sexual misconduct may be admitted to show a defendant's propensity to engage in similar misconduct. Before permitting K.S. to testify, the court made all necessary determinations regarding each of the three elements set forth in the rule necessary to admit evidence of prior sexual misconduct for propensity purposes.
The first requirement of the rule pertains to the applicability of the exception and requires that the court
determine whether the case in which the prior misconduct evidence is offered "involves aberrant and compulsive sexual misconduct...." Conn.Code Evid. § 4-5(b)(1). The court properly determined that such conduct was involved in the present case. As the trial court indicated, that determination does not hinge on whether the defendant was charged with a sexual assault in the present case, but only on whether the prior misconduct and the offense presently charged each were "driven by an aberrant sexual compulsion, regardless of whether the prior misconduct or the conduct at issue resulted in sexual offense charges." (Internal quotation marks omitted.)
State v. Johnson,
Second, the court was required to determine if K.S.'s testimony about the prior sexual misconduct was relevant to the offense currently charged. The relevancy requirement is met if the prior sexual misconduct "is not too remote in time, was allegedly committed upon a person similar to the alleged victim, and was otherwise similar in nature and circumstances to" the misconduct in the present case. Conn.Code Evid. § 4-5(b)(2). The court properly found that each of these requirements was met. The defendant's rape of K.S. occurred just six months prior to the sexual assault and murder of A.P., and, thus, clearly was not too remote in time. See
State
v. Antonaras
,
B
The defendant also contends that the court improperly permitted Ching to testify that the defendant had asked him his opinion on whether the defendant should kill Allain. The state argued at trial that this was not evidence of uncharged misconduct, and, therefore, was not improperly admitted as such and argues on appeal that the court properly admitted the testimony as relevant evidence of the defendant's consciousness of guilt. We agree with the state on both points and, thus, reject the defendant's claim.
The following additional facts are relevant to this claim. Ching testified at trial that he had shared a cell with the defendant for two weeks at the Corrigan-Radgowski Correctional Center in 2007. During that time, the defendant told Ching that he and a younger man had taken a fifteen year old girl out on his boat, gotten her drunk, and raped her. Ching did not recall the defendant giving him the name of either the girl or the young man. Ching testified that the defendant had admitted to killing the girl after she "started flipping out," and that "[t]he young man that was with him refused to cooperate in helping with this" and "he killed her on his own and hid the body."
When the state inquired during its direct examination of Ching whether the defendant had talked to Ching about the young man, Ching responded: "He asked my opinion if I thought he should, you know, do the guy in...." After the state followed up by asking Ching how he interpreted that inquiry, defense counsel objected on relevancy grounds, arguing that although what his client said to Ching was admissible, Ching's interpretation of what he said was not. The court overruled the objection and counsel then asked to be heard outside the presence of the jury. After the jury was excused, defense counsel argued that although the state had disclosed its intent to offer evidence about the defendant's prior sexual assault of K.S., it had never disclosed that it intended to present evidence that the defendant had discussed killing a witness. Defense counsel moved for a mistrial, arguing that it was highly prejudicial to have this information, which he described as evidence of uncharged misconduct, blurted out to the jury absent any prior notice to the defendant. The state responded that it did not believe the information disclosed was uncharged misconduct, and, therefore, they had no obligation to disclose it. The state viewed the testimony as part of the conversation between the inmates and was not claiming that the defendant took any affirmative steps to kill anyone or to make anyone fear that they were going to be killed. The court took a brief recess during which the court met with counsel in chambers off the record. Following that recess, the court indicated that the parties had agreed to a further proffer regarding the witness. In response to questions by the state, outside the presence of the jury, Ching disclosed that he had interpreted the defendant's inquiry about "doing" the young man as asking Ching's opinion about whether he should kill the young man who was with him on the boat. Ching further disclosed that he had told the defendant that, if he was in the defendant's situation, he would do so, and that this same conversation had been repeated three or four times over the course of the two weeks that Ching was housed with the defendant.
After hearing additional argument from both sides, the court denied the defendant's motion for a mistrial and ruled that Ching's testimony was admissible, treating it as prior misconduct evidence, but ruling that it was nonetheless admissible because it was relevant to corroborate crucial prosecution testimony and because its probative value outweighed any prejudicial effect. When the jury returned, the court gave a limiting instruction in which it indicated that the state had offered evidence of uncharged misconduct, that it was admitted not to prove the defendant's bad character or tendency to commit criminal acts, but only to corroborate crucial prosecution testimony, and, that if the jury believed the testimony, it was to consider the evidence only for that purpose and not as evidence demonstrating a propensity to commit the crimes charged. The examination of Ching continued. The state never asked any additional questions regarding the defendant's inquiries about "doing in" Allain. Defense counsel revisited the topic on cross-examination, getting Ching to admit that he had never mentioned that aspect of his conversation with the defendant in his prior statements to the police, and that he had first brought the issue to the attention of the state only a few weeks ago.
The defendant contends on appeal that Ching's testimony that the defendant had mused about whether he should have Allain killed constituted evidence of uncharged misconduct that was not previously disclosed to the defense, and that the court improperly denied its motion for a mistrial claiming unfair surprise and improper admission of the testimony for corroborative purposes. According to the defendant, nothing about the challenged portion of Ching's testimony corroborated the state's allegations that the defendant had sexually assaulted, kidnapped, or killed A.P., and, even assuming that Ching's testimony was true, it tended to show only that the defendant was angry at Allain for falsely accusing him of murder.
At trial, in addition to arguing that Ching's statement was admissible for the purpose of corroborating crucial prosecution testimony, the state argued, in the alternative, that the testimony did not constitute evidence of misconduct. The court rejected that argument. In chambers, the state also advanced the argument that Ching's statement was admissible as evidence of consciousness of guilt. Although the state did not pursue that ground in its arguments before the trial court, in its appellate brief, the state urges us to conclude that Ching's testimony was relevant to show the defendant's consciousness of guilt and thus admissible on that alternate ground.
Having reviewed the record and the arguments of the parties, we conclude that the trial court incorrectly labeled Ching's testimony as uncharged misconduct committed by the defendant. Ching's statement indicated only that the defendant had spoken to Ching about the possibility of killing Allain. Although such thoughts or ideations may certainly have reflected poorly upon the defendant in the eyes of the jury, without more, they do not constitute "a clear expression of prior misconduct on the part of the defendant."
State v. Gilbert
I.
,
"[W]e are mindful of our authority to affirm a judgment of a trial court on a dispositive alternate ground for which there is support in the trial court record." (Internal quotation marks omitted.)
State v. Vines,
"[E]vidence is admissible to prove consciousness of guilt if, first, it is relevant, and second, its probative value outweighs its prejudicial effect."
State v. Hill,
supra,
Here, the evidence was relevant because if the jury believed Ching's testimony that the defendant had asked him for his opinion about whether to "do in" Allain, it reasonably could have inferred that the inquiry was directly related to the charges pending against the defendant and that the defendant did not want
Allain testifying against him. Threats by a defendant against a witness generally are deemed admissible "either on the theory that such conduct is inconsistent with the defendant's claim of innocence or on the theory that the making of such threats evinces a consciousness of guilt."
State v. Walker,
EXCLUSION OF EXPERT TESTIMONY
Finally, we turn to the defendant's claim that the court improperly excluded expert testimony regarding the use and effect of informant testimony. According to the defendant, because the case against him depended heavily upon the testimony of jailhouse informants, some if not all of whom benefited from cooperating with the state, the court should have permitted him to present expert testimony to the jury concerning the general unreliability of such evidence. The defendant contends that the information that he sought to present is not within the knowledge of the average juror, nor was it supplied to them through other evidence or by the court's instructions. The defendant claims that the court not only abused its discretion by precluding the expert testimony, but that it also violated his right to due process, and his rights under the sixth amendment to confront witnesses and to present a defense.
In response, the state argues that the court properly excluded the expert testimony because the subject matter of the testimony was within the ken of the average juror and because allowing the testimony would have invaded the province of the jury, namely, its exclusive function as trier of fact to assess the credibility of witnesses. We agree with the defendant that the court abused its discretion by precluding the expert testimony offered by the defendant. We hold that expert testimony concerning the reliability of informant testimony should be admitted if the court on remand determines that the expert is qualified and the proffered testimony is relevant to the specific issues in the case. 39
The following additional facts are relevant to our resolution of this claim. The defense disclosed Alexandra Natapoff, a professor at Loyola Law School, as a witness who the defendant intended to call regarding the general unreliability of informant testimony. The state filed a motion in limine to exclude Natapoff's testimony, arguing that (1) the substance of the anticipated testimony concerned matters within the general knowledge of jurors, and (2) the witness' opinions would invade the exclusive province of the jury to assess the credibility of witnesses. The state also argued, in essence, that Natapoff's testimony was unnecessary because the state
anticipated that the court would instruct the jury concerning testimony by jailhouse informants in accordance with our Supreme Court's mandate in
State v. Arroyo,
In
Arroyo,
our Supreme Court acknowledged the growing recognition by the legal community that jailhouse informant testimony is inherently unreliable and is a major contributor to wrongful convictions throughout this country. Id., at 567, 569,
40 Crim. L.Q. 106, 113 (1997). The grand jury also 'found that a particularly clever informant realizes that a successful performance on the witness stand is enhanced if it appears he or she is not benefiting from the testimony.... These informants wait until after they've testified to request favors-a request that is generally answered.... And, because the reward is not offered before the testimony, the jury has no way to measure the informant's motivation to fabricate testimony, as the prosecutor ... is under no obligation to disclose nonexisting exculpatory evidence.' ... R. Bloom, supra,
Accordingly, our Supreme Court mandated that, going forward, trial courts in this state must give a special credibility instruction to the jury any time informant testimony was used, regardless of whether the informant had been promised any benefit for his or her testimony. Id., at 569,
Prior to the court's hearing argument on whether to exclude Natapoff as a witness, Natapoff testified outside the presence of the jury. After testifying as to her educational background and professional credentials, which included authoring various scholarly works and testifying before Congress on the subject of informants, 40 Natapoff testified about the inherent problems associated with the use of jailhouse informants. According to Natapoff, the manner in which informants are used in the criminal justice system is largely unregulated and secretive, and the public has very little knowledge about the process. She testified that jailhouse informants are known to fabricate information because they are aware that they can barter with the state for favorable treatment on the basis of such information. In particular, Natapoff stated: "We have evidence of collusion between jailhouse informants in which informants cooperate in order to create stories that they corroborate in order to persuade the government to use that information. We know that sometimes informants and criminal offenders can be very entrepreneurial about coming up with information, knowing that the system will likely reward them in some way." The hope for favorable treatment also provides a strong incentive for informants to search out any source of information, reliable or not, so that they can trade that information to the authorities.
Natapoff also testified about studies that demonstrate that the usual cautionary instructions given to jurors about informant testimony generally are not effective and that even if jurors are made aware of and cautioned about an informant's compensation or other motivation to fabricate testimony, jurors are ill-equipped to accurately evaluate an informant's credibility and often will accept the testimony as true. One study published by Northwestern Law School, discussed by Natapoff during her testimony, indicated that approximately 45 percent of all the wrongful capital convictions identified in this country were the direct result of an informant who was lying. According to Natapoff, informants' stories are often difficult to corroborate or to contradict, especially in cases in which the informant's testimony is the central evidence against the defendant.
On cross-examination, the state questioned Natapoff about the fact that permitting experts to testify before juries was not among the reforms Natapoff had proposed in her book and asked Natapoff what information she believed a jury could not be expected to have knowledge of based upon common sense alone. Natapoff responded as follows: "I think that a lay person on a jury cannot know the extent of the benefits and expectations that an informant in our system would reasonably expect to get; that a promise or an understanding made by a police officer or prosecutor to an informant, and the history of the use of informants in our jails and prisons give informants and law enforcement knowledge about benefits that a lay person couldn't understand and wouldn't see from the outside.... I think a lay person would not expect or could not be expected to understand how much effort informants sometimes put into coming up with information from stealing files from other inmates to calling outside sources and asking for resources from the newspapers and media from outside sources. They couldn't be expected to understand the culture in jails; the understanding that this entrepreneurial approach to information is expected. A lay person on a jury could not be expected to know how infrequent perjury prosecutions are for informants who turn out to be lying. In polling jurors after trials or after cases where a wrongful conviction is found, you sometimes hear jurors say that they think that if an informant lies, they'll be prosecuted for perjury but because that is so rare, that expectation is misguided, although it's a widely shared expectation, I think, among the public."
At the conclusion of Natapoff's testimony, the court heard additional argument from the parties. The state argued that making credibility determinations fell within the exclusive province of the jury as fact finders "into which no expert may venture," quoting this court's decision in
State v. Favoccia,
The defense argued that Natapoff's testimony would impart uniquely insightful information to the jury and would not invade the jury's province to assess credibility because she would not offer an opinion about the credibility of any particular witness. Natapoff's testimony would provide only background information and would describe and put into context the rather opaque circumstances surrounding the development and use of jailhouse informants. Further, the defense disagreed that an Arroyo instruction offered all of the same information, particularly in light of the studies showing that such instructions had no appreciable difference on jurors. Finally, the defense noted that Natapoff's testimony was especially relevant in the present case because the state's case was built largely on the testimony of informants.
After taking a short recess, the court rendered the following oral ruling: "It is the court's ruling that the proffered expert testimony of Professor Natapoff would indeed invade the very core function of the jury; that is, to assess the credibility of the witnesses, and so I am going to sustain the state's objection to her testimony. The court did have an opportunity to review the recent
Favoccia
case ... which confirms that credibility determinations are within the exclusive province of the fact finder. The subject matter about which Professor Natapoff would testify is
not, in the court's view,
outside the common experience, ken, or common knowledge of the jury; the court cites [
State v. McClendon,
supra,
Accordingly, Natapoff was not permitted to testify before the jury. Later, as part of the court's jury charge, the court gave an instruction regarding informant testimony, cautioning the jurors to consider such testimony with "particular care" and to "scrutinize it very carefully before you accept it." 41
At the outset, we note that "[a] witness qualified as an expert by knowledge, skill, experience, training, education or otherwise may testify in the form of an opinion or otherwise concerning scientific, technical or other specialized knowledge, if the testimony will assist the trier of fact in understanding the evidence or in determining a fact in issue." Conn.Code Evid. § 7-2. "[I]n order to be admissible, the proffered expert's knowledge must be directly applicable to the matter specifically in issue."
State v. Douglas,
On the basis of our review of the record and the arguments of the parties, we conclude that the court abused its discretion by granting the state's motion in limine and excluding Natapoff as a witness, especially in light of the fact that, in the present case, informants played a crucial role in the state's case against the defendant. The court provided scant analysis for its decision, essentially stating two reasons for precluding Natapoff from testifying as an expert. First, the court stated that Natapoff's testimony would invade the jury's core function of assessing the credibility of witnesses. Second, the court concluded that the subject matter of Natapoff's testimony was within the common knowledge of the jury. Both rationales, however, are belied by the substance of Natapoff's unchallenged proffer, and our Supreme Court's acknowledgement of the inherent unreliability of informant testimony in Arroyo and the need to further educate jurors on this topic. Moreover, the case law cited by the court is not controlling and does not support the court's ruling.
We begin with the court's conclusion that Natapoff's testimony would invade the jury's exclusive province to determine the credibility of witnesses. The court indicated that it reached its decision on the basis of its review of this court's decision in
State v. Favoccia,
supra,
Favoccia
involved the sexual abuse of a child. The issue before this court was whether a psychologist, who was offered by the state as an expert witness to explain to the jury about characteristics and behaviors commonly exhibited by child sex abuse victims, improperly was permitted to testify about the particular victim in that case and if she had exhibited the type of behavior described by the expert because such testimony constituted inadmissible vouching for the credibility of a witness. We held that the expert's testimony "crossed the line of permissible expert opinion" because her testimony "went beyond a general discussion of characteristics of sexual abuse victims and offered opinions, based
on her review of the videotaped forensic interview and other documentation, as to whether this particular victim in fact exhibited the specified behaviors...." Id., at 23,
We began our analysis by noting generally that "[t]he determination of the credibility of a witness is solely the function of the jury.... It is the trier of fact which determines the credibility of witnesses and the weight to be accorded their testimony.... Expert witnesses cannot be permitted to invade the province of the jury
by testifying as to the credibility of a particular witness or the truthfulness of a particular witness' claims.
" (Emphasis added; internal quotation marks omitted.)
State v. Favoccia,
supra,
Favoccia,
however, did not alter our well settled rule as set forth in
State v. Spigarolo,
In
Spigarolo,
our Supreme Court rejected the defendant's argument that testimony by an expert would usurp the jury's function of assessing the credibility of witnesses. The court found such concerns unfounded
because the expert "was not asked about the credibility of the particular victims in this case, nor did she testify as to their credibility."
State v. Spigarolo,
supra,
Our decision in
State v. Favoccia,
supra,
In deciding to exclude Natapoff's testimony on the basis of
Favoccia,
the court did not refer to any particular portion of Natapoff's testimony that it believed would cross the line into impermissible expert testimony regarding credibility. Natapoff, in fact, offered no testimony regarding any of the particular informants in this case, either with respect to their status as informants, how they had obtained their information, or their potential reliability as witnesses. The defense clearly indicated to the court during argument that the defendant did not intend to ask Natapoff about the present case, and that Natapoff had no specific knowledge of
the case or the informants involved. Natapoff's testimony, as proffered, was narrowly tailored to provide only general information related to informant testimony and its unreliability, an issue clearly recognized by our Supreme Court in
State v. Arroyo,
supra,
The court also abused its discretion when it concluded that the subject matter of Natapoff's testimony was within the common knowledge of the average juror. The court provided no legal or factual basis for that determination. The court never expressly stated that it was rejecting Natapoff's testimony or that it found unreliable the underlying studies, some of which had already been cited with approval by our Supreme Court. The state offered nothing to counter Natapoff's testimony that, based on these studies, expert testimony would provide significant information to the jury that is not known by the average juror. Indeed, we are aware of no empirical studies, nor were any provided by the state, that suggest the subject matter of Natapoff's testimony was well within the knowledge of the average lay person.
To the contrary, Natapoff testified that even if average jurors had some limited knowledge related to the use of jailhouse informants, they did not understand the true culture of jails or the full extent to which informants could benefit in our criminal justice system. She explained that a juror could not be expected to understand the efforts informants put forth to obtain their information or the possible sources for that information. Further, according to Natapoff's research, jurors often have a misguided understanding regarding the consequences an informant likely will face if he or she lies. She explained that although perjury prosecutions of informants are rare, jurors nevertheless often believe the threat of perjury charges plays an important role in ensuring that an informant tells the truth. Natapoff testified that without access to background information, jurors are ill-equipped to assess properly an informant's credibility, even in the face of an instruction asking them to take great care in doing so. In the face of Natapoff's uncontested testimony that jurors were not fully aware of the dangers in relying on informant testimony and that expert testimony could assist jurors in properly evaluating an informant's credibility, the court abused its discretion by concluding that the substance of Natapoff's testimony was within the ken of the average juror.
In finding that the information Natapoff had to convey was within the ken of the average juror, the court cited favorably without discussion to our Supreme Court's decision in
State v. McClendon,
supra,
Further, given that our Supreme Court has since overruled Kemp and McClendon;
see
State v. Guilbert,
In
State v. Ledbetter,
supra,
Eventually, in
State v. Guilbert,
supra,
It is undisputed that Natapoff's testimony demonstrated that she was qualified to testify as an expert about informant testimony. She had relevant information about factors a jury should consider when evaluating the credibility of an informant, information that was outside the knowledge of the average juror, as demonstrated by Natapoff's own testimony and the numerous studies and research she cited to the court and by our Supreme Court. 43 Because her testimony could have aided the jury in evaluating the credibility of the informants who testified on behalf of the state against the defendant, we are convinced that the court abused its discretion by granting the state's motion in limine to preclude Natapoff's testimony.
The judgment is reversed and the case is remanded for a new trial.
In this opinion SHELDON, J., concurred.
FLYNN, J., dissenting in part, concurring in part, and concurring in the result.
In what passed for British justice of the time, one John Perry, after confessing to participation in the robbing and killing of William Harrison, was convicted of murder. His confession implicated his mother, Joan Perry, and averred that his brother, Richard Perry, had strangled Harrison.
Perry's Case
(1660), 14 Howell, St. Tr. 1312, 1312-17 (Eng.).
1
After a trial, John Perry, and his mother and brother were hanged separately.
The rule as originally adopted in Connecticut required some evidence of death independent of the confession of an accused. See
State v. Doucette,
Logic does not explain why a man like Perry would confess to participating in a robbery and killing of a man who was not dead. See
Perry's Case,
supra, at 14
Howell, St. Tr. 1312-17. However, what logic does not explain, experience does. "The life of the law has not been logic; it has been experience." O.W. Holmes, Jr., The Common Law (1881) p. 1. As we once said of Justice Shea in
State v. Fauci,
The defendant claims that despite his lack of preservation by objecting to the testimony of others who testified to the admissions made by the defendant, his challenge to the sufficiency of the evidence is reviewable. I agree. The United States Supreme Court held in
Jackson v. Virginia,
I do not agree with the portion of part I A of the majority's opinion that gives no weight to our Supreme Court's observation in
State v. Hafford,
supra,
I conclude that despite the fact that the defendant did not object to the admission into evidence of his confessions to cellmates, on review of the sufficiency of all of the evidence including those confessions, it is important to review the record to assure that there was not only corroboration of the trustworthiness of the confessions to ensure that they were reliable and trustworthy, but to establish that trustworthiness, there be some independent evidence that the victim was dead.
13
I therefore agree with the United States Court of Appeals for the Seventh Circuit in
United States v. McDowell,
Because I agree with the majority that there was ample independent evidence apart from the defendant's confession that the defendant caused A.P.'s death, I am of the opinion that although the corpus delicti rule was properly invoked, nonetheless the evidence stands the test of sufficiency in providing both circumstantial evidence of the death of A.P., and the reliability of the defendant's confessory admissions to intentionally causing it. I further agree with the majority that the intent to kill may also be inferred from the evidence that was before the jury. I, too, summarize the evidence and the resulting reasonable possible inferences to be drawn therefrom, from which the jury could have concluded both that A.P. was dead and that the defendant's confession was sufficiently corroborated. A.P. was a young girl of only fifteen years old at the time she went missing. She lived with her parents while attending high school. P.J. Allain, the state's witness, admitted at trial that she had been importuned by him to sneak out of her home on the night of her disappearance to go with him to a party, A.P. and Allain to be driven there by the defendant in his truck. Jackie Scott, a close friend of A.P.'s, testified that A.P. told her that she was going to a party with Allain on the night that she disappeared. There was independent direct evidence from the testimony of the defendant's former wife that the defendant owned both a truck and a boat. From the evidence of A.P.'s agreement to sneak out to be with Allain, the jury was free to infer that her purpose in sneaking out of her house was not to run away but to be with Allain. She had no independent income, nor was there evidence that she had any skills or training that would permit her to support herself, from which facts the jury was free to infer that because of her reliance on parental support she did not freely choose permanently to leave home precipitously bereft of any alternative to that necessary support. She was last seen in her home on May 29, 1996. She never returned to it. Other than the clothes on her back, she took no personal items with her. The jury was free to infer from that failure to do so, that a person choosing to run away would have taken some such items with her and that she did not run away. Her mother, father, grandmother, and other close family members never heard from her again, from the May 29, 1996 date of her disappearance through the March 2, 2010 date of the verdict in the defendant's trial nearly fourteen years later. She had been particularly close to her mother and grandmother prior to her disappearance. The jury was free to infer from this lack of all communication with those closest to her, that she was no longer on this earth, because it was logical that she would have communicated with some or all of these family members sometime in the intervening fourteen years, were she still alive. Allain testified that he last saw A.P. in the defendant's truck, as he was being let off at his home. This evidence would permit a rational inference that she was last seen with the defendant.
There was a portion of the defendant's confessory statements that indicated that he had cut up A.P.'s body and put it into lobster traps where she would never be found. Additionally, there was corroborative direct
testimony that the defendant was a commercial fisherman and owned a boat and lobster traps.
14
This circumstantial evidence convinces me that the state offered sufficient independent evidence permitting the jury to infer that A.P. was dead, even though her body had not been found, and corroborating the trustworthiness of the confessory admissions made by the defendant to others, with whom he was jailed, that he had killed her. General Statutes § 54-83 provides that in cases like this and the accused is charged with a capital felony where the crime is punishable by death or life imprisonment without the possibility of release, no person may be convicted without the testimony of two witnesses. However, the state can satisfy its statutory burden by producing more than one witness to provide circumstantial evidence from which the jury may infer the defendant's guilt.
15
State v. Ross,
Accordingly, I concur in the result reached that the conviction must be reversed and a new trial granted.
General Statutes § 53a-54a (a) provides in relevant part: "A person is guilty of murder when, with intent to cause the death of another person, he causes the death of such person...."
General Statutes (Rev. to 1995) § 53a-54b, as amended by Public Acts 1995, No. 95-16, § 4, provides in relevant part: "A person is guilty of a capital felony who is convicted of any of the following ... (5) murder by a kidnapper of a kidnapped person during the course of the kidnapping or before such person is able to return or be returned to safety ... (7) murder committed in the course of the commission of sexual assault in the first degree ... or (9) murder of a person under sixteen years of age." Hereafter, unless otherwise indicated, all references in this opinion to § 53a-54b are to General Statutes (Rev. to 1995) § 53a-54b, as amended by Public Acts 1995, No. 95-16, § 4.
In accordance with our policy of protecting the interests of the victims of sexual abuse, we decline to identify the victim or others through whom the victim's identity may be ascertained. See General Statutes § 54-86e.
The defendant admitted to Allain that he choked A.P. to death and disposed of her corpse in a body of water.
The defendant admitted to Douton that A.P. "was in the river" and that "they would never convict him because they would never find [her] body."
The defendant admitted to Ching that he had raped and killed a girl on his boat. He also told Ching that he had hidden the body in a well before dumping it in the Long Island Sound.
The defendant admitted to Buckingham that he accidentally choked a young girl to death while having sex with her and that he then disposed of the body in the "Sound."
Even though we conclude that the defendant is entitled to a new trial because of harmful evidentiary error, it is necessary to address first the defendant's sufficiency of the evidence claim. As our Supreme Court stated in
State v. Padua,
The defendant also did not request that the jury be instructed on the corpus delicti rule.
We note that, in one isolated instance, a concurring and dissenting opinion, quoting a case from North Dakota, defines the corpus delicti rule in homicide cases as "consist[ing] of two component parts, the first of which is the death of the person alleged to have been killed, and the second that such death was produced through criminal agency." (Internal quotation marks omitted.)
State v. Courchesne,
In
State v. DelVecchio,
The defendant in
Hafford
was convicted of a capital felony for committing a murder in the course of the commission of a first degree sexual assault, felony murder, murder, robbery in the first degree, burglary in the first degree and sexual assault in the first degree.
State v. Hafford,
supra,
Although the state did not initially raise this question in its brief, the court raised the issue at oral argument and subsequently ordered the parties to file supplemental briefs addressing the issue.
In at least one case decided since
Oliveras,
our Supreme Court noted that the defendant at trial had objected to the admission of certain incriminating statements on the ground that the state had failed to establish that the corpus delicti existed in Connecticut. See
State v. Beverly,
State v. Oliveras,
supra,
The concurring opinion does not explain why we are not bound by the Supreme Court's decision in Uretek, Inc., or by this court's decision in Heredia.
Professor George E. Dix opines that the rule is best understood as a question of evidentiary sufficiency and recognizes that "[i]nsofar as the rule is one of evidentiary sufficiency, its nature suggests that the jury should at least play a role in its application." 1 K. Broun, McCormick on Evidence (7th Ed. 2013) § 145, p. 806. The treatise subsequently suggests, in a contradictory fashion, that the jury is ill-suited to play a role in considering whether the prosecution has introduced sufficient corroborating evidence. Id., at p. 807.
This process is akin to the procedure used by a trial court in considering, pursuant to a motion to suppress, whether a defendant's statements to law enforcement must be suppressed pursuant to constitutional guarantees because they were not voluntarily made. In those circumstances, the trial court decides whether to admit such statements and, if admitted, the jurors are free to give the statements whatever weight they conclude is appropriate based on all relevant facts, including whether such statements were voluntarily made. See
Lego v. Twomey,
Certainly, it is possible that the corroboration rule could have constitutional implications if the legislature chose as a matter of state law to make its proof an express statutory requirement and, thus, an element of the crime. See
Mullaney v. Wilbur,
The concurring opinion suggests that we have violated the rule that sufficiency of the evidence claims are reviewable without reference to
Golding.
See
State v. Adams,
The jury was free to interpret the defendant's statement that he wanted "to do her" either as an expression of his intent to have sexual intercourse with A.P. or as an expression of his intent to kill her. In either instance, when considered in light of the defendant's statement that he "need[ed] a body for the altar," the jury reasonably could have inferred that his ultimate plan was to kill A.P.
We recognize that this prior misconduct evidence, standing alone, is insufficient to prove that the defendant committed the crimes with which he is charged.
State v. DeJesus,
supra,
We note that the defendant's confession to Ching, in particular, had heightened trustworthiness because Ching was no longer in prison, on probation or parole, and had no charges pending against him at the time he related the defendant's confession to the police.
The defendant cannot rely on the corroboration rule in challenging the sufficiency of the evidence regarding an intent to kill because, as previously discussed, (1) he waived the application of that rule by failing to object to the admission of the confessions, (2) his confessions were sufficiently corroborated pursuant to
Opper v. United States,
supra,
The jury could have reasonably concluded from Allain's eyewitness testimony that the sexual assault occurred in the defendant's truck in the presence of Allain, or on the defendant's boat, or at another location as described in the defendant's confession to Buckingham.
The defendant's contention that his confessions are the only evidence that he murdered A.P. in the course of the commission of a sexual assault is incorrect. First, the defendant's sexual assault of K.S. was admitted as substantive evidence of his propensity to engage in the sexual assault of teenage girls. Second, the jury could also have concluded that, in addition to any sexual assault to which the defendant confessed, Allain witnessed the defendant sexually assault A.P. in his truck. With respect to that sexual assault, the defendant did not argue at trial, and does not argue in his principal brief on appeal, that the sexual assault that Allain testified that he witnessed is insufficient evidence because of any temporal incongruity between the predicate sexual assault and A.P.'s murder. Accordingly, we express no opinion regarding whether the murder was committed in the course of the commission of the sexual assault to which Allain was an eyewitness or a subsequent sexual assault as described in the defendant's confessions.
In his supplemental brief, the defendant does not rely on the corroboration rule with respect to this count except for the fact of A.P.'s death.
The defendant also argues that, by excluding the evidence, the court violated his constitutional rights to due process, to confront witnesses, and to present a defense. Because we rule in favor of the defendant on the evidentiary ground raised, we do not consider the constitutional aspects of this claim. See
State v. Genotti,
Allain did ask Madden for guidance as to whether he needed a lawyer, but then let the matter drop.
Although the videotape containing the pretest interview was never shown to the jury, it was reviewed by the trial court, along with the videotape of the polygraph examination, and marked for identification, thereby preserving it for appellate review.
Our Supreme Court, in an opinion affirming the denial of a motion for sentence modification filed by one of the convicted perpetrators in the Measles case, noted the underlying facts as follows: "[P]ersons kidnapped the thirteen year old victim, [Measles], then brought her to a remote location where she was terrorized, beaten, gang-raped and murdered. Members of the group then rolled the victim's body in a tarp, wrapped it in chains, and dumped the victim's body in the Housatonic River."
State v. Dupas,
The defendant's trial counsel conceded that there was "nothing in the tape that suggests that [Madden] had the condignation, approval, or support of the state's attorney's office, but I don't think that's necessary for the purposes for which I offer it."
After the court's clarification that it was not prohibiting the defendant from asking Allain questions concerning assurances made to him during the pretest interview, the following colloquy occurred:
"[Defense Counsel]: The use of the tape then?
"The Court: Well, I would think that the tape itself would not-that's even a separate issue as to whether or not you could use that; that would be extrinsic evidence of something.
"[Defense Counsel]: I don't think it's extrinsic evidence at all. It's his conduct during an interview and his response to questions during the interview.
"The Court: Well-
"[Defense Counsel]: It's much like asking-using a deposition transcript of a prior proceeding where a question is answered and the lawyer or the declarant says he understand it.
"The Court: And we're not there yet, in the court's view.
"[Defense Counsel]: I gather, constructively-and I just want to round the record out-that as to the B claim-that is, the claim that we can use the polygraph results to show the present influence on the declarant, that is, his knowledge that the police regard him as having failed and therefore his motive for telling him [w]hat they want to hear today-I gather the court is ruling under Porter, as it understands it, that that is not permitted as well?
"The Court: Yes."
The state, in its principal appellate brief, references the court's statement, "we're not there yet," and indicates that the defense in fact questioned Allain on cross-examination about whether he was offered any assurances during the pretest interview. The state correctly notes that defense counsel made no further effort to introduce the videotape into evidence. To the extent that the state is suggesting either that the defendant waived his claim regarding the admissibility of the videotape, that he abandoned that claim, or that the trial court failed to issue a final ruling as to the admissibility of the videotape, we do not entertain those arguments because they are not expressly raised or briefed by the state, and the state addresses the evidentiary claim on its merits. See
State v. Luis F.,
See
Daubert v. Merrell Dow Pharmaceuticals, Inc.,
Even the state, in seeking to preclude the admission of the pretest videotape, did not contend that any mention of the term polygraph was impermissible.
We note that the prohibition against the admission of "willingness" evidence is designed to avoid using such willingness as a basis for finding a witness credible. Other uses, for example, to establish a particular motivation to take advantage of a deal offered by the state, may not necessarily warrant similar exclusion.
Although the defendant did raise constitutional challenges, we resolve this claim on evidentiary grounds; see footnote 8 of this opinion; and thus properly place the burden on the defendant to prove harmful error.
In conjunction with his prior misconduct claim, the defendant also contends that the court improperly instructed the jury as to the proper use of the challenged evidence. The state responds that the defendant implicitly waived any claim of instructional error at trial and, thus, the claim is unreviewable on appeal. According to the state, after the court provided him with an opportunity to review the written jury charge, the defendant did not object and failed to raise the issue that he now asserts on appeal. See
State v. Kitchens,
Again, because we rule in favor of the defendant on an evidentiary basis, we do not reach the constitutional aspects of his claim. See footnote 28 of this opinion.
See, e.g., A. Natapoff, Snitching: Criminal Informants and the Erosion of American Justice (New York University Press 2009); A. Natapoff, comment, "Beyond Unreliable: How Snitches Contribute to Wrongful Convictions,"
The court's instruction regarding informant testimony was, in total, as follows: "Witnesses testified in this case as informants. An informant is someone who has information regarding the crime and agrees to testify in exchange for some benefit from the state. In evaluating an informant's testimony, you should consider the benefits that the state has promised the informant in exchange for his cooperation.
"It may be that you would not believe a person who is receiving benefits in exchange for testimony as well as you might believe other witnesses. An informant may have such an interest in the outcome of this case that his testimony may have been colored by that fact.
"Therefore, you must look with particular care at the testimony of an informant and scrutinize it very carefully before you accept it. You should determine the credibility of that witness in the light of any motive for testifying falsely and inculpating the accused.
"If you find that the witness is an informant who has been promised a reduction in his sentence or other valuable consideration by the state in return for his testimony, or who hopes for or expects consideration by the state in return for his testimony, you must decide whether you will believe or disbelieve the testimony of a person who is testifying in exchange for some benefit from the state. Like all other questions of credibility, this is a question you must decide based on all the evidence presented to you."
The type of expert testimony at issue here does not involve the scientific evidence at issue in
Kemp
and
McClendon.
Perhaps a more appropriate analogy would be to child sex abuse cases in which the victim has been impeached concerning inconsistencies or recantations and expert testimony is thereafter permitted to explain, in general terms, the types of behavioral characteristics to be expected when a child discloses instances of sexual abuse. See
State v. Vumback,
This opinion should not be read as suggesting that expert testimony must be permitted in all criminal cases in which a jailhouse informant testifies. Rather, in order to admit the testimony of an expert regarding the reliability of informant testimony, the defendant bears the burden of establishing that the testimony the expert will provide is relevant and sufficiently tailored to the circumstances surrounding the particular informant. See Conn.Code Evid. § 7-2 (requiring that expert testimony "assist the trier of fact in understanding the evidence or in determining a fact in issue");
Kairon v. Burnham,
14 T.B. Howell, A Complete Collection of State Trials (London, T.C. Hansard 1812). Perry's Case is entitled "A True and Perfect Account of the Examination, Confession, Trial, Condemnation, and Execution of Joan Perry, and her two Sons, John and Richard Perry, for the supposed Murder of William Harrison, Gent." Perry's Case (1660), 14 Howell, St. Tr. 1312, 1312 (Eng.).
The following are illustrative, but not exhaustive, of that experience. See generally
State v. Avcollie,
Two academic studies and a governmental commission in California have all concluded that the problems caused to the criminal justice system by false confessions did not end with John Perry's wrongful conviction. See G. Uelmen & C. Boscia eds., "California Commission on the Fair Administration of Justice Final Report," (June 30, 2008), pp. 35-41, available at http://digitalcommons.law.scu.edu/cgi/viewcontent.cgi?article=1000&context=ncippubs (last visited May 31, 2016) (copy contained in the file of this case in the Appellate Court clerk's office) (Final Report); S. Drizin & R. Leo, "The Problem of False Confessions in the Post-DNA World,"
The study by Professor Samuel R. Gross of the University of Michigan School of Law and Michael Shaffer, entitled "Exonerations in the United States, 1989-2012, Report by the National Registry of Exonerations," concluded that "[f]alse confessions are a particularly disturbing type of evidence. Most people don't believe they would ever admit committing a crime of which they were innocent, and many are skeptical that anybody else would. And yet it happens-135 times among the exonerations we cover." S. Gross & M. Shaffer, supra, at p. 57.
Dean Emeritus Gerald F. Uelmen, of the Santa Clara Law School, served from 2004 to 2008 "as executive director of the California Commission on the Fair Administration of Justice, created by the California State Legislature to investigate the causes of the conviction of innocent persons and make recommendations to minimize the danger of wrongful conviction. In the final report that [Dean Uelmen] authored, six major causes of wrongful convictions were identified." G. Uelmen, If It Doesn't Fit Lessons From a Life in the Law (2016) pp. 74-76; see also Final Report, supra, at 10-21. False confessions were identified as the second most frequent cause followed by "testimony by jailhouse snitches." G. Uelmen, supra, at 76; see also Final Report, supra, at 45.
In accordance with the policy of protecting the interests of the victims of sexual abuse, the victim or others through whom the victim's identity may be ascertained will not be identified. See General Statutes § 54-86e.
Specifically, I agree with that part of the majority opinion that holds that: "even if the defendant is permitted to raise the corpus delicti rule as part of his sufficiency of the evidence claim, the sufficiency claim fails because substantial evidence, circumstantial or otherwise, was admitted at trial to corroborate both the trustworthiness of his confessions and the fact of A.P.'s death. As a result, because the defendant's confessions may be considered by this court in assessing the sufficiency of the evidence, we apply the traditional standard of review in assessing the evidence and conclude that the evidence was sufficient for the jury to conclude beyond a reasonable doubt that A.P. is dead."
State v. Golding,
Specifically, I disagree with that portion of the majority opinion that holds that "under Connecticut law the corpus delicti rule is an evidentiary rule regarding the admissibility of confessions rather than a substantive rule of criminal law to be applied in reviewing the sufficiency of the state's evidence."
Most of the evidence was hearsay not subject to cross-examination, some was admitted for the truth of it, and one affidavit admitted by stipulation.
If we could posit a case where there were no objections to substantive evidence, and the defendant moved for acquittal on the basis of insufficient evidence of the crime charged,
Jackson v. Virginia,
Our Supreme Court in
Adams
also noted: "The defendant concedes in his brief that he did not preserve the insufficiency of the evidence claim regarding the count of carrying a pistol without a permit at trial by moving for judgment of acquittal on that count. He therefore claims that he is entitled to prevail on this claim under
State v. Evans,
"The United States Supreme Court held in
Jackson v. Virginia,
General Statutes § 53a-54a (a) provides in relevant part, "[a] person is guilty of murder when, with intent to cause the death of another person, he causes the death of such person...."
James Adrian Butler, a former Marine who had known A.P. and her family during the time that they were living in Virginia Beach when A.P. was younger, believed he saw A.P. several years after her disappearance and gave a statement which was admitted by stipulation at trial. Butler's statement read: "Around the first week of May [19]99, I was working in [a] Blockbuster video store, [in] Haygood Road, Virginia Beach, Virginia. I saw [A.P.] checking out a video because I was working behind the counter. She was with a man whom I assumed was her boyfriend because they were hugging. The man was a white male with dark hair and the top of her head came right above his chin level. In my opinion, he was maybe a couple of years older than her. At first she didn't recognize me but I thought it was her.
"I started talking to her and asked if she lived in Virginia Beach when I was there and she said yes. Then she remembered who I was and we talked for a little while. At that time, she said she was going to Tidewater Community College (TCC), Virginia Beach. When they got ready to check out the movie, the guy she was with handed me the card. When I scanned the card, [A.P.'s] name was not on the card but her name came up as an authorized user. After checking out the movie, they left and I haven't seen or heard from her any more.
"I returned from Marine Corps boot camp during the middle of July. I talked with a couple of my friends, who attend TCC, and I was basically getting caught up on what was going on. [A.P.'s] name came up. They were talking about who she was dating and that she was going to school at TCC.
"There are a couple guys who attend TCC that I know of that know [A.P.] They are Abraham Dunning and a guy whom I only know by his last name which is Blasse. To my knowledge, they are both currently enrolled in TCC. Blasse's dad is in the Navy and he is a hard hat diver and he lives with his dad. The last time I heard, his dad was stationed at the Naval Amphibious Station in Norfolk, Virginia.
"I'm fairly certain that [A.P.] is still in Virginia Beach unless she left within the last two months."
During the cross-examination of Martin Graham, a detective with the Department of Public Safety Connecticut State Police, by defense counsel, the following exchange occurred regarding Detective Graham's communication with Butler:
"[Defense Counsel]: You told the Norwich Bulletin in December of 2000 that you had spoken to James Adrian Butler, correct?
"[Detective Graham]: That's correct.
"[Defense Counsel]: And that you found him to be credible, correct?
"[Detective Graham]: Yes.
"[Defense Counsel]: And what you found him to be credible on was his statement that he had seen [A.P.] in Virginia Beach in May of 1999, correct?
"[Detective Graham]: That's correct."
The police witnesses testified that others claimed to have seen A.P., but police investigation could not confirm that A.P. was in fact the person sighted after her disappearance. The jury was free to reject the stipulation testimony along with all of the testimony regarding the alleged sightings of A.P., however, because there was a scintilla of evidence that the murder victim was not in fact dead, this is not the case to disregard what Chief Justice McDonald said in
State v. Hafford,
supra,
"To establish a violation of § 53a-54a, the crime of murder, the state must prove beyond a reasonable doubt that the defendant, with intent to cause the death of another person ... cause[d] the death of such person.... [T]he specific intent to kill is an essential element of the crime of murder. To act intentionally, the defendant must have had the conscious objective to cause the death of the victim." (Citation omitted; internal quotation marks omitted.)
State v. Aviles,
There has been a debate from time to time as to whether inculpatory statements made by a defendant to others should be viewed as admissions or confessions. See 1 Broun, K., McCormick on Evidence (7th Ed. 2013) § 144, pp. 799-800 ("[t]raditional analysis sometimes required inquiry into whether a self-incriminating statement by a defendant was a 'confession'-a statement admitting all facts necessary for a conviction of the crime at issue-or an 'admission'-an acknowledgement of one or more facts tending to prove guilt but not of all the facts necessary to do so''). The defendant never made a written confession to police authorities; he did make admissions to his culpability to persons with whom he was incarcerated.
On direct examination, Paul Killoran, formerly of the Connecticut State Police, testified that "[the defendant] proceeded to tell us that he ... owned a boat out of Point Judith, Rhode Island, and that he was a fisherman...." Former Trooper Killoran also testified that the defendant explained his relationship with Allain by saying that "[the defendant] said that he had known P.J. Allain from the time that P.J. was seven years of age and that in 1995, he had actually hired P.J. to help maintain and repair lobster traps that were on the property."
Zee Ching, unlike other jailhouse informants who were still incarcerated and expecting favors for their testimony, was a particularly reliable witness. Ching, who had been jailed for drunken driving, came forward of his own volition at the urging of his wife after all of his sentence was served, and when he had no probation or parole hanging over him for which he might seek favorable treatment from the prosecution. Ching testified that the defendant admitted to him that he had raped and killed a girl on his boat, and that he had hidden the body in a well before dumping it in the Long Island Sound. Therefore, in my opinion, existence of that circumstantial evidence exists here.
