Lead Opinion
¶ 1 In this special action, the State of Arizona seeks relief from the respondent judge’s orders compelling depositions in the underlying civil forfeiture proceeding by the real parties in interest, defendants in both the forfeiture action and a parallel criminal proceeding, of named victims in the criminal proceeding. At issue is the scope of a victim’s right to refuse a pre-trial deposition under Arizona’s Victims’ Bill of Rights (VBR), article II, § 2.1 of the Arizona Constitution. The question we must answer is whether the VBR guarantees victims the right to refuse such a deposition in a civil proceeding.
¶2 We accept jurisdiction of this special action because A.R.S. § 13-4437(A) and Rule 2(a)(2), Ariz. R.P. Spec. Actions expressly authorize victims to preserve their rights under the VBR by a special action proceeding. In addition, the challenged order is interlocutory in nature, and the state has no equally plain, speedy, or adequate remedy by appeal. See Ariz. R.P. Spec. Actions 1(a). Also relevant to our decision to accept special action jurisdiction is that the issue presented “is one of first impression, involves only questions of law[,] and is of statewide importance to the criminal justice system.” See State v. Warner,
Factual and Procedural Background
¶ 3 In April 2009, the state filed a civil forfeiture action against real parties in interest, John David Franklin, Sr. and John David Franklin, Jr.
¶ 4 In the civil forfeiture ease, the Franklins sought to depose individuals who had been identified as victims in the criminal case. The attorney general’s office, which is prosecuting the civil forfeiture action, sent letters to the victims, informing them that their depositions had been scheduled and advising them the state believed they could refuse to submit to the depositions. The letters asked the victims whether they wanted to assert or waive their right to refuse to be interviewed or deposed before the criminal trial. Two of the victims returned the letters stating they intended to assert their right to refuse an interview, and four verbally informed the attorney general’s office they did not wish to be interviewed.
Discussion
Standing
¶ 5 The Franklins first contend in response to the petition for special action relief that the state lacks standing to bring this special action because no victim specifically requested the state’s representation or filing of this special action, and no victim has refused to be deposed. Rule 2(a)(2), Ariz. R.P. Spec. Actions, allows a prosecutor to institute special action proceedings at the request of a victim to seek relief from an order that violates a victim’s rights. Similarly, Rule 39(c)(2), Ariz. R.Crim. P. states the prosecutor has standing to assert any of the victim’s rights “upon the victim’s request.” The Franklins assert the victims’ responses to the attorney general’s letters are insufficient to constitute a request as the rules require. We disagree.
¶ 6 The victims took the affirmative step of notifying the state they wished to assert their rights to refuse pre-trial depositions and the state has standing to assert those rights on behalf of the victims. See Warner,
Delay
¶ 7 The Franklins next assert the state unduly delayed filing the petition and that this court therefore should decline to accept special action jurisdiction.
The Victims’ Bill of Rights
¶ 8 The rights of crime victims are protected by Arizona’s Constitution. The VBR provides, in relevant part, as follows:
(A) To preserve and protect victims’ rights to justice and due process, a victim of crime has a right:
1. To be treated with fairness, respect, and dignity, and to be free from intimidation, harassment, or abuse, throughout the criminal justice process.
5. To refuse an interview, deposition, or other discovery request by the defendant, the defendant’s attorney, or other person acting on behalf of the defendant.
Ariz. Const, art. II, § 2.1. The portion of the VBR granting victims the right to refuse depositions has been implemented by statute and is complemented by Rule 39(b) Ariz. R.Crim. P.
¶ 9 We review the interpretation of constitutional language de novo. See Massey v. Bayless,
¶ 10 The VBR grants a “victim of crime” the right “[t]o refuse a[ ] ... deposition ... request by the defendant” or a representative of the defendant. Ariz. Const, art. II, § 2.1(A)(5). This plain language limits the scope of a victim’s right only by the identity of the person requesting the interview — the defendant or the defendant’s representative — and the identity of the person to whom the request is directed — a crime victim. It does not limit the proceedings to which the right extends.
¶ 11 The Franklins argue the scope of the VBR does not protect victims from civil depositions because it provides that victims have the right “[t]o be treated with fairness, respect, and dignity, and to be free from intimidation, harassment, or abuse, throughout the criminal justice process.” Ariz. Const, art. II, § 2.1(A)(1). They contend that, although Ariz. Const, art. II, § 2.1(A)(1) and (A)(5) are co-equal parts within the same provision, the former “sets forth the overall mission, purpose, and scope of the [VBR].” We read constitutional provisions as a whole, and give meaningful operation to each part in harmony with the others. Corp. Comm’n v. Pac. Greyhound Lines,
¶ 12 The Franklins also argue that, because the VBR explicitly authorizes the legislature or the people “to extend any of these rights to juvenile proceedings,” but does not contain a similar provision relating to civil proceedings, victim rights are unavailable in civil proceedings. See Ariz. Const, art. II, § 2.1(D). The inclusion of juvenile proceedings in the VBR, however, clarifies that victims of offenses perpetrated by minors who are defendants in quasi-criminal, delinquency proceedings may qualify as “victims” for purposes of the VBR. See A.R.S. § 8-381 (giving victim’s rights when offenses committed by juvenile). In contrast, protecting the right to refuse to be deposed in a parallel civil proceeding merely preserves a right already granted to the victim in a criminal proceeding; it does not expand the class of qualifying victims beyond “person[s] against whom the criminal offense has been committed.” See Ariz. Const, art. II, § 2.1(C). Therefore, the reference to juvenile proceedings in the VBR does not inform resolution of the question before us.
¶ 13 Preserving crime victims’ right to refuse to be deposed in any venue regarding the offense committed against them is necessary to promote the purpose of the VBR. The purpose underlying a victim’s right to refuse a pretrial interview is to protect the victim’s privacy and minimize contact with the defendant prior to trial. State v. Riggs,
¶ 14 For the foregoing reasons, we conclude the respondent judge erred when he denied the state’s request for a protective order. We grant the state’s request for special action relief, vacate the respondent’s order denying the state’s request for a protective order, lift the stay previously ordered by this court, and direct the respondent to enter orders consistent with this decision.
Notes
. During the relevant proceedings, John David Franklin, Jr. also has been referred to as "John Jay Franklin” and “John David 'Jay’ Franklin.”
. The seventh victim did not respond to the letter, but had already been deposed.
. The state’s motion for protective order was denied in the criminal case on March 25, 2010 and in the civil case on May 24, 2010. In the May 24 minute entry, the trial court also stated "no deposition shall occur or be noticed for the future until the Court can address in the context of a Case Management Conference the schedule of disclosure and other discovery devices, including depositions.” The court ordered "that claimants shall have the right to take the noticed depositions” on August 23, 2010. On September 20, 2010 the Franklins filed amended notices of taking the victims’ depositions.
. A.R.S. § 13-4433(A) reads:
the victim shall not be compelled to submit to an interview on any matter, including any charged criminal offense witnessed by the victim and that occurred on the same occasion as the offense against the victim, or filed in the same indictment or information or consolidated for trial, that is conducted by the defendant, the defendant's attorney or an agent of the defendant.
Rule 39(b)(ll), Ariz. R.Crim. P., implemented before the VBR, provides: "These rules shall be construed to preserve and protect a victim’s rights to justice and due process.... [A] victim shall have ... the following rights: ... [t]he right to refuse an interview, deposition, or other discovery request by the defendant [or a representative].”
. Our dissenting colleague bases a contrary view on his premise that the VBR is "ambiguous” in part because of the use of the terms "interviews” and "depositions” in the Arizona rules of civil and criminal procedure. See infra ¶ 17. We question, however, whether ambiguity can be injected so readily into the constitution by reference to extrinsic sources. See Circle K Stores, Inc. v. Apache County,
. In Champlin v. Sargeant, the Arizona Supreme Court observed that nothing in the VBR gives victims "a blanket right to be shielded from all contact with defendants or their attorneys.”
. The state does not propose, and we decline to address, that a victim’s right to refuse to be deposed could extend beyond the conclusion of the criminal trial.
Dissenting Opinion
dissenting.
¶ 15 I respectfully dissent because the constitutional and legislative contexts do not support an interpretation of the Victims’ Bill of Rights (VBR) that extends a victim’s right to refuse an interview and deposition to civil proceedings. This court reviews constitutional issues de novo. State v. Moody,
¶ 16 In interpreting the constitution, our goal is “to effectuate the intent of those who framed the provision and, in the case of an amendment, the intent of the electorate that adopted it.” Jett v. City of Tucson,
¶ 17 Article II, § 2.1(A)(5) of the Arizona Constitution states that victims have the right “[t]o refuse an interview, deposition, or other discovery request by the defendant, the defendant’s attorney, or other person acting on behalf of the defendant.” It does not directly state whether it applies only in criminal proceedings or also in civil proceedings. Ariz. Const, art. II, § 2.1(A)(5). Additionally, interviews and depositions are provided for in the criminal rules, but only depositions are mentioned in the civil rules. See Ariz. R.Crim. P. 15.3(a)(2); Ariz. R. Civ. P. 26(a). Therefore, the constitutional provision is ambiguous with regard to whether it applies in both contexts. Consequently, we must examine the historical context of the provision to determine the electorate’s intent. See Jett,
¶ 18 Arizona voters adopted article II, § 2.1 of the Arizona Constitution through a 1990 initiative measure on the ballot. See Ariz. Const, art. II, § 2.1; see also Arizona Publicity Pamphlet: Propositions to be submitted to the qualified electors of the State of Arizona 33-36 (1990). The legislative council submitted arguments favoring and opposing the proposition for voter consideration in the publicity pamphlet distributed at the time of the election. Arizona Publicity Pamphlet at 34-36. Neither the arguments for nor the arguments against the proposition directly state whether the right to refuse an interview and deposition would apply in criminal and civil proceedings. Arizona Publicity Pamphlet at 34-36. However, none of the arguments advanced by the legislative council refer to civil matters in any way but rather refer only to the criminal setting. Arizona Publicity Pamphlet at 34-36. The rest of the arguments in the pamphlet, submitted by citizens, also refer solely to criminal proceedings. Arizona Publicity Pamphlet at 36-43. All evidence of voter intent points to victims’ rights being intended to apply in criminal proceedings, and no evidence points to any voter intent to apply the rights in civil proceedings.
¶ 19 We further look to the surrounding constitutional provisions to harmonize subsection 5 within that context. See Samaritan Health Sys.,
¶20 Additionally, we look to the legislature’s understanding of subsection 5 of the VBR for additional aid in interpreting the provision. See Jett,
¶ 21 Section 13-4433, AR.S., is a part of the Victims’ Rights Implementation Act. 1991 Ariz. Sess. Laws, ch. 229, §§ 1, 7. That section provides that “[u]nless the victim consents, the victim shall not be compelled to submit to an interview on any matter ... that is conducted by the defendant, the defendant’s attorney or an agent of the defendant.” A.R.S. § 13-4433(A). The Implementation Act does not mention depositions other than to state that they are not included in the definition of “[c]riminal proceeding.” A.R.S. § 13-4401; see also 1991 Ariz. Sess. Laws, ch. 229, § 7. Interviews are provided for in the criminal context, Ariz. R.Crim. P. 15.3(a)(2), but not in the civil context, see Ariz. R. Civ. P. 26(a).
¶ 22 In its statement of intent in enacting the Victims’ Rights Implementation Act, the legislature set forth that it intended to apportion fairly the duties established in article II, § 2.1 of the Arizona Constitution at all stages of the criminal justice process. 1991 Ariz. Sess. Laws, ch. 229, § 2(3). The fact sheet for House Bill 2412 enacting the VBR into law states that “the constitutional amendment g[ave] the Legislature the authority to amend or repeal all rules governing criminal procedure and the admissibility of evidence in all criminal proceedings.” House Fact Sheet, H.B. 2412, 40th Leg., 1st Reg. Sess. (Ariz.1991). This is evidence the legislature believed the VBR granted it authority only over criminal procedure and the admissibility of evidence in criminal proceedings, not over matters of civil procedure. And the legislature does not mention civil proceedings in either the statement of intent or in the fact sheet. 1991 Ariz. Sess. Laws, ch. 229, § 2; House Fact Sheet, H.B. 2412, 40th Leg., 1st Reg. Sess. (Ariz.1991). Had the legislature thought or intended that this one provision granting the right to refuse an interview would apply in the civil context, it would have said so. Thus, the contemporaneous legislative history indicates the legislature defined the VBR as applying to criminal proceedings.
¶23 Furthermore, “we construe statutory provisions in a manner consistent with related provisions.” Home Builders Ass’n of Cent. Ariz. v. City of Mesa,
. We are not dealing here with a defendant who has initiated a civil action for the purpose of evading the victim's rights.
