STATE of Louisiana
v.
Alex LATHERS.
Supreme Court of Louisiana.
William J. Guste, Jr., Atty. Gen., Barbara Rutledge, Asst. Atty. Gen., Ossie Brown, Dist. Atty., Kay Kirkpatrick, Bob Hester, Asst. Dist. Attys., for plaintiff-appellee.
M. Michelle Fournet, Jeff Clames, Asst. Public Defenders, Baton Rouge, for defendant-appellant.
*97 CALOGERO, Justice.
Defendant Alex Lathers was charged by grand jury indictment with the crime of aggravated rape in violation of La.R.S. 14:42. Following trial, the jury returned a verdict of guilty of forcible rape. La.R.S. 14:42.1. Thereafter, the trial judge sentenced defendant to serve the maximum sentence, forty years at hard labor and ordered that it all be served without benefit of parole, probation or suspension of sentence. Defendant appealed, arguing only that his sentence was excessive. Finding that the trial judge had not complied with statutory sentencing guidelines (La.C.Cr.P. art. 894.1), this Court unanimously vacated the sentence and remanded the case to the trial court for resentencing. State v. Lathers,
La.R.S. 14:42.1, under which defendant was convicted, provides:
Forcible rape is a rape committed where the anal or vaginal sexual intercourse is deemed to be without the lawful consent of the victim because the victim is prevented from resisting the act by force or threats of physical violence under circumstances where the victim reasonably believes that such resistance would not prevent the rape.
Whoever commits the crime of forcible rape shall be imprisoned at hard labor for not less than two nor more than forty years. At least two years of the sentence imposed shall be without benefit of probation, parole, or suspension of sentence.
The basic principles of appellate review of sentences under our state constitution are well settled. La.Cоnst. art. 1, § 20 prohibits the imposition by law of excessive punishment. In accordance, therewith, in State v. Sepulvado,
There are several factors which are useful in determining whether the sentence by its excessive severity or length is greatly disproportionate to the underlying offense. Some of these factors are the nature of the offense and the offender (i.e., the harm caused or threatened to the victim as well as the culpability and character of the offender) and the sentences imposed for the commission of the same crime in other jurisdictions. Solem v. Helm, supra; State v. Telsee, supra. Disproportionality analysis is cumulative and focuses on a combination of these factors.
In considering the nature of the offense and the offender, we have held that the statutory grounds for the selection and imposition of a sentence, La.C.Cr.P. art. 894.1, provide helpful criteria. The goal of the legislative scheme embodied in this article is to tailor the individual sentence imposed *98 on the particular defendant to the particular circumstances of that given case. State v. Telsee, supra; State v. Jackson,
In the instant case, the facts adduced at trial revealed the following: On July 10, 1980, at approximately 2:00 a.m., Jane Doe (fictitious name) was driving a pick-up truck through Scotlandville on her way home from Baton Rouge to St. Francisville. She had earlier in the night been visiting with her sister. Ms. Doe testified that while she was stopped at a red light at the intersection of Highway 61 and Louisiana 19, the defendant opened the unlocked passenger door and entered the truck. He pointed an object at her, which she thought to be a gun, and told her to drive on. He led her to a rural road and ordered her to stop. Ms. Doe testified that she jumped out of the truck in an attempt to escape, but the defendant grabbed her and threw her to the ground. In response to her screams, the defendant told her to shut up or he would shoot her. The defendant then had sexual intercourse with the victim. When he got up, Ms. Doe made her escape by jumping up, running to the truck and driving away. As she drove away, she testified that she heard what sounded like a gun shot. Ms. Doe drove back to the motel where her sister was staying in Baton Rouge and reported the incident to the police. She appeared physically unharmed[1] with the exception of a small scratch on her neck. She was examined at that time by a physician, and semen was found in the vaginal area. She gave the police a description of the perpetrator, and the defendant was later arrested and identified by the victim.
Defendant testified at trial and had an entirely different version of the events in question. He stated that he was walking home on the night in question when the victim pulled over in her pick-up truck and offered him a ride home. Defendant got in the truck and she drove on. After a brief period of time, defendant stated that Ms. Doe began asking him questions concerning his interest in white women. He stated that the ride continued to his home where Ms. Doe dropped him off. He denied having sex with the victim, forced or not, and denied ever owning or possessing a gun. Defendant's sister testified that she saw a pick-up truck drop her brother off, although she could not give the color or make.
Although defendant was charged with aggravated rape, the jury returned a verdict of forcible rape.
The presentence investigation report shows that defendant was twenty-one years old at the time of the offense. He was a first offender. He had been arrested as a juvenile for misdemeanor theft and as an adult for simple battery and disturbing the peace. Neither of these arrests led to convictions. Defendant had completed the tenth grade and has been working steadily for the same employer for the past three to four years. He has three children by one woman, with whom he was living, and was contributing to the support of those children.
Added to these considerations of the nature of the offense and the offender, we must also consider the sentences which have been imposed in оther forcible rape cases. In reviewing a very similar case, this Court in State v. Telsee, supra, made the following observations:
Generally, a survey of sentences for forcible rape which have been reviewed or noted by this court reflect a range of sentences from ten years at hard labor to twenty-five years at hard labor, with parole excluded for periods of two to eight years. In two cases in which the sentence exceeded this range, a sentence of *99 forty years at hard labor was imposed. In one of these, the sentence was vacated and the case remanded for resentencing because the record did not reflect that the defendant used a weapon as the trial judge assumed and because the judge had failed to consider mitigating circumstances. In most of the cases considered, including those involving sentences in the ten to twenty-five range, the circumstances of the crime were more aggravated than Telsee's offense.
The Court went on to discuss some of the more pertinent cases in which a sentence for forcible rape was reviewed. The Court in Telsee noted the following cases:[2]
(1) State v. Bagley,
(2) State v. Roussel,
(3) State v. Decuir,
(4) State v. Reed,
(5) State v. Dawson,
(6) State v. McDaniel,
(7) State v. Lewis,
(8) State v. Austin,
(9) State v. Acliese,
(10) State v. Drayden,
(11) State v. Lewis,
We must add to this list the Telsee case itself as well as cases decided thereafter. Telsee was charged with aggravated rape. He pled guilty in the First Judicial District Court in Caddo Parish, to the lesser offense of forcible rape and was sentenced to forty years at hard labor, at least half of which was to be without benefit of parole, probation or suspension of sentence. This sentence was vacated and the case was remanded to the trial court for resentencing. State v. Telsee,
In State v. Graffagnino,
Also relevant here is the case of State v. Everett,
In comparing the instant case with the other cases discussed above, we find that it most closely compares with Telsee. The two cases are almost indistinguishable. Like Telsee, defendant here is a first offender. The victim testified that defendant threatened to shoot her, but there was no other evidence of a gun, just as was the *101 case in Telsee. Defendant's victim was relatively unharmed. In fact, she was not as physically mistreated as was the victim in Telsee. Defendant herein is three years older than Telsee was at the time he committed his offense, but he has a work history showing steady and continuous employment with the same employer for over three years and has a family which he supported, neither of which were mitigаting factors in Telsee's case.
As we observed in Telsee, generally the sentences for forcible rape which have been reviewed by this Court reflect a range of sentences from ten to twenty-five years at hard labor, with parole excluded for periods of two to eight years. Sentences must be imposed to correlate with the nature of the offense and the offender and should be imposed with consideration of the sentences imposed for similar crimes by other courts. Such considerations insure proportionality such that the most severe sentences are imposed for the most egregious crimes or criminals.
The United States Supreme Court, in Solem v. Helm, supra, recently adopted a similar method of reviewing sentences, undеr the Eighth Amendment of the United States Constitution, to that utilized by this Court in Telsee. In answering affirmatively the question of "whether the Eighth Amendment proscribes a life sentence without possibility of parole for a seventh nonviolent felony," the Court held "that a criminal sentence must be proportionate to the crime for which the defendant was convicted." The Court went on to explain that "a court's proportionality analysis under the Eighth Amendment should be guided by objective criteria, including (i) the gravity of the offense and the harshness of the penalty; (ii) the sentences imposed on other criminals in the same jurisdiction; and (iii) the sentences imposed for commission of the same crime in othеr jurisdictions."
In applying the above analysis to the facts before it, the Court determined that Helm's life sentence, without the possibility of parole, was unconstitutional under the Eighth Amendment of the United States Constitution because it was "significantly disproportionate to his crime." In so holding, the Court distinguished Helm's case from the apparently similar case of Rummel v. Estelle,
Rummel was convicted of his third nonviolent felony and sentenced to life imprisonment. However, Rummel was not denied parole eligibility. The Court noted that Rummel would be eligible for parole in a minimum of 10 years, under Texas law, and a maximum of 12 years. The Court ruled in Rummel, that his sentence did not violate the Constitution.
The Court in Solem and Helm noted, in contrast, that Helm would have to "spend the rest of his life in the state penitentiary." The Court found that the denial to Helm of parole eligibility created a significant difference between the Rummel life sentence and the Helm life sentence, stating that the latter was "far more severe than the life sentence we considered in Rummel v. Estelle." In fact, the Court found this feature of Helm's sentence so seriously different from that imposed in Rummel that it warranted a contrary result in Helm's case. Accordingly, the Court held unconstitutional the life sentence therein imposed without parole eligibility for one convicted of his seventh nonviolent felony, notwithstanding that they had affirmed Rummel's life sentence imposed for his third conviction for a nonviolent felony. Thus, it is clear that a sentence imposed without parole eligibility is considered a much more severe sentence than one imposed with parole eligibility.
After reviewing defendant's sentence in light of these principles of appellate review of sentences, we conclude that the imposition of the maximum sentence of forty years imprisonment at hard labor, all to be served without benefit of parole, probation or suspension of sentence, is grossly disproportionate to similar cases and, like Telsee, constitutes excessive punishment prohibited by La.Const. art. 1, § 20.
*102 The crime for which defendant has been convicted, fоrcible rape, constitutes a violent and despicable act for which he deserves to be seriously punished. However, the maximum sentence is disproportionately severe in view of the circumstances of this case and the sentences imposed in other comparable and more severe cases. Defendant's crime was not nearly the worst forcible rape which has been perpetrated, nor anywhere like the worst ones perpetrated. Defendant did not physically and brutally abuse the victim as is sometimes the case. She was, fortunately, released relatively unharmed and there is no evidence in the record of her suffering psychological difficulties. Nor is defendant among the worst individuals who have been convicted of this offense. Although he does deserve to be seriously punished for what he did, he compares favorably to others convicted of the same crime (like habitual sex offenders) who received less severe sentences. Lathers is relatively young, twenty-one years old at the time of the offense. He had no prior convictions or juvenile adjudications. He completed the tenth grade, had a steady work history for the past three to four years and was helping to support his three children. There is no evidence in this record to indicate that Lathers is hopelessly incorrigible. And yet, in comparison with the sentences that other offenders have received for the same offense, Lathers' is the most severe.
One of the goals of imprisonment is rehabilitation of the offender. That purpose is promoted by the Department of Corrections' ability to offer a prisoner parole eligibility in exchange for his good behavior. It encourages good behavior and furthers the rehabilitative process. However, in this case, the Department of Corrections has been denied the ability to encourage Lathers' rehabilitation by offering him parole eligibility for improved behavior. Rather, the effect is a dеbilitating one. Defendant has no reason for improvement because parole eligibility is denied him. Defendant must serve every day of his forty year sentence.[3] That is a very different sentence from and much more severe than one for forty years imprisonment with parole eligibility, which gives a first offender the opportunity for release after thirteen years and four months. Solem v. Helm, supra. And it is far too severe for this defendant who is twenty-one years old and a first offender, especially considering that it is the most severe sentence imposed of all those reviewed and yet it is not nearly the worst crime.
Yet, we are well aware of the seriousness of the accused's act. He committed an act of violence on another human being. And he did so, as the victim testified, with the threat of killing her. Thus, imposition of a sentence in the upper range of those customarily imposed is justifiable. However, under no circumstances should this defendant be denied parole eligibility for more than the maximum period imposed on any other of these defendants, eight years. A sentence, much in excess of that imposed on any other more serious offender, would be constitutionally excessive punishment under La. Const. art. I, § 20 and U.S. Const. amend. VIII.
Decree
For the foregoing reasons, the sentence imposed by the trial court is vacated and the case is remanded to the trial court for resentencing in accordance with the views expressed herein.
SENTENCE VACATED; CASE REMANDED TO DISTRICT COURT FOR RESENTENCING.
MARCUS, J., dissents and assigns reasons.
LEMMON, J., dissents and will assign reasons.
*103 APPENDIX
The Court in Telsee discussed pertinent rape cases that have been reviewed by this Court as follows:
In State v. Bagley,
In State v. Roussel,
In State v. Decuir,
In State v. Reed,
In State v. Dawson,
In State v. McDaniel,
*104 In State v. Lewis,
In State v. Austin,
In State v. Acliese,
In State v. Drayden,
In State v. Lewis,
MARCUS, Justice (dissenting).
I am unable to say that the trial judge abused his discretion in imposing the sentence that he did in this case. Hence, I do not find defendant's sentence excessive. Accordingly, I respectfully dissent.
NOTES
Notes
[1] This phrase is used throughout the opinion to refer to physical injury by being beaten, etc. by the attacker. We are well aware that any woman who is raped has suffered "physical harm." Thus we do not mean to imply that one can be raped and suffer no physical harm, but rather, we are only focusing on the degree of physical brutality over and above the rape.
[2] The cases, as more fully described in Telsee, are included in an appendix to this opinion.
[3] Under R.S. 15:571.3(C)(1)(f) defendant is not entitled to "good time" credits. And with parole eligibility denied defendant for the full term of his sentence, the result is that he must serve the entire forty years in prison.
