43 Conn. App. 619 | Conn. App. Ct. | 1996
The defendant appeals from the judgment of conviction, rendered after a jury trial, of two counts of risk of injury to a child in violation of General Statutes § 53-21.
The jury could reasonably have found the following facts. J was born on May 5, 1980, and his younger brother, E, was bom on January 13, 1983. During the year 1990, the brothers resided in the Stowe Village housing project with their mother, Madeline, and other members of their family.
The defendant worked as a terminal manager for Van Com, Inc., a school bus company. During May or June of 1990, the defendant worked at the Hartford terminal, located at 2909 Main Street, adjacent to the Stowe Village housing project.
The defendant was a coowner of a Delorean sports car, and one day in May or June, 1990, he brought the car to the terminal to wash. While he was drying the vehicle, J and three other boys began to question the defendant about the car. At their request, the defendant took the boys for a short ride.
The next day, J returned to the terminal alone and located the defendant. He told the defendant that he lived in the Stowe Village housing project with his family. J began stopping by the temiinal several times a week and occasionally brought his seven year old
Between May and November, 1990, the defendant developed a relationship with the boys’ family. He took the whole family out to dinner on occasion. Madeline occasionally stopped at the terminal to talk with the defendant.
In November, 1990, Madeline, her boyfriend Norberto, J, E and two of the boys’ sisters, moved from Hartford to Puerto Rico. While there, Madeline spoke with the defendant on the telephone about once a week.
Sometime in January, 1991, Madeline called the defendant and asked if he would be willing to have J live with him temporarily. The defendant, who at that time was living with his mother in East Hartford, agreed to have J come to Connecticut and live with him and his mother. The defendant purchased an airline ticket for J, and J flew from Puerto Rico to Hartford.
The defendant was unable to enroll J in school because he lacked documentation establishing that he was J’s legal guardian. The defendant and J flew to Puerto Rico where legal documents were prepared vesting custody of J in the defendant. On their return from Puerto Rico, J was enrolled in the East Hartford school system and lived with the defendant and his mother until June, 1991, when, after school ended, J returned to his family in Puerto Rico.
In September, 1991, the defendant moved into a house in Tolland, Massachusetts, and was joined by J, Madeline, Norberto, E and two of his sisters, all of whom had returned from Puerto Rico. After a short period of time, Madeline and her two daughters moved to Hartford. Madeline asked the defendant if he and Norberto would continue to care for the two boys, and the defendant agreed. Around Christmas, 1991, Norberto moved, leaving the defendant alone with the two boys.
During the winter of 1993-1994, J was thirteen years old and in the seventh grade. During this period, the defendant would enter J’s bedroom and fondle his penis. J would awaken from the actions of the defendant and tell him to stop. The defendant would stop, but would return on other nights and repeat the conduct. On one occasion the defendant attempted to insert his finger into J’s rectum. J punched the defendant in the face, blackening his eye. J was too embarrassed to tell anyone what had occurred.
During the same time period, the defendant would enter E’s bedroom before E fell asleep and would place his hand under E’s clothing and fondle his penis. On one occasion the defendant placed E’s penis in his mouth. E pushed the defendant away. The defendant told E not to tell anyone what had occurred. E did not tell anyone about what the defendant had done to him until May, 1994, when he moved in with his grandmother at Charter Oak Terrace in Hartford.
On May 18 and 19, 1994, J stayed overnight at a friend’s house without telling anyone where he was. In the afternoon of May 19, the defendant located J and immediately transported him to his grandmother’s apartment and left him with her. E remained with the defendant.
J told his grandmother that he would not go back to live with the defendant. He also told his grandmother about the sexual acts performed on him by the defendant.
Madeline was confined to prison from March to May, 1994. J and E were in contact with her by telephone. On Monday, May 23, 1994, the defendant went to New-town to pick up Madeline upon her release. He then took her to her mother’s apartment in Hartford where the two boys were staying. The defendant dropped Madeline off and then went to work. When the defendant returned to Madeline’s mother’s apartment, Madeline confronted him with the accusations that the boys had made concerning acts of sexual impropriety committed upon them by the defendant. Both boys repeated the claims in the defendant’s presence. The defendant denied that he committed any of these acts and called the boys liars. When Madeline’s brother arrived and confronted the defendant, the defendant left the premises.
The defendant went to his home, packed some clothes and left. He spent the night in his truck. The next day he visited several banks, withdrew money from his account, took cash advances against his credit cards and flew to Mexico City. A warrant was issued for his arrest on June 16, 1994. The defendant returned to Connecticut on July 7,1994, and was arrested pursuant to the warrant.
At trial, the defendant testified in his own defense. He asserted that J was a troubled youth who was continuously in difficulty at home and at school. His difficulties at school resulted in his being suspended. The defendant further testified that J had been involved with the police and that he was a liar and a thief who controlled and abused his brother, E. The defendant also claimed that the black eye incident resulted from
The defendant also asserted that about one month before the boys made their accusations against him, they had been discussing the Michael Jackson sexual abuse case. He claimed that J thought it was “a pretty neat thing” that this boy near his own age received $20 millón on a sexual abuse claim.
The defendant claimed that Madeline had attempted to extort $10,000 from him. He further testified that things said by Madeline and her brother put him in fear of his personal safety. He felt that he might be unsafe in his own home, thus he spent the night in his truck and the left the next day for Mexico. He claimed to have made contact with legal counsel because he believed he needed counsel as a result of the extortion attempt and the threats on his life. He also testified that as soon as he was made aware of the issuance of the arrest war - rants, he returned to Connecticut and surrendered.
I
The defendant first asserts that the trial court improperly denied his motion for a new trial, which he based on his claim of prosecutorial misconduct during the course of the state’s rebuttal argument. The defendant posits that even though the trial court gave a curative instruction at the very outset of its instructions to the juiy, the defendant was nonetheless irreparably prejudiced by the egregious nature of the state’s argument. We are not persuaded.
We first note that the defendant’s claim with respect to the rebuttal argument by the state must be divided into two parts, one raising an issue properly preserved, and a second, on which he seeks review under the
A
We first address the preserved claim. Certain additional facts are necessary to a resolution of this claim. In the course of the rebuttal argument, the prosecutor stated: “You never, you never know who you are going to get involved with. When you turn over a rock, you don’t know what’s going to come out. You have cases of clergy, priests that take these actions—archbishop, I believe was in the papers of late, but as bad as that is, it is worse to keep it a secret, but you never know. You get somebody like a defendant who is this defendant, who has a good job, and appears on the surface to take care of the boys. When you look at him, keep in your minds the same thing that would be found in some of the priests. They are the same veracity you believe is true. It is not so surprising that a person who has good character . . . does that. You see it every day.” The defendant did not interrupt the argument to interpose an objection to the prosecutor’s statement.
At the completion of the rebuttal argument and before the jury instructions were given, the court recessed. Before the jury was returned to the courtroom, the defendant began to interpose an objection to the quoted portion of the state’s rebuttal. The trial court responded by telling counsel that it intended to instruct the jurors in its charge that they should consciously disregard the state’s argument concerning the priests and archbishop.
We first note that our review of the trial court’s instruction to the jury regarding the impropriety of the state’s argument and the jury’s duty to disregard that
The defendant bears the burden of establishing that the prosecutor’s statement was prejudicial in light of the entire proceeding. State v. Carter, supra, 34 Conn. App. 86-87. “[T]he touchstone of due process analysis in cases of alleged prosecutorial misconduct is the fairness of the trial, not the culpability of the prosecutor. ...” (Citations omitted; internal quotation marks omitted.) Id., 87.
The remark of the prosecutor concerning sexual abuses committed by members of the clergy constituted a brief and isolated incident in the course of a rebuttal summation. Our review of the entire transcript, including the arguments of both counsel, and a review of the trial court’s extensive instruction to the jury to disregard the improper argument do not reveal a pattern of misconduct repeated throughout the course of the trial, or one that was blatantly egregious. Moreover, “[a] prompt cautionary instruction to the jury regarding improper prosecutorial remarks obviates any possible harm to the defendant. ...” (Citations omitted; internal quotation marks omitted.) Id., 87. Thus, we conclude that the isolated remark did not impact negatively on the fairness of the trial.
The defendant’s reliance on State v. Couture, 194 Conn. 530, 482 A.2d 300 (1984), cert. denied, 469 U.S.
In Couture, the remarks were pervasive and the trial court’s belated instruction at the end of the entire charge did little to lessen the personal attack on the character of the defendants. Moreover, the remarks constituted a statement by the state’s attorney concerning his personal belief in the guilt of the accused, an action that is precluded. Id., 562.
We conclude that, here, the improper remark was isolated, and any potential prejudice to the defendant was obviated by the prompt and proper curative instructions by the trial court. The trial court did not abuse its discretion and acted properly in denying the defendant’s motion for a new trial.
The defendant raises for the first time on appeal a claim that another portion of the prosecutor’s rebuttal argument constituted prosecutorial misconduct. In the course of the rebuttal, the prosecutor argued that while some people believe that the large number of child sexual abuse cases recently coming to the fore signifies that the system is failing, he believes that it merely symbolizes a healthy societal closet cleaning.
We conclude that, under the circumstances of this case, the prosecutor’s remarks did not rise to the level of egregious misconduct that would implicate the defendant’s constitutional right to due process.
II
Finally, the defendant asserts that the trial court acted improperly when it denied the defendant’s motion
Certain additional facts are necessary for an understanding of the defendant’s claim and our resolution of it. During the state’s cross-examination of the defendant, the prosecutor asked the defendant whether there had been any prior child sexual assault complaints made against him. The defendant objected to the question and the trial court sustained the objection. Immediately thereafter, the prosecutor asked if the defendant knew a certain individual, R. The defendant objected to this question. Out of the presence of the jury, the defendant moved for a mistrial on the basis of the prosecutor’s question, claiming that the prosecutor had attempted blatantly improper impeachment of the defendant in the presence of the jury. The trial court sustained the objection and the prosecutor withdrew the question.
We note at the outset that the defendant objected to the state’s questions regarding the existence of any prior complaints and the objection was sustained by the trial court. Second, the question relating to the defendant’s knowing a particular individual was objected to, and, after argument held at the defendant’s request in the absence of the jury, the question was withdrawn and was not repeated in the jury’s presence. Moreover, the defendant did not request that the trial court give any form of limiting instruction concerning these unanswered questions.
“The decision as to whether to grant a motion for a mistrial ... is one that requires the trial court to exercise its judicial discretion. . . . Our review of the trial court’s exercise of its discretion is limited to questions of whether the court correctly applied the law and could reasonably have concluded as it did. . . . Every reasonable presumption will be given in favor of the trial court’s ruling. . . . It is only when an abuse of discretion is manifest or where an injustice appears to have been done that a reversal will result from the trial court’s exercise of discretion.” (Citations omitted; internal quotation marks omitted.) State v. Lucci, 25 Conn. App. 334, 341-42, 595 A.2d 361, cert. denied, 220 Conn. 913, 597 A.2d 336 (1991).
Applying this standard of review to the defendant’s claim, we conclude that the trial court did not abuse its discretion in denying the defendant’s motion for mistrial. We note that the trial court sustained the objection to the one question to which objection was made and the second question objected to was withdrawn by the prosecutor and was not repeated. We also note that no request was made by the defendant at the time of the occurrence for any form of curative instruction from the trial court. Moreover, the trial court in the course of its charge to the jury, properly instructed the jurors
“[T]he burden is on the defendant to establish that, in the context of the proceedings as a whole, the question was so prejudicial that it deprived him of a fair trial.” (Internal quotation marks omitted.) State v. Cruz, 212 Conn. 351, 365, 562 A.2d 1071 (1989). “Even if the questions were improper, as the trial court apparently decided they were, the fact that the questions were asked is not enough to deprive the defendant of a fair trial, particularly where the court gave an appropriate cautionaiy instruction to the jury.” State v. Person, 20 Conn. App. 115, 132, 564 A.2d 626 (1989), aff'd, 215 Conn. 653, 577 A.2d 1036 (1990), cert. denied, 498 U.S. 1048, 111 S. Ct. 756, 112 L. Ed. 2d 776 (1991).
We conclude that the defendant has failed to establish that he was prejudiced by the unanswered questions and also failed to establish that the trial court abused its discretion in denying his motion for a mistrial.
The judgment is affirmed.
In this opinion the other judges concurred.
General Statutes § 53-21 provides: “Anyperson who wilfully orunlawfully causes or permits any child under the age of sixteen years to be placed in such a situation that its life or limb is endangered, or its health is likely to be injured, or its morals likely to be impaired, or does any act likely to
The colloquy among counsel and the court was in pertinent part as follows:
“Mr. Norris [Defense Counsel]: Thank you very much, Your Honor. I did not object during Mr. Malone’s—
“The Court: I intend to address those issues with respect to my charge.
“Mr. Norris: Your Honor’s reading my mind. Your Honor, I felt that I didn’t want to object, but the rule is absolutely clear that you cannot speak to
“The Court: Okay. Did you want to be heard on this, Mr. Malone?
“Mr. Malone [Assistant State’s Attorney]: I think it came in the middle of a conversation, Your Honor.
“The Court: The objection that’s being raised is that it was improper for you really—in any ways to link or suggest any linkage of this case to the c:ase involving priests or anybody else, that’s really totally improper argument. It is not something that the jury should consider. It is no—this case—the societal values of this case are of no importance or concern to them. They are finders of fact only, and to link this or suggest that there is some linkage between this case because of [Hie defendant’s] demeanor, his employment, his education, to priests or archbishops I consider to be improper, and Mr. Norris raised the issue and I think he’s correct, you should not be arguing that to the jury.
“Mr. Malone: The import of my arguments was that it should be dealt with openly and honestly, and if I—I was not intending to—I can see where I don't think your view is unreasonable, but I am saying what I said, Mr. Norris, is what I intended and to the extent that my unintended comments have left Mr. Norris, the defendant, or the court with the wrong impression, I apologize to all and would like to restate what I am intending to do.
“The Court: I understand that, it is not nothing with the impression that’s left on Mr. Norris, but it is the impression that’s left on the jurors.
“Mr. Malone: It is more to it than that case, I didn’t do it to take cheap shots, and it was intended—and I want to make it clear that it is not, it is not the way that I am treated by the court. It is not the way Mr. Norris treated me during this trial, which I think was on the highest level, and to that extent, and it was, please believe me it was unintended, and it’s like Mr. Appleton, do you remember the—what’s that—if I could just—if you just give me a minute, it is the case with the doctor in West Hartford, who killed his wife, and he gets up there and says that the doctor should be held to a higher standard than other people, and that’s—and if the court would permit me, as Judge Corrigan permitted Mr. Appleton, if I could apologize to the jury, I would like to do it personally because I really feel that this is not what I do, and it was not intended, and if the court would permit me, I would ask to do it. If I couldn’t, I understand.
“The Court: What I am going to do is I am going to tell 1 he jury that during the course of any final arguments that you made reference to other cases of other types of sexual assaults or sexual abuse cases that gained a lot of
“Mr. Malone: Would Your Honor indicate in the future that that’s not what I intended, to the extent that it does apologize?
“The Court: I will. Is that okay with you, Mr. Norris?
“Mr. Norris: It is, Your Honor, thank you.”
Upon the return of the jury to the courtroom, the trial court stated: “Ladies and gentlemen, before I begin to give you my charge on the law in this case, I want to bring something to your attention. During his closing arguments, Mr. Malone made reference to other cases of sexual abuse that have gained considerable notoriety over the past years in terms of members of clergy. He also made reference to certain theories, this he said concerning sexual abuse, and the types of sexual abuse and the mental state of the children and so forth, specifically with respect to any other case or cases involving allegations of sexual abuse. That argument was not proper. That is not something that should be considered by you, should not have been something raised by him, and in his defense, I am sure, he didn’t mean to imply that because these other events took place that this also took place. I think he was trying to perhaps indicate that these are matters that seem to be coming to the [fore] in recent years, but it was not proper for him to draw your attention and I am going to instruct you to consciously disregard that. You must not link this case with any case that has ever taken place in the past. You must not link it with anything that may happen in the future. Your job is the trier of fact. You are limited to determining the facts in this case only. It has nothing to do with any other case or any other circumstances or any other people. Only [the defendant] is involved in this case and for you to in any way link this case with other cases or cases which have been given publicity would be wrong. It would be unfair to [the defendant]. It would be unfair to yourselves and the system, so I will instruct you not to do that and to attempt to disregard those remarks which were made during the course of his argument as it relates to any other case.”
The prosecutor’s remarks were: “You know, it’s said that the true measure of any civilization is how well they treat their old people and how they treat their young people. That is when we know that civilization has progressed. They treat their old people with dignity—with dignity, and their young people with dignity. Now, over the years we have had in this society a lot of instances of sexual assault come into play. There are some that think our system is failing. I am not one of those. I am very optimistic, and the reason I am optimistic is this, is that we have always had this in the closet and secrets in civilization and thought everything was going well. Now at last we are bringing these things out in the open, and talking about them, and dealing with them honestly and openly, and yet finally if the allegations are true, they should be dealt with and if not true, they should be summarily dismissed. No question about it, but I think the fact that we have, the fact that we have all of these disclosures, once you sort them out and look at them, in fact that we have cases like this is a healthy measure of our civilization that we are dealing with the problem openly and firmly; so I am notone of those who say that it is abreakdown, and I am not so pessimistic.”
Under Golding, “a defendant can prevail on a claim of constitutional error not preserved at trial only if all of the following conditions are met: (1) the record is adequate to review the alleged claim of error; (2) the claim is of constitutional magnitude alleging the violation of a fundamental right; (3) the alleged constitutional violation clearly exists and clearly deprived the defendant of a fair trial; and (4) if subject to harmless error analysis, the s1 ate has failed to demonstrate harmlessness of the alleged constitutional violation beyond a reasonable doubt. In the absence of any one of these conditions, the defendant’s claim will fail. The appellate tribunal is free, therefore, to respond to the defendant’s claim by focusing on whichever condition is most relevant to the particular circumstances.” State v. Golding, supra, 213 Conn. 239-40.
We note these additional factors: “[I]n addressing the jury [cjounsel must be allowed a generous latitude in argument, as the limits of legitimate argument and fair comment cannot be determined precisely by rule and line, and something must be allowed for the zeal of counsel in the heat of argument. . . .’’(Citations omitted; internal quotation marks omitted.) State v. Richardson, 214 Conn. 752, 760, 574 A.2d 182 (1990). Moreover, in this case, trial counsel for the defendant, “who had been assiduous in his protection of the rights of the defendant throughout the trial, was so unimpressed by the alleged prosecutorial misconduct that he neither objected to the remarks nor asked for a curative instruction [nor did he seek a new trial on the basis of this remark].” State v. Lucci, 25 Conn. App. 334, 348, 595 A.2d 361, cert. denied, 220 Conn. 913, 597 A.2d 336 (1991).
“[Assistant State’s Attorney]: Was that your testimony, sir—
“[The Defendant,]: I’m sorry.
“Q. —that you wouldn’t do anything like that, its not—you wouldn’t do anything like that to [J] or [E]?
“A. I did not do what was alleged, sir.
“Q. You don’t remember saying you wouldn’t do anything like that to them?
“A. I would have to hear the testimony, sir.
“Q. All right. Now you testified that you remember [J] saying something about that Michael Jackson situation. Do you recall that,, sir?
“A. Yes, sir, I do.
“Q. And did you have any concerns after he said that, that there may be complaints against you?
“A. No, I didn’t at the time, no.
“Q. And you never had any complaints like that against you before?
“[Defense Counsel]: Your Honor, I object, this whole question—
“The Court: The objection to that question is sustained.
“[Assistant State’s Attorney]: Do you know an individual by the name of [R], sir?
“[Defense Counsel]: Your Honor, I object for relevance and ask the jury
to be excused, and I wish to address the court out of the hearing—
“The Court: All right, we will excuse the jury for a minute. You can stretch your legs.
[Jurors excused from the courtroom.]
“The Court: I have no idea what he is going into at this point. Your motion for mistrial is denied as to the—I don’t know who this person is that he mentioned. I don’t know where that came from, so I am not in a position to be able to make any kind of ruling. What is that all about, [assistant state’s attorney]?
“ [Assistant State’s Attorney]: Your Honor, it has to do with his—two parts of his testimony, one, that he would never do anything like this to [J] and my recollection is that’s what he said, and he was—that [J] had made some kind of statements about Michael Jackson, making complaints and getting some money from him, and my question to him was whether it caused any concern that that might happen to him, and the follow-up is that whether he had ever had complaints—
“The Court: I sustained the objection to it, so that’s out, so what’s Mr. R—I don’t know what that is. Who is Mr. R? I don’t know where you came, I think that’s where the next objection is coming from. I have no idea.
“[Assistant State’s Attorney]: I will withdraw the question, Your Honor.
“The Court: Okay, but are we going to get back into that again?
“[Assistant State’s Attorney]: No, I won’t go any further.”
The jury returned to the courtroom.