State v. LangeState v. Lange
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- Nettesheim
¶ 1. Richard A. Lange appeals from a postconviction order denying his motion to
¶ 2. We conclude that Lange has made a prima facie showing that the plea colloquy was inadequate because the trial court failed to ascertain that he understood the elements of the charged offense at the time of the plea hearing. We therefore reverse the judgment and order and remand for further proceedings to determine if the State can demonstrate by clear and convincing evidence that Lange‘s plea was nevertheless knowingly and voluntarily entered. In the event the State meets its burden at the remand proceedings, the trial court shall reinstate the judgment of conviction.
¶ 3. Lange‘s contention that he was denied the assistance of counsel at the plea hearing is rendered moot not only by our determination that the plea colloquy failed to comport with the requirements of
BACKGROUND
¶ 5. On November 18, 1998, the State charged Lange with two counts of party to the crime of delivering cocaine base as a repeat offender and one count of party to the crime of delivery of hydrocodone as a repeat offender. The case was assigned to Fond du Lac County Circuit Judge Henry B. Buslee. The following day, the state public defender‘s office appointed counsel for Lange pursuant to Wis. Stat. ch. 977.
¶ 6. On April 13, 1999, three months prior to the scheduled jury trial, Lange‘s counsel moved to withdraw due to a breakdown in communication. Judge Buslee granted the motion, and the state public defender appointed successor counsel for Lange on April 27, 1999. On July 20, 1999, successor counsel also moved to withdraw, again due to a breakdown in communication. Judge Buslee granted this motion on July 21, 1999.
¶ 7. The state public defender declined to appoint further counsel for Lange. Therefore, on October 22, 1999, Lange filed a motion asking Judge Buslee to appoint counsel. Judge Buslee denied this request and Lange proceeded pro se.
¶ .8. At the time this case was pending before Judge Buslee, Lange had other charges pending against
¶ 9. Pursuant to the plea agreement, Lange would enter a plea of no contest to one count of delivery of a controlled substance (cocaine base), party to a crime, in the case before Judge Buslee in exchange for a dismissal of the repeater allegation and the other two counts. The dismissed counts, however, would be read in for sentencing purposes. With respect to the case assigned to Judge English, Lange would enter a plea of no contest to disorderly conduct and the State would request that the remaining charges be dismissed. Finally, the parties agreed “[t]he sentencing [in the case before Judge English] would be done in front of Judge Buslee, with the consent of Judge English.”
¶ 10. Consistent with the plea agreement, Lange appeared pro se
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in the instant case on May 12, 2000, and entered a plea of no contest to the crime of delivery of a controlled substance, party to a crime, contrary to
¶ 11. On October 12, 2000, Lange appeared for sentencing in both cases before Judge Buslee.
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Attorney Mayer represented Lange at this proceeding. Judge Buslee sentenced Lange to ninety days’ time served for
¶ 12. Following sentencing, Lange obtained appointed counsel for purposes of postconviction proceedings before Judge Buslee. On April 20, 2001, Lange‘s counsel filed motions for postconviction relief, but only in the instant case. Lange argued that his plea was not voluntarily and knowingly made and that he was deprived of the assistance of counsel at his plea hearing. Lange additionally argued that Judge Buslee had failed to correctly compute his sentence credit. Following a motion hearing on September 5, 2001, Judge Buslee denied Lange‘s request for postconviction relief in a written order dated September 10, 2001.
¶ 13. Lange appeals. We will recite additional facts as we address each appellate issue.
DISCUSSION
Plea Withdrawal
¶ 14. Lange first contends that the trial court erred in denying his motion for plea withdrawal because the plea colloquy failed to establish that he understood the elements of the offense to which he was pleading and the nature of the constitutional rights he
Standard of Review
¶ 15. Whether to permit a defendant to withdraw a no contest plea lies within the sound discretion of the trial court. State v. Giebel, 198 Wis. 2d 207, 212, 541 N.W.2d 815 (Ct. App. 1995). Postconviction plea withdrawal is permitted only to correct a manifest injustice. Id. A plea which is not knowingly, voluntarily and intelligently entered is a manifest injustice. Id. The defendant bears the burden of showing the necessity for plea withdrawal by clear and convincing evidence. See id.
¶ 16. When a defendant moves to withdraw his or her plea based on the trial court‘s failure to comply with
Elements of the Offense
¶ 17. Due process requires that a plea be knowing, voluntary and intelligent. State v. Bollig, 2000 WI 6, ¶ 47, 232 Wis. 2d 561, 605 N.W.2d 199. A plea violates due process unless the defendant has a full understanding of the nature of the charges. Id. “A defendant‘s understanding of the nature of the charge must ‘include an awareness of the essential elements of the crime.‘” State v. Brandt, 226 Wis. 2d 610, 619, 594 N.W.2d 759 (1999) (citation omitted).
¶ 18. Wisconsin Stat.
First, the trial court may summarize the elements of the crime charged by reading from the appropriate jury instructions, or from the applicable statute. Second, the trial judge may ask defendant‘s counselwhether he explained the nature of the charge to the defendant and request him to summarize the extent of the explanation, including a reiteration of the elements, at the plea hearing. Third, the trial judge may expressly refer to the record or other evidence of defendant‘s knowledge of the nature of the charge established prior to the plea hearing.
Bangert,
131 Wis. 2d at 268 (citations omitted). Here, it is undisputed that the trial court did not employ the first or second methods. However, the parties disagree as to whether the trial court‘s reference to the Plea Questionnaire/Waiver of Rights Form completed by . Lange is sufficient to satisfy the requirements of
¶ 19. At the plea hearing, the prosecutor represented that he would be submitting to the court the SM-32 5 or the Waiver of Rights Form which had an attachment outlining the State‘s plea agreement and the jury instructions which included a listing of the three elements of delivering a controlled substance. 6 The trial court specifically confirmed with the prosecutor that the attachments to the Waiver of Rights Form listed “the three elements.” There was no further discussion with the prosecutor or Lange regarding the elements of the offense charged.
¶ 21. Further, while the trial court referenced the Waiver of Rights Form, the court never inquired of Lange whether he had read the form and understood the elements of the charged offense. Such a personal inquiry is required under
Bangert
and
¶ 22. Based on the absence of any attachments to the Waiver of Rights Form or any other evidence in the record demonstrating that Lange had knowledge of the elements of the offense charged, coupled with the trial court‘s failure to ascertain Lange‘s understanding of these elements during the plea colloquy, we have no choice but to conclude that Lange has made a prima
Constitutional Rights
¶ 23. Lange additionally argues that the colloquy failed to advise him of his constitutional rights. We disagree. The record reflects that both the trial court and the Waiver of Rights Form advised Lange of his constitutional rights.
¶ 24. “For a waiver of constitutional rights to be valid, the plea must be based on ‘an intentional relinquishment or abandonment of a known right or privilege.1 ” Bangert, 131 Wis. 2d at 265 (citation omitted). A plea may be involuntary because the defendant does not understand the nature of the constitutional rights he or she is waiving. Id. at 265-66.
[I]n addition to those facts on your 32-B Form, or your Waiver of Rights Form, you waive certain constitutional rights that you have, and those have been checked; the right to give up a trial, 9 the right to remain silent, the right to testify and present evidence, and all of those things, and the Court is personally familiar with you having been in court many times prior hereto. You‘re familiar with those rights and know you‘re giving them up, is that right?”
Lange replied, “Yes, Judge.”
¶ 26. We conclude that the trial court‘s inquiry as to Lange‘s understanding of his constitutional rights was sufficient to satisfy the requirements of
¶ 27. Unlike the procedure regarding the elements of the offense, the trial court referred to the constitutional rights listed in the Waiver of Rights Form and then questioned Lange personally to ascertain whether he understood that he would be waiving those constitutional rights by virtue of his plea. Lange responded that he did. This satisfied Bangert. See Bangert, 131 Wis. 2d at 270. We therefore reject Lange‘s contention that the plea colloquy was inadequate on this ground.
Remand
¶ 28. Once a defendant has made a prima facie showing that the plea was accepted without the trial court‘s conforming to the requirements of
¶ 30. We therefore conclude that remand is appropriate to give the State the opportunity to do so.
The Remand Proceedings
¶ 31. As a final matter on this issue, we address the effect of Lange‘s plea withdrawal should the State fail to satisfy its shifted burden on remand. As noted above, Lange‘s plea agreement covered both the instant case and the other case then pending before Judge English. The State argues that if Lange is permitted to withdraw his plea in the instant case, the entire plea agreement should be vacated, including the case originally before Judge English. Lange disagrees. He correctly observes that the case originally before Judge English is not before us because he has not appealed from the judgment of conviction in that matter. Nevertheless, we agree with the State.
¶ 33. We find the rationale of Briggs particularly helpful and persuasive. There a plea agreement resulted in a judgment of conviction for party to the crimes of attempted felony murder and armed burglary. Briggs, 218 Wis. 2d at 64. On appeal, Briggs challenged only the conviction for attempted felony murder, arguing that such a crime was unknown to the law. Id. at 64-65. The court of appeals agreed, and the court then turned to the scope of the remedy. Id. at 65-68. Briggs argued that the court should vacate the conviction for the phantom crime and leave the balance of the judgment intact. Id. at 69.
¶ 35. The court of appeals also observed that the judgment was the product of a plea bargain “where the resulting convictions were both part of the same agreement.” Id. Noting that “a conviction of one crime was not sufficient to satisfy the interests of the State, causing the convictions within the judgment to be interconnected,” the court concluded:
[W]hen a criminal appeal is taken from a conviction resulting from a plea bargain, it brings before us all of the judgment or order appealed from, even when the appellant attempts to limit our review to only a portion of the judgment or order by the way in which the notice of appeal is stated.
Id.
¶ 36. We see no reason why the same logic should not apply to the instant case where the convictions covered by a plea agreement are recited in multiple judgments of convictions as opposed to a single judgment of conviction. All of the convictions stemmed from a singular, global plea agreement and thus were “interconnected” within the meaning of
Briggs.
The multiple convictions could have been entered in a single judgment of conviction, which would clearly allow us to
¶ 37. Therefore, if the State fails to satisfy its shifted burden under Bangert at the remand proceedings, the trial court is authorized to vacate both judgments of conviction and to reinstate the original charges alleged against Lange in both cases.
Assistance of Counsel
¶ 38. Lange additionally contends that the trial court improperly deprived him of his constitutional right to counsel at the plea hearing. We conclude that this issue is rendered moot not only by our determination that the plea colloquy was inadequate but also by the subsequent appointment of postconviction counsel. That appointment will continue on remand until such time as the court terminates it. See Wis. Stat. Rule 809.85 (“[a]n attorney appointed by a lower court in a case or proceeding appealed to the court shall continue to act in the same capacity in the court until the court relieves the attorney“); see also Roberta Jo W. v. Leroy W., 218 Wis. 2d 225, 240, 578 N.W.2d 185 (1998).
Sentence Credit
¶ 39. Our opinion carries the prospect that Lange‘s conviction will be reinstated. Therefore, we must address Lange‘s challenge to the trial court‘s calculation of sentence credit for time served.
¶ 41. Whether a defendant is entitled to sentence credit pursuant to
¶ 42. The parties do not dispute that Lange was “in custody” during the period for which he is seeking credit. See id. Lange was arrested for the charges in this case on November 18,1998, and he remained in custody thereafter to the date of his sentencing. At his initial appearance, Lange‘s counsel indicated that Lange was already also in custody on a hold in another matter. Lange‘s parole on that matter was revoked on November 29, 1999. Lange completed his sentence on that matter on January 8, 2000.
¶ 43. At issue is whether Lange was in custody “in connection with the course of conduct for which the sentence was imposed.” See id. Lange argues that he was in custody in connection with this case for a period of 654 days as opposed to the 153 days credited him by the trial court. 12 Lange reasons that he is entitled to credit for the period from his arrest in this matter on November 18, 1998, until sentencing on October 12, 2000, “less the time between revocation of his parole and the completion of his sentence after revocation.” Thus, consistent with the holding in State v. Boettcher, 144 Wis. 2d 86, 87, 423 N.W.2d 533 (1988), Lange concedes he is not entitled to duplicative credit for the time he served on his parole revocation.
¶ 45. The State contends that Lange has failed to carry his burden of showing that he is entitled to additional sentence credit for time served.
See State v. Villalobos,
196 Wis. 2d 141, 148, 537 N.W.2d 139 (Ct. App. 1995). However, even accepting the State‘s argument that Lange is not entitled to sentence credit for the time preceding his parole revocation (November 18, 1998 until November 24, 1999), we are left without proper explanation from either party or the trial court as to the period between his completion of his sentence on the other matter on January 8, 2000, and his sentencing in this case on October 12, 2000. Given the
¶ 46. Without the benefit of documentation as to the State‘s calculations or the trial court‘s reasoning, we lack sufficient evidence to make a determination as to the proper sentence credit due Lange. Therefore, in the event that Lange‘s plea is ultimately deemed valid, it will be necessary on remand for the trial court to hold a hearing to determine Lange‘s sentence credit prior to reinstating the judgment of conviction.
CONCLUSION
¶ 47. We conclude that Lange has made a prima facie showing for plea withdrawal. We therefore reverse the judgment of conviction and order denying postcon-viction relief. We remand for further proceedings to determine if the State can satisfy its shifted burden under
Bangert
to show that Lange‘s plea was knowingly and voluntarily entered. If the State fails in meeting that burden, the trial court is authorized to vacate both judgments of conviction and to reinstate the original charges against Lange.
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If the State satisfies its shifted
By the Court. — Judgment and order reversed and cause remanded.
Notes
All references to the Wisconsin Statutes are to the 1999-2000 version unless otherwise noted.
Although Mayer had negotiated the plea agreement for Lange, he did not appear for Lange at the plea hearing because he was not appointed to represent Lange in this case.
Although the parties’ briefs do not so state, apparently Judge English approved the plea agreement which provided that Judge Buslee would conduct the sentencing in both cases.
Wisconsin Stat.
(1) Before the court accepts a plea of guilty or no contest, it shall do all of the following:
(a) Address the defendant personally and determine that the plea is made voluntarily with understanding of the nature of the charge and the potential punishment if convicted.
ft)) Make such inquiry as satisfies it that the defendant in fact committed the crime charged.
SM-32 refers to the Criminal Jury Instruction Committee‘s special material relating to the acceptance of guilty pleas.
The three elements of the offense of delivering a controlled substance (in Lange‘s case cocaine base) contrary to
The State appéars to concede that Lange satisfied the second prong for a prima facie showing — that he alleged he did not know or understand the information that the court should have provided at the plea hearing. See State v. Giebel, 198 Wis. 2d 207, 216, 541 N.W.2d 815 (Ct. App. 1995). This is confirmed by Lange‘s testimony:
Q. At the time that you entered this plea on May 12, 2000, did you understand what the State would have to prove with respect to this party to the crime allegations?
A. No. I know very little to nothing about criminal law and my constitutional rights.
Q. Before you and I [postconviction counsel] spoke, after you had already been convicted of this offense, before that time, had anyone ever explained to you what the State would have to prove under the party to the crime statute.
A. No. At no time nobody [sic] did.
The Plea Questionnaire/Waiver of Rights Form includes a section entitled, “Constitutional Rights.” Prior to listing the constitutional rights, it provides: “I understand that by entering this plea, I give up the following constitutional rights.” Following the list of constitutional rights, it provides: “I understand the rights that have been checked and give them up of my own free will.”
We note that in support of his argument that he was not advised of his constitutional rights, Lange argues that the trial court incorrectly informed him that he had a right to “give up a trial” instead of a right to have a trial. Lange does not develop this argument nor does he explain how this minor error affected his understanding of the rights already provided to him in the Waiver of Rights Form. We therefore decline to address it.
However, when considering the appropriate remedy, the trial court must examine all of the circumstances of the case, considering both the defendant‘s and State‘s interests. State v. Robinson, 2002 WI 9, ¶ 48, 249 Wis. 2d 553, 638 N.W.2d 564.
Wisconsin Stat.
(l)(a) A convicted offender shall be given credit toward the service of his or her sentence for all days spent in custody in connection with the course of conduct for which sentence was imposed. As used in this subsection, “actual days spent in custody” includes, without limitation by enumeration, confinement related to an offense for which the offender is ultimately sentenced, or for any other sentence arising out of the same course of conduct, which occurs:
1. While the offender is awaiting trial;
2. While the offender is being tried; and
3. While the offender is awaiting imposition of sentence after trial.
(b) The categories in par. (a) include custody of the convicted offender which is in whole or in part the result of a probation, extended supervision or parole hold under s. 304.06(3) or 973.10(2) placed upon the person for the same course of conduct as that resulting in the new conviction.
Lange initially argues that he is entitled to 694 days of sentence credit. However, he later reduces that claim to 654 days.
At the sentencing hearing, the State indicated to the court that Lange was “entitled to 153 days credit on 98-CF-370.” Lange replied, “I was arrested on November 18, 1998, for 98-CF-370 .... I would ask the Court to credit me towards that seven year sentence .. . since the time of November 18 ....” The court interrupted Lange, stating, ‘You‘ll get the time credit that is indicated by the District Attorney, Mr. Lange.”
If, in fact, Lange completed his sentence on the parole revocation matter on January 8,2000, and if, in fact, his custody thereafter was related only to the current matter, it would appear that Lange was entitled to more than the 153 days allowed by the trial court since the sentencing in the current matter occurred on October 12, 2000.
We stress that we “authorize,” but do not “direct,” the trial court to vacate the other judgment of conviction if the court should ultimately determine that Lange‘s plea should be withdrawn. We do so because, as noted earlier at footnote 10, the trial court should consider the special circumstances of each case when considering the scope of the remedy. Robinson, 2002 WI 9 at ¶ 48. We see nothing in the appellate briefs which suggests that the judgment of conviction in the other case should not also be vacated if Lange ultimately prevails in his plea withdrawal request. But we leave the ultimate determination on this question to the trial court on remand.