State v. LampienState v. Lampien
THE COURT’S PRIOR OPINION
DATED OCTOBER 2, 2009, IS
HEREBY WITHDRAWN
Melanie Lampien appeals her judgment of conviction and sentence for harboring and protecting a felon. She also appeals the district court’s denial of her Rule 35 Motion for Reduction of Sentence. We affirm the judgment of conviction and sentence, but vacate the district court’s order denying Lampien’s Rule 35 motion.
I.
On August 31, 2006, two police officers and two probation and parole officers arrived at Melanie Lampien’s apartment in an attempt to locate Lampien’s husband, Nicholas McKenna. Knowing that McKenna was wanted for outstanding felony probation violations, Lampien met the officers outside. Although she knew that McKenna was hiding inside the apartment, she told the officers that she had not seen McKenna and did not know where he was. The officers asked Lampien whether McKenna had a gun, and Lampien responded that she did not think so. Suspecting that McKenna was in the apartment, the officers returned later the same day and entered the apartment to find McKenna brandishing a gun. In the attempt to take McKenna into custody, one police officer and two probation officers were injured. McKenna died as a result of gunshot wounds sustained in the encounter.
Lampien was charged with harboring and protecting a felon in violation of Idaho Code section 18-205. Lampien entered into a nonbinding plea agreement in which she agreed to plead guilty and the State agreed to recommend probation with no prison time and to not oppose a withheld judgment. At sentencing, the district court allowed the three injured officers to give victim impact statements over Lampien’s objection. The officers stated that they believed Lampien should serve a prison sentence, largely based on their belief that she lied about McKenna
II.
The following issues are presented: (1) whether the charging information was adequate to vest the district court with jurisdiction of her case; (2) whether the district court abused its discretion in finding that the officers were victims of Lampien’s crime under Idaho Code section 19-5306; (3) whether the officers’ testimony recommending prison time was in contravention of the State’s obligation under the plea agreement; and (4) whether the State violated the plea agreement by opposing Lampien’s Rule 35 Motion for reduction of her sentence.
A.
This Court grants review of decisions of the Idaho Court of Appeals in strictly limited circumstances. Under Idaho Appellate Rule 118(b), the “[g]ranting [of] a petition for review from a final decision of the Court of Appeals is discretionary on the part of the Supreme Court, and will be granted only when there are special and important reasons.” Idaho App. R. 118(b). While this Court gives serious consideration to the views of the Court of Appeals when considering a case on review from that court, it reviews the district court’s decision directly.
State v. Doe,
B.
Lampien contends that the charging information filed against her does not contain facts sufficient to establish a violation of Idaho Code section 18-205, and therefore, the district court lacked jurisdiction over the subject matter of the case. Lampien asserts that because the charging information deprived the district court of jurisdiction to impose its sentence, her conviction must be vacated. The charging information read:
MELANIE ANN LAMPIEN is accused by this information of the crime of HARBORING A WANTED FELON,Idaho Code § 18-205 , a felony, committed as follows, to-wit:
That the said MELANIE ANN LAMPIEN, in the County of Bannock, State of Idaho, on or about the 31st day of August, 2006, did with knowledge that NICHOLAS VERL McKENNA was charged with a felony probation violation, and that law enforcement officers were attempting to locate NICHOLAS VERL McKENNA, did conceal, harbor and protect NICHOLAS VERL McKENNA, by that the defendant, when asked by law enforcement officers as to the whereabouts of NICHOLAS VERL McKENNA, denied knowledge of NICHOLAS VERL McKENNA’s whereabouts, while having actual knowledge that NICHOLAS VERL McKENNA was at that time concealed in the defendant’s residence ...
Lampien insists that these facts do not amount to a violation of Idaho Code
“[W]hether a charging document conforms to the requirements of the law and
In this ease, Lampien’s challenge was solely jurisdictional. Challenges to the sufficiency of the charging information to confer jurisdiction upon the court can be raised at any time, including for the first time on appeal. Idaho Crim. R. 12(b)(2);
Jones,
In this case, Lampien did not offer an objection to the sufficiency of the charging information to confer jurisdiction upon the court until after the entry of judgment. Thus, for the first time on appeal, she contends that her act of harboring an individual who “was charged with a felony probation violation” is not made criminal by Idaho Code
In pleading guilty to the crime, Lampien admitted that she knew McKenna had previously been convicted of two prior felonies for rape and burglary.
See Lewis v. State,
It may seem tenuous, at first glance, to criminalize the act of harboring of a felon, where the criminal offense is not in close temporal proximity to the harboring. However, we believe the statute has two inherent safeguards that resolve this concern. First, the bare act of harboring a convicted felon does not implicate the statute. Rather, the harboring must be in concert with the protection of the convicted felon. We see no reason why it is less criminal to harbor and
Lampien argues that there are two problems with the conclusion that Idaho Code
Second, Lampien argues that the Idaho Legislature intended Idaho Code
Therefore, the district court’s jurisdiction was appropriately invoked because the charging document properly charged an offense under Idaho Code
C.
Lampien argues that the district court abused its discretion in finding that the police and probation officers were victims of her crime and in allowing them to testify at her sentencing. Lampien maintains that the officers were not victims of her crime, but rather were victims of McKenna’s independent act of shooting the gun. The determination of whether a person is a victim under Idaho Code section 19-5306 is a factual determination that is reviewed for an abuse of discretion. This Court’s interpretation of
Idaho’s Constitution grants crime victims, as defined by statute, the right “[t]o be heard, upon request, at all criminal justice proceedings considering a plea of guilty, sentencing, incarceration or release of the defendant, unless manifest injustice would result.”
Lampien insists that the district court abused its discretion by finding that the officers were injured “as the result of’ her crime of harboring and protecting McKenna. The words “as a result” indicate that the victim’s injuries must have been caused by the commission of the crime. In making the determination of whether a person is a victim under Idaho Code
Causation consists of actual cause and true proximate cause.
Cramer v. Slater,
An intervening, superseding cause generally refers to an independent act or force that breaks the causal chain between the defendant’s culpable act and the victim’s injury.
See, e.g., People v. Saavedra-Rodriguez,
Thus, the question faced by this Court is whether Lampien’s crime of harboring and protecting McKenna was the actual cause of the officers’ injuries; and further, whether Lampien should have foreseen the possibility of McKenna opening fire on the officers as a consequence of her harboring McKenna, or in the alternative, whether McKenna’s acts were unforeseeable and extraordinary.
We cannot say that the district court abused its discretion in making the ultimate determination that Lampien’s crime was the cause of the officers’ injuries. First, it was not an abuse of discretion to find that Lampien was the actual cause of the resulting injuries. To be convicted under Idaho Code
Nevertheless, without reaching the merits of that argument, the issue may be resolved by looking to the harboring element of the statute. Black’s Law Dictionary defines “harboring” as “[t]he act of affording lodging, shelter, or refuge to a person.” Black’s Law Dictionary 733 (8th ed. 2004). Thus, to be convicted of the crime, Lampien must have afforded physical refuge to McKenna. There is no dispute from the record, and Lampien admits by virtue of her guilty plea, that she harbored McKenna. It cannot be said that “but for” Lampien’s harboring of McKenna, no harm would have befallen the officers. While the officers’ injuries may not have been related to Lampien’s statements, they were related to Lampien’s act of affording refuge to McKenna. But for Lampien allowing McKenna to hide in her apartment, the officers would not have been injured when entering her apartment. Therefore, looking to both elements of the crime, Lampien’s harboring of McKenna was the actual cause of the officers’ injuries.
Second, it was not an abuse of discretion for the district court to find that the officers were victims of Lampien’s crime because it reasonably could be said that Lampien’s crime was the proximate cause of the officers’ injuries. The district court may reasonably have concluded that Lampien should have foreseen the possibility of her actions leading to violent consequences. The record reflects that Lampien knew McKenna owned a firearm, and although she requested that he get rid of the weapon, she did not know for certain that he had complied with her request. Additionally, McKenna was on probation for the charge of rape and burglary, both of which are considered violent felonies. Further, McKenna had on a previous occasion used the gun to shoot himself in order to evade capture. The most convincing piece of evidence may be that the officers asked Lampien if McKenna had a weapon before entering her residence, thereby preemptively articulating the foreseeability of McKenna’s actions. Because McKenna’s actions may have been foreseeable, it was within the court’s discretion to find that his intentional
Therefore, we find that the district court did not abuse its discretion in its ultimate determination that the officers were victims of Lampien’s crime of harboring and protecting McKenna. Although the district court did not analyze the issue through the lens of traditional tort causation principles, and while its conclusion appeal’s to be based largely upon Lampien’s act of lying to the officers about whether McKenna had a gun, the district court’s ultimate decision was not reached through an abuse of discretion.
D.
Lampien additionally asserts that even if the injured officers were victims under Idaho Code
The State argues, first, that Lampien did not raise this issue in the district court and therefore did not preserve it for appeal and, second, that the victim statements made by the officers did not violate the plea agreement even though the officers advocated punishment more severe than that which the prosecutor was obligated to advocate. We disagree with the State on the first contention but agree on the second.
While Lampien could have done a better job in the district court of raising her contention that the victim statements contravened the plea agreement, it appears that this was the thrust of her objection to the admission of the officers’ victim statements. The State correctly points out that Lampien’s objection to the statements made by the three officers was made on the ground that they were not victims of her particular crime, an objection which the district court overruled. However, the objection must be examined in context. Lampien had entered into the plea agreement, calling for the prosecution to support a withheld judgment with no jail time, and obviously wanted to preserve that prosecutorial recommendation. At the plea hearing, Lampien’s counsel expressed concern about having the presentenee report prepared by members of the same probation and parole department office for which two of the injured officers worked. It was agreed that the report would be prepared by personnel from the Twin Falls office. At the sentencing hearing, Lampien’s counsel expressed concern that the presentence report contained several statements made by the injured officers which had not been previously furnished and suggested that this might provide grounds for withdrawal of the plea. While counsel did not at that time request the plea be withdrawn, he did object to allowing the injured officers to make their statements. The court noted and overruled the objection. The obvious purpose of the objection was to preserve the plea agreement and not allow the State to elicit contrary sentencing recommendations from the injured officers. We find that the issue is properly before the Court on appeal. 4
Whether a plea agreement has been breached is a question of law freely reviewed by this Court in accordance with contract law standards.
State v. Jafek,
COMES NOW the parties in this action, the State of Idaho, represented by the Bannock County Prosecuting Attorney, Vic Pearson, Defendant, MELANIE LAMPIEN, and her attorney, Craig W. Parrish, and do agree as follows, pursuant to Rule 11(d)(1)(C), Idaho Criminal Rules:
1. The Defendant, MELANIE LAMPIEN, hereby enters a plea of guilty to one count of Harboring a Fugitive, a violation of I.C. 18-205;
2. The State and Defendant agree to be bound to following sentence agreement:
— that defendant be granted a Withheld Judgment;
— that no jail time be imposed;
— that Defendant be placed on probation for a term at the court’s discretion;
3. That the terms of probation and fines be at the discretion of the Court;
4. That this agreement is binding on the parties but not the Court.
From this, Lampien argues that the officers’ recommendations that she receive a term of imprisonment violated the language of the plea agreement that binds “the State” to recommend a withheld judgment and probation.
We find that the prosecution did not breach the terms of the plea agreement by permitting the officers to make victim statements at the sentencing hearing. The record is clear that the prosecuting attorney followed the explicit terms of the agreement and made the agreed-upon recommendation. We find that the officers were exercising their rights under Idaho Code
Both Lampien and the State ask this Court to look to cases from other jurisdictions to resolve this issue. Those cases show a split of authority on the issue of whether a law enforcement agency is bound by a prosecutor’s plea agreement and, thus, whether the agency’s failure to adhere to the terms of the plea agreement constitutes good cause for withdrawal of a guilty plea.
See, e.g., Duke v. State,
E.
Lastly, Lampien argues that the State breached the plea agreement by opposing Lampien’s Rule 35 motion for reduction of her sentence. Again, the State asserts that Lampien failed to preserve this issue for appeal and claims she is wrong on the merits.
We find that Lampien sufficiently raised the issue at the hearing on the Rule 35 motion. At the commencement of the hearing, Lampien’s counsel reminded the court of the sentencing recommendation the prosecutor was obligated to make under the plea agreement. Later in the hearing, when the prosecutor failed to abide by such recommendation
As noted above, whether a plea agreement has been breached is a question of law freely reviewed by this Court in accordance with contract law standards.
Jafek,
The State violated the plea agreement at the Rule 35 hearing by objecting to a reduction of Lampien’s sentence. At the hearing, the State argued:
We believe that this Court heard all the facts and circumstances upon which to make its decision and exercise its discretion. We believe that this Court appropriately exercised its discretion in sentencing, and so on that basis, we would object to the Rule 35 — the granting of the Rule 35.
Additionally, Your Honor, we are also here representing the Department of Probation and Parole, and they have asked us on their behalf to object to the Rule 35 as well for obvious reasons.
The State’s objection to the Rule 35 motion is tantamount to the State’s recommendation that Lampien should receive jail time for her crime. The recommendation of jail time is in obvious contravention of the plea agreement.
The prosecutor’s contention that he was representing the Department of Probation and Parole at the motion hearing and was therefore obligated to advocate its position on the matter needs to be addressed. The prosecutor is obligated to represent the people of the State of Idaho in criminal proceedings.
See
Therefore, we find that, while the State did not violate the plea agreement at the sentencing hearing, it did violate the agreement at the Rule 35 hearing. Thus, we hold that the district court’s denial of the Rule 35 motion should be vacated and the case remanded to the district court for proceedings consistent with this opinion.
III.
We affirm the judgment of conviction and the sentence but vacate with regard to the district court’s denial of the Rule 35 motion. The State is ordered to comply with the terms of the plea agreement at the Rule 35 hearing.
Notes
. The “escapee scenario” is where a felon escapes from a correctional facility, work release, or a probation or police officer.
See
. This Court has held that, because Idaho Code
. It further defines “criminal offense” as "any charged felony or a misdemeanor involving physical injury, or the threat of physical injury, or a sexual offense.”
. It should be noted that both parties have argued the issue in their briefs submitted with respect to the petition for review.
. Where, as here, the employees are participating in a criminal proceeding as crime victims, the prosecutor does have certain obligations to them under Idaho’s victims’ rights laws but he does not become their lawyer and is not required to follow their bidding in the proceeding.