Appellant Bryan Ladner was indicted for criminal sexual conduct with a minor, first degree. A jury found appellant guilty, and the trial court sentenced him to 14 years’ imprisonment. Appellant directly appeals from his conviction. We affirm.
Appellant was charged with digitally penetrating the victim’s vagina on October 31, 2003. The victim, at the time, was approximately two and a half years old.
After the jury had been selected, but prior to any testimony being taken, the State informed the trial court it was not planning to call the victim as a witness. 1 Instead, the State intended to introduce the victim’s statement implicating appellant through the excited utterance exception to the hearsay rule. In response, defense counsel stated that the victim might be called in the defense’s case-in-chief, and therefore, appellant requested a competency hearing. Appellant also made a motion in limine to determine the admissibility of the hearsay statement.
The hearing on the motion in limine proceeded, and the State put up Marla Jackson. 2 Marla testified that on Halloween 2003 at around 7 p.m., appellant and others arrived at her house to take the victim trick-or-treating. About one hour later, appellant returned the victim to Marla’s house. Within approximately 45 minutes of the victim returning to Marla’s house, the victim went to the bathroom and complained that her crotch area 3 hurt when she urinated. It was discovered that the victim was bleeding, so Marla laid her down in the bedroom and saw that she was red and swollen in her vaginal area. Marla asked the victim what happened, and the victim said, “Bryan did it.” The victim then stated, “No, Bryan didn’t do nothing.”
The trial court ruled that the victim’s statement to Marla identifying appellant as the perpetrator was admissible because it met all the elements of the excited utterance hearsay exception. Further, the trial court stated that the victim’s
The following additional facts were developed during trial testimony. Appellant lived with his fiancée Joanna Sweatman. Joanna had been the victim’s primary caretaker until September 2003, when the victim was sent to Tennessee to be taken care of by Joanna’s mother, Eloise Cales. 4 Eloise traveled with the victim back to South Carolina on October 30, 2003. Arrangements were made on that day for Joanna and appellant to take the victim trick-or-treating the next evening.
Marla was the State’s primary witness. She testified that she was an “aunt figure” to the victim. Marla drove Eloise and the victim from Tennessee to South Carolina the day before Halloween 2003; both Eloise and the victim stayed at Marla’s house on October 30 and 31. Marla described how she got the victim ready for trick-or-treating around 6 p.m. on October 31:
[B]efore I put her panty hose on, I took her pull-up 5 off and washed her down because she had peed in her pull-up that we originally put on her after she had taken a bath earlier and I had to wash her, wipe her down and then put a new pull-up on her before I put her tights on her.
The victim was outfitted as a princess for Halloween: she had on a dress, make-up, and tights as her costume.
Appellant explained that he brought the victim back because she was having a temper tantrum.' According to Marla, appellant did not even stay two minutes at her house. Eloise came to the door and took the victim inside. Shortly thereafter, Marla also went inside the house. The victim sáng a couple of songs, karaoke-style. After her singing, while sitting on the couch, the victim grabbed at her crotch and said she had “to pee.” Eloise took her in the bathroom, and Marla went in to “find out what was going on.” Eloise wiped the child and noticed blood on the toilet paper. 6 She told Marla to take a look at the victim. Marla testified as follows:
And me and my mom and Eloise was [sic] in the room and [the victim] was all red in her crotch area and swollen and she had scratches all behind her legs. She had a hand print — a large hand print on her arm, a larger hand print on her leg. She had scratches around her wrist. And I asked her what happened, because she said her tooch hurt, and I asked her what happened and she said, Bryan did it. And then she goes, No, Bryan didn’t do nothing, Bryan didn’t do nothing.
(Emphasis added).
The victim was taken to an emergency room and treated by Dr. Charles Staples. Qualified as an expert in sexual assault examinations, Dr. Staples testified the victim had bruises on her left cheek, arm, and inside thigh; his vaginal exam revealed redness. In Dr. Staples’ opinion, the victim’s injuries were consistent with sexual abuse that was acute, i.e., it had occurred in the previous 12 to 24 hours.
The victim was transported to, and examined at, Carolina Medical Assessment Center for a full sexual assault examina
Based on the victim’s identification of appellant, the police interrogated appellant in the early morning hours of November 1, 2003. He gave two statements to Detective Aldo Bassi. In his second statement, appellant wrote the following:
[the victim] was tired and crying so [Joanna] asked me to take her home. She put [the victim and another child] in the car. [The victim] was crying [hysterically] and from the front seat I grabbed her arm to get her to stop, she didn’t so I grabbed her leg still trying to get her attention for her to stop. She kept crying and I pushed on her diaper in groin area. She still wouldn’t stop so I pushed on her crotch w/my finger. She [stopped] crying and was fine the rest of the way home. (It was my right hand and my finger slightly penitrated [sic] her) I did this out of frustration [and] anger to make her stop crying [hysterically].
At trial, however, appellant testified that the victim was “throwing a fit” as he was driving her back from trick-or-treating so he reached back and “popped her on the leg.” Appellant stated that Detective Bassi put words in his mouth about what had happened to the victim. Appellant testified that he wrote the second statement because he “just wanted to go home.”
ISSUES
1. Was the victim’s hearsay statement testimonial and therefore inadmissible under Crawford v. Washington?
3. Did the trial court err by denying appellant’s request for a directed verdict?
DISCUSSION
1. Testimonial vs. Nontestimonial under Crawford v. Washington
Appellant argues it was error to admit the victim’s hearsay statement because pursuant to
Crawford v. Washington,
The Sixth Amendment’s Confrontation Clause guarantees that “[i]n all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him.” U.S. Const, amend. VI. In
Crawford v. Washington,
the United States Supreme Court (USSC) held that the admission of testimonial hearsay statements against an accused violates the Confrontation Clause if: (1) the declarant is unavailable to testify at trial, and (2) the accused has had no prior opportunity to cross-examine the declarant.
Crawford v. Washington,
• ex parte in-court testimony or its functional equivalent, such as affidavits, custodial examinations, prior testimony that the defendant was unable to cross-examine, or similar pretrial statements that declarants would reasonably expect to be used prosecutorially;
• extrajudicial statements contained in formalized testimonial materials, such as affidavits, depositions, prior testimony, or confessions;
• statements that were made under circumstances which would lead an objective witness reasonably to believe that the statement would be available for use at a later trial; and
• statements taken by police officers in the course of interrogations.
Crawford v. Washington,
Just last year, the USSC provided further guidance on the
Crawford
decision in
Davis v. Washington,
— U.S.-,
Statements are nontestimonial when made in the course of police interrogation under circumstances objectively indicating that the primary purpose of the interrogation is to enable police assistance to meet an ongoing emergency. They are testimonial when the circumstances objectively indicate that there is no such ongoing emergency, and that the primary purpose of the interrogation is to establish or prove past events potentially relevant to later criminal prosecution.
Davis v. Washington,
Furthermore, while
Crawford
apparently left
Roberts
viable as the primary authority for analyzing nontestimonial hearsay, Davis arguably “declared that the Sixth Amendment simply has no application outside the scope of testimonial hearsay.” Tom Lininger,
Reconceptualizing Confrontation After Davis,
85 Tex. L.Rev. 271, 285 (2006);
see also U.S. v. Tolliver,
The hearsay statement at issue in the instant case was made by a two-and-a-half year old girl to her caretakers immediately after they discovered blood coming from her vaginal area. The victim indicated that her “tooch” hurt, and Marla asked what happened. The victim responded by saying appellant “did it,” and then quickly stating he “didn’t do nothing.” 8
Cases in other jurisdictions with similar facts have also held the child-victim’s statements to be nontestimonial.
See generally
Jerome C. Latimer,
Confrontation After Crawford: The Decision’s Impact On How Hearsay Is Analyzed Under The Confrontation Clause,
36 Seton Hall L.Rev. 327, 364-66 (2006) (statements made by children to persons unconnected to law enforcement have consistently been found to be nontestimonial). For example, in
Purvis v. State,
In finding no Confrontation Clause violation under Cra%oford, the Purvis court explained as follows:
The rationale of the rule in Craivford is to exclude from evidence statements that have not been cross-examined that were gathered for the purpose of use at a later trial. [The victim’s] statements to [his mother and the man he treated as his father] were not elicited for the purpose of preparing to prosecute anyone but rather to gain information aboutwhat happened, find out if [the victim] was harmed, and remedy any harm that had befallen him.
Id. at 579. The court also noted that simply because “parents turn over information about crimes to law enforcement authorities does not transform their interactions with their children into police investigations.” Id.
In
State v. Aaron L.,
In
Herrera-Vega v. State,
In sum, the victim’s hearsay statement in the instant case was not admitted in violation of Crawford because it is a nontestimonial statement. Accordingly, there was no Confrontation Clause violation.
2. Excited Utterance
Appellant also argues the victim’s statement was improperly admitted under the excited utterance hearsay exception. Appellant’s arguments on this issue are twofold. First, appellant contends the statement does not qualify as an excited utterance. Specifically, appellant argues the victim was no longer under the influence of the startling event as evidenced by her singing karaoke songs and eating candy after she returned to Marla’s home. Second, appellant contends that because the victim was declared incompetent to testify at trial,
“ ‘Hearsay’ is a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted.” Rule 801(c), SCRE. The general rule is that hearsay is not admissible. Rule 802, SCRE. There are, however, numerous exceptions to this rule, such as the excited utterance exception. The rules of evidence define excited utterance as a “statement relating to a startling event or condition made while the declarant was under the stress of excitement caused by the event or condition.” Rule 803(2), SCRE.
An excited utterance may be admitted whether or not the declarant is available as a witness.
See
Rule 803, SCRE (entitled “Hearsay Exceptions; Availability of Declarant Immaterial”). Moreover, when a statement is admissible because it falls within a Rule 803 exception, it may be used substantively, that is, to prove the truth of the matter asserted.
State v.
Dennis,
Looking at the rule, there are three elements that must be met to find a statement to be an excited utterance: (1) the statement must relate to a startling event or condition; (2) the statement must have been made while the declarant was under the stress of excitement; and (3) the stress of excitement must be caused by the startling event or condition.
State v. Sims,
In our opinion, the trial court did not abuse its discretion by admitting the victim’s statement as an excited utterance. Clearly, the statement related to the startling event of the
We turn now to appellant’s claim that because the victim was declared incompetent to testify, her excited utterance was inherently unreliable and therefore was erroneously admitted. This is a novel issue in South Carolina. 9
The majority of courts that have encountered this issue have held that even though a child could be declared incompetent to testify at trial, the child’s “spontaneous declarations or
res gestae
statements” are nonetheless admissible.
See
Jay M. Zitter, Annotation,
Admissibility of Testimony Regarding Spontaneous Declarations Made by One Incompetent to Testify at Trial,
In
Morgan v. Foretich,
An estimated one in five females suffers from sexual abuse as a child.... [I]n two-thirds of child abuse cases, the incident is never even reported.... Even when the incident is reported, prosecution is difficult and convictions are few. Much of this difficulty stems from the fact that methods of proof in child abuse cases are severely lacking. Often, the child is the only witness. Yet age may make the child incompetent to testify in court, and fear, especially when the perpetrator is a family member, may make the child unwilling or unable to testify.
Id. at 943 (footnotes and citations omitted). 10 After thoroughly analyzing the hearsay issue, the court decided that four of the victim’s statements made to her mother when the victim was two and three years old should have been admitted as excited utterances; significantly, the court also found that the victim’s “youthful incompetency” would not prevent the admission of the hearsay statements. Id. at 946-48.
The Washington Court of Appeals faced this exact issue in a case with facts strikingly similar to the case at bar.
See State v. Bouchard,
The little girl’s mother testified that when her daughter returned home she complained of “water” in her pants. When the mother changed the child’s clothing, she found blood around her daughter’s lower abdominal and vaginal areas. When questioned about the blood, the child told her mother, “Grandpa did it.” The father and attending physidans testified that the child made similar statements to them.
Id. at 763. The Bouchard court rejected the defendant’s arguments that the statements were inadmissible hearsay and the victim’s incompetency should have prevented the admission of the statements. The court held the victim’s statements fell within the excited utterance exception to the hearsay rule and specifically stated “[t]he fact that the declarant herself (an infant) would not be competent to testify does not prohibit the use of the excited utterances.” Id.
We hold that the incompetency of a declarant at the time of trial does not preclude the admission of that declarant’s excited utterance through a different, competent witness.
See, e.g., State v. Bauer,
The legal rationales underlying the rules about both competency and the excited utterance hearsay exception make plain that one ruling has little to do with the other. The competency of a witness depends solely on the facts as they exist when the testimony is given. 81 Am.Jur.2d
Witnesses
§ 160 (2004).
11
Conversely, the intrinsic reliability of an excited utterance derives from the statement’s spontaneity which is determined
Accordingly, in the instant case, it was well within the trial court discretion to admit the victim’s statements under the excited utterance exception to the hearsay rule.
3. Directed Verdict
Finally, appellant argues the trial court erred by denying his directed verdict motion because the evidence only raised a suspicion that he was guilty. We disagree.
On a directed verdict motion in a criminal case, the trial court is concerned with the existence or non-existence of evidence, not its weight.
E.g., State v. Burdette,
We find the trial court correctly denied the directed verdict motion in this case. Viewing the evidence in a light most
CONCLUSION
For all the above reasons, appellant’s conviction is AFFIRMED.
Notes
. At the time of trial, the victim was approximately three and a half years old. The State indicated to the trial court that although it originally had planned on calling the victim as a witness, the State's position was that the child could not testify because of her tender years.
. The victim was staying at Marla’s house when the relevant events occurred. The relationships between the victim and her various caretakers will be further explained infra.
.The child referred to her crotch area as her "tooch.”
. Both Joanna and Eloise were defense witnesses. Eloise testified that the victim's mother was "unable 1 ' to take care of the victim and asked Joanna to take care of her. Joanna testified that her brother was dating the victim's mother "and he didn't want a baby in the house so they brought her to me and gave her to me and asked me to keep her.” Joanna explained that she was paid to take care of the victim and she did so for approximately one year.
. A pull-up is similar to a diaper and is used by toddlers who are not fully potty-trained.
. Blood was also observed on the victim’s pull-up.
. Regarding issue preservation, we agree with appellant that although there was no contemporaneous objection during Marla’s trial testimony, the hearsay issues are not procedurally barred because proper objections were made at the pretrial proceedings held just before Marla's testimony.
See State v. Forrester,
. Other hearsay statements by the victim identifying appellant were also admitted during the State’s case. When asked if the victim told him what had happened, Dr. Staples testified, without objection, as follows: “She indicated to me that she had been touched by her aunt's boyfriend that was previously identified at triage as someone named Bryan. And I asked her if the aunt's boyfriend was Bryan and she told me yes.” Because the trial court’s ruling dealt only with Marla's testimony, however, we restrict our analysis to this particular statement by the victim. Nonetheless, we note that since there was no objection to this part of Dr. Staples' testimony, any arguable error regarding Marla’s testimony would be deemed harmless.
See State v. Mitchell,
. In
Sims,
there was a somewhat similar factual scenario; however, this precise legal issue was not raised. There, a five-year-old boy witnessed a brutal attack on his mother, who later died. At trial, the boy was declared competent to testify, but while on the stand, he stopped answering questions and would not tell the jury the identity of the person who was in the apartment on the night his mother was attacked. The responding police officer was recalled to the stand and testified that the boy had identified the defendant. The trial court subsequently ruled the statement was admissible hearsay.
Sims,
. See generally Robert G. Marks, Note, Should We Believe The People Who Believe The Children?: The Need For A New Sexual Abuse Tender Years Hearsay Exception Statute, 32 Harv. J. on Legis. 207, 207, 214 (1995) (where the author observes'that the “sexual abuse of children is one of America’s most terrifying social problems" and child sexual abuse “is an extremely difficult crime to prosecute”).
. Under South Carolina law, a person will be found incompetent as a witness "if the court determines that (1) the proposed witness is incapable of expressing himself concerning the matter as to be understood by the judge and jury either directly or through interpretation by one who can understand him, or (2) the proposed witness is incapable of understanding the duty of a witness to tell the truth.” Rule 601(b), SCRE.
