Lead Opinion
Terry Lee Kummer appeals from a conviction for possession of a controlled substance with intent to deliver. The conviction arose out of a “reverse sting” operation conducted by officers of the Fargo Police Department and the narcotics division of the State Bureau of Criminal Investigations. Because we believe that the undisputed facts of this case show that the police used unlawful means to induce the crime, establishing entrapment as a matter of law, we reverse.
During the summer of 1990, law enforcement officers learned from two confidential informants that Kummer had been involved in drug trafficking. The informants had themselves been arrested for drug violations, and they agreed to cooperate with the officers in exchange for a favorable recommendation to the state’s attorney’s office on their prosecutions. Special Agent Daniel Baumann of the Crime Bureau and Officer Donn Weaver of the police department’s narcotics division planned a reverse sting, arranging for an informant to make a sale of drugs to a targeted individual.
On September 17, 1990, one of the informants, at the direction of Baumann and Weaver, made a taped telephone call from the police department to Kummer in Ana-moose, and asked him when he would be in the Fargo area to take advantage of a “good deal” on cocaine. Kummer expressed an interest, but only if the quality was better than it had been in the past. The informant asked when he should contact Kummer again. Kummer replied that he would contact the informant the following Wednesday. Kummer did not return the phone call.
Baumann and Weaver planned the amount of cocaine to offer to Kummer and set the price at $1,200 per ounce. On September 21,1990, the informant made another taped telephone call from the police department to, Kummer in Anamoose and discussed the price and the quantity of cocaine that Kummer might purchase. Kum-mer decided to purchase three ounces.
On /September 28, 1990, the informant made two more táped telephone calls to
On September 30,1990, Weaver obtained three ounces of cocaine from the evidence room at the police department. The cocaine had originated from an earlier drug case that had been closed for some time. Weaver divided the cocaine into three one-ounce portions and heat-sealed each portion in plastic bags. Weaver gave the cocaine to Baumann.
Later that day, Baumann and the two informants went to one of the rented rooms at Motel 75. Baumann placed a “body transmitter” on one of the informants and instructed them to tell the front desk personnel to have Kummer, upon his arrival, call before coming to the room. When Kummer called, Baumann gave the three packages of cocaine to the informant who had arranged the transaction, turned on the body transmitter that had been placed on the other informant, and went to the other motel room where officers had set up the receiving surveillance equipment. When the officers heard the informants counting the $3,600 Kummer had given them, they went into the hallway and waited for Kummer to leave the room. Upon leaving the room, the officers stopped Kummer, conducted a pat-down search, and retrieved the three packages of cocaine. The officers also retrieved the money Kum-mer had given the informants.
Kummer was charged with violation of NDCC 19-03.1-07 and 19-03.1-23, a class A felony, for possession of a controlled substance with intent to deliver. The confidential informants moved out of state and did not testify at trial. Kummer also did not testify. The jury, rejecting Kummer’s entrapment defense, returned a guilty verdict. Kummer appealed.
I. ELECTRONIC SURVEILLANCE
Kummer argues that the trial court erred in failing to suppress the evidence from use of the body transmitter because this electronic surveillance was conducted without a court order.
The procedures for obtaining a warrant-like, ex parte court order for wiretapping or eavesdropping are set forth in NDCC Chapter 29-29.2. A court order authorizing electronic surveillance is not required under all circumstances. Chapter 29-29.2
does not apply to the interception, disclosure, or use of a wire, electronic, or oral communication if the person intercepting, disclosing, or using the wire, electronic, or oral communication:
1. Was a person acting under color of law to intercept a wire, electronic, or oral communication and was a party to the communication or one of the parties to the communication had given prior consent to such interception; ...
NDCC 29-29.2-05(1). Kummer argues that the consent exception to the court order requirement does not legalize the electronic surveillance in this case because the State failed to prove consent. We disagree.
We have not interpreted the consent clause of our statute. Our statute, NDCC 29-29.2-05(1), parallels the language of 18 U.S.C. § 2511(2)(c), the federal eavesdropping statute. The federal courts have established a framework for interpreting the federal statute that provides guidance to us. See Land Office Co. v. Clapp-Thomssen Co.,
The prosecution has the burden of proving that the party’s consent was voluntary and uncoerced. United States v. Kolodziej,
We observe at the outset that the extent of proof required to show that an informer consented to the monitoring or recording of a telephone call is normally quite different from that needed to show consent to a physical search, whether by the defendant himself or by some person in a position to give an effective one. Cf., e.g., United States v. Viale,312 F.2d 595 , 601 (2 Cir.), cert. denied,373 U.S. 903 ,83 S.Ct. 1291 ,10 L.Ed.2d 199 (1963); United States v. Como,340 F.2d 891 , 893 (2 Cir.1965); United States ex rel. Lundergan v. McMann,417 F.2d 519 , 521-522 (2 Cir.1969). See generally Schneckloth v. Bustamonte,412 U.S. 218 ,93 S.Ct. 2041 ,36 L.Ed.2d 854 (1973). In cases involving physical search, the person alleged to have consented is doing something apparently contrary to his own interests or to those of another who often is in some way connected with him. An informer’s consent to the monitoring or recording of a telephone conversation is an incident to a course of cooperation with law enforcement officials on which he has ordinarily decided some time previously and entails no unpleasant consequences to him. Hence, it will normally suffice for the Government to show that the informer went ahead with a call after knowing what the law enforcement officers were about.
This reasoning is persuasive.
Where there is an allegation of coercion, the government must show that there has been no undue pressure, threats, or improper inducements. Kolodziej; United States v. Kirk,
In this case, there is no dispute that the informant who wore the body transmitter was cooperating with authorities in return for a favorable recommendation to the prosecutor. There was testimony that the informants were fully aware of the nature of the transaction at Motel 75. The informant wore the body transmitter during the transaction and it is undisputed that he knew the transaction was being monitored. See, e.g., Jones; Bonanno. We conclude that the evidence in this case satisfactorily establishes the informant’s consent.
Kummer also asserts that we should require exclusion of the evidence obtained as a result of the electronic surveillance based on State v. Sarmiento,
II. UNLAWFUL MEANS
Kummer argues that he was entrapped as a matter of law because the police “had to create and commit a crime,” that is, use unlawful means to obtain the drugs for sale to him in order to persuade him to commit a crime. We agree.
Entrapment occurs “when a law enforcement agent induces the commission of an offense, using persuasion or other means likely to cause normally law-abiding persons to commit the offense. Conduct merely affording a person an opportunity to commit an offense does not constitute entrapment.” NDCC 12.1-05-11(2). Any person cooperating with a law enforcement agency is a “law enforcement agent” for purposes of the entrapment defense. NDCC 12.1-05-11(3); State v. Erban,
Our entrapment statute employs the “objective” test “ ‘to determine whether police conduct is sufficiently unsavory to justify an entrapment defense.’ ” State v. Pfister,
This is the first time that this court has faced the assertion of an entrapment defense where law enforcement officers furnished the controlled substance that brought about the prosecution and conviction of the accused for possession with intent to deliver. Courts from other jurisdictions have taken a dim view of this police conduct.
Numerous decisions have declared that, when uncontroverted evidence shows that one police agent provided the illicit drugs that the accused then illegally possessed or dispensed to a second police agent, the defense of entrapment is established as a matter of law. See United States v. West,
Frequently, it is permissible law enforcement practice for an undercover agent to obtain evidence of unlawful traffic in narcotics by purchasing heroin from a suspected drug peddler. But when the government’s own agent has set the accused up in illicit activity by supplying him with narcotics and then introducing him to another government agent as a prospective buyer, the role of government has passed the point of toleration. Moreover, such conduct does not facilitate discovery or suppression of ongoing illicit traffic in drugs. It serves no justifying social objective. Rather, it puts the law enforcement authorities in the position of creating new crime for the sake of bringing charges against a person they had persuaded to participate in wrongdoing.
When the police themselves violate the law in order to induce a crime, they employ unlawful means.
The federal decisions cited above predate Hampton v. United States,
There have been attempts to distinguish the conduit cases from the typical reverse sting situation. See, for example, State v. Gessler,
The police tactic of furnishing contraband “lacks the element of necessity that has historically been the basis for rationalizing government involvement in the commission of undercover crimes.” Comment, Criminal Procedure: Entrapment Rationale Employed to Condemn Government’s Furnishing of Contraband,
It seems easy to understand and to explain to police agents, and it seems to give clear guidance about the limits of permissible conduct. Moreover, it seems to strike at a dangerous and unnecessary law enforcement technique. If an agent suspects that a target is dealing in contraband, the agent can attempt to make a decoy purchase from him. There will normally be no need to provide the target with contraband; a person who has been trafficking will have his own sources. Indeed, the fact that an agent found it expedient to provide contraband raises a suspicion that the target was not predisposed. ... [T]he rule against furnishing contraband, like the exclusionary rule in search cases, can be seen as a prophylactic rule intended to protect innocent persons from police action intended for the guilty. An agent who feels free to give drugs to targets creates a danger of corrupting the innocent that an agent who merely makes decoy purchases does not.
R. Park, The Entrapment Controversy, 60 Minn.L.Rev. 163,191 (1976) [Footnote omitted]. In addition, if officers and informers are allowed to possess and sell drugs for purposes of trapping users and sellers, there is a chance not only that the drugs will be used by the recipients, including novice users, but also that the drugs will be diverted to illegal channels. Id., at n. 89. The per se rule eliminates any excuse for law enforcement officers or agents to possess controlled substances, except during that brief span between the seizure or undercover purchase and the placement of the drugs in the police evidence locker, thereby facilitating enforcement of anticor-ruption measures. Id.
In this case, Weaver obtained the cocaine from the property custodian at the Fargo Police Department without any written authorization from supervisory personnel. Weaver gave the cocaine to Baumann who turned it over to the informants. No criminal liability is imposed by our Uniform Controlled Substances Act “upon any authorized state, county, or municipal officer, engaged in the lawful performance of their duties.” NDCC 19-03.1-37(3). Nevertheless, conduct by a public officer is not justified unless it is “required or authorized by law.” NDCC 12.1-05-02. We are unaware of any statutory authority that authorizes a controlled substance confiscated in another drug prosecution to be withdrawn from evidentiary retention, offered for sale, and sold to others. See NDCC 19-03.1-23; 19-03.1-36(4) (A controlled substance “taken or detained under this section is not subject to replevin, but is deemed to be in custody of the board or a law enforcement agency subject only to the orders and decrees of the district court....”). See also NDCC 19-03.1-39(5). The property custodian testified that he only had written authorization to release controlled substances for examination by a toxicologist, for court proceedings, or for destruction.
Indeed, the Standard Operating Procedures of the Fargo Police Department specifically direct that only “[a] court, prosecuting attorney, or a departmental policy can authorize the disposal of ... property” and that “[n]arcotics, dangerous drugs, and drug implements will be taken to the Toxicology Lab at N.D.S.U. and destroyed in the presence of the property custodian or appropriate designee.” Subversion of statutes, rules, or regulations by law enforcement officers, in order to induce a criminal violation, cannot be sanctioned. Cf. Kelly v. State,
Our entrapment defense “ ‘is treated primarily as a curb upon improper law enforcement techniques, ... ’ ” Pfister,
The defense of entrapment was devised to counter those activities of the police which are generally regarded as improper means of law enforcement. It has been the sense of the commentators, both scholarly and judicial, that the police are meant to deter or discover, not to foster, criminality. To allow such conduct to pass unchecked would be to give silent comfort to corrupting influences within the police department and within society at large.
I Working Papers of the National Commission on Reform of Federal Criminal Laws, Comment on Entrapment: Section 702, at p. 314 (1970). We agree with the observation of the court in Talbot,
Government properly may use artifice to trap unwary criminals, particularly in its efforts to stamp out drug traffic. However, the methods employed by the State must measure up to commonly accepted standards of decency of conduct to which government must adhere. The manufacture or creation of a crime by law enforcement authorities cannot be tolerated.
The undisputed evidence in this case shows that law enforcement officers, without authorization by law, provided the cocaine that formed the basis for Rummer’s prosecution. Therefore, we conclude that Rummer has established entrapment as a matter of law.
Accordingly, we reverse the conviction and remand for entry of a judgment of acquittal.
Concurrence Opinion
concurring specially.
The conduct of the law enforcement officers was unauthorized and illegal. I agree with the majority opinion that as a result of that unauthorized and illegal conduct, the conviction of Rummer for possession of a controlled substance with intent to deliver should be reversed.
I concur in the result, not because Rummer was “entrapped” within the meaning of section 12.1-05-11, NDCC, but because the actions of the law enforcement officers were contrary to public policy and perhaps violated the due process rights of Rummer, Indeed, before the trial court and this court Rummer and the State did not argue nor brief the issue of the actions of the law enforcement officers in the manner in which the majority opinion disposes of this issue; rather, because of the wording of section 12.1-05-11(2), NDCC, Rummer argued it “is our position that the wording of the statute is not in accordance with the original intent of the objective test of entrapment.” Rummer thus contended that “the phrase should not be ‘normally law-abiding citizens’ but ‘reasonable man’ or ‘person at large who would not otherwise have done so.’ A normally law-abiding person indicates a person who would never commit an offense of any law. This is not the standard originally intended.”
It is understandable Rummer believed it was necessary to attempt to somehow change the statutory standard for entrapment in order that he be able to urge upon the court the unacceptable behavior of the law enforcement officers as a matter of law. I cannot fathom why a law enforcement officer who, undercover, offers to sell
Nevertheless, as noted by the majority opinion, a number of jurisdictions have adopted this tortured rationale. The logic of it escapes me, particularly in those jurisdictions which have adopted an “objective” standard for entrapment similar to that of North Dakota. The only explanation I can offer for this seemingly unwarranted leap in logic is that the courts, having determined that the actions of law enforcement officers were unacceptable as a matter of public policy, believed it necessary to cast their opinions in more traditional and, perhaps, more tenable forms such as entrapment.
But rather than confuse what heretofore has been a clear judicial exposition of a clear legislative statute on the law of entrapment by attempting to tug and stretch the concept of entrapment so that it fits our view of the case, I believe we should confront the issue directly and declare that as a matter of public policy we will not sustain a conviction obtained by intolerable conduct on the part of law enforcement agents, notwithstanding the entrapment statute. That is a neater and more candid position for this court.
Notes
. Kummer alleges that the use of the phrase "otherwise normally law abiding person” in section 12.1-05-11, NDCC, "is not in accordance with the original intent of the objective test of entrapment” which “was intended to focus on whether the law enforcement agent’s methods ‘were so reprehensible under the circumstances, that the court should refuse, as a matter of public policy, to permit the judgment to stand.’ ” Insofar as our statutory entrapment defense may be more limited than the “original” objective standard, it enforces my belief that an attempt at a traditional entrapment analysis is injudicious.
. This stance also avoids the embarrassing explanation of how the affirmative defense of entrapment, which we have heretofore held presents a jury question, [State v. Kluck
Concurrence Opinion
concurring specially.
This court has not been given much information relating to the police justification for “targeting” Rummer. Because the North Dakota entrapment law employs the “objective” theory, it is not unusual that we learn so little about Rummer’s “predisposition” to commit any crime. Rummer, under our law, was entitled to be treated as a “normally law-abiding person” because he raised the entrapment defense. NDCC § 12.1-05-11(2).
I believe, however, that ordinarily the police can and must use dirty tricks to trap “predisposed” traffickers in illicit drugs. I agree that police, as a matter of law, should not be permitted to use confiscated substances to induce a “normally law-abiding person” to commit a crime.
In State v. Folk,
“No doubt a meritorious ease can be made for the proposition that a defense which diverts the juror’s attention away from the defendant and onto the police is designed to benefit a professional criminal, but is a detriment to a beginner who may be gullible to the wiles of a worldly and conniving, confidence-type, undercover agent.”
I believe that it is time for the legislature to take a second look at the entrapment
